N-PX 1 d403465dnpx.htm FORM N-PX Form N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07170

TCW Funds, Inc.

(Exact name of registrant as specified in charter)

865 South Figueroa Street, Los Angeles, CA 90017

(Address of principal executive offices)

Michael E. Cahill, Assistant Secretary, 865 South Figueroa Street, Los Angeles, CA 90017

(Name and address of agent for service)

Registrant’s telephone number, including area code: (213) 244-0000

Date of Fiscal year-end: 10/31/2012

Date of reporting period: 7/1/2011 - 6/30/2012

List of Funds

TCW Concentrated Value Fund

TCW Core Fixed Income Fund

TCW Dividend Focused Fund

TCW Emerging Markets Equities Fund

TCW Emerging Markets Income Fund

TCW Emerging Markets Local Currency Income Fund

TCW Enhanced Commodity Strategy Fund

TCW Global Bond Fund

TCW Global Conservative Allocation Fund

TCW Global Flexible Allocation Fund

TCW Global Moderate Allocation Fund

TCW Growth Equities Fund

TCW Growth Fund

TCW High Yield Bond Fund

TCW International Small Cap Fund

TCW Large Cap Growth Fund

TCW Money Market Fund

TCW Relative Value Large Cap Fund

TCW Relative Value Small Cap Fund

TCW Select Equities Fund

TCW Short Term Bond Fund

TCW Small Cap Growth Fund

TCW SMID Cap Growth Fund

TCW Total Return Bond Fund

TCW Value Opportunities Fund

 

 

 


Item 1. Proxy Voting Record

Fund Name : TCW Concentrated Value Fund

 

 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    01/09/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approval of an Amendment to Increase Dividends from Legal Reserves

   Mgmt    For    For    For

 

 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Atieh

   Mgmt    For    For    For
2   

Elect Mary Cirillo

   Mgmt    For    For    For
3   

Elect Thomas Neff

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Approval of Statutory Financial Statements

   Mgmt    For    For    For
6   

Approval of Consolidated Financial Statements

   Mgmt    For    For    For
7   

Allocation of Disposable Profits

   Mgmt    For    For    For
8   

Discharge of the Board of Directors

   Mgmt    For    For    For
9   

Increase in Authorized Capital

   Mgmt    For    For    For
10   

Appointment of Statutory Auditor (Zurich)

   Mgmt    For    For    For
11   

Appointment of Independent Auditor (US)

   Mgmt    For    For    For
12   

Appointment of Special Auditor (Zurich)

   Mgmt    For    For    For
13   

Distribution Through Par Value Reduction

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For


 

Air Products and Chemicals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
APD    CUSIP 009158106    01/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mario Baeza

   Mgmt    For    For    For
2   

Elect Susan Carter

   Mgmt    For    For    For
3   

Elect John McGlade

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Allergan, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AGN    CUSIP 018490102    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Pyott

   Mgmt    For    For    For
2   

Elect Herbert Boyer

   Mgmt    For    For    For
3   

Elect Deborah Dunsire

   Mgmt    For    For    For
4   

Elect Michael Gallagher

   Mgmt    For    For    For
5   

Elect Dawn Hudson

   Mgmt    For    For    For
6   

Elect Robert Ingram

   Mgmt    For    For    For
7   

Elect Trevor Jones

   Mgmt    For    For    For
8   

Elect Louis Lavigne, Jr.

   Mgmt    For    For    For
9   

Elect Russell Ray

   Mgmt    For    For    For
10   

Elect Stephen Ryan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    Against    For


 

Apache Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
APA    CUSIP 037411105    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Scott Josey

   Mgmt    For    For    For
2   

Elect George Lawrence

   Mgmt    For    For    For
3   

Elect Rodman Patton

   Mgmt    For    For    For
4   

Elect Charles Pitman

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Declassification of the Board

   ShrHoldr    Against    For    Against

 

 

Apple Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AAPL    CUSIP 037833100    02/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Campbell

   Mgmt    For    For    For
1.2   

Elect Timothy Cook

   Mgmt    For    For    For
1.3   

Elect Millard Drexler

   Mgmt    For    For    For
1.4   

Elect Albert Gore, Jr.

   Mgmt    For    For    For
1.5   

Elect Robert Iger

   Mgmt    For    For    For
1.6   

Elect Andrea Jung

   Mgmt    For    For    For
1.7   

Elect Arthur Levinson

   Mgmt    For    For    For
1.8   

Elect Ronald Sugar

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Conflict of Interest Report

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Advisory Vote on Director Compensation

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
7   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

Berkshire Hathaway Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRK.A    CUSIP 084670702    05/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Warren Buffett

   Mgmt    For    For    For
1.2   

Elect Charles Munger

   Mgmt    For    For    For
1.3   

Elect Howard Buffett

   Mgmt    For    For    For
1.4   

Elect Stephen Burke

   Mgmt    For    For    For
1.5   

Elect Susan Decker

   Mgmt    For    For    For
1.6   

Elect William Gates III

   Mgmt    For    For    For
1.7   

Elect David Gottesman

   Mgmt    For    For    For
1.8   

Elect Charlotte Guyman

   Mgmt    For    For    For
1.9   

Elect Donald Keough

   Mgmt    For    For    For
1.10   

Elect Thomas Murphy

   Mgmt    For    For    For
1.11   

Elect Ronald Olson

   Mgmt    For    For    For
1.12   

Elect Walter Scott, Jr.

   Mgmt    For    For    For
2   

Shareholder Proposal Regarding CEO Succession Planning

   ShrHoldr    Against    Against    For

 

 

C.H. Robinson Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHRW    CUSIP 12541W209    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David MacLennan

   Mgmt    For    For    For
2   

Elect James Stake

   Mgmt    For    For    For
3   

Elect John Wiehoff

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Repeal of Classified Board

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For


 

CVS Caremark Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVS    CUSIP 126650100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. David Brown II

   Mgmt    For    For    For
2   

Elect David Dorman

   Mgmt    For    For    For
3   

Elect Anne Finucane

   Mgmt    For    For    For
4   

Elect Kristen Gibney Williams

   Mgmt    For    For    For
5   

Elect Marian Heard

   Mgmt    For    For    For
6   

Elect Larry Merlo

   Mgmt    For    For    For
7   

Elect Jean-Pierre Millon

   Mgmt    For    For    For
8   

Elect C.A. Lance Piccolo

   Mgmt    For    For    For
9   

Elect Richard Swift

   Mgmt    For    For    For
10   

Elect Tony White

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Authorization of Written Consent by Less Than Unanimous Approval

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against

 

 

Danaher Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DHR    CUSIP 235851102    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mortimer Caplin

   Mgmt    For    For    For
2   

Elect Donald Ehrlich

   Mgmt    For    For    For
3   

Elect Linda Hefner

   Mgmt    For    For    For
4   

Elect Teri List-Stoll

   Mgmt    For    For    For
5   

Elect Walter Lohr, Jr.

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Increase of Authorized Common Stock

   Mgmt    For    For    For
8   

Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Delta Air Lines, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DAL    CUSIP 247361702    06/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Richard Anderson

   Mgmt    For    For    For
2   

Elect Edward Bastian

   Mgmt    For    For    For
3   

Elect Roy Bostock

   Mgmt    For    For    For
4   

Elect John Brinzo

   Mgmt    For    For    For
5   

Elect Daniel Carp

   Mgmt    For    For    For
6   

Elect David DeWalt

   Mgmt    For    For    For
7   

Elect Mickey Foret

   Mgmt    For    For    For
8   

Elect Shirley Franklin

   Mgmt    For    For    For
9   

Elect David Goode

   Mgmt    For    For    For
10   

Elect Paula Rosput Reynolds

   Mgmt    For    For    For
11   

Elect Kenneth Rogers

   Mgmt    For    For    For
12   

Elect Kenneth Woodrow

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Denbury Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DNR    CUSIP 247916208    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Wieland Wettstein

   Mgmt    For    For    For
1.2   

Elect Michael Beatty

   Mgmt    For    For    For
1.3   

Elect Michael Decker

   Mgmt    For    For    For
1.4   

Elect Ronald Greene

   Mgmt    For    For    For
1.5   

Elect Gregory McMichael

   Mgmt    For    For    For
1.6   

Elect Kevin Myers

   Mgmt    For    For    For
1.7   

Elect Gareth Roberts

   Mgmt    For    For    For
1.8   

Elect Phil Rykhoek

   Mgmt    For    For    For
1.9   

Elect Randy Stein

   Mgmt    For    For    For
1.10   

Elect Laura Sugg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Elimination of Two-Thirds

   Mgmt    For    For    For
  

Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions

           
4   

Amendment of the Limited Liability Company Agreement

   Mgmt    For    Against    Against
5   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Ecolab Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ECL    CUSIP 278865100    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Leslie Biller

   Mgmt    For    For    For
2   

Elect Jerry Grundhofer

   Mgmt    For    For    For
3   

Elect Michael Larson

   Mgmt    For    For    For
4   

Elect Victoria Reich

   Mgmt    For    For    For
5   

Elect John Zillmer

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
8   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
9   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
10   

Shareholder Proposal Regarding Poison Pill

   ShrHoldr    Against    Against    For


 

Ecolab Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ECL    CUSIP 278865100    11/30/2011    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Issue Shares in Connection with Acquisition

   Mgmt    For    For    For
2   

Increase Authorized Common Stock

   Mgmt    For    For    For
3   

Adjourn Meeting

   Mgmt    For    For    For

 

 

Halliburton Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAL    CUSIP 406216101    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Alan Bennett

   Mgmt    For    For    For
2   

Elect James Boyd

   Mgmt    For    For    For
3   

Elect Milton Carroll

   Mgmt    For    For    For
4   

Elect Nance Dicciani

   Mgmt    For    For    For
5   

Elect Murry Gerber

   Mgmt    For    For    For
6   

Elect S. Malcolm Gillis

   Mgmt    For    For    For
7   

Elect Abdallah Jum’ah

   Mgmt    For    For    For
8   

Elect David Lesar

   Mgmt    For    For    For
9   

Elect Robert Malone

   Mgmt    For    For    For
10   

Elect J. Landis Martin

   Mgmt    For    For    For
11   

Elect Debra Reed

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Amendment to the Stock and Incentive Plan

   Mgmt    For    For    For


 

Honeywell International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HON    CUSIP 438516106    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gordon Bethune

   Mgmt    For    For    For
2   

Elect Kevin Burke

   Mgmt    For    For    For
3   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect D. Scott Davis

   Mgmt    For    For    For
6   

Elect Linnet Deily

   Mgmt    For    For    For
7   

Elect Judd Gregg

   Mgmt    For    For    For
8   

Elect Lord Clive Hollick

   Mgmt    For    For    For
9   

Elect George Paz

   Mgmt    For    For    For
10   

Elect Bradley Sheares

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

Johnson & Johnson

 

Ticker    Security ID:    Meeting Date    Meeting Status
JNJ    CUSIP 478160104    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mary Coleman

   Mgmt    For    For    For
2   

Elect James Cullen

   Mgmt    For    For    For
3   

Elect Ian Davis

   Mgmt    For    For    For
4   

Elect Alex Gorsky

   Mgmt    For    For    For
5   

Elect Michael Johns

   Mgmt    For    For    For
6   

Elect Susan Lindquist

   Mgmt    For    For    For
7   

Elect Anne Mulcahy

   Mgmt    For    For    For
8   

Elect Leo Mullin

   Mgmt    For    For    For
9   

Elect William Perez

   Mgmt    For    For    For
10   

Elect Charles Prince

   Mgmt    For    For    For
11   

Elect David Satcher

   Mgmt    For    For    For
12   

Elect William Weldon

   Mgmt    For    For    For
13   

Elect Ronald Williams

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
16   

Ratification of Auditor

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Animal Welfare

   ShrHoldr    Against    Against    For


 

JPMorgan Chase & Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JPM    CUSIP 46625H100    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bell

   Mgmt    For    For    For
2   

Elect Crandall Bowles

   Mgmt    For    For    For
3   

Elect Stephen Burke

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect James Crown

   Mgmt    For    For    For
6   

Elect James Dimon

   Mgmt    For    For    For
7   

Elect Timothy Flynn

   Mgmt    For    For    For
8   

Elect Ellen Futter

   Mgmt    For    For    For
9   

Elect Laban Jackson, Jr.

   Mgmt    For    For    For
10   

Elect Lee Raymond

   Mgmt    For    For    For
11   

Elect William Weldon

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Affirmation of Political Nonpartisanship

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Mortgage Loan Servicing

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Genocide-Free Investing

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
20   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For


 

Kohl’s Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KSS    CUSIP 500255104    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Peter Boneparth

   Mgmt    For    For    For
2   

Elect Steven Burd

   Mgmt    For    For    For
3   

Elect John Herma

   Mgmt    For    For    For
4   

Elect Dale Jones

   Mgmt    For    For    For
5   

Elect William Kellogg

   Mgmt    For    For    For
6   

Elect Kevin Mansell

   Mgmt    For    For    For
7   

Elect John Schlifske

   Mgmt    For    For    For
8   

Elect Frank Sica

   Mgmt    For    For    For
9   

Elect Peter Sommerhauser

   Mgmt    For    For    For
10   

Elect Stephanie Streeter

   Mgmt    For    For    For
11   

Elect Nina Vaca

   Mgmt    For    For    For
12   

Elect Stephen Watson

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Fur Policy

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding CEO Succession Planning

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For

 

 

Kraft Foods Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KFT    CUSIP 50075N104    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Myra Hart

   Mgmt    For    For    For
2   

Elect Peter Henry

   Mgmt    For    For    For
3   

Elect Lois Juliber

   Mgmt    For    For    For
4   

Elect Mark Ketchum

   Mgmt    For    For    For
5   

Elect Terry Lundgren

   Mgmt    For    For    For
6   

Elect Mackey McDonald

   Mgmt    For    For    For
7   

Elect Jorge Mesquita

   Mgmt    For    For    For
8   

Elect John Pope

   Mgmt    For    For    For
9   

Elect Fedric Reynolds

   Mgmt    For    For    For
10   

Elect Irene Rosenfeld

   Mgmt    For    For    For
11   

Elect Jean-Francois van Boxmeer

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Company Name Change

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Sustainable Forestry Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Extended Producer Responsibility

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Lobbying Expenditures

   ShrHoldr    Against    For    Against


 

National Oilwell Varco, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NOV    CUSIP 637071101    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Merrill Miller, Jr.

   Mgmt    For    For    For
2   

Elect Greg Armstrong

   Mgmt    For    For    For
3   

Elect David Harrison

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Political Contributions and Expenditure Report

   ShrHoldr    Against    For    Against

 

 

Occidental Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
OXY    CUSIP 674599105    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Spencer Abraham

   Mgmt    For    For    For
2   

Elect Howard Atkins

   Mgmt    For    For    For
3   

Elect Stephen Chazen

   Mgmt    For    For    For
4   

Elect Edward Djerejian

   Mgmt    For    For    For
5   

Elect John Feick

   Mgmt    For    For    For
6   

Elect Margaret Foran

   Mgmt    For    For    For
7   

Elect Carlos Gutierrez

   Mgmt    For    For    For
8   

Elect Ray Irani

   Mgmt    For    For    For
9   

Elect Avedick Poladian

   Mgmt    For    For    For
10   

Elect Aziz Syriani

   Mgmt    For    For    For
11   

Elect Rosemary Tomich

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Environmental Expertise on Board

   ShrHoldr    Against    Against    For


 

Praxair, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PX    CUSIP 74005P104    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Angel

   Mgmt    For    For    For
1.2   

Elect Oscar Bernardes

   Mgmt    For    For    For
1.3   

Elect Bret Clayton

   Mgmt    For    For    For
1.4   

Elect Nance Dicciani

   Mgmt    For    For    For
1.5   

Elect Edward Galante

   Mgmt    For    For    For
1.6   

Elect Claire Gargalli

   Mgmt    For    For    For
1.7   

Elect Ira Hall

   Mgmt    For    For    For
1.8   

Elect Raymond LeBoeuf

   Mgmt    For    For    For
1.9   

Elect Larry McVay

   Mgmt    For    For    For
1.10   

Elect Wayne Smith

   Mgmt    For    For    For
1.11   

Elect Robert Wood

   Mgmt    For    For    For
2   

Right to Call a Special Meeting

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Research In Motion Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
RIM    CUSIP 760975102    07/12/2011    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director James L. Balsillie

   Mgmt    For    For    For
1.2   

Elect Director Mike Lazaridis

   Mgmt    For    For    For
1.3   

Elect Director David Kerr

   Mgmt    For    For    For
1.4   

Elect Director Claudia Kotchka

   Mgmt    For    For    For
1.5   

Elect Director Roger Martin

   Mgmt    For    For    For
1.6   

Elect Director John Richardson

   Mgmt    For    For    For
1.7   

Elect Director Barbara Stymiest

   Mgmt    For    For    For
1.8   

Elect Director Antonio Viana-Baptista

   Mgmt    For    For    For
1.9   

Elect Director John Wetmore

   Mgmt    For    For    For
2   

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3   

Require Independent Board Chairman

   ShrHoldr    Against    Against    For

 

