X0303 4 2011-02-14 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001300329 Forman Sandra Matrick 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 1 General Counsel Common Stock 2011-02-14 4 J 0 1000 6.04 A 1000 I Co-Trustree in Trust Common Stock 13814 D Common Stock 250 I Owned By Spouse The purchase was initiated by a co-trustee of a trust for which the reporting person is a co-trustee without the reporting person's knowledge or consent. The reporting person learned of the transaction on the date hereof. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or any other purpose. /s/ Sandra Matrick Forman 2011-02-22