X0202 4 2007-07-02 0 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001300329 Forman Sandra Matrick 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 0 1 0 0 General Counsel Common Stock 2007-07-02 4 M 0 30000 10.11 A 35852 D Common Stock 2007-07-02 4 S 0 30000 11.0978 D 5852 D Common Stock 2007-07-02 4 M 0 842 10.11 A 6694 D Common Stock 2007-07-03 4 M 0 18000 10.11 A 24694 D Common Stock 2007-07-03 4 S 0 18000 11.1745 D 6694 D Common Stock 2007-07-03 4 M 0 548 10.11 A 7242 D Common Stock 250 I Owned by spouse Employee Stock Option (Right to Buy) 10.11 2007-07-02 4 M 0 30000 0 D 2007-06-26 2008-06-26 Common Stock 30000 80000 D Employee Stock Option (Right to Buy) 10.11 2007-07-02 4 M 0 842 0 D 2006-12-26 2016-06-26 Common Stock 842 82595 D Employee Stock Option (Right to Buy) 10.11 2007-07-03 4 M 0 18000 0 D 2007-06-26 2008-06-26 Common Stock 18000 62000 D Employee Stock Option (Right to Buy) 10.11 2007-07-03 4 M 0 548 0 D 2006-12-26 2016-06-26 Common Stock 548 82047 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2007. Shares were sold for an average price of $11.0978 in 17 transactions with share prices ranging from $11.03 to $11.24. Shares were sold for an average price of $11.1745 in 18 transactions with share prices ranging from $11.10 to $11.27. 25,000 options vested on 6/26/2007, and 55,000 options will vest on 12/26/2007. 3,467 options vested on 12/26/2006, 9,891 options vested on 6/26/2007 and 69,237 options will vest in equal installments on 6/26/2008, 6/26/2009, 6/26/2010, 6/26/2011, 6/26/2012, 6/26/2013 and 6/26/2014. 7,000 options vested on 6/26/2007, and 55,000 options will vest on 12/26/2007. 2,919 options vested on 12/26/2006, 9,891 options vested on 6/26/2007 and 69,237 options will vest in equal installments on 6/26/2008, 6/26/2009, 6/26/2010, 6/26/2011, 6/26/2012, 6/26/2013 and 6/26/2014. /s/ Jackie Matthews by Power of Attorney 2007-07-03