 

Rockwell Automation, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROK    CUSIP 773903109    02/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Betty Alewine

   Mgmt    For    For    For
1.2   

Elect Verne Istock

   Mgmt    For    For    For
1.3   

Elect David Speer

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Approval of the 2012 Long Term Incentives Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Schlumberger N.V. (Schlumberger Limited)

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLB    CUSIP 806857108    04/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Peter Currie

   Mgmt    For    For    For
2   

Elect Anthony Isaac

   Mgmt    For    For    For
3   

Elect K.V. Kamath

   Mgmt    For    For    For
4   

Elect Paal Kibsgaard

   Mgmt    For    For    For
5   

Elect Nikolay Kudryavtsev

   Mgmt    For    For    For
6   

Elect Adrian Lajous

   Mgmt    For    For    For
7   

Elect Michael Marks

   Mgmt    For    For    For
8   

Elect Elizabeth Moler

   Mgmt    For    For    For
9   

Elect Lubna Olayan

   Mgmt    For    For    For
10   

Elect Leo Reif

   Mgmt    For    For    For
11   

Elect Tore Sandvold

   Mgmt    For    For    For
12   

Elect Henri Seydoux

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Approval of Financial Statements and Dividends

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For
16   

Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors

   Mgmt    For    For    For


 

Sigma-Aldrich Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SIAL    CUSIP 826552101    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Rebecca Bergman

   Mgmt    For    For    For
2   

Elect George Church

   Mgmt    For    For    For
3   

Elect W. Lee McCollum

   Mgmt    For    For    For
4   

Elect Avi Nash

   Mgmt    For    For    For
5   

Elect Steven Paul

   Mgmt    For    For    For
6   

Elect J. Pedro Reinhard

   Mgmt    For    For    For
7   

Elect Rakesh Sachdev

   Mgmt    For    For    For
8   

Elect D. Dean Spatz

   Mgmt    For    For    For
9   

Elect Barrett Toan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

SPX Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SPW    CUSIP 784635104    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Christopher Kearney

   Mgmt    For    For    For
2   

Elect Martha Wyrsch

   Mgmt    For    For    For
3   

Elect Peter Volanakis

   Mgmt    For    For    For
4   

Amendment to the 2002 Stock Compensation Plan

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Stanley Black & Decker, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SWK    CUSIP 854502101    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Patrick Campbell

   Mgmt    For    For    For
1.2   

Elect Benjamin Griswold, IV

   Mgmt    For    For    For
1.3   

Elect Eileen Kraus

   Mgmt    For    For    For
1.4   

Elect Robert Ryan

   Mgmt    For    For    For
2   

Repeal of Classified Board

   Mgmt    For    For    For
3   

2012 Management Incentive Compensation Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

T. Rowe Price Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TROW    CUSIP 74144T108    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Edward Bernard

   Mgmt    For    For    For
2   

Elect James Brady

   Mgmt    For    For    For
3   

Elect J. Alfred Broaddus, Jr.

   Mgmt    For    For    For
4   

Elect Donald Hebb, Jr.

   Mgmt    For    For    For
5   

Elect James Kennedy

   Mgmt    For    For    For
6   

Elect Robert MacLellan

   Mgmt    For    For    For
7   

Elect Brian Rogers

   Mgmt    For    For    For
8   

Elect Alfred Sommer

   Mgmt    For    For    For
9   

Elect Dwight Taylor

   Mgmt    For    For    For
10   

Elect Anne Whittemore

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For


 

The Goldman Sachs Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GS    CUSIP 38141G104    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Lloyd Blankfein

   Mgmt    For    For    For
2   

Elect M. Michele Burns

   Mgmt    For    For    For
3   

Elect Gary Cohn

   Mgmt    For    For    For
4   

Elect Claes Dahlback

   Mgmt    For    For    For
5   

Elect Stephen Friedman

   Mgmt    For    For    For
6   

Elect William George

   Mgmt    For    For    For
7   

Elect James Johnson

   Mgmt    For    For    For
8   

Elect Lakshmi Mittal

   Mgmt    For    For    For
9   

Elect James Schiro

   Mgmt    For    For    For
10   

Elect Debra Spar

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    For    Against
14   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against

 

 

Thermo Fisher Scientific Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TMO    CUSIP 883556102    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. Martin Harris

   Mgmt    For    For    For
2   

Elect Judy Lewent

   Mgmt    For    For    For
3   

Elect Jim Manzi

   Mgmt    For    For    For
4   

Elect Lars Sorenson

   Mgmt    For    For    For
5   

Elect Elaine Ullian

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For


 

Transocean Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RIG    CUSIP H8817H100    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect Glyn Barker

   Mgmt    For    For    For
4   

Elect Vanessa Chang

   Mgmt    For    For    For
5   

Elect Chad Deaton

   Mgmt    For    For    For
6   

Elect Edward Muller

   Mgmt    For    For    For
7   

Elect Tan Ek Kia

   Mgmt    For    For    For
8   

Appointment of Auditor

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Union Pacific Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNP    CUSIP 907818108    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Andrew Card, Jr.

   Mgmt    For    For    For
2   

Elect Erroll Davis, Jr.

   Mgmt    For    For    For
3   

Elect Thomas Donohue

   Mgmt    For    For    For
4   

Elect Archie Dunham

   Mgmt    For    For    For
5   

Elect Judith Richards Hope

   Mgmt    For    For    For
6   

Elect Charles Krulak

   Mgmt    For    For    For
7   

Elect Michael McCarthy

   Mgmt    For    For    For
8   

Elect Michael McConnell

   Mgmt    For    For    For
9   

Elect Thomas McLarty III

   Mgmt    For    For    For
10   

Elect Steven Rogel

   Mgmt    For    For    For
11   

Elect Jose Villarreal

   Mgmt    For    For    For
12   

Elect James Young

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For


 

Wells Fargo & Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
WFC    CUSIP 949746101    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Baker II

   Mgmt    For    For    For
2   

Elect Elaine Chao

   Mgmt    For    For    For
3   

Elect John Chen

   Mgmt    For    For    For
4   

Elect Lloyd Dean

   Mgmt    For    For    For
5   

Elect Susan Engel

   Mgmt    For    For    For
6   

Elect Enrique Hernandez, Jr.

   Mgmt    For    For    For
7   

Elect Donald James

   Mgmt    For    For    For
8   

Elect Cynthia Milligan

   Mgmt    For    For    For
9   

Elect Nicholas Moore

   Mgmt    For    For    For
10   

Elect Federico Pena

   Mgmt    For    For    For
11   

Elect Philip Quigley

   Mgmt    For    For    For
12   

Elect Judith Runstad

   Mgmt    For    For    For
13   

Elect Stephen Sanger

   Mgmt    For    For    For
14   

Elect John Stumpf

   Mgmt    For    For    For
15   

Elect Susan Swenson

   Mgmt    For    For    For
16   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
17   

Ratification of Auditor

   Mgmt    For    For    For
18   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Cumulative Voting in Contested Elections

   ShrHoldr    Against    For    Against
20   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    Against    For
21   

Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations

   ShrHoldr    Against    Against    For


 

Western Digital Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WDC    CUSIP 958102105    11/10/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
2   

Elect Director John F. Coyne

   Mgmt    For    For    For
3   

Elect Director Henry T. DeNero

   Mgmt    For    For    For
4   

Elect Director William L. Kimsey

   Mgmt    For    For    For
5   

Elect Director Michael D. Lambert

   Mgmt    For    For    For
6   

Elect Director Len J. Lauer

   Mgmt    For    For    For
7   

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
8   

Elect Director Roger H. Moore

   Mgmt    For    For    For
9   

Elect Director Thomas E. Pardun

   Mgmt    For    For    For
10   

Elect Director Arif Shakeel

   Mgmt    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
13   

Ratify Auditors

   Mgmt    For    For    For

Fund Name : TCW Core Fixed Income Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Fund Name : TCW Dividend Focused Fund

 

 

Activision Blizzard, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATVI    CUSIP 00507V109    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Philippe Capron

   Mgmt    For    For    For
2   

Elect Robert Corti

   Mgmt    For    For    For
3   

Elect Frederic Crepin

   Mgmt    For    For    For
4   

Elect Lucian Grainge

   Mgmt    For    For    For
5   

Elect Brian Kelly

   Mgmt    For    For    For
6   

Elect Robert Kotick

   Mgmt    For    For    For
7   

Elect Jean-Bernard Levy

   Mgmt    For    For    For
8   

Elect Robert Morgado

   Mgmt    For    For    For
9   

Elect Stephane Roussel

   Mgmt    For    For    For
10   

Elect Richard Sarnoff

   Mgmt    For    For    For
11   

Elect Regis Turrini

   Mgmt    For    For    For
12   

Amendment to the 2008 Incentive Plan

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Alcoa Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AA    CUSIP 013817101    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kathryn Fuller

   Mgmt    For    For    For
2   

Elect Judith Gueron

   Mgmt    For    For    For
3   

Elect Patricia Russo

   Mgmt    For    For    For
4   

Elect Ernesto Zedillo

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Elimination of Supermajority Requirement Relating to Fair Price Protection

   Mgmt    For    For    For
8   

Elimination of Supermajority Requirement Relating to Director Elections

   Mgmt    For    For    For
9   

Elimination of Supermajority Requirement Relating to Removal of Directors

   Mgmt    For    For    For
10   

Repeal of Classified Board

   Mgmt    For    For    For
11   

Permit Written Consent

   Mgmt    For    For    For


 

American Electric Power Company, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AEP    CUSIP 025537101    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Nicholas Atkins

   Mgmt    For    For    For
2   

Elect David Anderson

   Mgmt    For    For    For
3   

Elect James Cordes

   Mgmt    For    For    For
4   

Elect Ralph Crosby, Jr.

   Mgmt    For    For    For
5   

Elect Linda Goodspeed

   Mgmt    For    For    For
6   

Elect Thomas Hoaglin

   Mgmt    For    For    For
7   

Elect Michael Morris

   Mgmt    For    For    For
8   

Elect Richard Notebaert

   Mgmt    For    For    For
9   

Elect Lionel Nowell III

   Mgmt    For    For    For
10   

Elect Richard Sandor

   Mgmt    For    For    For
11   

Elect Sara Tucker

   Mgmt    For    For    For
12   

Elect John Turner

   Mgmt    For    For    For
13   

Senior Officer Incentive Plan

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

American Express Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
AXP    CUSIP 025816109    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Charlene Barshefsky

   Mgmt    For    For    For
1.2   

Elect Ursula Burns

   Mgmt    For    For    For
1.3   

Elect Kenneth Chenault

   Mgmt    For    For    For
1.4   

Elect Peter Chernin

   Mgmt    For    For    For
1.5   

Elect Theodore Leonsis

   Mgmt    For    For    For
1.6   

Elect Jan Leschly

   Mgmt    For    For    For
1.7   

Elect Richard Levin

   Mgmt    For    For    For
1.8   

Elect Richard McGinn

   Mgmt    For    For    For
1.9   

Elect Edward Miller

   Mgmt    For    For    For
1.10   

Elect Steven Reinemund

   Mgmt    For    For    For
1.11   

Elect Robert Walter

   Mgmt    For    For    For
1.12   

Elect Ronald Williams

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2007 Incentive Compensation Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    For    Against
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For

 

 

Ameriprise Financial, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMP    CUSIP 03076C106    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Lon Greenberg

   Mgmt    For    For    For
2   

Elect Warren Knowlton

   Mgmt    For    For    For
3   

Elect Jeffrey Noddle

   Mgmt    For    For    For
4   

Elect Robert Sharpe, Jr. Mgmt

   For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For


 

Anadarko Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
APC    CUSIP 032511107    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kevin Chilton

   Mgmt    For    For    For
2   

Elect Luke Corbett

   Mgmt    For    For    For
3   

Elect Paulett Eberhart

   Mgmt    For    For    For
4   

Elect Peter Fluor

   Mgmt    For    For    For
5   

Elect Richard George

   Mgmt    For    For    For
6   

Elect Preston Geren, III Mgmt

   For    For    For
7   

Elect Charles Goodyear

   Mgmt    For    For    For
8   

Elect John Gordon

   Mgmt    For    For    For
9   

Elect James Hackett

   Mgmt    For    For    For
10   

Elect Eric Mullins

   Mgmt    For    For    For
11   

Elect Paula Rosput Reynolds

   Mgmt    For    For    For
12   

Elect R. Walker

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

2012 Omnibus Incentive Compensation Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
16   

Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy

   ShrHoldr    Against    Against    For
18   

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

AT&T Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
T    CUSIP 00206R102    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Randall Stephenson

   Mgmt    For    For    For
2   

Elect Gilbert Amelio

   Mgmt    For    For    For
3   

Elect Reuben Anderson

   Mgmt    For    For    For
4   

Elect James Blanchard

   Mgmt    For    For    For
5   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
6   

Elect James Kelly

   Mgmt    For    For    For
7   

Elect Jon Madonna

   Mgmt    For    For    For
8   

Elect John McCoy

   Mgmt    For    For    For
9   

Elect Joyce Roche

   Mgmt    For    For    For
10   

Elect Matthew Rose

   Mgmt    For    For    For
11   

Elect Laura Tyson

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Restoration of Written Consent

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Network Neutrality

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO

   ShrHoldr    Against    For    Against

 

 

Avery Dennison Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVY    CUSIP 053611109    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Cardis

   Mgmt    For    For    For
2   

Elect David Pyott

   Mgmt    For    For    For
3   

Elect Dean Scarborough

   Mgmt    For    For    For
4   

Elect Julia Stewart

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Amendment to the Stock Option and Incentive Plan

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For


 

Baker Hughes Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
BHI    CUSIP 057224107    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Larry Brady

   Mgmt    For    For    For
1.2   

Elect Clarence Cazalot, Jr.

   Mgmt    For    For    For
1.3   

Elect Martin Craighead

   Mgmt    For    For    For
1.4   

Elect Chad Deaton

   Mgmt    For    For    For
1.5   

Elect Anthony Fernandes

   Mgmt    For    For    For
1.6   

Elect Claire Gargalli

   Mgmt    For    For    For
1.7   

Elect Pierre Jungels

   Mgmt    For    For    For
1.8   

Elect James Lash

   Mgmt    For    For    For
1.9   

Elect J. Larry Nichols

   Mgmt    For    For    For
1.10   

Elect H. John Riley, Jr.

   Mgmt    For    For    For
1.11   

Elect James Stewart

   Mgmt    For    For    For
1.12   

Elect Charles Watson

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

CA, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CA    CUSIP 12673P105    08/03/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Raymond J. Bromark

   Mgmt    For    For    For
2   

Elect Director Gary J. Fernandes

   Mgmt    For    For    For
3   

Elect Director Rohit Kapoor

   Mgmt    For    For    For
4   

Elect Director Kay Koplovitz

   Mgmt    For    For    For
5   

Elect Director Christopher B. Lofgren

   Mgmt    For    For    For
6   

Elect Director William E. McCracken

   Mgmt    For    For    For
7   

Elect Director Richard Sulpizio

   Mgmt    For    For    For
8   

Elect Director Laura S. Unger

   Mgmt    For    For    For
9   

Elect Director Arthur F. Weinbach

   Mgmt    For    For    For
10   

Elect Director Renato (Ron) Zambonini

   Mgmt    For    For    For
11   

Ratify Auditors

   Mgmt    For    For    For
12   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
14   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
15   

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


 

Campbell Soup Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
CPB    CUSIP 134429109    11/17/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Edmund M. Carpenter

   Mgmt    For    For    For
1.2   

Elect Director Paul R. Charron

   Mgmt    For    For    For
1.3   

Elect Director Bennett Dorrance

   Mgmt    For    For    For
1.4   

Elect Director Lawrence C. Karlson

   Mgmt    For    For    For
1.5   

Elect Director Randall W. Larrimore

   Mgmt    For    For    For
1.6   

Elect Director Mary Alice D. Malone

   Mgmt    For    For    For
1.7   

Elect Director Sara Mathew

   Mgmt    For    For    For
1.8   

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1.9   

Elect Director William D. Perez

   Mgmt    For    For    For
1.10   

Elect Director Charles R. Perrin

   Mgmt    For    For    For
1.11   

Elect Director A. Barry Rand

   Mgmt    For    For    For
1.12   

Elect Director Nick Shreiber

   Mgmt    For    For    For
1.13   

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.14   

Elect Director Archbold D. van Beuren

   Mgmt    For    For    For
1.15   

Elect Director Les C. Vinney

   Mgmt    For    For    For
1.16   

Elect Director Charlotte C. Weber

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

Chevron Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVX    CUSIP 166764100    05/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Linnet Deily

   Mgmt    For    For    For
2   

Elect Robert Denham

   Mgmt    For    For    For
3   

Elect Chuck Hagel

   Mgmt    For    For    For
4   

Elect Enrique Hernandez, Jr.

