X0306 4 2013-05-02 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001111367 BAUMAN PHILLIP A 1450 BROADWAY 24TH FLOOR NEW YORK NY 10018 1 Common Stock 2013-05-02 4 A 0 2000 0 A 55907 D Common Stock 5637 I Wife Common Stock 100 I By wife as custodian for daughter Common Stock 100 I Daughter /s/ Jackie Matthews by Power of Attorney 2013-05-17