0000921895-16-004787.txt : 20160601
0000921895-16-004787.hdr.sgml : 20160601
20160601181457
ACCESSION NUMBER: 0000921895-16-004787
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160531
FILED AS OF DATE: 20160601
DATE AS OF CHANGE: 20160601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SL INDUSTRIES INC
CENTRAL INDEX KEY: 0000089270
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 210682685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 FELLOWSHIP ROAD
STREET 2: SUITE A114
CITY: MT LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8567271500
MAIL ADDRESS:
STREET 1: 520 FELLOWSHIP ROAD
STREET 2: SUITE A114
CITY: MT LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: SGL INDUSTRIES INC
DATE OF NAME CHANGE: 19841008
FORMER COMPANY:
FORMER CONFORMED NAME: GL INDUSTRIES INC
DATE OF NAME CHANGE: 19710111
FORMER COMPANY:
FORMER CONFORMED NAME: GL ELECTRONICS CO INC
DATE OF NAME CHANGE: 19670928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RISHER JAMES A
CENTRAL INDEX KEY: 0000902576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04987
FILM NUMBER: 161690420
MAIL ADDRESS:
STREET 2: 8609 SIX FORKS RD
CITY: RALEIGH
STATE: NC
ZIP: 27615
4
1
form405380003f_06012016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-31
1
0000089270
SL INDUSTRIES INC
SLI
0000902576
RISHER JAMES A
C/O SL INDUSTRIES, INC.
520 FELLOWSHIP ROAD, SUITE A114
MOUNT LAUREL
NJ
08054
1
0
0
0
Common Stock
2016-05-31
4
U
0
6000
40
D
6000
D
Common Stock
2016-06-01
4
D
0
6000
40
D
0
D
Price reflects aggregate per share consideration paid pursuant to the tender offer contemplated under the Agreement and Plan of Merger dated April 6, 2016, by and among Handy & Harman Ltd., Handy & Harman Group Ltd., SLI Acquisition Co., and SL Industries, Inc. (the "Company").
Reflects 6,000 shares granted to the Reporting Person pursuant to Restricted Shares Agreements under the Company's 2008 Incentive Stock Plan, of which 3,000 vested in accordance with their terms on May 28, 2016 (the "Vested Shares"). Pursuant to the Merger Agreement, the unvested shares of restricted stock were vested and cancelled in exchange for a cash payment of $120,000, which is the product of (i) the aggregate number of shares of restricted stock (3,000 shares) and (ii) $40.00 per share, with such payment subject to any required withholding of taxes. The Vested Shares were cancelled in exchange for a payment of $120,000, which is the product of (i) the aggregate number of shares of restricted stock (3,000 shares) and (ii) $40.00 per share, with such payment subject to any required withholding of taxes.
/s/ James A. Risher
2016-06-01