   Mgmt    For    For    For
5   

Elect George Kirkland

   Mgmt    For    For    For
6   

Elect Charles Moorman, IV

   Mgmt    For    For    For
7   

Elect Kevin Sharer

   Mgmt    For    For    For
8   

Elect John Stumpf

   Mgmt    For    For    For
9   

Elect Ronald Sugar

   Mgmt    For    For    For
10   

Elect Carl Ware

   Mgmt    For    For    For
11   

Elect John Watson

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Exclusive Forum Provisions

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Country Selection Guidelines

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Hydraulic Fracturing

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Safety Report

   ShrHoldr    Against    Against    For
20   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    For    Against
21   

Shareholder Proposal Regarding Environmental Expertise on Board

   ShrHoldr    Against    Against    For


 

Citigroup Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
C    CUSIP 172967424    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Franz Humer

   Mgmt    For    For    For
2   

Elect Robert Joss

   Mgmt    For    For    For
3   

Elect Michael O’Neill

   Mgmt    For    For    For
4   

Elect Vikram Pandit

   Mgmt    For    For    For
5   

Elect Lawrence Ricciardi

   Mgmt    For    For    For
6   

Elect Judith Rodin

   Mgmt    For    For    For
7   

Elect Robert Ryan

   Mgmt    For    For    For
8   

Elect Anthony Santomero

   Mgmt    For    For    For
9   

Elect Joan Spero

   Mgmt    For    For    For
10   

Elect Diana Taylor

   Mgmt    For    For    For
11   

Elect William Thompson, Jr.

   Mgmt    For    For    For
12   

Elect Ernesto Zedillo

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Amendment to the 2009 Stock Incentive Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
16   

Shareholder Proposal Regarding Disclosure of Prior Government Service

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations

   ShrHoldr    Against    Against    For


 

Cliffs Natural Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLF    CUSIP 18683K101    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Joseph Carrabba

   Mgmt    For    For    For
2   

Elect Susan Cunningham

   Mgmt    For    For    For
3   

Elect Barry Eldridge

   Mgmt    For    For    For
4   

Elect Andres Gluski

   Mgmt    For    For    For
5   

Elect Susan Green

   Mgmt    For    For    For
6   

Elect Janice Henry

   Mgmt    For    For    For
7   

Elect James Kirsch

   Mgmt    For    For    For
8   

Elect Francis McAllister

   Mgmt    For    For    For
9   

Elect Richard Riederer

   Mgmt    For    For    For
10   

Elect Richard Ross

   Mgmt    For    For    For
11   

Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval

   Mgmt    For    Against    Against
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

2012 Incentive Equity Plan

   Mgmt    For    For    For
14   

2012 Executive Management Performance Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Comcast Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CMCSA    CUSIP 20030N101    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Bacon

   Mgmt    For    For    For
1.2   

Elect Sheldon Bonovitz

   Mgmt    For    For    For
1.3   

Elect Joseph Collins

   Mgmt    For    For    For
1.4   

Elect J. Michael Cook

   Mgmt    For    For    For
1.5   

Elect Gerald Hassell

   Mgmt    For    For    For
1.6   

Elect Jeffrey Honickman

   Mgmt    For    For    For
1.7   

Elect Eduardo Mestre

   Mgmt    For    For    For
1.8   

Elect Brian Roberts

   Mgmt    For    For    For
1.9   

Elect Ralph Roberts

   Mgmt    For    For    For
1.10   

Elect Johnathan Rodgers

   Mgmt    For    For    For
1.11   

Elect Judith Rodin

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2002 Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Amendment to the 2011 Employee Stock Purchase Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    For    Against
6   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
7   

Shareholder Proposal Regarding Retention of Shares Until Retirement

   ShrHoldr    Against    Against    For
8   

Shareholder Proposal Regarding Poison Pills

   ShrHoldr    Against    Against    For


 

Dell Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DELL    CUSIP 24702R101    07/15/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director James W. Breyer

   Mgmt    For    For    For
1.2   

Elect Director Donald J. Carty

   Mgmt    For    For    For
1.3   

Elect Director Michael S. Dell

   Mgmt    For    For    For
1.4   

Elect Director William H. Gray, III

   Mgmt    For    For    For
1.5   

Elect Director Gerald J. Kleisterlee

   Mgmt    For    For    For
1.6   

Elect Director Thomas W. Luce, III

   Mgmt    For    For    For
1.7   

Elect Director Klaus S. Luft

   Mgmt    For    For    For
1.8   

Elect Director Alex J. Mandl

   Mgmt    For    For    For
1.9   

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.10   

Elect Director H. Ross Perot, Jr.

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
5   

Require Independent Board Chairman

   ShrHoldr    Against    Against    For
6   

Provide Right to Act by Written Consent

   ShrHoldr    Against    For    Against
7   

Approve Declaration of Dividends

   ShrHoldr    Against    Against    For


 

Devon Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DVN    CUSIP 25179M103    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Henry

   Mgmt    For    For    For
1.2   

Elect John Hill

   Mgmt    For    For    For
1.3   

Elect Michael Kanovsky

   Mgmt    For    For    For
1.4   

Elect Robert Mosbacher, Jr.

   Mgmt    For    For    For
1.5   

Elect J. Larry Nichols

   Mgmt    For    For    For
1.6   

Elect Duane Radtke

   Mgmt    For    For    For
1.7   

Elect Mary Ricciardello

   Mgmt    For    For    For
1.8   

Elect John Richels

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Right to Call a Special Meeting

   Mgmt    For    For    For
5   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
6   

Amendment to the 2009 Long-Term Incentive Plan

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against

 

 

E.I. du Pont de Nemours and Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
DD    CUSIP 263534109    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Lamberto Andreotti

   Mgmt    For    For    For
2   

Elect Richard Brown

   Mgmt    For    For    For
3   

Elect Robert Brown

   Mgmt    For    For    For
4   

Elect Bertrand Collomb

   Mgmt    For    For    For
5   

Elect Curtis Crawford

   Mgmt    For    For    For
6   

Elect Alexander Cutler

   Mgmt    For    For    For
7   

Elect Eleuthere Du Pont

   Mgmt    For    For    For
8   

Elect Marillyn Hewson

   Mgmt    For    For    For
9   

Elect Lois Juliber

   Mgmt    For    For    For
10   

Elect Ellen Kullman

   Mgmt    For    For    For
11   

Elect Lee Thomas

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Report on Executive Compensation

   ShrHoldr    Against    For    Against


 

Ensco plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ESV    CUSIP 29358Q109    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. Christopher Gaut

   Mgmt    For    For    For
2   

Elect Gerald Haddock

   Mgmt    For    For    For
3   

Elect Paul Rowsey III

   Mgmt    For    For    For
4   

Elect Francis Kalman

   Mgmt    For    For    For
5   

Elect David Brown

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Ratification of Statutory Auditor

   Mgmt    For    For    For
8   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
9   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Foot Locker, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FL    CUSIP 344849104    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Alan Feldman

   Mgmt    For    For    For
1.2   

Elect Jarobin Gilbert, Jr.

   Mgmt    For    For    For
1.3   

Elect David Schwartz

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Annual Incentive Compensation Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

General Electric Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
GE    CUSIP 369604103    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect W. Geoffrey Beattie

   Mgmt    For    For    For
2   

Elect James Cash, Jr.

   Mgmt    For    For    For
3   

Elect Ann Fudge

   Mgmt    For    For    For
4   

Elect Susan Hockfield

   Mgmt    For    For    For
5   

Elect Jeffrey Immelt

   Mgmt    For    For    For
6   

Elect Andrea Jung

   Mgmt    For    For    For
7   

Elect Alan Lafley

   Mgmt    For    For    For
8   

Elect Robert Lane

   Mgmt    For    For    For
9   

Elect Ralph Larsen

   Mgmt    For    For    For
10   

Elect Rochelle Lazarus

   Mgmt    For    For    For
11   

Elect James Mulva

   Mgmt    For    For    For
12   

Elect Sam Nunn

   Mgmt    For    For    For
13   

Elect Roger Penske

   Mgmt    For    For    For
14   

Elect Robert Swieringa

   Mgmt    For    For    For
15   

Elect James Tisch

   Mgmt    For    For    For
16   

Elect Douglas Warner III

   Mgmt    For    For    For
17   

Ratification of Auditor

   Mgmt    For    For    For
18   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
19   

Amendment to the 2007 Long-Term Incentive Plan

   Mgmt    For    For    For
20   

Approval of Material Terms of Senior Officer Performance Goals

   Mgmt    For    For    For
21   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    Against    For
22   

Shareholder Proposal Regarding Nuclear Activities

   ShrHoldr    Against    Against    For
23   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
24   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against


 

Home Depot, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HD    CUSIP 437076102    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect F. Duane Ackerman

   Mgmt    For    For    For
2   

Elect Francis Blake

   Mgmt    For    For    For
3   

Elect Ari Bousbib

   Mgmt    For    For    For
4   

Elect Gregory Brenneman

   Mgmt    For    For    For
5   

Elect J. Frank Brown

   Mgmt    For    For    For
6   

Elect Albert Carey

   Mgmt    For    For    For
7   

Elect Armando Codina

   Mgmt    For    For    For
8   

Elect Bonnie Hill

   Mgmt    For    For    For
9   

Elect Karen Katen

   Mgmt    For    For    For
10   

Elect Ronald Sargent

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Employment Diversity Report

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Charitable Contributions

   ShrHoldr    Against    For    Against
19   

Shareholder Proposal Regarding Stormwater Management Policy

   ShrHoldr    Against    Against    For


 

Honeywell International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HON    CUSIP 438516106    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gordon Bethune

   Mgmt    For    For    For
2   

Elect Kevin Burke

   Mgmt    For    For    For
3   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect D. Scott Davis

   Mgmt    For    For    For
6   

Elect Linnet Deily

   Mgmt    For    For    For
7   

Elect Judd Gregg

   Mgmt    For    For    For
8   

Elect Lord Clive Hollick

   Mgmt    For    For    For
9   

Elect George Paz

   Mgmt    For    For    For
10   

Elect Bradley Sheares

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For


 

Intel Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
INTC    CUSIP 458140100    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Charlene Barshefsky

   Mgmt    For    For    For
2   

Elect Andy Bryant

   Mgmt    For    For    For
3   

Elect Susan Decker

   Mgmt    For    For    For
4   

Elect John Donahoe

   Mgmt    For    For    For
5   

Elect Reed Hundt

   Mgmt    For    For    For
6   

Elect Paul Otellini

   Mgmt    For    For    For
7   

Elect James Plummer

   Mgmt    For    For    For
8   

Elect David Pottruck

   Mgmt    For    For    For
9   

Elect Frank Yeary

   Mgmt    For    For    For
10   

Elect David Yoffie

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For

 

 

Johnson & Johnson

 

Ticker    Security ID:    Meeting Date    Meeting Status
JNJ    CUSIP 478160104    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mary Coleman

   Mgmt    For    For    For
2   

Elect James Cullen

   Mgmt    For    For    For
3   

Elect Ian Davis

   Mgmt    For    For    For
4   

Elect Alex Gorsky

   Mgmt    For    For    For
5   

Elect Michael Johns

   Mgmt    For    For    For
6   

Elect Susan Lindquist

   Mgmt    For    For    For
7   

Elect Anne Mulcahy

   Mgmt    For    For    For
8   

Elect Leo Mullin

   Mgmt    For    For    For
9   

Elect William Perez

   Mgmt    For    For    For
10   

Elect Charles Prince

   Mgmt    For    For    For
11   

Elect David Satcher

   Mgmt    For    For    For
12   

Elect William Weldon

   Mgmt    For    For    For
13   

Elect Ronald Williams

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
16   

Ratification of Auditor

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Animal Welfare

   ShrHoldr    Against    Against    For


 

JPMorgan Chase & Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JPM    CUSIP 46625H100    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bell

   Mgmt    For    For    For
2   

Elect Crandall Bowles

   Mgmt    For    For    For
3   

Elect Stephen Burke

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect James Crown

   Mgmt    For    For    For
6   

Elect James Dimon

   Mgmt    For    For    For
7   

Elect Timothy Flynn

   Mgmt    For    For    For
8   

Elect Ellen Futter

   Mgmt    For    For    For
9   

Elect Laban Jackson, Jr.

   Mgmt    For    For    For
10   

Elect Lee Raymond

   Mgmt    For    For    For
11   

Elect William Weldon

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Affirmation of Political Nonpartisanship

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Mortgage Loan Servicing

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Genocide-Free Investing

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
20   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For


 

Kimberly-Clark Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMB    CUSIP 494368103    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Alm

   Mgmt    For    For    For
2   

Elect John Bergstrom

   Mgmt    For    For    For
3   

Elect Abelardo Bru

   Mgmt    For    For    For
4   

Elect Robert Decherd

   Mgmt    For    For    For
5   

Elect Thomas Falk

   Mgmt    For    For    For
6   

Elect Fabian Garcia

   Mgmt    For    For    For
7   

Elect Mae Jemison

   Mgmt    For    For    For
8   

Elect James Jenness

   Mgmt    For    For    For
9   

Elect Nancy Karch

   Mgmt    For    For    For
10   

Elect Ian Read

   Mgmt    For    For    For
11   

Elect Linda Johnson Rice

   Mgmt    For    For    For
12   

Elect Marc Shapiro

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Kimco Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KIM    CUSIP 49446R109    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Milton Cooper

   Mgmt    For    For    For
1.2   

Elect Philip Coviello

   Mgmt    For    For    For
1.3   

Elect Richard Dooley

   Mgmt    For    For    For
1.4   

Elect Joe Grills

   Mgmt    For    For    For
1.5   

Elect David Henry

   Mgmt    For    For    For
1.6   

Elect F. Patrick Hughes

   Mgmt    For    For    For
1.7   

Elect Frank Lourenso

   Mgmt    For    For    For
1.8   

Elect Colombe Nicholas

   Mgmt    For    For    For
1.9   

Elect Richard Saltzman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2010 Equity Participation Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Kraft Foods Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KFT    CUSIP 50075N104    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Myra Hart

   Mgmt    For    For    For
2   

Elect Peter Henry

   Mgmt    For    For    For
3   

Elect Lois Juliber

   Mgmt    For    For    For
4   

Elect Mark Ketchum

   Mgmt    For    For    For
5   

Elect Terry Lundgren

   Mgmt    For    For    For
6   

Elect Mackey McDonald

   Mgmt    For    For    For
7   

Elect Jorge Mesquita

   Mgmt    For    For    For
8   

Elect John Pope

   Mgmt    For    For    For
9   

Elect Fedric Reynolds

   Mgmt    For    For    For
10   

Elect Irene Rosenfeld

   Mgmt    For    For    For
11   

Elect Jean-Francois van Boxmeer

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Company Name Change

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Sustainable Forestry Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Extended Producer Responsibility

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Lobbying Expenditures

   ShrHoldr    Against    For    Against


 

Lennar Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LEN    CUSIP 526057104    04/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Irving Bolotin

   Mgmt    For    For    For
1.2   

Elect Steven Gerard

   Mgmt    For    For    For
1.3   

Elect Theron Gilliam

   Mgmt    For    For    For
1.4   

Elect Sherrill Hudson

   Mgmt    For    For    For
1.5   

Elect R. Kirk Landon

   Mgmt    For    For    For
1.6   

Elect Sidney Lapidus

   Mgmt    For    For    For
1.7   

Elect Stuart Miller

   Mgmt    For    For    For
1.8   

Elect Jeffrey Sonnenfeld

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2007 Equity Compensation Plan

   Mgmt    For    For    For
4   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Reporting and Reducing Energy Use

   ShrHoldr    Against    Against    For

 

 

MeadWestvaco Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
MWV    CUSIP 583334107    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Campbell

   Mgmt    For    For    For
2   

Elect Thomas Cole, Jr.

   Mgmt    For    For    For
3   

Elect James Kaiser

   Mgmt    For    For    For
4   

Elect Richard Kelson

   Mgmt    For    For    For
5   

Elect James Kilts

   Mgmt    For    For    For
6   

Elect Susan Kropf

   Mgmt    For    For    For
7   

Elect Douglas Luke

   Mgmt    For    For    For
8   

Elect John Luke, Jr.

