Series A-1 Convertible Preferred Units

NPORT-P false 0000893739 XXXXXXXX 180 DEGREE CAPITAL CORP. /NY/ 811-07074 0000893739 254900RA5P574LPO7H91 7 N. WILLOW STREET SUITE 4B MONTCLAIR 07042 973-746-4500 180 DEGREE CAPITAL CORP. /NY/ N/A 2022-12-31 2022-06-30 N 87913744 1269228 86644516 981029 0 0 0 0 0 0 0 0 0 77964 0 0 8004055 N AgBiome, LLC N/A Series A-1 Convertible Preferred Units N/A 2000000 OU Number of units USD 9772240 11.278544160833 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series A-2 Convertible Preferred Units N/A 417392 OU Number of units USD 2040567 2.355102312534 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series B Convertible Preferred Units N/A 160526 OU Number of units USD 796279 0.919018348489 Long EP CORP US Y 3 N N N Alta Equipment Group, Inc. N/A Common Stock 02128L106 542957 NS USD 4870324 5.621041267054 Long EC CORP US N 1 N N N Amgen, Inc. 62QBXGPJ34PQ72Z12S66 Rights to Milestone Payments from Acquisition of BioVex Group, Inc. N/A 548998 PA USD 373329 0.430874355625 Long CORP US Y 3 N N N Arena Group Holdings, Inc. N/A Common Stock 040044109 791545 NS USD 7123905 8.221991799227 Long EC CORP US N 1 N N N AutoTech Ventures Management I, LLC N/A LLC Interests N/A 0 OU Number of Interests USD 225000 0.259681755276 Long CORP US Y 3 N N N Commercial Vehicle Group, Inc. 5493006OG8I91X0K7Q22 Common Stock 202608105 348101 NS USD 2032910 2.346265053866 Long EC CORP US N 1 N N N comScore, Inc. N/A Common Stock 20564W105 2490698 NS USD 5130838 5.921711190584 Long EC CORP US N 1 N N N D-Wave Systems, Inc. N/A Class A Convertible Preferred Stock N/A 1025045.6 NS USD 6018616 6.946332298745 Long EP CORP CA Y 3 N N N EchoPixel, Inc. N/A Series A-2 Convertible Preferred Stock N/A 1471577 NS USD 138364 0.159691583942 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed Convertible Preferred Stock N/A 4194630 NS USD 276270 0.318854571246 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed-2 Convertible Preferred Stock N/A 1476668 NS USD 99118 0.114396160975 Long EP CORP US Y 3 N N N Envela Corporation N/A Common Stock 29402E102 192299 NS USD 1371092 1.582433676471 Long EC CORP US N 1 N N N Fleet Health Alliance, LLC N/A Unsecured Convertible Bridge Note, 0%, (acquired 4/22/16, no maturity date) N/A 225000 PA USD 0 0 Long DBT CORP US Y 3 2500-12-31 Fixed 0 N N N N N N/A N/A N/A XXXX N N N HALE.life Corporation N/A Common Stock N/A 1000000 NS USD 8227 0.009495119114 Long EC CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-1 Convertible Preferred Stock N/A 11000000 NS USD 234175 0.270271000186 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-2 Convertible Preferred Stock N/A 12083132 NS USD 290494 0.335271074744 Long EP CORP US Y 3 N N N Intevac, Inc. N/A Common Stock 461148108 517096 NS USD 2502745 2.888520953824 Long EC CORP US N 1 N N N Lantronix, Inc. N/A Common Stock 516548203 424626 NS USD 2284488 2.636621572218 Long EC CORP US N 1 N N N LS180 Acquisition Holdings, LLC N/A Membership Units N/A 1300000 NS USD 0 0 Long EC CORP US Y 3 N N N LS180 Acquisition Holdings, LLC N/A Unsecured Promissory Note, 0% (acquired 1/27/22, maturing 12/31/22) N/A 50000 PA USD 2500 0.002885352836 Long DBT CORP US Y 3 2022-12-31 Fixed 0 N N N N N N LS180 Acquisition Holdings, LLC N/A Unsecured Promissory Note, 0% (acquired 5/10/2021, maturing 12/31/22) N/A 50000 PA USD 2500 0.002885352836 Long DBT CORP US Y 3 