0000921895-15-001873.txt : 20150806 0000921895-15-001873.hdr.sgml : 20150806 20150806172516 ACCESSION NUMBER: 0000921895-15-001873 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Qumu Corp CENTRAL INDEX KEY: 0000892482 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411577970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7725 WASHINGTON AVE S CITY: EDINA STATE: MN ZIP: 55439 BUSINESS PHONE: (952) 683-7900 MAIL ADDRESS: STREET 1: 7725 WASHINGTON AVENUE SOUTH CITY: EDINA STATE: MN ZIP: 55439 FORMER COMPANY: FORMER CONFORMED NAME: RIMAGE CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NETTER DONALD T CENTRAL INDEX KEY: 0001229212 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20728 FILM NUMBER: 151034285 MAIL ADDRESS: STREET 1: 96 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 3 1 form307378004_08062015.xml OWNERSHIP DOCUMENT X0206 3 2015-07-22 0 0000892482 Qumu Corp QUMU 0001229212 NETTER DONALD T C/O 1117 EAST PUTNAM AVENUE ONE HUNDRED AND FIFTY RIVERSIDE CT 06878 1 0 0 0 Common Stock 560500 I By: Dolphin Limited Partnership III, L.P. Securities are owned directly by Dolphin Limited Partnership III, L.P. ("Dolphin III"). Mr. Netter, solely by virtue of his position as the Senior Managing Director of Dolphin Holdings Corp. III, the managing member of Dolphin Associates III, LLC, which is the general partner of Dolphin III, may be deemed to beneficially own the securities owned directly by Dolphin III for purposes of Section 16. Mr. Netter expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Donald T. Netter 2015-08-06