0000950142-14-000064.txt : 20140109 0000950142-14-000064.hdr.sgml : 20140109 20140109170417 ACCESSION NUMBER: 0000950142-14-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140107 FILED AS OF DATE: 20140109 DATE AS OF CHANGE: 20140109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASONITE INTERNATIONAL CORP CENTRAL INDEX KEY: 0000893691 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 980377314 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: ONE TAMPA CITY CENTER STREET 2: 201 NORTH FRANKLIN STREET, SUITE 300 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-739-4074 MAIL ADDRESS: STREET 1: ONE TAMPA CITY CENTER STREET 2: 201 NORTH FRANKLIN STREET, SUITE 300 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: PREMDOR INC DATE OF NAME CHANGE: 19941208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Capital Group, LLC CENTRAL INDEX KEY: 0001403528 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519368 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE HOLDINGS, LLC CENTRAL INDEX KEY: 0001407181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519369 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM HOLDINGS I, LLC CENTRAL INDEX KEY: 0001407178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519370 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: OAKTREE HOLDINGS I, LLC DATE OF NAME CHANGE: 20070718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE FUND GP I, L.P. CENTRAL INDEX KEY: 0001402746 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519372 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Capital Group Holdings GP, LLC CENTRAL INDEX KEY: 0001403525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519373 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Capital I, L.P. CENTRAL INDEX KEY: 0001403530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11796 FILM NUMBER: 14519371 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 es1400129-4_door.xml OWNERSHIP DOCUMENT X0306 4 2014-01-07 0 0000893691 MASONITE INTERNATIONAL CORP DOOR 0001403525 Oaktree Capital Group Holdings GP, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001402746 OAKTREE FUND GP I, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403530 Oaktree Capital I, L.P. 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001407178 OCM HOLDINGS I, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001407181 OAKTREE HOLDINGS, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001403528 Oaktree Capital Group, LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 Common Stock 2014-01-07 4 S 0 391465 59.00 D 4086372 I See Footnotes Warrants to purchase Common Stock 50.77 2009-06-09 2014-06-09 Common Stock 727537 727537 I See Footnotes Warrants to purchase Common Stock 50.77 2009-06-09 2016-06-09 Common Stock 545653 545653 I See Footnotes This Form 4 is being filed with respect to the 4,086,372 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), 727,537 warrants expiring in June 9, 2014 to purchase Common Stock (the "2014 Warrants") and 545,653 warrants expiring in June 9, 2016 to purchase Common Stock (the "2016 Warrants") of which (i) OCM Opportunities Fund V, L.P. ("Fund V") is the direct owner of 159,135 2014 Warrants and 119,352 2016 Warrants (ii) OCM Opportunities Fund VI, L.P. ("Fund VI") is the direct owner of 984,653 shares of Common Stock, 355,914 2014 Warrants and 266,934 2016 Warrants, (iii) OCM Opportunities Fund VII Delaware, L.P. ("Fund VII Delaware") is the direct owner of 499,247 shares of Common Stock, 194,228 2014 Warrants and 145,672 2016 Warrants, (iv) OCM Opportunities Fund VIIb, L.P. ("Fund VIIb") is the direct owner of 3,363 shares of Common Stock, 16,303 2014 Warrants and 12,227 2016 Warrants (Cont'd in FN 2) (Cont'd from FN 1) (v) OCM Opportunities Fund VIIb (Parallel), L.P. ("Parallel") is the direct owner of 404 shares of Common Stock, 1,957 2014 Warrants and 1,468 2016 Warrants and (vi) OCM Opportunities Fund VIIb Delaware, L.P. ("Fund VIIb Delaware") is the direct owner of 2,598,705 shares of Common Stock (collectively, the "Shareholders"). The general partner of Fund V is OCM Opportunities Fund V GP, L.P. ("Fund V GP"). The general partner of Fund VI is OCM Opportunities Fund VI GP, L.P. ("Fund VI GP"). The general partner of Fund VII Delaware is OCM Opportunities Fund VII Delaware GP Inc. ("VII GP Inc."). The sole shareholder of VII GP Inc. is OCM Opportunities Fund VII, L.P. ("Opps VII"). The general partner of Opps VII is OCM Opportunities Fund VII GP, L.P. ("VII GP"). The general partner of VII GP is OCM Opportunities Fund VII GP Ltd. ("VII GP Ltd."). The general partner of Fund VIIb Delaware is Oaktree Fund GP, LLC ("GP LLC"). The general partner of each of Fund VIIb and Parallel is OCM Opportunities Fund VIIb GP, L.P. ("Fund VIIb GP"). The general partner of Fund VIIb GP is OCM Opportunities Fund VIIb GP Ltd. ("VIIb GP Ltd."). This Form 4 is also being filed by (i) Oaktree Fund GP I, L.P. ("GP I"), as the general partner of each of Fund V GP and Fund VI GP, as the sole shareholder of each of VII GP Ltd. and VIIb GP Ltd. and as the managing member of GP LLC, (ii) Oaktree Capital I, L.P. ("Capital I"), as the general partner of GP I, (iii) OCM Holdings I, LLC ("Holdings I") as the general partner of Capital I and (iv) Oaktree Holdings, LLC ("Holdings LLC"), as the managing member of Holdings I. The sole director of each of VII GP Ltd. and VIIb GP Ltd. is Oaktree Capital Management, L.P. ("Management"). The general partner of Management is Oaktree Holdings, Inc. ("Inc."). This Form 4 is also being filed by (i) Oaktree Capital Group, LLC ("Capital Group"), as the managing member of Holdings LLC and as the sole shareholder of Inc. and (ii) Oaktree Capital Group Holdings GP, LLC ("OCGH," together with Capital Group, GP I, Capital I, Holdings I and Holdings LLC, collectively, the "Reporting Persons," and each individually, a "Reporting Person"), as the duly elected manager of Capital Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Peron is the beneficial owner of any securities covered by this Form 4. The members of OCGH are Kevin Clayton, John Frank, Stephen Kaplan, Bruce Karsh, Larry Keele, David Kirchheimer, Howard Marks and Sheldon Stone, who, by virtue of their membership interests in OCGH, may be deemed to share voting and dispositive power with respect to the shares of common stock held by each of the Shareholders. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Shareholders, except to the extent of any pecuniary interest therein. See signatures included in Exhibit 99.1 2014-01-09 EX-99 2 es1400129_4-ex9901.htm EXHIBIT 99.1 Unassociated Document

