-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVkdNNMg4KODEg70V9wIhX3Iu1tmzTESI9htjRSQPL/IVN1Jan2mmdTPyqxD0qyD BrN4L9sgMRRuHwhyC9Cd0Q== 0000894242-02-000003.txt : 20021227 0000894242-02-000003.hdr.sgml : 20021227 20021227105919 ACCESSION NUMBER: 0000894242-02-000003 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021227 EFFECTIVENESS DATE: 20021227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK BROAD INVESTMENT GRADE 2009 TERM TRUST INC CENTRAL INDEX KEY: 0000892789 IRS NUMBER: 134088372 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-07250 FILM NUMBER: 02869622 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2127132848 FORMER COMPANY: FORMER CONFORMED NAME: BLACKROCK CORPORATE AMERICA TERM TRUST INC DATE OF NAME CHANGE: 19921026 FORMER COMPANY: FORMER CONFORMED NAME: BLACKROCK CORPORATE TERM TRUST INC DATE OF NAME CHANGE: 19930524 NSAR-B 1 answer.fil PAGE 1 000 B000000 10/31/2002 000 C000000 0000892789 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 BLACKROCK BROAD INVSTMT GRADE 2009 TERM TRUST 001 B000000 811-07250 001 C000000 6092827477 002 A000000 100 BELLEVUE PARKWAY 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 BLACKROCK ADVISORS, INC. 008 B000001 A 008 C000001 801-047710 008 D010001 WILMINGTON 008 D020001 DE 008 D030001 19809 010 A000001 PRINCETON ADMINISTRATORS, L.P. 010 C010001 PRINCETON 010 C020001 NJ 010 C030001 08543 010 C040001 9095 012 A000001 EQUISERVE TRUST COMPANY, N.A. 012 B000001 84-11340 012 C010001 CANTON 012 C020001 MA 012 C030001 02021 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02116 014 A000001 BLACKROCK INVESTMENTS, INC. 014 B000001 8-048436 014 A000002 NORTHERN FUND DISTRIBUTORS, LLC 014 B000002 8-051242 014 A000003 PNC CAPITAL MARKETS, INC. 014 B000003 8-032493 014 A000004 JJB HILLIARD W.L. 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U020000 0 074 V010000 17.33 074 V020000 0.00 074 W000000 0.0000 074 X000000 50 074 Y000000 0 075 A000000 0 075 B000000 48731 076 000000 16.18 077 A000000 Y 077 B000000 Y PAGE 8 077 Q010000 Y 077 Q020000 Y 077 Q030000 Y 078 000000 Y 079 010001 811-09703 079 020001 BCT SUBSIDIARY, INC. 080 A000000 VIGILANT INSURANCE CO. 080 C000000 25000 081 A000000 Y 081 B000000 47 082 A000000 Y 082 B000000 25 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 09247Q106 087 A030000 BCT 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE MARY KELLERMANN TITLE ACCOUNTING MANAGER EX-99.77B ACCT LTTR 3 bct77b.htm INDEPENDENT AUDITORS’ REPORT



INDEPENDENT AUDITORS’ REPORT



To the Trustees and Shareholders of

The BlackRock Broad Investment Grade 2009 Term Trust Inc.


In planning and performing our audit of the financial statements of The BlackRock Broad Investment Grade 2009 Term Trust Inc. (the “Trust”) for the year ended October 31, 2002 (on which we have issued our report dated December 6, 2002), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Trust’s internal control.


The management of the Trust is responsible for establishing and maintaining internal control.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  Generally, controls that are relevant to an audit pertain to the entity’s objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America.  Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition.


Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected.  Also, projections of any evaluation of internal control to future periods are subject to the risk that the internal control may become inadequate because of changes in conditions or that the degree of compliance with policies or procedures may deteriorate.


Our consideration of the Trust’s internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants.  A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions.  However, we noted no matters involving the Trust’s internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above as of October 31, 2002.


This report is intended solely for the information and use of management, the Trustees and Shjareholders of The BlackRock Broad Investment Grade 2009 Term Trust Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.




