0000892222-20-000061.txt : 20201002 0000892222-20-000061.hdr.sgml : 20201002 20201002160037 ACCESSION NUMBER: 0000892222-20-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mennen J Scott CENTRAL INDEX KEY: 0001595764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26542 FILM NUMBER: 201219866 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL STREET CITY: PORTLAND STATE: OR ZIP: 97227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC. CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 BUSINESS PHONE: 503-331-7270 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 FORMER COMPANY: FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC. DATE OF NAME CHANGE: 20080701 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC DATE OF NAME CHANGE: 20080626 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC DATE OF NAME CHANGE: 19950703 4 1 wf-form4_160166882299912.xml FORM 4 X0306 4 2020-09-30 1 0000892222 CRAFT BREW ALLIANCE, INC. BREW 0001595764 Mennen J Scott 929 NORTH RUSSELL STREET PORTLAND OR 97227 0 1 0 0 Chief Operating Officer Common stock 2020-09-30 4 D 0 16446 16.50 D 0 D Restricted Stock Units 2020-09-30 4 D 0 4756 0 D Common stock 4756.0 0 D Employee Stock Option 7.54 2020-09-30 4 D 0 3710 8.96 D 2023-05-22 Common stock 3710.0 0 D Employee Stock Option 9.41 2020-09-30 4 D 0 7000 7.09 D 2023-07-19 Common stock 7000.0 0 D Employee Stock Option 10.7 2020-09-30 4 D 0 4545 5.80 D 2024-05-20 Common stock 4545.0 0 D Employee Stock Option 13.1 2020-09-30 4 D 0 4316 3.40 D 2025-03-13 Common stock 4316.0 0 D Cancelled upon the completion of the merger contemplated by the Merger Agreement described under "Remarks" below and converted into the right to receive $16.50 per share in cash, without interest. Upon completion of the merger contemplated by the Merger Agreement, each outstanding restricted stock unit was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive $16.50 in cash. Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $33,241.60, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option. Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $49,630, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option. Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $26,361, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option. Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $14,674.40, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option. This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement'), dated as of November 11, 2019, by and among Craft Brew Alliance, Inc. (the "Company"), Anheuser-Busch Companies, LLC ("ABC") and Barrel Subsidiary, Inc., pursuant to which the Company became a wholly owned subsidiary of ABC on September 30, 2020. /s/Edwin A. Smith by Power of Attorney for J. Scott Mennen 2020-10-02