Series A-1 Convertible Preferred Units

NPORT-P false 0000893739 XXXXXXXX 180 DEGREE CAPITAL CORP. /NY/ 811-07074 0000893739 254900RA5P574LPO7H91 7 N. WILLOW STREET SUITE 4B MONTCLAIR 07042 973-746-4500 180 DEGREE CAPITAL CORP. /NY/ N/A 2022-12-31 2022-12-31 N 66952608 1407459 65545149 3291 0 0 0 0 0 0 0 0 0 180971 0 0 655459 N AgBiome, LLC N/A Series A-1 Convertible Preferred Units N/A 2000000 OU Number of units USD 4372191 6.670502801054 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series B Convertible Preferred Units N/A 160526 OU Number of units USD 364581 0.556228806498 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series A-2 Convertible Preferred Units N/A 417392 OU Number of units USD 913762 1.394095541685 Long EP CORP US Y 3 N N N Alta Equipment Group, Inc. N/A Common Stock 02128L106 445064 NS USD 5870394 8.956260058239 Long EC CORP US N 1 N N N Amgen, Inc. 62QBXGPJ34PQ72Z12S66 Rights to Milestone Payments from Acquisition of BioVex Group, Inc. N/A 548998 PA USD 0 0 Long CORP US Y 3 N N N Arena Group Holdings, Inc. N/A Common Stock 040044109 767869 NS USD 8147090 12.429737553881 Long EC CORP US N 1 N N N Ascent Industries Co. 549300U2S5125001TS43 Common Stock 871565107 278057 NS USD 2410754 3.678005217442 Long EC CORP US N 1 N N N AutoTech Ventures Management I, LLC N/A LLC Interests N/A 0 OU Number of Interests USD 218534 0.333409875993 Long CORP US Y 3 N N N Commercial Vehicle Group, Inc. 5493006OG8I91X0K7Q22 Common Stock 202608105 553629 NS USD 3770213 5.752085482329 Long EC CORP US N 1 N N N Comscore, Inc. N/A Common Stock 20564W105 3909475 NS USD 4534991 6.918881212704 Long EC CORP US N 1 N N N D-Wave Quantum, Inc. 5493001U37G4PRD4GW95 Common Stock 26740W109 911938 NS USD 1313191 2.003490754137 Long EC CORP CA N 1 N N N EchoPixel, Inc. N/A Series Seed-2 Convertible Preferred Stock N/A 1476668 NS USD 28553 0.043562338992 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series A-2 Convertible Preferred Stock N/A 1471577 NS USD 51340 0.078327688293 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed Convertible Preferred Stock N/A 4194630 NS USD 78993 0.120516927958 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-2 Convertible Preferred Stock N/A 12083132 NS USD 0 0 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Common Stock N/A 1000000 NS USD 0 0 Long EC CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-1 Convertible Preferred Stock N/A 11000000 NS USD 0 0 Long EP CORP US Y 3 N N N Intevac, Inc. N/A Common Stock 461148108 1100572 NS USD 7120701 10.86381083671 Long EC CORP US N 1 N N N Jerash Holdings US, Inc. N/A Common Stock 482738101 135617 NS USD 527550 0.804865055689 Long EC CORP US N 1 N N N Lantronix, Inc. N/A Common Stock 516548203 514132 NS USD 2221050 3.388580289901 Long EC CORP US N 1 N N N Magnolia Neurosciences Corporation N/A Series A Convertible Preferred Stock N/A 862872 NS USD 121576 0.185484359796 Long EP CORP US Y 3 N N N Magnolia Neurosciences Corporation N/A Warrants for the Purchase of Common Stock expiring 8/3/28 N/A 138059 OU Number of contracts/warrants USD 0 0 Long DE CORP US Y 3 Magnolia Neurosciences Corporation N/A Call Purchased MAGNOLIA NEUROSCIENCES CORP MAGNOLIA NEUROSCIENCES CORP COM 138059 0.0003 USD 2028-08-03 XXXX 0 N N N Nanosys, Inc. N/A Series A-1 Convertible Preferred Stock N/A 496572 NS USD 110708 0.168903422586 Long EP CORP US Y 3 N N N Nanosys, Inc. N/A Series A-2 Convertible Preferred Stock N/A 2232001 NS USD 394221 0.601449544344 Long EP CORP US Y 3 N N N OpGen, Inc. N/A Warrants for the Purchase of Common Stock expiring 2/17/25 68373L133 62 OU Number of contracts/warrants USD 0 0 Long DE CORP US N 3 OpGen, Inc. N/A Call Purchased OPGEN INC. OPGEN INC. COM 62 3300 USD 2025-02-17 XXXX 0 N N N Parabellum Acquisition Partners, LLC N/A Membership Units N/A 693151 NS USD 2706572 4.129324658336 Long EC CORP US Y 3 N N N Phylagen, Inc. 54930027NUULUR2P5W11 Series A Convertible Preferred Stock N/A 548031 NS USD 0 0 Long EP CORP US Y 3 N N N Potbelly Corporation 5493007210175UIK7S88 Warrants for the Purchase of Common Stock expiring 2/12/26 N/A 80605 OU Number of contracts/warrants USD 215631 0.328980867829 Long DE CORP US N 3 Potbelly Corporation N/A Call Purchased POTBELLY CORP POTBELLY CORP COM 80605 5.45 USD 2026-02-12 XXXX -2161 N N N Potbelly Corporation 54930027NUULUR2P5W11 Common Stock 73754Y100 1587769 NS USD 8843873 13.492795630078 Long EC CORP US N 1 N N N Quantum Corporation N/A Common Stock 747906501 3102812 NS USD 3382065 5.159901307113 Long EC CORP US N 1 N N N Ravenna Pharmaceuticals, Inc. 529900MVE73NJ5FHP926 Common Stock N/A 2785274 NS USD 16414 0.025042280398 Long EC CORP US Y 3 N N N RF Industries, Ltd. N/A Common Stock 749552105 336470 NS USD 1729456 2.638572078004 Long EC CORP US N 1 N N N Synchronoss Technologies, Inc. N/A Common Stock 87157B103 5467081 NS USD 3379203 5.155534851252 Long EC CORP US N 1 N N N Valo Health LLC N/A Rights to Milestone Payments from Acquisition of TARA Biosystems, Inc. N/A 2771540 PA USD 2842814 4.337184434503 Long CORP US Y 3 N N N 2023-02-27 180 DEGREE CAPITAL CORP. /NY/ /s/ Daniel B. Wolfe Daniel B. Wolfe President and Chief Financial Officer