0000893538-22-000090.txt : 20220706 0000893538-22-000090.hdr.sgml : 20220706 20220706172348 ACCESSION NUMBER: 0000893538-22-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newton Lehman E III CENTRAL INDEX KEY: 0001403099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 221069774 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wf-form4_165714260738224.xml FORM 4 X0306 4 2022-07-01 0 0000893538 SM Energy Co SM 0001403099 Newton Lehman E III 1700 LINCOLN STREET SUITE 3200 DENVER CO 80203 0 1 0 0 SVP - Operations Common Stock, $.01 Par Value 2022-06-30 4 J 0 848 25.06 A 123231 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 4190 A 127421 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 1022 34.19 D 126399 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 8012 A 134411 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 1952 34.19 D 132459 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 3756 A 136215 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 916 34.19 D 135299 D Restricted Stock Units 2022-07-01 4 M 0 4190 D Common Stock, $.01 Par Value 4190.0 0 D Restricted Stock Units 2022-07-01 4 M 0 8012 D Common Stock, $.01 Par Value 8012.0 8014 D Restricted Stock Units 2022-07-01 4 M 0 3756 D Common Stock, $.01 Par Value 3756.0 7514 D The Reporting Person purchased 848 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. Andrew T. Fiske (Attorney-in-Fact) 2022-07-06