   Mgmt    For    For    For
9   

Elect Gracia Martore

   Mgmt    For    For    For
10   

Elect Timothy Powers

   Mgmt    For    For    For
11   

Elect Jane Warner

   Mgmt    For    For    For
12   

Elect Alan Wilson

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Microchip Technology Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
MCHP    CUSIP 595017104    08/19/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2   

Elect Director Albert J. Hugo-Martinez

   Mgmt    For    For    For
1.3   

Elect Director L.b. Day

   Mgmt    For    For    For
1.4   

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.5   

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2   

Amend Executive Incentive Bonus Plan

   Mgmt    For    For    For
3   

Ratify Auditors

   Mgmt    For    For    For
4   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    1 Year    Against

 

 

Motorola Mobility Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MMI    CUSIP 620097105    11/17/2011    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Merger Agreement

   Mgmt    For    For    For
2   

Adjourn Meeting

   Mgmt    For    For    For
3   

Advisory Vote on Golden Parachutes

   Mgmt    For    For    For


 

Nabors Industries Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NBR    CUSIP G6359F103    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Crane

   Mgmt    For    For    For
1.2   

Elect Michael Linn

   Mgmt    For    For    For
1.3   

Elect John Yearwood

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Repeal of Classified Board

   Mgmt    For    For    For
4   

Amendment to Supermajority Requirement Regarding Business Combinations

   Mgmt    For    Against    Against
5   

Technical Bye-Law Amendments

   Mgmt    For    For    For
6   

2012 Incentive Bonus Plan

   Mgmt    For    Against    Against
7   

2012 Stock Plan

   Mgmt    For    Against    Against
8   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
9   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    For    Against
10   

Shareholder Proposal Regarding Shareholder Approval of Severance Agreements

   ShrHoldr    Against    For    Against

 

 

New York Community Bancorp, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NYB    CUSIP 649445103    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Maureen Clancy

   Mgmt    For    For    For
1.2   

Elect Hanif Dahya

   Mgmt    For    For    For
1.3   

Elect Joseph Ficalora

   Mgmt    For    For    For
1.4   

Elect James O’Donovan

   Mgmt    For    For    For
2   

2012 Stock Incentive Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

Packaging Corporation of America

 

Ticker    Security ID:    Meeting Date    Meeting Status
PKG    CUSIP 695156109    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Cheryl Beebe

   Mgmt    For    For    For
1.2   

Elect Hasan Jameel

   Mgmt    For    For    For
1.3   

Elect Mark Kowlzan

   Mgmt    For    For    For
1.4   

Elect Robert Lyons

   Mgmt    For    For    For
1.5   

Elect Samuel Mencoff

   Mgmt    For    For    For
1.6   

Elect Roger Porter

   Mgmt    For    For    For
1.7   

Elect Thomas Souleles

   Mgmt    For    For    For
1.8   

Elect Paul Stecko

   Mgmt    For    For    For
1.9   

Elect James Woodrum

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Pfizer Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PFE    CUSIP 717081103    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Dennis Ausiello

   Mgmt    For    For    For
2   

Elect M. Anthony Burns

   Mgmt    For    For    For
3   

Elect W. Don Cornwell

   Mgmt    For    For    For
4   

Elect Frances Fergusson

   Mgmt    For    For    For
5   

Elect William Gray, III

   Mgmt    For    For    For
6   

Elect Helen Hobbs

   Mgmt    For    For    For
7   

Elect Constance Horner

   Mgmt    For    For    For
8   

Elect James Kilts

   Mgmt    For    For    For
9   

Elect George Lorch

   Mgmt    For    For    For
10   

Elect John Mascotte

   Mgmt    For    For    For
11   

Elect Suzanne Nora Johnson

   Mgmt    For    For    For
12   

Elect Ian Read

   Mgmt    For    For    For
13   

Elect Stephen Sanger

   Mgmt    For    For    For
14   

Elect Marc Tessier-Lavigne

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For
16   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers

   ShrHoldr    Against    Against    For
18   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
19   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    Against    For
20   

Shareholder Proposal Regarding Advisory Vote on Director Compensation

   ShrHoldr    Against    Against    For

 

 

Regal Entertainment Group

 

Ticker    Security ID:    Meeting Date    Meeting Status
RGC    CUSIP 758766109    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Charles Brymer

   Mgmt    For    For    For
1.2   

Elect Michael Campbell

   Mgmt    For    For    For
1.3   

Elect Alex Yemenidjian

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For


 

Seagate Technology Public Limited Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
STX    CUSIP G7945M107    10/26/2011    Voted
Meeting Type       Country of Trade   
Annual       Ireland   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Reelect Stephen J. Luczo as Director

   Mgmt    For    For    For
2   

Reelect D Frank J. Biondi, Jr. as Director

   Mgmt    For    For    For
3   

Reelect Michael R. Cannon as Director

   Mgmt    For    For    For
4   

Reelect Lydia M. Marshall as Director

   Mgmt    For    For    For
5   

Reelect C.S. Park as Director

   Mgmt    For    For    For
6   

Reelect Gregorio Reyes As Director

   Mgmt    For    For    For
7   

Reelect Edward J. Zander as Director

   Mgmt    For    For    For
8   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
9   

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Against    Against
10   

Authorize the Holding of the 2012 AGM at a Location Outside Ireland

   Mgmt    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
13   

Ratify Auditors

   Mgmt    For    For    For


 

State Street Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
STT    CUSIP 857477103    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kennett Burnes

   Mgmt    For    For    For
2   

Elect Peter Coym

   Mgmt    For    For    For
3   

Elect Patrick de Saint-Aignan

   Mgmt    For    For    For
4   

Elect Amelia Fawcett

   Mgmt    For    For    For
5   

Elect David Gruber

   Mgmt    For    For    For
6   

Elect Linda Hill

   Mgmt    For    For    For
7   

Elect Joseph Hooley

   Mgmt    For    For    For
8   

Elect Robert Kaplan

   Mgmt    For    For    For
9   

Elect Richard Sergel

   Mgmt    For    For    For
10   

Elect Ronald Skates

   Mgmt    For    For    For
11   

Elect Gregory Summe

   Mgmt    For    For    For
12   

Elect Robert Weissman

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Amendment to the 2006 Equity Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Symantec Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SYMC    CUSIP 871503108    10/25/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Stephen M. Bennett

   Mgmt    For    For    For
2   

Elect Director Michael A. Brown

   Mgmt    For    For    For
3   

Elect Director Frank E. Dangeard

   Mgmt    For    For    For
4   

Elect Director Geraldine B. Laybourne

   Mgmt    For    For    For
5   

Elect Director David L. Mahoney

   Mgmt    For    For    For
6   

Elect Director Robert S. Miller

   Mgmt    For    For    For
7   

Elect Director Enrique Salem

   Mgmt    For    For    For
8   

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
9   

Elect Director V. Paul Unruh

   Mgmt    For    For    For
10   

Ratify Auditors

   Mgmt    For    For    For
11   

Amend Outside Director Stock Awards/Options in Lieu of Cash

   Mgmt    For    For    For
12   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
14   

Amend Articles/Bylaws/Charter — Call Special Meetings

   ShrHoldr    Against    Against    For


 

TE Connectivity Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEL    CUSIP H84989104    03/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Pierre Brondeau

   Mgmt    For    For    For
2   

Elect Juergen Gromer

   Mgmt    For    For    For
3   

Elect William Jeffrey

   Mgmt    For    For    For
4   

Elect Thomas Lynch

   Mgmt    For    For    For
5   

Elect NAM Yong

   Mgmt    For    For    For
6   

Elect Daniel Phelan

   Mgmt    For    For    For
7   

Elect Frederic Poses

   Mgmt    For    For    For
8   

Elect Lawrence Smith

   Mgmt    For    For    For
9   

Elect Paula Sneed

   Mgmt    For    For    For
10   

Elect David Steiner

   Mgmt    For    For    For
11   

Election John Van Scoter

   Mgmt    For    For    For
12   

2011 Annual Report

   Mgmt    For    For    For
13   

Statutory Financial Statements

   Mgmt    For    For    For
14   

Consolidated Financial Statements

   Mgmt    For    For    For
15   

Release Board of Directors and Executive Officers

   Mgmt    For    For    For
16   

Deloitte & Touche

   Mgmt    For    For    For
17   

Deloitte AG, Zurich

   Mgmt    For    For    For
18   

Pricewaterhouse Coopers AG, Zurich

   Mgmt    For    For    For
19   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
20   

Amendment to the 2007 Stock and Incentive Plan

   Mgmt    For    For    For
21   

Reduction of Share Capital Under the Share Repurchase Program

   Mgmt    For    For    For
22   

Authority to Repurchase Shares

   Mgmt    For    For    For
23   

Dividend Distribution Through a Reduction of Capital

   Mgmt    For    For    For
24   

Reallocation of Free Reserves to Legal Reserves

   Mgmt    For    For    For
25   

Right to Adjourn Meeting

   Mgmt    For    For    For


 

Teleflex Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
TFX    CUSIP 879369106    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Sigismundus Lubsen

   Mgmt    For    For    For
2   

Elect Stuart Randle

   Mgmt    For    For    For
3   

Elect Harold Yoh III

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Bush

   Mgmt    For    For    For
2   

Elect Trevor Fetter

   Mgmt    For    For    For
3   

Elect Brenda Gaines

   Mgmt    For    For    For
4   

Elect Karen Garrison

   Mgmt    For    For    For
5   

Elect Edward Kangas

   Mgmt    For    For    For
6   

Elect Floyd Loop

   Mgmt    For    For    For
7   

Elect Richard Pettingill

   Mgmt    For    For    For
8   

Elect Ronald Rittenmeyer

   Mgmt    For    For    For
9   

Elect James Unruh

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Re-approval of the Annual Incentive Plan

   Mgmt    For    For    For

 

 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    11/03/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director John Ellis Jeb Bush

   Mgmt    For    For    For
2   

Elect Director Trevor Fetter

   Mgmt    For    For    For
3   

Elect Director Brenda J. Gaines

   Mgmt    For    For    For
4   

Elect Director Karen M. Garrison

   Mgmt    For    For    For
5   

Elect Director Edward A. Kangas

   Mgmt    For    For    For
6   

Elect Director J. Robert Kerrey

   Mgmt    For    For    For
7   

Elect Director Floyd D. Loop, M.D.

   Mgmt    For    For    For
8   

Elect Director Richard R. Pettingill

   Mgmt    For    For    For
9   

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
10   

Elect Director James A. Unruh

   Mgmt    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
13   

Ratify Auditors

   Mgmt    For    For    For


 

Textron Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TXT    CUSIP 883203101    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Scott Donnelly

   Mgmt    For    For    For
2   

Elect James Conway

   Mgmt    For    For    For
3   

Elect Lawrence Fish

   Mgmt    For    For    For
4   

Elect Paul Gagne

   Mgmt    For    For    For
5   

Elect Dain Hancock

   Mgmt    For    For    For
6   

Elect Lloyd Trotter

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Amendment to the Short-Term Incentive Plan

   Mgmt    For    For    For
9   

Amendment to the 2007 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For


 

The Allstate Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
ALL    CUSIP 020002101    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect F. Duane Ackerman

   Mgmt    For    For    For
2   

Elect Robert Beyer

   Mgmt    For    For    For
3   

Elect W. James Farrell

   Mgmt    For    For    For
4   

Elect Jack Greenberg

   Mgmt    For    For    For
5   

Elect Ronald LeMay

   Mgmt    For    For    For
6   

Elect Andrea Redmond

   Mgmt    For    For    For
7   

Elect H. John Riley, Jr.

   Mgmt    For    For    For
8   

Elect John Rowe

   Mgmt    For    For    For
9   

Elect Joshua Smith

   Mgmt    For    For    For
10   

Elect Judith Sprieser

   Mgmt    For    For    For
11   

Elect Mary Taylor

   Mgmt    For    For    For
12   

Elect Thomas Wilson

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Allow Shareholders to Act by Written Consent

   Mgmt    For    For    For
15   

Approve the Right to Call a Special Meeting

   Mgmt    For    For    For
16   

Ratification of Auditor

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against

 

 

The Gap, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GPS    CUSIP 364760108    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors

   Mgmt    For    For    For
2   

Elect Domenico De Sole

   Mgmt    For    For    For
3   

Elect Robert Fisher

   Mgmt    For    For    For
4   

Elect William Fisher

   Mgmt    For    For    For
5   

Elect Isabella Goren

   Mgmt    For    For    For
6   

Elect Bob Martin

   Mgmt    For    For    For
7   

Elect Jorge Montoya

   Mgmt    For    For    For
8   

Elect Glenn Murphy

   Mgmt    For    For    For
9   

Elect Mayo Shattuck III

   Mgmt    For    For    For
10   

Elect Katherine Tsang

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Human Rights in Sri Lanka

   ShrHoldr    Against    Against    For


 

The Travelers Companies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRV    CUSIP 89417E109    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Alan Beller

   Mgmt    For    For    For
2   

Elect John Dasburg

   Mgmt    For    For    For
3   

Elect Janet Dolan

   Mgmt    For    For    For
4   

Elect Kenneth Duberstein

   Mgmt    For    For    For
5   

Elect Jay Fishman

   Mgmt    For    For    For
6   

Elect Lawrence Graev

   Mgmt    For    For    For
7   

Elect Patricia Higgins

   Mgmt    For    For    For
8   

Elect Thomas Hodgson

   Mgmt    For    For    For
9   

Elect William Kane

   Mgmt    For    For    For
10   

Elect Cleve Killingsworth, Jr.

   Mgmt    For    For    For
11   

Elect Donald Shepard

   Mgmt    For    For    For
12   

Elect Laurie Thomsen

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against

 

 

Thermo Fisher Scientific Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TMO    CUSIP 883556102    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. Martin Harris

   Mgmt    For    For    For
2   

Elect Judy Lewent

   Mgmt    For    For    For
3   

Elect Jim Manzi

   Mgmt    For    For    For
4   

Elect Lars Sorenson

   Mgmt    For    For    For
5   

Elect Elaine Ullian

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For


 

Time Warner Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TWX    CUSIP 887317303    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Barksdale

   Mgmt    For    For    For
2   

Elect William Barr

   Mgmt    For    For    For
3   

Elect Jeffrey Bewkes

   Mgmt    For    For    For
4   

Elect Stephen Bollenbach

   Mgmt    For    For    For
5   

Elect Robert Clark

   Mgmt    For    For    For
6   

Elect Mathias Dopfner

   Mgmt    For    For    For
7   

Elect Jessica Einhorn

   Mgmt    For    For    For
8   

Elect Fred Hassan

   Mgmt    For    For    For
9   

Elect Kenneth Novack

   Mgmt    For    For    For
10   

Elect Paul Wachter

   Mgmt    For    For    For
11   

Elect Deborah Wright

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against

 

 

Tyco International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TYC    CUSIP H89128104    03/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Ratification of Board Acts

   Mgmt    For    Against    Against
3.1   

Elect Edward Breen

   Mgmt    For    For    For
3.2   

Elect Michael Daniels

   Mgmt    For    For    For
3.3   

Elect Timothy Donahue

   Mgmt    For    For    For
3.4   

Elect Brian Duperreault

   Mgmt    For    For    For
3.5   

Elect Bruce Gordon

   Mgmt    For    For    For
3.6   

Elect Rajiv Gupta

   Mgmt    For    For    For
3.7   

Elect John Krol

   Mgmt    For    For    For
3.8   

Elect Brendan O’Neill

   Mgmt    For    For    For
3.9   

Elect Dinesh Paliwal

   Mgmt    For    For    For
3.10   

Elect William Stavropoulos

   Mgmt    For    For    For
3.11   

Elect Sandra Wijnberg

   Mgmt    For    For    For
3.12   

Elect R. David Yost

   Mgmt    For    For    For
4   

Appointment of Auditor

   Mgmt    For    For    For
5   

Appointment of Auditor

   Mgmt    For    For    For
6   

Appointment of Auditor

   Mgmt    For    For    For
7   

Allocation of Profits/Dividends

   Mgmt    For    For    For
8   

Consolidation of Reserves

   Mgmt    For    For    For
9   

Approval of Ordinary Cash Dividend

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Amendments to Articles Of Association

   Mgmt    For    For    For


 

Valero Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VLO    CUSIP 91913Y100    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Ronald Calgaard

   Mgmt    For    For    For
2   

Elect Jerry Choate

   Mgmt    For    For    For
3   

Elect Ruben Escobedo

   Mgmt    For    For    For
4   

Elect William Klesse

   Mgmt    For    For    For
5   

Elect Bob Marbut

   Mgmt    For    For    For
6   

Elect Donald Nickles

   Mgmt    For    For    For
7   

Elect Phillip Pfeiffer

   Mgmt    For    For    For
8   

Elect Robert Profusek

   Mgmt    For    For    For
9   

Elect Susan Purcell

   Mgmt    For    For    For
10   

Elect Stephen Waters

   Mgmt    For    For    For
11   

Elect Randall Weisenburger

   Mgmt    For    For    For
12   

Elect Rayford Wilkins Jr.

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Safety Report

   ShrHoldr    Against    For    Against


 

Weatherford International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WFT    CUSIP H27013103    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Ratification of Board Acts

   Mgmt    For    Against    Against
3   

Elect Bernard Duroc-Danner

   Mgmt    For    Against    Against
4   

Elect Samuel Bodman III

   Mgmt    For    Against    Against
5   

Elect Nicholas Brady

   Mgmt    For    For    For
6   

Elect David Butters

   Mgmt    For    Against    Against
7   

Elect William Macaulay

   Mgmt    For    Against    Against
8   

Elect Robert Moses, Jr.

