-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WCEH1Vozb1JMbLojjnjWwnclnln56xsfPhhM6AwdDHNVN6ElhpqR3PibL/IGUgOI 618zT0U/2uqsHH0Yzd4gpw== 0000950147-98-000413.txt : 19980525 0000950147-98-000413.hdr.sgml : 19980525 ACCESSION NUMBER: 0000950147-98-000413 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980522 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACTION PERFORMANCE COMPANIES INC CENTRAL INDEX KEY: 0000892147 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 860704792 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: SEC FILE NUMBER: 000-21630 FILM NUMBER: 98630376 BUSINESS ADDRESS: STREET 1: 4707 E BASELINE RD CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6023373700 MAIL ADDRESS: STREET 1: 4707 E BASELINE RD CITY: PHOENIX STATE: AZ ZIP: 85040 10-Q/A 1 FORM 10-Q/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 1997 Commission file number 0-21630 ACTION PERFORMANCE COMPANIES, INC. ------------------------------------------------------ (Exact Name of Registrant as Specified in Its Charter) ARIZONA 86-0704792 - ------------------------ ------------------------------------ (State of Incorporation) (I.R.S. Employer Identification No.) 4707 E. Baseline Road Phoenix, AZ 85040 (602) 337-3700 ------------------------------------------------------------------------ (Address, including zip code, and telephone number, including area code, of principal executive offices) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- --- As of February 10, 1998, there were outstanding 16,034,044 shares of the registrant's Common Stock, par value $.01 per share. PART II - OTHER INFORMATION ITEM 6. Exhibits and Reports on Form 8-K (a) Exhibits 10.51 Asset Purchase Agreement dated as of December 19, 1997 between Action Performance Companies, Inc. and Revell-Monogram, Inc. (1) 11.1 Computation of Basic Earnings Per Share* 11.2 Computation of Diluted Earnings Per Share* 27 Financial Data Schedule* 27.2 Restated Financial Data Schedule 27.3 Restated Financial Data Schedule --------------- * Previously filed (1) Incorporated by reference to the Company's Registration Statement on Form S-3 (Registration No. 333-45991), as filed with the Securities and Exchange Commission on February 10, 1998. (b) Reports on Form 8-K Not applicable 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ACTION PERFORMANCE COMPANIES, INC.
Signature Capacity Date - --------- -------- ---- /s/ Fred W. Wagenhals Chairman of the Board, President, and May 22, 1998 - ------------------------- Chief Executive Officer Fred W. Wagenhals (Principal Executive Officer) /s/ Christopher S. Besing Vice President, Chief Financial Officer, May 22, 1998 - ------------------------- Treasurer, and Director Christopher S. Besing (Principal Financial and Accounting Officer)
3 EX-27.2 2 RESTATED FINANCIAL DATA SCHEDULE
5 This Exhibit contains summary financial information extracted from the Registrant's financial statements for the periods ended June 30, 1996 and September 30, 1996, as restated pursuant to Statement of Finanical Standards No. 128. This Exhibit is qualified in its entirety by reference to such financial statements. This Exhibit shall not be deemed filed for purposes of Section 11 of the Securities Act of 1933 and Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of such Sections, nor shall it be deemed a part of any other filing which incorporates this report by reference, unless such other filing expressly incorporates this Exhibit by reference. 1,000 U.S. Dollars 9-MOS 12-MOS SEP-30-1996 SEP-30-1996 OCT-01-1995 OCT-01-1995 JUN-30-1996 SEP-30-1996 1 1 5,148 4,983 0 0 6,926 7,497 208 256 4,763 5,834 19,719 22,381 10,556 11,551 2,841 3,363 28,782 31,649 4,432 4,287 0 0 0 0 0 0 126 126 18,166 18,991 28,782 31,649 30,055 44,216 30,055 44,216 17,442 25,296 17,442 25,296 6,453 9,266 0 0 67 79 6,324 9,870 2,530 3,917 3,794 5,953 0 0 0 0 0 0 3,794 5,953 .33 0.50 .29 0.46
EX-27.3 3 RESTATED FINANCIAL DATA SCHEDULE
5 This Exhibit contains summary financial information extracted from the Registrant's financial statements for the periods ended March 31, 1997, June 30, 1997, and September 30, 1997, as restated pursuant to Statement of Finanical Standards No. 128. This Exhibit is qualified in its entirety by reference to such financial statements. This Exhibit shall not be deemed filed for purposes of Section 11 of the Securities Act of 1933 and Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of such Sections, nor shall it be deemed a part of any other filing which incorporates this report by reference, unless such other filing expressly incorporates this Exhibit by reference. 1,000 U.S. DOLLARS 6-MOS 9-MOS 12-MOS SEP-30-1997 SEP-30-1997 SEP-30-1997 OCT-01-1996 OCT-01-1996 OCT-01-1996 MAR-31-1997 JUN-30-1997 SEP-30-1997 1 1 1 2,979 49,275 29,318 0 0 0 12,860 16,631 18,639 895 936 837 13,810 15,450 17,855 34,457 87,914 72,545 17,235 18,917 26,548 4,784 5,559 6,531 81,519 135,538 141,325 15,254 25,839 15,570 22,305 22,048 22,586 0 0 0 0 0 0 137 155 160 31,939 74,513 84,984 81,519 135,538 141,325 43,478 83,109 130,380 43,478 83,109 130,380 26,302 51,249 80,995 26,302 51,249 80,995 9,750 22,085 31,250 0 0 0 916 1,269 2,021 6,675 8,505 16,910 2,670 3,402 6,764 4,005 5,103 10,146 0 0 0 0 0 0 0 0 0 4,005 5,103 10,146 0.30 0.38 0.72 0.29 0.36 0.69
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