-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cf7BgcqDXlpUA1SFa3uIXA/Yj7N6QwEvOD4y15unQhvCAiCRAUvR+Q2hAM8qxrHP gG3WVYNV0Aj5l1T6T6eNXA== 0001104659-03-021594.txt : 20030925 0001104659-03-021594.hdr.sgml : 20030925 20030925212900 ACCESSION NUMBER: 0001104659-03-021594 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMON MICHAEL P CENTRAL INDEX KEY: 0001264367 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911034 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT LLC STREET 2: 333 S GRAND AVE CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 3 1 a3.xml 3 X0201 3 2003-09-15 0 0000892553 CHART INDUSTRIES INC CIDIV 0001264367 HARMON MICHAEL P 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 0 0 Common Stock 0 I See footnote OCM Principal Opportunities Fund II, L.P. ("OCM Fund") is the direct beneficial owner of 1,820,909 shares of Common Stock. Oaktree Capital Management, LLC ("Oaktree") is the general partner of the OCM Fund. Oaktree receives a management fee for managing the assets of the OCM Fund and has a carried interest in the OCM Fund. The Reporting Person, Michael P. Harmon, is a senior vice president of Oaktree, and therefore Mr. Harmon may be deemed to be a beneficial owner of the shares owned by the OCM Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. /s/ Michael P. Harmon 2003-09-25 -----END PRIVACY-ENHANCED MESSAGE-----