-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOGCL2qP1OUNpmFMixajpjJ70IO5AxfQci2HTB8Wr9L14wG2G/SnVHCKghTI+dEc 9HS/zVuvIdHdkiU0kN3cmw== 0001208889-10-000007.txt : 20101021 0001208889-10-000007.hdr.sgml : 20101021 20101021153616 ACCESSION NUMBER: 0001208889-10-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101019 FILED AS OF DATE: 20101021 DATE AS OF CHANGE: 20101021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SL INDUSTRIES INC CENTRAL INDEX KEY: 0000089270 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 210682685 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: SUITE A114 CITY: MT LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 8567271500 MAIL ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: SUITE A114 CITY: MT LAUREL STATE: NJ ZIP: 08054 FORMER COMPANY: FORMER CONFORMED NAME: SGL INDUSTRIES INC DATE OF NAME CHANGE: 19841008 FORMER COMPANY: FORMER CONFORMED NAME: GL INDUSTRIES INC DATE OF NAME CHANGE: 19710111 FORMER COMPANY: FORMER CONFORMED NAME: GL ELECTRONICS CO INC DATE OF NAME CHANGE: 19670928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZ MARK E CENTRAL INDEX KEY: 0001208889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04987 FILM NUMBER: 101135068 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: STE 1400 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-19 0 0000089270 SL INDUSTRIES INC SLI 0001208889 SCHWARZ MARK E 200 CRESCENT COURT STE 1400 DALLAS TX 75201 1 0 0 0 Common Stock 2010-10-19 4 J 0 183366 14.5 D 0 I see explanation Pursuant to a modified "dutch auction" tender offer by the Issuer, NP and NFF (each as defined below) tendered, and the Issuer accepted for payment, the shares of Common Stock reflected hereon. The Reporting Person is a director of the Issuer. Newcastle Partners, L.P. ("NP") and Newcastle Focus Fund II, L.P. ("NFF") directly owned shares of the Issurer's Common Stock. The Reporting Person is the managing member of NCG. Accordingly, the Reporting Person may be deemed to have beneficially owned the shares of the Issuer's Common Stock directly owned by NP and NFF. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's Common stock owned by NP and NFF except to the extent of his pecuniary interest therein. The Reporting Person continues to directly own 26,123 vested stock options exercisable into the Common Stock. /s/ Mark E Schwarz 2010-10-21 -----END PRIVACY-ENHANCED MESSAGE-----