 
Exhibit 99.1
 
This statement on Form 4 is filed jointly by each of the undersigned.  The principal business address of each of these reporting persons is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071.
 
Name of Designated Filer: Oaktree Capital Group Holdings GP, LLC
 
Date of Event Requiring Statement: January 7, 2014
 
Issuer Name: Masonite International Corporation [DOOR]
 
 
OAKTREE FUND GP I, L.P.
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Authorized Signatory  
       
 
By:
 /s/ Philip McDermott  
 
Name:
 Philip McDermott  
 
Title:
 Authorized Signatory  
       
       
 
OAKTREE CAPITAL I, L.P.
  
       
 
By:
OCM Holdings I, LLC
  
 
Its:
General Partner
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Managing Director  
       
 
By:
 /s/ Philip McDermott   
 
Name:
 Philip McDermott   
 
Title:
Assistant Vice President
  
       
       
 
 
OCM HOLDINGS I, LLC
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Managing Director  
       
 
By:
 /s/ Philip McDermott   
 
Name:
 Philip McDermott   
 
Title:
Assistant Vice President
  
       
       
 
 
 
 
 
 
       
 
OAKTREE HOLDINGS, LLC
  
       
 
By:
Oaktree Capital Group, LLC
  
 
Its:
Managing Member
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Managing Director  
       
 
By:
 /s/ Philip McDermott   
 
Name:
 Philip McDermott   
 
Title:
Assistant Vice President
  
       
       
 
 
OAKTREE CAPITAL GROUP, LLC
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Managing Director  
       
 
By:
 /s/ Philip McDermott   
 
Name:
 Philip McDermott   
 
Title:
Assistant Vice President
  
       
       
       
 
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC
  
       
 
By:
 /s/ Lisa Arakaki  
 
Name:
 Lisa Arakaki  
 
Title:
 Managing Director  
       
 
By:
 /s/ Philip McDermott   
 
Name:
 Philip McDermott   
 
Title:
Assistant Vice President