   Mgmt    For    Against    Against
9   

Elect Guillermo Ortiz Martinez

   Mgmt    For    For    For
10   

Elect Emyr Parry

   Mgmt    For    For    For
11   

Elect Robert Rayne

   Mgmt    For    Against    Against
12   

Ratification of Auditor

   Mgmt    For    Against    Against
13   

Increase in Authorized Capital

   Mgmt    For    For    For
14   

Amendment to 2010 Omnibus Incentive Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against


 

Windstream Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WIN    CUSIP 97381W104    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Carol Armitage

   Mgmt    For    For    For
2   

Elect Samuel Beall, III

   Mgmt    For    For    For
3   

Elect Dennis Foster

   Mgmt    For    For    For
4   

Elect Francis Frantz

   Mgmt    For    For    For
5   

Elect Jeffery Gardner

   Mgmt    For    For    For
6   

Elect Jeffrey Hinson

   Mgmt    For    For    For
7   

Elect Judy Jones

   Mgmt    For    For    For
8   

Elect William Montgomery

   Mgmt    For    For    For
9   

Elect Alan Wells

   Mgmt    For    For    For
10   

Performance Incentive Compensation Plan

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

   ShrHoldr    Against    For    Against
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For

Fund Name : TCW Emerging Markets Equities Fund

 

 

51Job Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JOBS    CUSIP 316827104    12/21/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Chao

   Mgmt    For    For    For
2   

Elect Hisayuki Idekoba

   Mgmt    For    For    For
3   

Elect James Jianzhang Liang

   Mgmt    For    For    For
4   

Elect Donald Lucas

   Mgmt    For    For    For
5   

Elect Rick Yan

   Mgmt    For    For    For
6   

Amendment to the 2009 Share Option Plan

   Mgmt    For    Against    Against


 

America Movil SAB de CV

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMX    CUSIP 02364W105    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors - Class L Shareholders

   Mgmt    For    For    For
2   

Election of Meeting Delegates

   Mgmt    For    For    For

 

 

Anhui Conch Cement Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
0914    CINS Y01373102    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Directors’ Report

   Mgmt    For    For    For
4   

Supervisors’ Report

   Mgmt    For    For    For
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Elect WONG Kun Kau

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Profit Distribution

   Mgmt    For    For    For
9   

Amendments to Articles

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Abstain    Against


 

Antofagasta plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANTO    CINS G0398N128    06/13/2012    Voted
Meeting Type       Country of Trade   
Annual       United Kingdom   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Directors’ Remuneration Report

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Elect Jean-Paul Luksic

   Mgmt    For    For    For
5   

Elect Gonzalo Menendez Duque

   Mgmt    For    For    For
6   

Elect Ramon Jara

   Mgmt    For    For    For
7   

Elect Guillermo Luksic Craig

   Mgmt    For    For    For
8   

Elect Juan Claro Gonzalez

   Mgmt    For    For    For
9   

Elect William Hayes

   Mgmt    For    For    For
10   

Elect Hugo Dryland

   Mgmt    For    For    For
11   

Elect Timothy Baker

   Mgmt    For    For    For
12   

Elect Manuel Lino De Sousa-Oliveira

   Mgmt    For    For    For
13   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
14   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
15   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
16   

Authority to Repurchase Shares

   Mgmt    For    For    For
17   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    For    For


 

Arcos Dorados Holdings Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARCO    CUSIP G0457F107    04/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Elect Woods Staton

   Mgmt    For    For    For
4   

Elect German Lemonnier

   Mgmt    For    For    For
5   

Election of Third Director Nominee

   Mgmt    For    For    For

 

 

Axis Bank Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
AXISBANK    CINS Y0487S103    06/22/2012    Voted
Meeting Type       Country of Trade   
Annual       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Elect Rama Bijapurkar

   Mgmt    For    For    For
3   

Elect V.R. Kaundinya

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
6   

Elect Samir Kumar Barua

   Mgmt    For    For    For
7   

Elect A. K. Dasgupta

   Mgmt    For    For    For
8   

Elect Som Mittal

   Mgmt    For    For    For
9   

Reappointment of Shikha Sharma as Managing Director & CEO; Approval of Compensation

   Mgmt    For    For    For
10   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
11   

Amendment to Compensation of Adarsh Kishore

   Mgmt    For    For    For
12   

Elect Somnath Sengupta

   Mgmt    For    For    For
13   

Appointment of Somnath Sengupta as Wholetime Director; Approval of Compensation

   Mgmt    For    For    For
14   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
15   

Elect V. Srinivasan

   Mgmt    For    For    For
16   

Appointment of V. Srinivasan as Wholetime Director; Approval of Compensation

   Mgmt    For    For    For
17   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
18   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Axis Bank Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
AXISBANK    CINS Y0487S103    06/23/2012    Voted
Meeting Type       Country of Trade   
Court       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Scheme of Arrangement

   Mgmt    For    For    For

 

 

Banco do Brasil SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBAS3    CINS P11427112    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Election of Supervisory Council Member(s) Representative of Minority Shareholders

   Mgmt    For    For    For
7   

Supervisory Council Fees Mgmt

   Mgmt    For    For    For
8   

Remuneration Policy

   Mgmt    For    For    For

 

 

Banco do Brasil SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBAS3    CINS P11427112    04/26/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.

   Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendments to Articles Regarding Board Size, Board Responsibilities and Audit Committee

   Mgmt    For    For    For
4   

Amendment to Articles Regarding Remuneration Committee

   Mgmt    For    For    For
5   

Amendments Regarding Separation of Executive Duties

   Mgmt    For    For    For
6   

Amendments to Articles Regarding Novo Mercado Regulations

   Mgmt    For    For    For


 

Banco Santander (Brasil) SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
SANB11    CINS P1505Z160    02/07/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Deferred Bonus Plan

   Mgmt    For    For    For
3   

Amendments to Articles Regarding Remuneration Committee

   Mgmt    For    For    For
4   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
5   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Banco Santander (Brasil) SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
SANB11    CINS P1505Z160    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    Against    Against

 

 

Banco Santander (Brasil) SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
SANB11    CINS P1505Z160    04/25/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendment to Dividend Policy

   Mgmt    For    Against    Against
4   

Amendments to Articles Regarding Executive Committee

   Mgmt    For    For    For


 

Banco Santander (Brasil) SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
SANB11    CINS P1505Z160    12/16/2011    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendments to Articles Regarding Level 2 Regulations

   Mgmt    For    For    For

 

 

Bangkok Bank Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBL    CINS Y0606R119    04/12/2012    Voted
Meeting Type       Country of Trade   
Annual       Thailand   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Minutes

   Mgmt    For    For    For
2   

Results of Operations

   Mgmt    For    For    For
3   

Audit Committee Report

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Elect Mongkolchaleam Yugala

   Mgmt    For    For    For
7   

Elect Amorn Chandarasomboon

   Mgmt    For    For    For
8   

Elect Kosit Panpiemras

   Mgmt    For    For    For
9   

Elect Deja Tulananda

   Mgmt    For    For    For
10   

Elect Chartsiri Sophonpanich

   Mgmt    For    For    For
11   

Elect Suvarn Thansathit

   Mgmt    For    For    For
12   

Directors’ Fees

   Mgmt    For    For    For
13   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
14   

Transaction of Other Business

   Mgmt    For    Against    Against
15   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
16   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Bank Vozrozhdenie

 

Ticker    Security ID:    Meeting Date    Meeting Status
VZRZ    CINS X06462109    06/29/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote
Cast
   For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Fees

   Mgmt    For    For    For
4   

Amendments to Charter

   Mgmt    For    For    For
5   

Amendments to Regulations on Meetings

   Mgmt    For    For    For
6   

Amendments to Regulations on Meeting Procedures

   Mgmt    For    For    For
7   

Amendments to Regulations on Board Of Directors

   Mgmt    For    For    For
8   

Amendments to Regulations on Management Board

   Mgmt    For    For    For
9   

Amendments to Regulations on Audit Commission

   Mgmt    For    For    For
10   

Related Party Transactions

   Mgmt    For    For    For
11   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
12   

Elect Dmitry Orlov

   Mgmt    For    For    For
13   

Elect Lyudmila Goncharova

   Mgmt    For    For    For
14   

Elect Alexander Dolgopolov

   Mgmt    For    For    For
15   

Elect Nikolai Zatsepin

   Mgmt    For    For    For
16   

Elect Oleg I. Lapushkin

   Mgmt    For    For    For
17   

Elect V. Malinin

   Mgmt    For    For    For
18   

Elect Otar L. Margania

   Mgmt    For    For    For
19   

Elect Yury Marinichev

   Mgmt    For    For    For
20   

Elect Nikita S. Mikhalkov

   Mgmt    For    For    For
21   

Elect Vladimir G. Panskov

   Mgmt    For    For    For
22   

Elect Yuriy V. Poletaev

   Mgmt    For    For    For
23   

Elect Mukhadin Eskindarov

   Mgmt    For    For    For
24   

Early Termination of General Director Powers

   Mgmt    For    For    For
25   

Election of General Director

   Mgmt    For    For    For
26   

Audit Commission Size

   Mgmt    For    For    For
27   

Election of Audit Commission

   Mgmt    For    For    For
28   

Appointment of Auditor

   Mgmt    For    For    For
29   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Banro Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
BAA    CUSIP 066800103    06/29/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors (Slate)

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Amendment to the Stock Option Plan

   Mgmt    For    For    For

 

 

Brasil Brokers Participacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBRK3    CINS P1630V100    05/08/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendments to Articles Regarding Acquisitions

   Mgmt    For    For    For
4   

Ratification of Acquisition of VBE Assessoria Imobiliaria

   Mgmt    For    For    For
5   

Ratification of Acquisition of MGE Intermediacao Imobiliaria

   Mgmt    For    For    For
6   

Ratification of Acquisition of Blue Negocios Imobiliarios

   Mgmt    For    For    For
7   

Ratification of Acquisition of Morumbi Brokers Administracao de Bens e Servicos

   Mgmt    For    For    For
8   

Amendments to Articles Regarding Novo Mercado Regulations

   Mgmt    For    For    For
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Brasil Brokers Participacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBRK3    CINS P1630V100    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Election of Directors (Slate)

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    For    For
6   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Brookfield Incorporacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BISA3    CINS P1901G105    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Election of Directors (Slate)

   Mgmt    For    For    For
7   

Remuneration Policy

   Mgmt    For    For    For


 

Brookfield Incorporacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BISA3    CINS P1901G105    05/04/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendments to Articles Regarding Reconciliation of Share Capital

   Mgmt    For    For    For
4   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Calvalley Petroleum Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVYPF    CUSIP 131911109    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Edmund Shimoon

   Mgmt    For    For    For
2.2   

Elect Gary Robertson

   Mgmt    For    For    For
2.3   

Elect Thomas Valentine

   Mgmt    For    For    For
2.4   

Elect Thomas Skupa

   Mgmt    For    For    For
2.5   

Elect Nikolas Perrault

   Mgmt    For    For    For
2.6   

Elect Bernard de Combret

   Mgmt    For    For    For
2.7   

Elect Kenneth Stephenson

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

CEZ, a.s. (Ceske Energeticke Zavody)

 

Ticker    Security ID:    Meeting Date    Meeting Status
BAACEZ    CINS X2337V121    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       Czech Republic   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Opening of Meeting; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes

   Mgmt    For    For    For
2   

Board of Directors’ Report

   Mgmt    For    For    For
3   

Supervisory Board’s Report

   Mgmt    For    For    For
4   

Audit Committee’s Report

   Mgmt    For    For    For
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Appointment of Auditor

   Mgmt    For    For    For
8   

Amendments to Articles

   Mgmt    For    For    For
9   

Charitable Donations

   Mgmt    For    For    For
10   

Ratification of Cooption of Martin Roman

   Mgmt    For    For    For
11   

Election of Audit Committee Members

   Mgmt    For    For    For
12   

Supervisory Board Contracts

   Mgmt    For    For    For
13   

Audit Committee Contracts

   Mgmt    For    For    For
14   

Internal Restructuring (Elektrarna Pocerady)

   Mgmt    For    For    For
15   

Internal Restructuring (CEZ Teplarenska)

   Mgmt    For    For    For
16   

Closing of Meeting

   Mgmt    For    For    For
17   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

China Coal Energy Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1898    CINS Y1434L100    05/25/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Directors’ Report

   Mgmt    For    For    For
3   

Supervisors’ Report

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Financial Budget

   Mgmt    For    For    For
7   

Fees of Directors and Supervisors

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Give Guarantees for Bank Loan Regarding Resources Integration And Acquisition

   Mgmt    For    For    For
10   

Authority to Give Guarantees for Bank Loan Regarding the Gas Power Plant Project

   Mgmt    For    For    For
11   

Amendments to Articles

   Mgmt    For    For    For
12   

Amendments to Procedural Rules: General Meeting

   Mgmt    For    For    For
13   

Amendments to Procedural Rules: Board of Directors

   Mgmt    For    For    For


 

China Construction Bank Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
0939    CINS Y1397N101    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Directors’ Report

   Mgmt    For    For    For
3   

Supervisors’ Report

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Directors’ and Supervisors’ Fees

   Mgmt    For    For    For
7   

Budget of 2012 fixed assets investment

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Elect CHEN Zuofu

   Mgmt    For    For    For
10   

Elect Elaine La Roche

   Mgmt    For    For    For
11   

Amendments to Articles

   Mgmt    For    For    For
12   

Amendments to Procedural Rules for the Shareholders’ General Meeting

   Mgmt    For    For    For
13   

Amendments to Procedural Rules for the Board of Directors

   Mgmt    For    For    For
14   

Amendments to Procedural Rules for the Board of Supervisors

   Mgmt    For    For    For

 

 

China Life Insurance Company Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
2628    CINS Y1477R204    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Directors’ Report

   Mgmt    For    For    For
4   

Supervisors’ Report

   Mgmt    For    For    For
5   

Financial Statements

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Directors’ Fees

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Issue Debt Financing Instruments

   Mgmt    For    For    For
10   

Amendments to Articles

   Mgmt    For    For    For
11   

Amendments to Procedural Rules for Board of Directors Meetings

   Mgmt    For    For    For
12   

Amendments to Procedural Rules for Board of Supervisors Meetings

   Mgmt    For    For    For
13   

Elect YANG Mingsheng

   Mgmt    For    For    For


 

China Mengniu Dairy Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
2319    CINS G21096105    06/15/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Elect SUN Yiping

   Mgmt    For    For    For
6   

Elect NING Gaoning

   Mgmt    For    For    For
7   

Elect YU Xubo

   Mgmt    For    For    For
8   

Elect MA Jianping

   Mgmt    For    For    For
9   

Elect JIAO Shuge

   Mgmt    For    For    For
10   

Elect Julian Wolhardt

   Mgmt    For    For    For
11   

Elect XIE Tao

   Mgmt    For    For    For
12   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
13   

Authority to Repurchase Shares

   Mgmt    For    For    For
14   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against


 

China Mobile Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
0941    CUSIP 16941M109    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect XI Guohua

   Mgmt    For    For    For
4   

Elect SHA Yuejia

   Mgmt    For    For    For
5   

Elect LIU Aili

   Mgmt    For    For    For
6   

Elect Frank WONG Kwong Shing

   Mgmt    For    For    For
7   

Elect Moses CHENG Mo Chi

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Repurchase Shares

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Issue Repurchased Shares

   Mgmt    For    For    For

 

 

China National Building Material

 

Ticker    Security ID:    Meeting Date    Meeting Status
3323    CINS Y15045100    01/05/2012    Voted
Meeting Type       Country of Trade   
Special       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Fees of Directors and Supervisors

   Mgmt    For    For    For


 

China National Building Material

 

Ticker    Security ID:    Meeting Date    Meeting Status
3323    CINS Y15045100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Directors’ Report

   Mgmt    For    For    For
4   

Supervisors’ Report

   Mgmt    For    For    For
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Authority to Declare Interim Dividends

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Dividend Distribution Plan

   Mgmt    For    For    For
10   

Amendment to the Approved Rules for Management of Funds Raised from Capital Markets

   Mgmt    For    For    For
11   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against
12   

Amendments to Articles

   Mgmt    For    For    For
13   

Issuance of Debt Financing Instruments

   Mgmt    For    For    For
14   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

China Unicom (Hong Kong) Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
0762    CUSIP 16945R104    05/29/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect Chang Xiaobing

   Mgmt    For    For    For
4   

Elect Linus CHEUNG Wing Lam

   Mgmt    For    For    For
5   

Elect John Thornton

   Mgmt    For    For    For
6   

Elect Timpson CHUNG Shui Ming

   Mgmt    For    For    For
7   

Directors’ Fees

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Repurchase Shares

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Issue Repurchased Shares

   Mgmt    For    For    For

 

 

Chunghwa Telecom Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
2412    CUSIP 17133Q502    06/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Amendments to Articles

   Mgmt    For    For    For
4   

Amendments to Procedural Rules: Election of Directors And Supervisors

   Mgmt    For    For    For
5   

Amendments to Procedural Rules: Shareholder Meetings

   Mgmt    For    For    For
6   

Amendments to Procedural Rules: Acquisition and Disposal of Assets

   Mgmt    For    For    For


 

Cnooc Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
0883    CUSIP 126132109    05/25/2012   
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect WU Guangqi

   Mgmt    For    For    For
4   

Elect WU Zhenfang

   Mgmt    For    For    For
5   

Elect Aloysius TSE Hau Yin

   Mgmt    For    For    For
6   

Directors’ Fees

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Authority to Repurchase Shares

   Mgmt    For    For    For
9   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
10   

Authority to Issue Repurchased Shares

   Mgmt    For    For    For

 

 

Coal of Africa Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
CZA    CINS Q2593N100    12/14/2011    Voted
Meeting Type       Country of Trade   
Special       Australia   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Ratify Placement of Securities

   Mgmt    For    For    For
3   

Approve Issue of Securities

   Mgmt    For    For    For

 

 

Cognizant Technology Solutions Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CTSH    CUSIP 192446102    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Francisco D’Souza

   Mgmt    For    For    For
2   

Elect John Fox, Jr.