2022-12-31 Fixed 0 N N N N N N LS180 Acquisition Holdings, LLC N/A Unsecured Promissory Note, 0% (acquired 9/7/21, maturing 12/31/22) N/A 50000 PA USD 2500 0.002885352836 Long DBT CORP US Y 3 2022-12-31 Fixed 0 N N N N N N Magnolia Neurosciences Corporation N/A Series A Convertible Preferred Stock N/A 862872 NS USD 151002 0.174277619601 Long EP CORP US Y 3 N N N Magnolia Neurosciences Corporation N/A Warrants for the Purchase of Common Stock expiring 8/3/28 N/A 138059 OU Number of contracts/warrants USD 0 0 Long DE CORP US Y 3 Magnolia Neurosciences Corporation N/A Call Purchased MAGNOLIA NEUROSCIENCES CORP MAGNOLIA NEUROSCIENCES CORP COM 138059 0.0003 USD 2028-08-03 XXXX 0 N N N Nanosys, Inc. N/A Series A-1 Convertible Preferred Stock N/A 496572 NS USD 205884 0.237619193348 Long EP CORP US Y 3 N N N Nanosys, Inc. N/A Series A-2 Convertible Preferred Stock N/A 2232001 NS USD 858087 0.990353503734 Long EP CORP US Y 3 N N N NanoTerra, Inc. N/A Warrants for Series A-3 Preferred Stock expiring on 11/15/22 N/A 47508 OU Number of contracts/warrants USD 0 0 Long DE CORP US Y 3 NanoTerra, Inc. N/A Call Purchased NANOTERRA, INC. NANOTERRA, INC. SERIES A-3 PREFERRED 47508 2.1049 USD 2022-11-15 XXXX 0 N N N OpGen, Inc. 549300ZOCQGHZ50BYX61 Warrants for the Purchase of Common Stock expiring 2/17/25 68373L133 62 OU Number of contracts/warrants USD 0 0 Long DE CORP US N 3 OpGen, Inc. N/A Call Purchased OPGEN INC. OPGEN INC. COM 62 3300 USD 2025-02-17 XXXX 0 N N N Parabellum Acquisition Holdings, LLC N/A Membership Units N/A 693151 NS USD 5963133 6.882297086176 Long EC CORP US Y 3 N N N Phylagen, Inc. N/A Series A Convertible Preferred Stock N/A 548031 NS USD 206828 0.238708702579 Long EP CORP US Y 3 N N N Potbelly Corporation 54930027NUULUR2P5W11 Common Stock 73754Y100 1518671 NS USD 8580491 9.903097617857 Long EC CORP US N 1 N N N Potbelly Corporation 54930027NUULUR2P5W11 Warrants for the Purchase of Common Stock expiring 2/12/26 N/A 80605 OU Number of contracts/warrants USD 232632 0.268490160415 Long DE CORP US N 3 Potbelly Corporation N/A Call Purchased POTBELLY CORP POTBELLY CORP COM 80605 5.45 USD 2026-02-12 XXXX 5438 N N N Quantum Corporation 5493007210175UIK7S88 Common Stock 747906501 2866187 NS USD 4069986 4.6973382597 Long EC CORP US N 1 N N N Ravenna Pharmaceuticals, Inc. N/A Common Stock N/A 2785274 NS USD 16414 0.018944072582 Long EC CORP US Y 3 N N N RF Industries, Ltd. 529900MVE73NJ5FHP926 Common Stock 749552105 227763 NS USD 1412131 1.629798474493 Long EC CORP US N 1 N N N Seaport Diagnostics, Inc. N/A Series 1 Convertible Preferred Stock N/A 1195315 NS USD 0 0 Long EP CORP US Y 3 N N N Seaport Diagnostics, Inc. N/A Series A Convertible Preferred Stock N/A 1364666 NS USD 0 0 Long EP CORP US Y 3 N N N Seaport Diagnostics, Inc. N/A Series A-2 Convertible Preferred Stock N/A 176386 NS USD 0 0 Long EP CORP US Y 3 N N N Synalloy Corporation 549300U2S5125001TS43 Common Stock 871565107 179208 NS USD 2519664 2.90804786768 Long EC CORP US N 1 N N N Synchronoss Technologies, Inc. 5493007Z5J8Z2TA76376 Common Stock 87157B103 4990259 NS USD 5738798 6.623382834754 Long EC CORP US N 1 N N N Valo Health LLC N/A Rights to Milestone Payments from Acquisition of TARA Biosystems, Inc. N/A 3012461 PA USD 2917437 3.367134049199 Long CORP US Y 3 N N N 2022-08-08 180 DEGREE CAPITAL CORP. /NY/ /s/ Daniel B. Wolfe Daniel B. Wolfe President and Chief Financial Officer