8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 9, 2009

 

 

THORNBURG MORTGAGE, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Maryland   001-11914   85-0404134
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (IRS Employer
Identification No.    )

 

 

150 Washington Avenue, Suite 302

Santa Fe, New Mexico

  87501
  (Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (505) 989-1900

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events.

Exhibit 5.1 is filed herewith in connection with the Prospectus Supplement dated January 9, 2009 to the Prospectus dated July 30, 2008 (File No. 333-149769) filed by Thornburg Mortgage, Inc. (the “Company”) with the Securities and Exchange Commission relating to the resale of up to 324,962,304 shares of the Company common stock, par value $0.01 per share, issued to investors in connection with the financing transaction entered into by the Company on March 31, 2008, and the counterparties to the Company’s Override Agreement, dated March 17, 2008, as amended, as described in the Company’s Current Reports on Form 8-K filed on April 4, 2008, October 6, 2008, December 2, 2008 and December 12, 2008.

 

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits

The following exhibits are filed as part of this report in accordance with the provisions of Item 601 of Regulation S-K:

 

Exhibit Number

     Name of Exhibit

5.1

     Opinion of Venable LLP.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  THORNBURG MORTGAGE, INC.   
Date: January 13, 2009      By:    /s/    Larry Goldstone   
       

Larry Goldstone, Chief Executive Officer
and President

  

 


EXHIBIT INDEX

 

EXHIBIT
NUMBER
  

NAME OF

EXHIBIT

5.1    Opinion of Venable LLP.