   Mgmt    For    For    For
3   

Elect Thomas Wendel

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Right to Call a Special Meeting

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against


 

Corporacion GEO SAB de CV

 

Ticker    Security ID:    Meeting Date    Meeting Status
GEOB    CINS P3142C117    03/28/2012    Voted
Meeting Type       Country of Trade   
Annual       Mexico   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    Abstain    Against
2   

Report of the CEO

   Mgmt    For    For    For
3   

Report of the Audit and Governance Committee

   Mgmt    For    For    For
4   

Allocation of Profits

   Mgmt    For    For    For
5   

Authority to Repurchase Shares

   Mgmt    For    Abstain    Against
6   

Election of Directors (Slate)

   Mgmt    For    For    For
7   

Election of Committee Members/Chairmen

   Mgmt    For    For    For
8   

Directors’ Fees

   Mgmt    For    Against    Against
9   

Election of Meeting Delegates

   Mgmt    For    For    For

 

 

Dongfang Electric Co Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
1072    CINS Y20958107    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Directors’ Reports

   Mgmt    For    For    For
3   

Supervisors’ Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Financial Statements

   Mgmt    For    For    For
6   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
7   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
8   

Elect SI Zefu

   Mgmt    For    For    For
9   

Elect ZHANG Xiaolun

   Mgmt    For    For    For
10   

Elect WEN Shugang

   Mgmt    For    For    For
11   

Elect HUANG Wei

   Mgmt    For    For    For
12   

Elect ZHU Yuanchao

   Mgmt    For    For    For
13   

Elect ZHANG Jilie

   Mgmt    For    For    For
14   

Elect LI Yanmeng

   Mgmt    For    For    For
15   

Elect ZHAO Chunjun

   Mgmt    For    For    For
16   

Elect PENG Shaobing

   Mgmt    For    For    For
17   

Elect WEN Bingyou as Supervisor

   Mgmt    For    For    For
18   

Elect WEN Limen as Supervisor

   Mgmt    For    For    For
19   

Directors’ Fees

   Mgmt    For    For    For
20   

Supervisors’ Remuneration

   Mgmt    For    For    For
21   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against


 

Dongfang Electric Co Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
1072    ISIN CN0008935867    12/22/2011    Voted
Meeting Type       Country of Trade   
Special       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

2012 Purchase and Production Services Framework Agreement

   Mgmt    For    For    For
3   

2012 Sales and Production Services Framework Agreement

   Mgmt    For    For    For
4   

2012 Financial Services Framework Agreement

   Mgmt    For    For    For
5   

Ratification of Board Acts

   Mgmt    For    For    For
6   

Amendments to Articles 188

   Mgmt    For    For    For
7   

Amendments to Articles 189

   Mgmt    For    For    For
8   

Ratification of Board Acts

   Mgmt    For    For    For


 

E-Mart Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
139480    CINS Y228A3102    03/02/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Allocation of Profits and Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Directors’ Fees

   Mgmt    For    For    For

 

 

Eurasian Natural Resources Corporation plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ENRC    CINS G3215M109    04/02/2012    Voted
Meeting Type       Country of Trade   
Special       United Kingdom   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Merger/Acquisition

   Mgmt    For    For    For
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A


 

Eurasian Natural Resources Corporation plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ENRC    CINS G3215M109    06/12/2012    Voted
Meeting Type       Country of Trade   
Annual       United Kingdom   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Remuneration Report

   Mgmt    For    For    For
4   

Elect Terence Wilkinson

   Mgmt    For    For    For
5   

Elect Dieter Ameling

   Mgmt    For    For    For
6   

Elect Gerhard Ammann

   Mgmt    For    For    For
7   

Elect Marat Beketayev

   Mgmt    For    For    For
8   

Elect Jim Cochrane

   Mgmt    For    For    For
9   

Elect Mehmet Dalman

   Mgmt    For    For    For
10   

Elect Paul Judge

   Mgmt    For    For    For
11   

Elect Roderick Thomson

   Mgmt    For    For    For
12   

Elect Felix Vulis

   Mgmt    For    For    For
13   

Elect Zaure Zaurbekova

   Mgmt    For    For    For
14   

Appointment of Auditor

   Mgmt    For    For    For
15   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
16   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
17   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
18   

Authority to Repurchase Shares

   Mgmt    For    For    For
19   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    For    For
20   

LTIP Award Vesting

   Mgmt    For    For    For
21   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
22   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

First Quantum Minerals Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FM    CUSIP 335934105    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Philip Pascall

   Mgmt    For    For    For
1.2   

Elect G. Clive Newall

   Mgmt    For    For    For
1.3   

Elect Martin Rowley

   Mgmt    For    For    For
1.4   

Elect Peter St. George

   Mgmt    For    For    For
1.5   

Elect Andrew Adams

   Mgmt    For    For    For
1.6   

Elect Michael Martineau

   Mgmt    For    For    For
1.7   

Elect Paul Brunner

   Mgmt    For    For    For
1.8   

Elect Steven McTiernan

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Fleury SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLRY3    CINS P418BW104    04/02/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    For    For

 

 

Fleury SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLRY3    CINS P418BW104    12/30/2011    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Ratification of Appointment of Appraiser

   Mgmt    For    For    For
3   

Valuation Report

   Mgmt    For    For    For
4   

Merger Agreement

   Mgmt    For    For    For
5   

Merger by Absorption

   Mgmt    For    For    For
6   

Transformation of Cardiolab into a Subsidiary

   Mgmt    For    For    For
7   

Authority to Carry Out Merger Formalities

   Mgmt    For    For    For
8   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Genting Singapore PLC

 

Ticker    Security ID:    Meeting Date    Meeting Status
G13    CINS G3825Q102    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       Isle of Man   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Directors’ Fees

   Mgmt    For    For    For
2   

Elect LIM Kok Thay

   Mgmt    For    For    For
3   

Elect TJONG Yik Min

   Mgmt    For    For    For
4   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    Against    Against
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Authority to Issue Shares w/ or w/o Preemptive Rights

   Mgmt    For    For    For
7   

Related Party Transactions

   Mgmt    For    For    For
8   

Amendments to Articles

   Mgmt    For    For    For
9   

Authority to Repurchase Shares

   Mgmt    For    For    For
10   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
11   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Grupo Mexico SAB de CV

 

Ticker    Security ID:    Meeting Date    Meeting Status
GMEXICO    CINS P49538112    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       Mexico   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Report on Tax Compliance

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Authority to Repurchase Shares

   Mgmt    For    For    For
5   

Election of Directors (Slate)

   Mgmt    For    For    For
6   

Directors’ Fees

   Mgmt    For    For    For
7   

Election of Meeting Delegates

   Mgmt    For    For    For


 

Grupo Televisa, SAB

 

Ticker    Security ID:    Meeting Date    Meeting Status
TLEVISA    CUSIP 40049J206    04/27/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors - Series L Shareholders

   Mgmt    N/A    For    N/A
2   

Election of Meeting Delegates

   Mgmt    N/A    For    N/A
3   

Accounts and Reports

   Mgmt    N/A    Abstain    N/A
4   

Report on Tax Compliance

   Mgmt    N/A    Abstain    N/A
5   

Allocation of Profits/Dividends

   Mgmt    N/A    Abstain    N/A
6   

Authority to Repurchase Shares; Report on Share Repurchase Program

   Mgmt    N/A    Abstain    N/A
7   

Election of Directors (Slate)

   Mgmt    N/A    Abstain    N/A
8   

Election of Executive Committee Members

   Mgmt    N/A    Abstain    N/A
9   

Election of the Audit and Corporate Governance Committee Chair

   Mgmt    N/A    Abstain    N/A
10   

Directors’ and Committee Members’ Fees

   Mgmt    N/A    Abstain    N/A
11   

Election of Meeting Delegates

   Mgmt    N/A    Abstain    N/A
12   

Election of Directors - Series D Shareholders

   Mgmt    N/A    Abstain    N/A
13   

Election of Meeting Delegates

   Mgmt    N/A    Abstain    N/A
14   

Authority to Cancel Shares and Reduce Share Capital

   Mgmt    N/A    Abstain    N/A
15   

Election of Meeting Delegates

   Mgmt    N/A    Abstain    N/A


 

Gruppa LSR OAO (LSR Group OJSC)

 

Ticker    Security ID:    Meeting Date    Meeting Status
LSRG    CINS 50218G206    04/05/2012    Voted
Meeting Type       Country of Trade   
Special       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Annual Report

   Mgmt    For    For    For
3   

Financial Statements

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Board Size

   Mgmt    For    For    For
6   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
7   

Elect Kirill Androsov

   Mgmt    For    For    For
8   

Elect Ilgiz Valitov

   Mgmt    For    For    For
9   

Elect Dmitry Goncharov

   Mgmt    For    For    For
10   

Elect Igor Levit

   Mgmt    For    For    For
11   

Elect Mikhail Romanov

   Mgmt    For    For    For
12   

Elect Sergey Skaterschikov

   Mgmt    For    For    For
13   

Elect Mark Temkin

   Mgmt    For    For    For
14   

Elect Elena Tumanova

   Mgmt    For    For    For
15   

Elect Olga Sheikina

   Mgmt    For    For    For
16   

Elect Natalia Klevtsova

   Mgmt    For    For    For
17   

Elect Yury Terentiev

   Mgmt    For    For    For
18   

Elect Ludmila Fradina

   Mgmt    For    For    For
19   

Appointment of Auditor (IFRS)

   Mgmt    For    For    For
20   

Appointment of Auditor (RAS)

   Mgmt    For    For    For
21   

Amendments to Charter

   Mgmt    For    For    For
22   

Amendments to Regulations on the Board of Directors

   Mgmt    For    For    For
23   

Amendments to Regulations on the Executive Committee

   Mgmt    For    For    For
24   

Related Party Transactions

   Mgmt    For    For    For
25   

Related Party Transactions

   Mgmt    For    For    For


 

Hengan International Group Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1044    CINS G4402L151    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Elect SZE Man Bok

   Mgmt    For    For    For
6   

Elect HUNG Ching Shan

   Mgmt    For    For    For
7   

Elect XU Da Zuo

   Mgmt    For    For    For
8   

Elect Vincent LOO Hong Shing

   Mgmt    For    For    For
9   

Directors’ Fees

   Mgmt    For    For    For
10   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
11   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against
12   

Authority to Repurchase Shares

   Mgmt    For    For    For
13   

Authority to Issue Repurchased Shares

   Mgmt    For    Against    Against
14   

Amendments to Articles

   Mgmt    For    For    For
15   

Adoption of New Articles

   Mgmt    For    For    For


 

Hon Hai Precision Industry Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
2317    CINS Y36861105    06/18/2012    Voted
Meeting Type       Country of Trade   
Annual       Taiwan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
7   

Accounts and Reports

   Mgmt    For    For    For
8   

Allocation of Profits/Dividends

   Mgmt    For    For    For
9   

Authority to Increase Paid-in Capital

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Amendments to Procedural Rules: Acquisition and Disposal of Assets

   Mgmt    For    For    For
12   

Amendments to Procedural Rules: Election of Directors And Supervisors

   Mgmt    For    For    For
13   

Amendments to Procedural Rules: Shareholder Meetings

   Mgmt    For    For    For
14   

Amendments to Articles

   Mgmt    For    For    For
15   

Employee Restricted Stock Plan

   Mgmt    For    For    For
16   

Employee Warrants Plan

   Mgmt    For    For    For

 

 

HTC Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
2498    CINS Y3732M103    06/12/2012    Voted
Meeting Type       Country of Trade   
Annual       Taiwan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Amendments to Procedural Rules: Acquisition and Disposal of Assets

   Mgmt    For    For    For
8   

Extraordinary Motions

   Mgmt    For    For    For


 

Hynix Semiconductor Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
000660    CINS Y3817W109    02/13/2012    Voted
Meeting Type       Country of Trade   
Special       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amendments to Articles

   Mgmt    For    For    For
2   

Election of Executive Directors (Slate)

   Mgmt    For    For    For
3   

Election of Independent Director (Slate)

   Mgmt    For    For    For
4   

Election of Audit Committee Members (Slate)

   Mgmt    For    For    For

 

 

Hynix Semiconductor Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
000660    CINS Y3817W109    03/23/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Directors’ Fees

   Mgmt    For    For    For

 

 

Hyundai Heavy Industries Co,. Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
009540    CINS Y3838M106    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Election of Directors (Slate)

   Mgmt    For    For    For
4   

Election of Audit Committee Member : JOO Sun Sik

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For


 

Hyundai Mobis Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
012330    CINS Y3849A109    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles (Bundled)

   Mgmt    For    For    For
3   

Election of Directors (Slate)

   Mgmt    For    For    For
4   

Election of Audit Committee Members (Slate)

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For

 

 

Industrial & Commercial Bank Of China

 

Ticker    Security ID:    Meeting Date    Meeting Status
1398    CINS Y3990B112    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Directors’ Report

   Mgmt    For    For    For
4   

Supervisors’ Report

   Mgmt    For    For    For
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Elect DONG Juan as Supervisor

   Mgmt    For    For    For
9   

Elect MENG Yan as Supervisor

   Mgmt    For    For    For
10   

Elect HONG Yongmiao as Director

   Mgmt    For    For    For
11   

Fees of Directors and Supervisors

   Mgmt    For    For    For
12   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Infosys Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
INFY    CUSIP 456788108    06/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect S. Gopalakrishnan

   Mgmt    For    For    For
4   

Elect K.V. Kamath

   Mgmt    For    For    For
5   

Elect David Boyles

   Mgmt    For    For    For
6   

Elect Jeffrey Lehman

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Elect Ann Fudge

   Mgmt    For    For    For
9   

Appointment of V. Balakrishnan as Wholetime Director; Approval of Compensation

   Mgmt    For    For    For
10   

Appointment of Ashok Vemuri as Wholetime Director; Approval of Compensation

   Mgmt    For    For    For
11   

Appointment of B.G. Srinivas as Wholetime Director; Approval of Compensation

   Mgmt    For    For    For
12   

Directors’ Commission

   Mgmt    For    For    For


 

Itausa - Investimentos Itau S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ITSA3    CINS P58711105    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Election of Board and Supervisory Council Member(s) Representative of Minority/Preferred Shareholders

   Mgmt    For    For    For
7   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
8   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Kazkommertsbank JSC

 

Ticker    Security ID:    Meeting Date    Meeting Status
KKGB    CINS 48666E608    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       Kazakhstan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Agenda

   Mgmt    For    For    For
3   

Report of the Management Board

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Dividends on Preferred Shares

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Appointment of Auditor

   Mgmt    For    For    For
8   

Changes to the Board of Directors

   Mgmt    For    For    For
9   

Independent Director’s Fees

   Mgmt    For    For    For
10   

Remuneration Report

   Mgmt    For    For    For
11   

Adoption of New Charter

   Mgmt    For    For    For
12   

Amendments to Articles

   Mgmt    For    For    For
13   

Receive Appeal of Shareholders

   ShrHoldr    For    For    For
14   

Directors’ Fees

   Mgmt    For    For    For
15   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

KB Financial Group Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
105560    CUSIP 48241A105    03/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Election of Directors (Slate)

   Mgmt    For    For    For
4   

Election of Audit Committee Members (Slate)

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For

 

 

Kenmare Resources Plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMR    CINS G52332106    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       Ireland   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Directors’ Remuneration Report

   Mgmt    For    For    For
3   

Elect Sofia Bianchi

   Mgmt    For    For    For
4   

Elect Michael Carvill

   Mgmt    For    For    For
5   

Elect Jacob Deysel

   Mgmt    For    For    For
6   

Elect Ian Egan

   Mgmt    For    For    For
7   

Elect Simon Farrell

   Mgmt    For    For    For
8   

Elect Terence Fitzpatrick

   Mgmt    For    For    For
9   

Elect Elizabeth Headon

   Mgmt    For    For    For
10   

Elect Anthony Lowrie

   Mgmt    For    For    For
11   

Elect Peter McAleer

   Mgmt    For    For    For
12   

Elect Tony McCluskey

   Mgmt    For    For    For
13   

Elect Justin Loasby

   Mgmt    For    For    For
14   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
15   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
16   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
17   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
18   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
19   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
20   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    For    For


 

