X0206 3 2015-10-26 0 0001395848 ADESTO TECHNOLOGIES Corp IOTS 0001320740 Andreev Alexei A C/O HARRIS & HARRIS GROUP 1450 BROADWAY, 24TH FLOOR NEW YORK NY 10018 1 0 1 0 0000893739 HARRIS & HARRIS GROUP INC /NY/ 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 0 0 1 0 Series A Preferred Stock 0 Common Stock 198412 I See footnote Series B Preferred Stock 0 Common Stock 180375 I See footnote Series C Preferred Stock 0 Common Stock 64308 I See footnote Series D Preferred Stock 0 Common Stock 44438 I See footnote Series D-1 Preferred Stock 0 Common Stock 29930 I See footnote Series E Preferred Stock 0 Common Stock 106326 I See footnote Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock will be automatically converted into one (1) share of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date. The securities are held directly by Harris & Harris Group, Inc. ("Harris & Harris"). Mr. Andreev is an executive vice president and managing director of Harris & Harris. Each share of Series D Preferred Stock will be automatically converted into 1.0330576 shares of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date. Each share of Series E Preferred Stock will be automatically converted into 9.8841 shares of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date. /s/ Alexei Andreev by Ron Shelton, Attorney-in-Fact 2015-10-26 /s/ Harris & Harris Group, Inc. by Ron Shelton, Attorney-in-Fact 2015-10-26