UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
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Emerging growth company
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Item 1.01 | Entry Into a Material Definitive Agreement. |
On December 31, 2020, Chart Industries, Inc. (“Chart”) entered into the First Supplemental Indenture (the “Supplemental Indenture”) to the Indenture, dated November 6, 2017 (the “Indenture”), between Chart and Wells Fargo Bank, National Association, as trustee, governing Chart’s outstanding 1.00% Convertible Senior Subordinated Notes due 2024 (the “Notes”). Pursuant to the Supplemental Indenture, Chart irrevocably elected (i) to eliminate Chart’s option to elect Physical Settlement (as defined in the Indenture) on any conversion of Notes that occurs on or after the date of the Supplemental Indenture and (ii) that, with respect to any Combination Settlement (as defined in the Indenture) for a conversion of Notes, the Specified Dollar Amount (as defined in the Indenture) that will be settled in cash per $1,000 principal amount of the Notes shall be no lower than $1,000. The Indenture was filed as Exhibit 4.1 to Chart’s Current Report on Form 8-K filed with the Securities and Exchange Commission on November 6, 2017.
The foregoing description of the Supplemental Indenture does not purport to be complete and is qualified in its entirety by reference to the complete text of the Supplemental Indenture, a copy of which is filed as Exhibit 4.1 hereto and is incorporated herein by reference.
Item 9.01 | Financial Statements and Exhibits. |
(d) | Exhibits. |
Exhibit |
Description | |
4.1 | First Supplemental Indenture, dated December 31, 2020, between Chart Industries, Inc. and Wells Fargo Bank, National Association, as trustee. | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Chart Industries, Inc. | ||||||
Date: January 6, 2021 |
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By: | /s/ Jillian C. Evanko | |||||
Name: | Jillian C. Evanko | |||||
Title: | President and Chief Executive Officer |