KIA Motors Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
000270    CINS Y47601102    03/23/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Election of Directors (Slate)

   Mgmt    For    For    For
4   

Directors’ Fees

   Mgmt    For    For    For
5   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Kompaniya M. Video OAO

 

Ticker    Security ID:    Meeting Date    Meeting Status
MVID    CINS X5596G107    06/22/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Elect Pavel Breev

   Mgmt    N/A    For    N/A
6   

Elect Peter Gyoerffy

   Mgmt    N/A    For    N/A
7   

Elect Walter Koch

   Mgmt    N/A    For    N/A
8   

Elect Utho Creusen

   Mgmt    N/A    For    N/A
9   

Elect Christopher Parks

   Mgmt    N/A    For    N/A
10   

Elect Stuart Leighton

   Mgmt    N/A    For    N/A
11   

Elect Mikhail Kuchment

   Mgmt    N/A    For    N/A
12   

Elect Alexander Tynkovan

   Mgmt    N/A    For    N/A
13   

Elect David Hamid

   Mgmt    N/A    For    N/A
14   

Elect Alexei Krivoshapko

   Mgmt    N/A    For    N/A
15   

Elect Alexander Prisyazhnuk

   Mgmt    N/A    For    N/A
16   

Elect Denis Kulikov

   Mgmt    N/A    For    N/A
17   

Elect Denis Spirin

   Mgmt    N/A    For    N/A
18   

Elect Irina Bolyakina

   Mgmt    For    For    For
19   

Elect Andrey Shestukhin

   Mgmt    For    For    For
20   

Elect Yuriy Karykh

   Mgmt    For    For    For
21   

Appointment of Auditor

   Mgmt    For    Abstain    Against
22   

Directors’ Fees

   Mgmt    For    Abstain    Against
23   

Indemnification of Directors/Officers

   Mgmt    For    Abstain    Against
24   

Indemnification of Directors/Officers

   Mgmt    For    Abstain    Against
25   

Related Party Transactions

   Mgmt    For    Abstain    Against
26   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

LG Chem Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
051910    CINS Y52758102    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Election of Directors (Slate)

   Mgmt    For    For    For
4   

Directors’ Fees

   Mgmt    For    For    For

 

 

Magazine Luiza SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
MGLU3    CINS P6425Q109    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Election of Board Member(s) Representative of Minority Shareholders

   Mgmt    For    For    For
7   

Remuneration Policy

   Mgmt    For    For    For


 

Magazine Luiza SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
MGLU3    CINS P6425Q109    04/30/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Ratification of Appointment of Appraiser and Approval of Valuation Report

   Mgmt    For    For    For
3   

Merger Agreement

   Mgmt    For    For    For
4   

Merger by Absorption

   Mgmt    For    For    For
5   

Amendments to Articles Regarding Merger

   Mgmt    For    For    For
6   

Authority to Carry Out Merger Formalities

   Mgmt    For    For    For
7   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Magyar Telekom Plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
MTELEKOM    CINS X5187V109    04/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Hungary   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
5   

Report of the Board of Directors

   Mgmt    For    For    For
6   

Consolidated Accounts And Reports

   Mgmt    For    For    For
7   

Company Accounts and Reports

   Mgmt    For    For    For
8   

Allocation of Profits/Dividends

   Mgmt    For    For    For
9   

Corporate Governance Report

   Mgmt    For    For    For
10   

Ratification of Board Acts

   Mgmt    For    For    For
11   

Amend Article 1.4

   Mgmt    For    For    For
12   

Amend Article 2.5.3

   Mgmt    For    For    For
13   

Amend Article 6.2

   Mgmt    For    For    For
14   

Amend Article 7.4

   Mgmt    For    For    For
15   

Amend Articles 7.4 and 8

   Mgmt    For    For    For
16   

Amend Article 10

   Mgmt    For    For    For
17   

Amendment to Compensation Policy

   Mgmt    For    For    For
18   

Authority to Repurchase Shares

   Mgmt    For    For    For
19   

Elect Gunter Mossal to the Board of Directors

   Mgmt    For    For    For
20   

Elect Eva Oz to the Supervisory Board

   Mgmt    For    For    For
21   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For

 

 

Marfrig Frigorificos e Comercio de Alimentos S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MRFG3    CINS P64389102    04/28/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Election of Supervisory Council

   Mgmt    For    For    For
6   

Remuneration Policy

   Mgmt    For    Against    Against


 

Marfrig Frigorificos e Comercio de Alimentos S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MRFG3    CINS P64389102    04/28/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amend Article 3

   Mgmt    For    For    For
4   

Amend Article 7

   Mgmt    For    For    For
5   

Amend Article 13

   Mgmt    For    For    For
6   

Amend Article 19

   Mgmt    For    For    For
7   

Amend Article 19

   Mgmt    For    For    For
8   

Amend Article 32

   Mgmt    For    For    For
9   

Amend Article 34

   Mgmt    For    For    For
10   

Amend Article 35

   Mgmt    For    For    For
11   

Amend Article 36

   Mgmt    For    For    For
12   

Amend Articles 12, 13, 27, 31, 33, 37, 40, 41 And 42

   Mgmt    For    For    For
13   

Amend Article 16

   Mgmt    For    For    For
14   

Amend Article 26

   Mgmt    For    For    For
15   

Amend Article 28

   Mgmt    For    For    For
16   

Amend Article 43

   Mgmt    For    For    For
17   

Renumbering and Rewording

   Mgmt    For    For    For
18   

Consolidation of Articles

   Mgmt    For    For    For
19   

Ratification of Acquisition

   Mgmt    For    For    For
20   

Ratification of Appointment of Appraiser

   Mgmt    For    For    For
21   

Valuation Report

   Mgmt    For    For    For


 

Mobile Telesystems OJSC

 

Ticker    Security ID:    Meeting Date    Meeting Status
MTSS    CINS X5430T109    06/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Meeting Procedures

   Mgmt    For    For    For
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Amendments to Charter

   Mgmt    For    For    For
5   

Amendments to Regulations on the Board of Directors

   Mgmt    For    For    For
6   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
7   

Elect Anton Abugov

   Mgmt    For    For    For
8   

Elect Aleksey Buyanov

   Mgmt    For    For    For
9   

Elect Andrey Dubovskov

   Mgmt    For    For    For
10   

Elect Ron Sommer

   Mgmt    For    For    For
11   

Elect Stanley Miller

   Mgmt    For    For    For
12   

Elect Paul Ostling

   Mgmt    For    For    For
13   

Elect Vsevolod Rosanov

   Mgmt    For    For    For
14   

Elect Gregor Harter

   Mgmt    For    For    For
15   

Elect Mikhail Shamolin

   Mgmt    For    For    For
16   

Elect Maxim Mamonov

   Mgmt    For    For    For
17   

Elect Alexander Obermeister

   Mgmt    For    For    For
18   

Elect Vassily Vassilievich Platoshin

   Mgmt    For    For    For
19   

Appointment of Auditor

   Mgmt    For    For    For
20   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Mongolian Mining Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
0975    CINS G6264V102    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Elect Oyungeral JANCHIV

   Mgmt    For    For    For
5   

Elect Orchirbat PUNSALMAA

   Mgmt    For    For    For
6   

Elect Unenbat JIGJID

   Mgmt    For    For    For
7   

Elect Ignatius CHAN Tse Ching

   Mgmt    For    For    For
8   

Directors’ Fees

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Repurchase Shares

   Mgmt    For    For    For
12   

Authority to Issued Repurchased Shares

   Mgmt    For    For    For


 

MTN Group Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
MTN    CINS S8039R108    05/29/2012    Voted
Meeting Type       Country of Trade   
Annual       South Africa   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Re-elect Alan Harper

   Mgmt    For    For    For
2   

Re-elect Marion Lesego Marole

   Mgmt    For    For    For
3   

Re-elect Peter Mageza

   Mgmt    For    For    For
4   

Re-elect Alan van Biljon

   Mgmt    For    For    For
5   

Elect Audit Committee Member (Alan van Biljon)

   Mgmt    For    For    For
6   

Elect Audit Committee Member (Jeff van Rooyen)

   Mgmt    For    For    For
7   

Elect Audit Committee Member (Peter Mageza)

   Mgmt    For    For    For
8   

Elect Audit Committee Member (Johnson Njeke)

   Mgmt    For    For    For
9   

Appoint Joint Auditors

   Mgmt    For    For    For
10   

General Authority to Issue Shares

   Mgmt    For    For    For
11   

Approve Remuneration Policy

   Mgmt    For    For    For
12   

Increase NEDs’ Fees

   Mgmt    For    For    For
13   

Authority to Repurchase Shares

   Mgmt    For    For    For
14   

Approve Financial Assistance

   Mgmt    For    For    For
15   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Novatek Oao

 

Ticker    Security ID:    Meeting Date    Meeting Status
NVTK    CINS 669888109    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividend

   Mgmt    For    For    For
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Elect Andrey Igorevich Akimov

   Mgmt    For    For    For
6   

Elect Burckhard Bergmann

   Mgmt    For    For    For
7   

Elect Ruben Vardanian

   Mgmt    For    For    For
8   

Elect Ives Louis Darricarrere

   Mgmt    For    For    For
9   

Elect Mark Gyetvay

   Mgmt    For    For    For
10   

Elect Leonid Mikhelson

   Mgmt    For    For    For
11   

Elect Alexander Natalenko

   Mgmt    For    For    For
12   

Elect Kirill Seleznev

   Mgmt    For    For    For
13   

Elect Gennady Timchenko

   Mgmt    For    For    For
14   

Elect Maria Panasenko

   Mgmt    For    For    For
15   

Elect Igor Ryaskov

   Mgmt    For    For    For
16   

Elect Sergey Fomichev

   Mgmt    For    For    For
17   

Elect Nikolay Shulikin

   Mgmt    For    For    For
18   

Election of the Chairman of Management Board

   Mgmt    For    For    For
19   

Appointment of Auditor

   Mgmt    For    For    For
20   

Directors’ Fees

   Mgmt    For    For    For
21   

Audit Commission’s Fees

   Mgmt    For    For    For
22   

Related Party Transactions

   Mgmt    For    For    For


 

OTP Bank NyRt

 

Ticker    Security ID:    Meeting Date    Meeting Status
OTP    CINS X60746181    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Hungary   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports; Allocation of Profits/ Dividend

   Mgmt    For    For    For
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Corporate Governance Report

   Mgmt    For    For    For
7   

Ratification of Management Board Acts

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Amendments of Articles

   Mgmt    For    For    For
10   

Election of Directors

   Mgmt    For    For    For
11   

Remuneration Guidelines

   Mgmt    For    For    For
12   

Directors’ Fees; Supervisory Board Members’ Fees

   Mgmt    For    For    For
13   

Authority to Repurchase Shares

   Mgmt    For    For    For
14   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Petrochina Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
857    CUSIP 71646E100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Directors’ Report

   Mgmt    For    For    For
2   

Supervisors’ Report

   Mgmt    For    For    For
3   

Financial Statements

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Authority to Declare Interim Dividend

   Mgmt    For    For    For
6   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
7   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For


 

Petroleo Brasileiro S.A. - Petrobras

 

Ticker    Security ID:    Meeting Date    Meeting Status
PETR3    CUSIP 71654V101    03/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Board Member(s) Representative of Minority/Preferred Shareholders

   Mgmt    For    For    For
2   

Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders

   Mgmt    For    For    For

 

 

Philippine Long Distance Telephone Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEL    CUSIP 718252604    03/22/2012    Take No Action
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amendments to Articles

   Mgmt    For    TNA    N/A

 

 

PT Bank Rakyat Indonesia

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBRI    CINS Y0697U112    03/28/2012    Voted
Meeting Type       Country of Trade   
Annual       Indonesia   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Annual Report

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Directors’ and Commissioners’ Fees

   Mgmt    For    For    For
5   

2012 Financial Report

   Mgmt    For    For    For
6   

Partnership and Community Development Program

   Mgmt    For    For    For
7   

Amendments to Articles

   Mgmt    For    Abstain    Against
8   

Election of Directors and Commissioners

   Mgmt    For    Abstain    Against


 

PT Telekomunikasi Indonesia

 

Ticker    Security ID:    Meeting Date    Meeting Status
TLKM    CUSIP 715684106    05/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Annual Report and Commissioners’ Report

   Mgmt    For    For    For
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Report on Utilization of Proceeds

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Directors’ and Commissioners’ Fees

   Mgmt    For    For    For
6   

Appointment of Auditor

   Mgmt    For    For    For
7   

Amendments to Articles

   Mgmt    For    For    For
8   

Election of Directors and Commissioners

   Mgmt    For    For    For

 

 

PTT Exploration & Production Public Company Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PTTEP    CINS Y7145P165    03/28/2012    Voted
Meeting Type       Country of Trade   
Annual       Thailand   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
7   

Elect Chakkrit Parapuntakul

   Mgmt    For    For    For
8   

Elect Varanuj Hongsaprabhas

   Mgmt    For    For    For
9   

Elect Pornchai Kranlert

   Mgmt    For    For    For
10   

Elect Anon Sirisaengtaksin

   Mgmt    For    For    For
11   

Elect Prajya Phinyawat

   Mgmt    For    For    For
12   

Directors’ Fees

   Mgmt    For    For    For
13   

Transaction of Other Business

   Mgmt    For    Against    Against


 

Rosneft Oil Co OAO

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROSN    CINS 67812M207    04/10/2012    Voted
Meeting Type       Country of Trade   
Special       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Related Party Transactions (China Development Bank)

   Mgmt    For    For    For
3   

Related Party Transactions (Transneft)

   Mgmt    For    For    For
4   

Related Party Transactions (Vankorneft)

   Mgmt    For    For    For

 

 

Rosneft Oil Co OAO

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROSN    CINS 67812M207    06/20/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Annual Report

   Mgmt    For    For    For
2   

Financial Statements

   Mgmt    For    For    For
3   

Allocation of Profits

   Mgmt    For    For    For
4   

Dividends

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For
6   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
7   

Elect Matthias Warnig

   Mgmt    For    For    For
8   

Elect Mikhail Kuzovlev

   Mgmt    For    For    For
9   

Elect Nikolai Laverov

   Mgmt    For    For    For
10   

Elect Alexander Nekipelov

   Mgmt    For    For    For
11   

Elect Hans-Jorg Rudloff

   Mgmt    For    For    For
12   

Elect Eduard Y. Khudainatov

   Mgmt    For    For    For
13   

Elect Sergey V. Shishin

   Mgmt    For    For    For


                          
14   

Elect Dmitry E. Shugayev

   Mgmt    For    For    For
15   

Elect Ilya Viktorovich Shcherbovich

   Mgmt    For    For    For
16   

Elect Elena Litvinova

   Mgmt    For    For    For
17   

Elect Georgy A. Nozadze

   Mgmt    For    For    For
18   

Elect Sergey Pakhomov

   Mgmt    For    For    For
19   

Elect Tatiana Fisenko

   Mgmt    For    For    For
20   

Elect Alexander Yugov

   Mgmt    For    For    For
21   

Appointment of Auditor

   Mgmt    For    For    For
22   

Related Party Transactions

   Mgmt    For    For    For
23   

Related Party Transactions

   Mgmt    For    For    For
24   

Related Party Transactions

   Mgmt    For    For    For
25   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
26   

Related Party Transactions

   Mgmt    For    For    For
27   

Related Party Transactions

   Mgmt    For    For    For
28   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
29   

Related Party Transactions

   Mgmt    For    For    For
30   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
31   

Related Party Transactions

   Mgmt    For    For    For
32   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
33   

Related Party Transactions

   Mgmt    For    For    For
34   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
35   

Related Party Transactions

   Mgmt    For    For    For
36   

Related Party Transactions

   Mgmt    For    For    For
37   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
38   

Related Party Transactions

   Mgmt    For    For    For
39   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
40   

Related Party Transactions

   Mgmt    For    For    For
41   

Related Party Transactions

   Mgmt    For    For    For


                          
42   

Related Party Transactions

   Mgmt    For    For    For
43   

Related Party Transactions

   Mgmt    For    For    For
44   

Related Party Transactions

   Mgmt    For    For    For
45   

Related Party Transactions

   Mgmt    For    For    For
46   

Related Party Transactions (D&O Insurance)

   Mgmt    For    For    For
47   

Related Party Transactions (D&O Insurance)

   Mgmt    For    For    For
48   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
49   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
50   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
51   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
52   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A

 

 

Samsung C&T Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
000830    CINS Y7470R109    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Election of Directors (Slate)

   Mgmt    For    For    For
3   

Election of Audit Committee Members (Slate)

   Mgmt    For    For    For
4   

Directors’ Fees

   Mgmt    For    For    For


 

Samsung Electronics Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
005930    CINS Y74718100    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki

   Mgmt    For    For    For
3   

Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa

   Mgmt    For    For    For
4   

Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For
6   

Spin-off

   Mgmt    For    For    For
7   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Samsung Engineering Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
028050    CINS Y7472L100    03/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Elect JANG Ji Jong

