X0202 4 2007-10-15 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001320740 Andreev Alexei A 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 1 Executive Vice President Common Stock 2007-10-15 4 M 0 5400 10.11 A 15518 D Common Stock 2007-10-15 4 S 0 400 10.45 D 15118 D Common Stock 2007-10-15 4 S 0 1099 10.46 D 14019 D Common Stock 2007-10-15 4 S 0 101 10.47 D 13918 D Common Stock 2007-10-15 4 S 0 1000 10.48 D 12918 D Common Stock 2007-10-15 4 S 0 100 10.49 D 12818 D Common Stock 2007-10-15 4 S 0 500 10.5 D 12318 D Common Stock 2007-10-15 4 S 0 100 10.51 D 12218 D Common Stock 2007-10-15 4 S 0 200 10.52 D 12018 D Common Stock 2007-10-15 4 S 0 200 10.53 D 11818 D Common Stock 2007-10-15 4 S 0 900 10.54 D 10918 D Common Stock 2007-10-15 4 S 0 100 10.55 D 10818 D Common Stock 2007-10-15 4 S 0 299 10.6 D 10519 D Common Stock 2007-10-15 4 S 0 200 10.63 D 10319 D Common Stock 2007-10-15 4 S 0 101 10.65 D 10218 D Common Stock 2007-10-15 4 S 0 100 10.66 D 10118 D Common Stock 2007-10-15 4 M 0 57 10.11 A 10175 D Employee Stock Option (Right to Buy) 10.11 2007-10-15 4 M 0 5400 0 D 2007-06-26 2008-06-26 Common Stock 5400 168310 D Employee Stock Option (Right to Buy) 10.11 2007-10-15 4 M 0 57 0 D 2007-06-26 2008-06-26 Common Stock 57 168253 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2007. 73,310 options vested on 6/26/07 and 95,000 options will vest on 12/26/07. 73,253 options vested on 6/26/07 and 95,000 options will vest on 12/26/07. /s/ Jackie Matthews by Power of Attorney 2007-10-17