December 6, 2002




EX-99.77Q2 ITEM 405 4 brd77q2.htm EXHIBIT 77Q2


EXHIBIT 77Q2

Section 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

THE BLACKROCK BROAD INVESTMENT GRADE 2009 TERM TRUST INC. (BCT)

BCT SUBSIDIARY INC. (BCTS)

THE BLACKROCK INCOME TRUST INC. (BKT)

THE BLACKROCK INCOME OPPORTUNITY TRUST (BNA)

THE BLACKROCK HIGH YIELD TRUST (BHY)

BLACKROCK CORE BOND TRUST (BHK)

BLACKROCK STRATEGIC BOND TRUST (BHD)

THE BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC. (BKN)

THE BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INC. (RAA)

THE BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUST (RFA)

THE BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC. (RNJ)

THE BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC. (RNY)

BLACKROCK FLORIDA MUNICIPAL INCOME TRUST (BBF)

BLACKROCK MUNICIPAL INCOME TRUST (BFK)

BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ)

BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST (BNJ)

BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (BNY)


Section 16(a) of the Securities Exchange Act of 1934 (the "1934 Act") and Section 30(h) of the Investment Company Act of 1940 (the "1940 Act") require a Trust's officers and Directors/Trustees, officers and directors of the Trust’s investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than ten percent of the Trust's Shares to file certain reports of ownership (“Section 16 filings”) with the Securities and Exchange Commission and the New York Stock Exchange or the American Stock Exchange (as applicable) and each of the Trusts.  As a convenience to the Directors/Trustees, [BlackRock (the investment adviser to the Trusts) assists the Directors/Trustees and officers in making their Section 16 filings.  Based upon each Trust's review of the copies of such forms effecting the Sectio n 16 filings received by it, each Trust believes that for its fiscal year ended in 2002, all filings applicable to such persons were completed and filed, except for those instances discussed below.  During fiscal year 2002, it came to the attention of the Trusts that, due to an administrative oversight, Form 5s had not been filed on behalf of Messrs. Cavanagh, Mondale, LaForce, and Brimmer with respect to certain share equivalents credited to them in one or more of BCT, BKT, BNA, BHY, BHK and/or BHD pursuant to deemed quarterly investments under the Trust's deferred compensation plan in fiscal years 2001 and 2002. For such quarterly deferred compensation transactions in 2000 and 2001, Form 5s in respect of 2000 and 2001 were filed in September of 2002.  In addition, due to administrative oversight, one late report was filed on behalf of each of Messrs. Cavanagh (BHK), La Force (BHD) and Kapito (BNJ) with respect to one transaction each.  In addition, Section 30(h) of the 1940 Act requires that an investment company's investment adviser and certain of the investment adviser's affiliates file Form 3s with respect to the Trusts.  For each of BCT, BKT, BNA, BHY, BHK, BHD, BKN, BBF, BFK, BFZ, BNJ, and BNY, the Trust's investment adviser and/or certain affiliates of the investment adviser either acting as sub-advisor to a Trust or owning Trust shares filed late Form 3s in October of 2002.   







395300.01-New York Server 3A

MSW - Draft December 23, 2002 - 2:50 PM


EX-99.77Q3 CERT 5 brd177q3.htm CERTIFICATIONS

CERTIFICATIONS


I, Robert S. Kapito, certify that:

1.

I have reviewed this report on Form N-SAR of BlackRock Broad Investment Grade 2009 Term Trust;

2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.

Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4.

The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have;

a.

designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b.

evaluated the effectiveness of the registrant's disclosure con­trols and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and

c.

presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evalua­tion as of the Evaluation Date;

5.

The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

a.

all significant deficiencies in the design or operation of inter­nal controls which could adversely affect the registrant's abil­ity to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weak­nesses in internal controls; and

b.

any fraud, whether or not material, that involves management or other employees who have a significant role in the regis­trant's internal controls; and

6.

The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal con­trols or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.


Date:  December 27, 2002


/s/ Robert S. Kapito

                                                       

Robert S. Kapito

Trustee, President, Chief Executive

Officer                                


 

                                             



#

 


EX-99.77Q3 CERT 6 brd277q3.htm CERTIFICATIONS

CERTIFICATIONS


I, Henry Gabbay, certify that:

1.

I have reviewed this report on Form N-SAR of BlackRock Broad Investment Grade 2009 Term Trust;

2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.

Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4.

The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have;

a.

designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b.

evaluated the effectiveness of the registrant's disclosure con­trols and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and

c.

presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evalua­tion as of the Evaluation Date;

5.

The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

a.

all significant deficiencies in the design or operation of inter­nal controls which could adversely affect the registrant's abil­ity to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weak­nesses in internal controls; and

b.

any fraud, whether or not material, that involves management or other employees who have a significant role in the regis­trant's internal controls; and

6.

The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal con­trols or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses.


Date:  December 27, 2002


/s/ Henry Gabbay

                                                       

Henry Gabbay

Treasurer and Principal Financial

Officer                                


 

                                             



#

 


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