0000892222-20-000061.txt : 20201002
0000892222-20-000061.hdr.sgml : 20201002
20201002160037
ACCESSION NUMBER: 0000892222-20-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201002
DATE AS OF CHANGE: 20201002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mennen J Scott
CENTRAL INDEX KEY: 0001595764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26542
FILM NUMBER: 201219866
MAIL ADDRESS:
STREET 1: 929 NORTH RUSSELL STREET
CITY: PORTLAND
STATE: OR
ZIP: 97227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC.
CENTRAL INDEX KEY: 0000892222
STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082]
IRS NUMBER: 911141254
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 929 NORTH RUSSELL
CITY: PORTLAND
STATE: OR
ZIP: 97227
BUSINESS PHONE: 503-331-7270
MAIL ADDRESS:
STREET 1: 929 NORTH RUSSELL
CITY: PORTLAND
STATE: OR
ZIP: 97227
FORMER COMPANY:
FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC.
DATE OF NAME CHANGE: 20080701
FORMER COMPANY:
FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC
DATE OF NAME CHANGE: 20080626
FORMER COMPANY:
FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC
DATE OF NAME CHANGE: 19950703
4
1
wf-form4_160166882299912.xml
FORM 4
X0306
4
2020-09-30
1
0000892222
CRAFT BREW ALLIANCE, INC.
BREW
0001595764
Mennen J Scott
929 NORTH RUSSELL STREET
PORTLAND
OR
97227
0
1
0
0
Chief Operating Officer
Common stock
2020-09-30
4
D
0
16446
16.50
D
0
D
Restricted Stock Units
2020-09-30
4
D
0
4756
0
D
Common stock
4756.0
0
D
Employee Stock Option
7.54
2020-09-30
4
D
0
3710
8.96
D
2023-05-22
Common stock
3710.0
0
D
Employee Stock Option
9.41
2020-09-30
4
D
0
7000
7.09
D
2023-07-19
Common stock
7000.0
0
D
Employee Stock Option
10.7
2020-09-30
4
D
0
4545
5.80
D
2024-05-20
Common stock
4545.0
0
D
Employee Stock Option
13.1
2020-09-30
4
D
0
4316
3.40
D
2025-03-13
Common stock
4316.0
0
D
Cancelled upon the completion of the merger contemplated by the Merger Agreement described under "Remarks" below and converted into the right to receive $16.50 per share in cash, without interest.
Upon completion of the merger contemplated by the Merger Agreement, each outstanding restricted stock unit was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive $16.50 in cash.
Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $33,241.60, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option.
Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $49,630, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option.
Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $26,361, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option.
Upon completion of the merger contemplated by the Merger Agreement, this option, whether vested or unvested, was converted, as of the time of the first regularly scheduled payroll date that is at least five business days following completion of the merger (or at such later time as is specified in the Merger Agreement), into the right to receive a cash payment of $14,674.40, representing the difference between $16.50 and the exercise price of the option, multiplied by the number of shares subject to the option.
This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement'), dated as of November 11, 2019, by and among Craft Brew Alliance, Inc. (the "Company"), Anheuser-Busch Companies, LLC ("ABC") and Barrel Subsidiary, Inc., pursuant to which the Company became a wholly owned subsidiary of ABC on September 30, 2020.
/s/Edwin A. Smith by Power of Attorney for J. Scott Mennen
2020-10-02