0001140361-15-038784.txt : 20151028 0001140361-15-038784.hdr.sgml : 20151028 20151028170613 ACCESSION NUMBER: 0001140361-15-038784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151026 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESTO TECHNOLOGIES Corp CENTRAL INDEX KEY: 0001395848 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-400-0578 MAIL ADDRESS: STREET 1: 1250 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ADESTO TECHNOLOGIES CORP DATE OF NAME CHANGE: 20070406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andreev Alexei A CENTRAL INDEX KEY: 0001320740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37582 FILM NUMBER: 151180925 MAIL ADDRESS: STREET 1: HARRIS & HARRIS GROUP STREET 2: 111 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37582 FILM NUMBER: 151180926 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 4 1 doc1.xml FORM 4 X0306 4 2015-10-26 0 0001395848 ADESTO TECHNOLOGIES Corp IOTS 0000893739 HARRIS & HARRIS GROUP INC /NY/ 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 1 0 1 0 0001320740 Andreev Alexei A C/O HARRIS & HARRIS GROUP 1450 BROADWAY, 24TH FLOOR NEW YORK NY 10018 1 0 1 0 Common Stock 2015-10-26 4 P 0 200000 5 A 200000 D The securities are held directly by Harris & Harris Group, Inc. ("Harris & Harris"). Alexei Andreev is an executive vice president and managing director of Harris & Harris and a director of the Issuer. /s/ Harris & Harris Group, Inc. by Ron Shelton, Attorney-in-Fact 2015-10-28 /s/ Alexei Andreev by Ron Shelton, Attorney-in-Fact 2015-10-28