-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJt+mKlPL4yAxZmeknMOXD7BDE8cOCe1Yt9N2MOZhi5g5GHuOcS4PervTjMxIncC mn76OZ8BtJpSnmHwy4mfiw== 0000950172-03-003646.txt : 20031229 0000950172-03-003646.hdr.sgml : 20031225 20031229181214 ACCESSION NUMBER: 0000950172-03-003646 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031224 FILED AS OF DATE: 20031229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUMAN PHILLIP A CENTRAL INDEX KEY: 0001111367 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 031076354 BUSINESS ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2003-12-24 2003-12-24 0 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001111367 BAUMAN PHILLIP A 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 1 0 0 0 Common Stock 2003-12-24 4 P 0 477 8 D 16214 D The Company filed a Form 4 on December 24, 2003 reporting the purchase of the 477 shares. After the filing of the Form 4, the transaction was cancelled and therefore, Mr. Bauman never owned the 477 shares. Mr. Bauman also owns 5,637 shares indirectly through his spouse, and 300 shares indirectly through his three daughters. /s/ Phillip A. Bauman 2003-12-29 -----END PRIVACY-ENHANCED MESSAGE-----