0000892482-20-000052.txt : 20201001 0000892482-20-000052.hdr.sgml : 20201001 20201001142201 ACCESSION NUMBER: 0000892482-20-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOROWITZ EDWARD D CENTRAL INDEX KEY: 0001129708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20728 FILM NUMBER: 201215456 MAIL ADDRESS: STREET 1: C/O EDSLINK LLC STREET 2: 1212 AVENUE OF THE AMERICAS STE. 1901 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Qumu Corp CENTRAL INDEX KEY: 0000892482 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411577970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 1ST AVENUE NORTH STREET 2: SUITE 305 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: (612) 638-9100 MAIL ADDRESS: STREET 1: 510 1ST AVENUE NORTH STREET 2: SUITE 305 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 FORMER COMPANY: FORMER CONFORMED NAME: RIMAGE CORP DATE OF NAME CHANGE: 19930328 4 1 wf-form4_160157650604586.xml FORM 4 X0306 4 2020-09-29 0 0000892482 Qumu Corp QUMU 0001129708 HOROWITZ EDWARD D C/O EDSLINK LLC 1140 AVENUE OF THE AMERICAS STE. 1700 NEW YORK NY 10036 1 0 0 0 Common Stock 2020-09-29 4 M 0 25000 0 A 35000 D Restricted Stock Units 2020-09-29 4 M 0 25000 0 D Common Stock 25000.0 0 D Restricted Stock Units 2020-09-30 4 A 0 17353 0 A Common Stock 17353.0 17353 D Each restricted stock unit represents the contingent right to receive one share of Qumu common stock. The restricted stock units vested on the first business day prior to the 2020 Annual Meeting of the Shareholders. All shares will be issued within 90 days following the date the restricted stock units vest. The restricted stock units vest on the first business day prior to the 2021 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions. Delivery of the shares in this grant is deferred to the first January 1 following the date of separation from service with Qumu. /s/ Eric Nyberg, Attorney-in-Fact for Edward D. Horowitz 2020-09-30