-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjBA4BjxpP/FuLkeXa0USS42t4gtyGbHZwLG8OU35dzvGvDtVFcfRjYzpGa4xjgt QN4fS3ehdaBdTl9TLLS/Zg== 0001127602-11-003496.txt : 20110202 0001127602-11-003496.hdr.sgml : 20110202 20110202161447 ACCESSION NUMBER: 0001127602-11-003496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andreev Alexei A CENTRAL INDEX KEY: 0001320740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 11566857 MAIL ADDRESS: STREET 1: HARRIS & HARRIS GROUP STREET 2: 111 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-31 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001320740 Andreev Alexei A 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 1 Executive Vice President Common Stock 2011-01-31 4 M 0 42662 3.75 A 54571 D Common Stock 2011-01-31 4 S 0 40530 4.95 D 14041 D Employee Stock Option (Right to Buy) 3.75 2011-01-31 4 M 0 42662 0 D 2009-07-28 2011-03-18 Common Stock 42662 0 D This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2009. /s/ Jackie Matthews by Power of Attorney 2011-02-02 EX-24 2 doc1.txt POWER OF ATTORNEY The undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934 (the "1934 Act") with respect to Harris & Harris Group, Inc., a New York corporation, hereby authorizes, designates and appoints Jackie Matthews, Carmen DeForest, or Sandra M. Forman to act as attorney-in-fact to execute and file statements on Form 3, Form 4 and Form 5 (including Form ID) and any successor forms adopted by the Securities Exchange Commission, as required by the 1934 Act and the Investment Company Act of 1940 and the rules thereunder, and to take such other actions as such attorney-in-fact may deem necessary or appropriate in connection with such statements, hereby confirming and ratifying all actions that such attorney-in-fact has taken or may take in reliance hereon. This power of attorney shall continue in effect until the undersigned no longer has an obligation to file statements under the section cited above, or until specifically terminated in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has duly executed this power of attorney on the 20th day of March, 2009. By: /s/ Alexei A. Andreev --------------------- Alexei A. Andreev -----END PRIVACY-ENHANCED MESSAGE-----