0001127602-13-017146.txt : 20130516
0001127602-13-017146.hdr.sgml : 20130516
20130516162818
ACCESSION NUMBER: 0001127602-13-017146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130515
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS JAMES E
CENTRAL INDEX KEY: 0001111370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00176
FILM NUMBER: 13851710
MAIL ADDRESS:
STREET 1: 111 WEST 57TH STREET
STREET 2: SUITE 1100
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/
CENTRAL INDEX KEY: 0000893739
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 133119827
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY
STREET 2: FLOOR 24
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-582-0900
MAIL ADDRESS:
STREET 1: 1450 BROADWAY
STREET 2: FLOOR 24
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-05-15
0000893739
HARRIS & HARRIS GROUP INC /NY/
TINY
0001111370
ROBERTS JAMES E
1450 BROADWAY
24TH FLOOR
NEW YORK
NY
10018
1
Common Stock
2013-05-15
4
P
0
1500
3.2797
A
55136
D
The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.
/s/ Jackie Matthews by Power of Attorney
2013-05-16
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC):
POWER OF ATTORNEY
The undersigned, being a person required to file a statement
under Section 16(a) of the Securities Exchange Act of 1934 (the
"1934 Act") with respect to Harris & Harris Group, Inc., a New
York corporation, hereby authorizes, designates and appoints
Jackie Matthews, Carmen DeForest, or Sandra
M. Forman to act as attorney-in-fact to
execute and file statements on Form 3, Form 4 and Form 5
(including Form ID) and any successor forms adopted by the
Securities Exchange Commission, as required by the 1934 Act
and the Investment Company Act of 1940 and the rules thereunder,
and to take such other actions as such attorney-in-fact may deem
necessary or appropriate in connection with such statements, hereby
confirming and ratifying all actions that such attorney-in-fact
has taken or may take in reliance hereon. This power of
attorney shall continue in effect until the undersigned no
longer has an obligation to file statements under the section
cited above, or until specifically terminated in writing by the
undersigned.
IN WITNESS WHEREOF, the undersigned has duly executed this power
of attorney on the 21st day of March, 2009.
By: /s/ James E. Roberts
----------------------
James E. Roberts