X0306 4 2015-10-30 0 0001395848 ADESTO TECHNOLOGIES Corp IOTS 0000893739 HARRIS & HARRIS GROUP INC /NY/ 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 1 0 1 0 0001320740 Andreev Alexei A C/O HARRIS & HARRIS GROUP 1450 BROADWAY, 24TH FLOOR NEW YORK NY 10018 1 0 1 0 Common Stock 2015-10-30 4 C 0 473025 0 A 673025 D Common Stock 2015-10-30 4 C 0 45907 0 A 718932 D Common Stock 2015-10-30 4 C 0 1050936 0 A 1769868 D Series A Preferred Stock 0 2015-10-30 4 C 0 198412 0 D Common Stock 198412 0 D Series B Preferred Stock 0 2015-10-30 4 C 0 180375 0 D Common Stock 180375 0 D Series C Preferred Stock 0 2015-10-30 4 C 0 64308 0 D Common Stock 64308 0 D Series D Preferred Stock 0 2015-10-30 4 C 0 44438 0 D Common Stock 45907 0 D Series D-1 Preferred Stock 0 2015-10-30 4 C 0 29930 0 D Common Stock 29930 0 D Series E Preferred Stock 0 2015-10-30 4 C 0 106326 0 D Common Stock 1050936 0 D In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. The securities are held directly by Harris & Harris Group, Inc. ("Harris & Harris"). Alexei Andreev is an executive vice president and managing director of Harris & Harris and a director of the Issuer. In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series D Preferred Stock automatically converted into 1.0330576 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series E Preferred Stock automatically converted into 9.8841 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. /s/ Harris & Harris Group, Inc. by Ron Shelton, Attorney-in-Fact 2015-11-03 /s/ Alexei Andreev by Ron Shelton, Attorney-in-Fact 2015-11-03