485BPOS 1 d821237d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on December 5, 2014

Securities Act File No. 033-52272

Investment Company Act File No. 811-07170

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

  REGISTRATION STATEMENT  
  UNDER  
  THE SECURITIES ACT OF 1933   x
  Post-Effective Amendment No. 88   x
  and/or  
  REGISTRATION STATEMENT  
  UNDER  
  THE INVESTMENT COMPANY ACT OF 1940   x
  Amendment No. 91   x

 

 

TCW FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Address of Principal Executive Office) (Zip Code)

Registrant’s Telephone Number, including Area Code: 1 (213) 244-0000

Patrick W. Dennis, Esq.

Assistant Secretary

865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017

(Name and Address of Agent for Service)

 

 

It is proposed that this filing will become effective (check appropriate box):

 

x Immediately upon filing pursuant to paragraph (b)
¨ On (date) pursuant to paragraph (b)
¨ 60 days after filing pursuant to paragraph (a)(1)
¨ On (date) pursuant to paragraph (a)(1)
¨ 75 days after filing pursuant to paragraph (a)(2)
¨ On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

 

¨ This post-effective amendment designates a new effective date for a previously-filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles and State of California on the 5th day of December 2014.

 

TCW FUNDS, INC.

 

By:  

/s/ Patrick W. Dennis

Patrick W. Dennis
Assistant Secretary

Pursuant to the requirements of the Securities Act of 1933, the Registrant’s registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

* /s/ Patrick C. Haden

    
Patrick C. Haden    Chairman and Director   December 5, 2014

/s/ David S. DeVito

    
David S. DeVito    Director and President (Chief Executive Officer)   December 5, 2014

* /s/ Samuel P. Bell

    
Samuel P. Bell    Director   December 5, 2014

* /s/ John A. Gavin

    
John A. Gavin    Director   December 5, 2014

* /s/ Janet E. Kerr

    
Janet E. Kerr    Director   December 5, 2014

* /s/ Peter McMillan

    
Peter McMillan    Director   December 5, 2014

* /s/ Charles A. Parker

    
Charles A. Parker    Director   December 5, 2014

* /s/ Victoria B. Rogers

    
Victoria B. Rogers    Director   December 5, 2014

* /s/ Marc I. Stern

    
Marc I. Stern    Director   December 5, 2014

* /s/ Andrew Tarica

    
Andrew Tarica    Director   December 5, 2014

/s/ Richard M. Villa

    
Richard M. Villa    Treasurer (Chief Financial and Officer)   December 5, 2014

 

*By:  

/s/ Patrick W. Dennis

 
  Patrick W. Dennis  

 

* Pursuant to Powers of Attorney


EXHIBIT INDEX

 

Index No.

  

Description of Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Label Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase