485BPOS 1 d557130d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on July16, 2013

Securities Act File No. 033-52272

Investment Company Act File No. 811-07170

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

  THE SECURITIES ACT OF 1933    x     
  Post-Effective Amendment No. 83    x     

and/or

REGISTRATION STATEMENT

UNDER

  THE INVESTMENT COMPANY ACT OF 1940    x     
  Amendment No. 86    x     

 

 

TCW FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Address of Principal Executive Office) (Zip Code)

Registrant’s Telephone Number, including Area Code: 1 (213) 244-0000

 

 

Patrick W. Dennis, Esq.

Assistant Secretary

865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017

(Name and Address of Agent for Service)

 

 

It is proposed that this filing will become effective (check appropriate box):

  x Immediately upon filing pursuant to paragraph (b)
  ¨ On (date) pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ On (date) pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

  ¨ This post-effective amendment designates a new effective date for a previously-filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles and State of California on the 16th day of July 2013.

 

TCW FUNDS, INC.
By:  

/s/ Patrick W. Dennis

  Patrick W. Dennis
  Assistant Secretary

Pursuant to the requirements of the Securities Act of 1933, the Registrant’s registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

* /s/ Patrick C. Haden

   
Patrick C. Haden   Chairman and Director   July 16, 2013

* /s/ Charles W. Baldiswieler

   
Charles W. Baldiswieler   Director and President (Chief Executive Officer)   July 16, 2013

* /s/ Samuel P. Bell

   
Samuel P. Bell   Director   July 16, 2013

* /s/ John A. Gavin

   
John A. Gavin   Director   July 16, 2013

* /s/ Janet E. Kerr

   
Janet E. Kerr   Director   July 16, 2013

* /s/ Peter McMillan

   
Peter McMillan   Director   July 16, 2013

* /s/ Charles A. Parker

   
Charles A. Parker   Director   July 16, 2013

* /s/ Victoria B. Rogers

   
Victoria B. Rogers   Director   July 16, 2013

* /s/ Marc I. Stern

   
Marc I. Stern   Director   July 16, 2013

* /s/ Andrew Tarica

   
Andrew Tarica   Director   July 16, 2013

/s/ David S. DeVito

   
David S. DeVito   Treasurer (Principal Financial and Accounting Officer)   July 16, 2013

 

*By:  

/s/ Patrick W. Dennis

  Patrick W. Dennis
  * Pursuant to Powers of Attorney


EXHIBIT INDEX

 

Index No.

  

Description of Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Label Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase