X0303 4 2009-08-12 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001320740 Andreev Alexei A 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 1 Executive Vice President Common Stock 2009-08-12 4 M 0 6096 3.75 A 16365 D Common Stock 2009-08-12 4 S 0 5790 6.3456 D 10575 D Employee Stock Option (Right to Buy) 3.75 2009-08-12 4 M 0 6096 0 D 2009-07-28 2011-03-18 Common Stock 6096 42662 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2009. Shares were sold for an average price of $6.3456 with share prices ranging from $6.31 to $6.35. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer. /s/ Jackie Matthews by Power of Attorney 2009-08-14