   Mgmt    For    For    For
3   

Election of Audit Committee Member: KIM Sang Hoon

   Mgmt    For    For    For
4   

Directors’ Fees

   Mgmt    For    For    For


 

Sare Holding S.A.B. DE C.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SARE.B    cins P85184102    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       Mexico   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    Abstain    Against
2   

Report of the CEO; External Auditor; Opinion of the Board

   Mgmt    For    Abstain    Against
3   

Report of the Audit Committee and Corporate Governance Committee

   Mgmt    For    Abstain    Against
4   

Allocation of Profits/Dividends

   Mgmt    For    Abstain    Against
5   

Authority to Repurchase Shares

   Mgmt    For    Abstain    Against
6   

Report on the Company’s Repurchase Program

   Mgmt    For    Abstain    Against
7   

Election of Directors (Slate)

   Mgmt    For    Abstain    Against
8   

Election of Committee Members/Chairmen

   Mgmt    For    Abstain    Against
9   

Directors’ Fees

   Mgmt    For    Against    Against
10   

Election of Meeting Delegates

   Mgmt    For    For    For

 

 

Sare Holding S.A.B. DE C.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
   cins P85184102    12/20/2011    Voted
Meeting Type       Country of Trade   
Special       Mexico   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Sale of Non-Strategic Assets

   Mgmt    For    For    For
2   

Ratification of Bodies to Supervise Divestment Plan

   Mgmt    For    For    For
3   

Election of Meeting Delegates

   Mgmt    For    For    For


 

Sberbank

 

Ticker    Security ID:    Meeting Date    Meeting Status
SBER    CINS 80585Y308    06/01/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Annual Report

   Mgmt    For    For    For
2   

Financial Statements

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Appointment of Auditor

   Mgmt    For    For    For
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Elect German Gref

   Mgmt    For    Abstain    Against
7   

Elect Sergey Guriev

   Mgmt    For    Abstain    Against
8   

Elect Anton Danilov-Danilyan

   Mgmt    For    Abstain    Against
9   

Elect Mikhail E. Dmitriev

   Mgmt    For    Abstain    Against
10   

Elect Bella Zlatkis

   Mgmt    For    Abstain    Against
11   

Elect Nadezhda Ivanova

   Mgmt    For    Abstain    Against
12   

Elect Sergey Ignatyev

   Mgmt    For    Abstain    Against
13   

Elect Georgy Luntovsky

   Mgmt    For    Abstain    Against
14   

Elect Mikhail Matovnikov

   Mgmt    For    Abstain    Against
15   

Elect Vladimir Mau

   Mgmt    For    Abstain    Against
16   

Elect Alessandro Profumo

   Mgmt    For    Abstain    Against
17   

Elect Alexey Savatyugin

   Mgmt    For    Abstain    Against
18   

Elect Rair Simonyan

   Mgmt    For    Abstain    Against
19   

Elect Sergey H. Sinelnikov-Murylev

   Mgmt    For    Abstain    Against
20   

Elect Valery Tkachenko

   Mgmt    For    Abstain    Against
21   

Elect Dmitry Tulin

   Mgmt    For    Abstain    Against
22   

Elect Alexey Ulyukaev

   Mgmt    For    Abstain    Against
23   

Elect Ronald Freeman

   Mgmt    For    Abstain    Against
24   

Elect Sergei Shvetsov

   Mgmt    For    Abstain    Against
25   

Elect Natalia Borodina

   Mgmt    For    For    For
26   

Elect Vladimir Volkov

   Mgmt    For    For    For
27   

Elect Maxim Dolzhnikov

   Mgmt    For    For    For
28   

Elect Yulia Isakhanova

   Mgmt    For    For    For
29   

Elect Irina Kremleva

   Mgmt    For    For    For
30   

Elect Alexei Minenko

   Mgmt    For    For    For
31   

Elect Olga Polyakova

   Mgmt    For    For    For
32   

Directors’ and Audit Commission Members’ Fees

   Mgmt    For    Against    Against
33   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
34   

Amendments to Articles

   Mgmt    For    Against    Against


 

SEMAFO Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SMF    CUSIP 816922108    05/14/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Terence Bowles

   Mgmt    For    For    For
1.2   

Elect Benoit La Salle

   Mgmt    For    For    For
1.3   

Elect Jean Lamarre

   Mgmt    For    For    For
1.4   

Elect John LeBoutillier

   Mgmt    For    For    For
1.5   

Elect Gilles Masson

   Mgmt    For    For    For
1.6   

Elect Lawrence McBrearty

   Mgmt    For    For    For
1.7   

Elect Tertius Zongo

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Amendments to Articles - Business Corporations Act (Quebec)

   Mgmt    For    For    For
4   

Amendments to By-Laws Regarding Business Corporations Act (Quebec)

   Mgmt    For    For    For

 

 

Shanghai Electric Group Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
2727    cins Y76824104    05/29/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Annual Report

   Mgmt    For    For    For
3   

Directors’ Report

   Mgmt    For    For    For
4   

Supervisors’ Report

   Mgmt    For    For    For
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Directors’ and Supervisors’ Fees

   Mgmt    For    For    For
9   

Renewal of Liability Insurance

   Mgmt    For    Abstain    Against


                          
10   

Provision of Guarantees

   Mgmt    For    For    For
11   

Approval of Transfer of Investment Projects Funded by the Proceeds from the Private Offering

   Mgmt    For    For    For
12   

Approval of Allocation of the Surplus of Proceeds from Private Offering to the Working Capital of the Company

   Mgmt    For    For    For
13   

Approval of Waiver

   Mgmt    For    For    For
14   

Renewal of Continuing Connected Transactions

   Mgmt    For    For    For
15   

Amendments to Articles

   Mgmt    For    For    For
16   

Amendments to Procedural Rules: Shareholders’ Meeting

   Mgmt    For    For    For
17   

Amendments to Procedural Rules: Meeting of Board of Directors

   Mgmt    For    For    For

 

 

Shinhan Financial Group Co., Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
055550    CINS Y7749X101    03/29/2012    Voted
Meeting Type       Country of Trade   
Annual       Korea, Republic of   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles with Regard to Revised Commercial Acts and Other Regulations

   Mgmt    For    For    For
3   

Amendments to Articles with Regard to Governance and CEO Recommendation Committee

   Mgmt    For    For    For
4   

Elect SUH Jin Won

   Mgmt    For    For    For
5   

Elect YUN Ke Sop

   Mgmt    For    For    For
6   

Elect LEE Sang Kyeong

   Mgmt    For    For    For
7   

Elect LEE Jung Il

   Mgmt    For    For    For
8   

Elect HIRAKAWA Haruki

   Mgmt    For    For    For
9   

Elect Philippe Aguignier

   Mgmt    For    For    For
10   

Elect KWON Tae Eun

   Mgmt    For    For    For
11   

Elect KIM Seok Won

   Mgmt    For    For    For
12   

Elect YUN Ke Sop

   Mgmt    For    For    For
13   

Elect LEE Sang Kyeong

   Mgmt    For    For    For
14   

Directors’ Fees

   Mgmt    For    For    For
15   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Southern Copper Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SCCO    CUSIP 84265V105    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect German Larrea Mota-Velasco

   Mgmt    For    For    For
1.2   

Elect Oscar Gonzalez Rocha

   Mgmt    For    For    For
1.3   

Elect Emilio Carrillo Gamboa

   Mgmt    For    For    For
1.4   

Elect Alfredo Casar Perez

   Mgmt    For    For    For
1.5   

Elect Luis Castelazo Morales

   Mgmt    For    For    For
1.6   

Elect Enrique Castillo Sanchez Mejorada

   Mgmt    For    For    For
1.7   

Elect Alberto de la Parra Zavala

   Mgmt    For    For    For
1.8   

Elect Xavier Garcia de Quevedo Topete

   Mgmt    For    For    For
1.9   

Elect Genaro Larrea Mota-Velasco

   Mgmt    For    For    For
1.10   

Elect Daniel Muniz Quintanilla

   Mgmt    For    For    For
1.11   

Elect Luis Miguel Palomino Bonilla

   Mgmt    For    For    For
1.12   

Elect Gilberto Perezalonso Cifuentes

   Mgmt    For    For    For
1.13   

Elect Juan Rebolledo Gout

   Mgmt    For    For    For
1.14   

Elect Carlos Ruiz Sacristan

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Standard Bank Group Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SBK    CINS S80605140    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       South Africa   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Re-elect Richard Dunne

   Mgmt    For    For    For
4   

Re-elect Thulani Gcabashe

   Mgmt    For    For    For
5   

Re-elect Saki Macozoma

   Mgmt    For    For    For
6   

Re-elect Kgomotso Moroka

   Mgmt    For    For    For
7   

Re-elect Frederik Phaswana

   Mgmt    For    For    For
8   

Re-elect Lord Robert Smith of Kelvin

   Mgmt    For    For    For
9   

Appoint Joint Auditors

   Mgmt    For    For    For
10   

General Authority to Issue Ordinary Shares

   Mgmt    For    For    For
11   

General Authority to Issue Preference Shares

   Mgmt    For    Against    Against
12   

Approve Remuneration Policy

   Mgmt    For    For    For
13   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
14   

Approve NEDs’ Fees (Director)

   Mgmt    For    For    For


                          
15   

Approve NEDs’ Fees (International Director)

   Mgmt    For    For    For
16   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
17   

Approve NEDs’ Fees (Member)

   Mgmt    For    For    For
18   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
19   

Approve NEDs’ Fees (Member)

   Mgmt    For    For    For
20   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
21   

Approve NEDs’ Fees (Member)

   Mgmt    For    For    For
22   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
23   

Approve NEDs’ Fees (Member)

   Mgmt    For    For    For
24   

Approve NEDs’ Fees (Chairman)

   Mgmt    For    For    For
25   

Approve NEDs’ Fees (Member)

   Mgmt    For    For    For
26   

Approve NEDs’ Fees (Ad Hoc Meeting Attendance)

   Mgmt    For    For    For
27   

Approve NEDs’ Fees (Ad Hoc Fee Per Hour)

   Mgmt    For    For    For
28   

Authority to Issue Shares pursuant to Equity Growth Scheme

   Mgmt    For    For    For
29   

Authority to Issue Shares pursuant to Share Incentive Scheme

   Mgmt    For    For    For
30   

Authority to Repurchase Shares

   Mgmt    For    For    For
31   

Approve Financial Assistance

   Mgmt    For    For    For
32   

Adopt New Memorandum of Incorporation

   Mgmt    For    For    For


 

State Bank of India Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
SBI    CINS Y8161Z129    03/19/2012    Voted
Meeting Type       Country of Trade   
Special       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoters)

   Mgmt    For    For    For
2   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
2330    CINS Y84629107    06/12/2012    Voted
Meeting Type       Country of Trade   
Annual       Taiwan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
3   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Allocation of Profits/Dividends

   Mgmt    For    For    For
7   

Amendments to Articles

   Mgmt    For    For    For
8   

Amendments to Procedural Rules: Election of Directors And Supervisors

   Mgmt    For    For    For
9   

Elect Morris CHANG

   Mgmt    For    For    For
10   

Elect Fan-Cheng TSENG

   Mgmt    For    For    For
11   

Elect Johnsee LEE

   Mgmt    For    For    For
12   

Elect Rick TSAI

   Mgmt    For    For    For
13   

Elect Peter Bonfield

   Mgmt    For    For    For
14   

Elect Stan SHIH

   Mgmt    For    For    For
15   

Elect Thomas Engibous

   Mgmt    For    For    For
16   

Elect Gregory CHOW

   Mgmt    For    For    For
17   

Elect Kok-Choo CHEN

   Mgmt    For    For    For
18   

Extraordinary motions

   Mgmt    For    Against    Against


 

Tencent Holdings Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
700    CINS G87572148    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Elect LI Dong Sheng

   Mgmt    For    For    For
6   

Elect Iain Bruce

   Mgmt    For    For    For
7   

Directors’ Fees

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
10   

Authority to Repurchase Shares

   Mgmt    For    For    For
11   

Authority Issue Repurchased Shares

   Mgmt    For    For    For

 

 

Tingyi (Cayman Islands) Holdings Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
322    CINS G8878S103    02/17/2012    Voted
Meeting Type       Country of Trade   
Special       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Contribution Agreement

   Mgmt    For    For    For


 

Tingyi (Cayman Islands) Holdings Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
322    CINS G8878S103    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Elect Takeshi Ida

   Mgmt    For    For    For
6   

Elect WEI Ying-Chiao

   Mgmt    For    For    For
7   

Elect HSU Shin Chun

   Mgmt    For    For    For
8   

Elect Hiromu Fukada

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against
11   

Authority to Repurchase Shares

   Mgmt    For    For    For
12   

Authority to Issue Repurchased Shares

   Mgmt    For    Against    Against

 

 

Transocean Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RIG    CUSIP H8817H100    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect Glyn Barker

   Mgmt    For    For    For
4   

Elect Vanessa Chang

   Mgmt    For    For    For
5   

Elect Chad Deaton

   Mgmt    For    For    For
6   

Elect Edward Muller

   Mgmt    For    For    For
7   

Elect Tan Ek Kia

   Mgmt    For    For    For
8   

Appointment of Auditor

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Turk Telekomunikasyon A.S.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TTKOM    CINS Y90033104    06/30/2012    Voted
Meeting Type       Country of Trade   
Special       Turkey   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Opening; Election of Presiding Chairman

   Mgmt    For    For    For
3   

Minutes

   Mgmt    For    For    For
4   

Amendments to Articles

   Mgmt    For    For    For
5   

Election of Directors

   Mgmt    For    For    For
6   

Directors’ Fees

   Mgmt    For    For    For
7   

Related Party Transactions Involving Directors, Major Shareholders and Executives

   Mgmt    For    Against    Against
8   

Wishes; Closing

   Mgmt    For    For    For
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Turk Telekomunikasyon A.S.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TTKOM    CINS Y90033104    05/25/2012    Voted
Meeting Type       Country of Trade   
Special       Turkey   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Opening; Election of Presiding Chairman

   Mgmt    For    For    For
3   

Minutes

   Mgmt    For    For    For
4   

Report of the Board

   Mgmt    For    For    For
5   

Report of the Statutory Auditors

   Mgmt    For    For    For
6   

Report of the Independent Auditor

   Mgmt    For    For    For
7   

Accounts

   Mgmt    For    For    For
8   

Ratification of Board’s Acts

   Mgmt    For    For    For
9   

Ratification of Statutory Auditors’ Acts

   Mgmt    For    For    For


                          
10   

Allocation of Profits/Dividends

   Mgmt    For    For    For
11   

Appointment of Auditor

   Mgmt    For    For    For
12   

Directors and Statutory Auditors’ Fees

   Mgmt    For    For    For
13   

Dividend Policy

   Mgmt    For    For    For
14   

Report of the Auditor on Corporate Governance Policy

   Mgmt    For    For    For
15   

Charitable Donations

   Mgmt    For    For    For
16   

Report on Related Party Transactions

   Mgmt    For    For    For
17   

Authorization of Board to Make Acquisitions

   Mgmt    For    For    For
18   

Authorization of Board to Establish Special Purpose Entities

   Mgmt    For    For    For
19   

Report on Guarantees

   Mgmt    For    For    For
20   

Compensation Policy

   Mgmt    For    For    For
21   

Related Party Transactions Involving Directors, Major Shareholders and Executives

   Mgmt    For    For    For
22   

Closing

   Mgmt    For    For    For

 

 

Turkcell Iletisim Hizmetleri A.S.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TCELL    CUSIP 900111204    06/29/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Opening; Election of Presiding Chairman

   Mgmt    For    For    For
2   

Minutes

   Mgmt    For    For    For
3   

Amendments to Articles

   Mgmt    For    Abstain    Against
4   

Election of Directors

   Mgmt    For    For    For
5   

Accounts of 2010 and 2011

   Mgmt    For    For    For
6   

Ratification of Board Acts for 2010

   Mgmt    For    For    For


                          
7   

Ratification of Board Acts for 2011

   Mgmt    For    For    For
8   

Ratification of Statutory Auditors’ Acts for 2010

   Mgmt    For    For    For
9   

Ratification of Statutory Auditors’ Acts for 2011

   Mgmt    For    For    For
10   

Allocation of Profits/Dividends

   Mgmt    For    For    For
11   

Election of Statutory Auditors; Fees

   Mgmt    For    For    For
12   

Appointment of Auditor

   Mgmt    For    For    For
13   

Related Party Transactions

   Mgmt    For    For    For
14   

Directors and Statutory Auditors’ Fees

   Mgmt    For    Abstain    Against

 

 

Turkiye Petrol Rafinerileri A.S.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TUPRS    CINS M8966X108    04/04/2012    Voted
Meeting Type       Country of Trade   
Special       Turkey   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Opening; Election of Presiding Chairman

   Mgmt    For    For    For
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Ratification of Board and Statutory Auditors’ Acts

   Mgmt    For    For    For
5   

Amendments to Articles

   Mgmt    For    For    For
6   

Election of Directors

   Mgmt    For    For    For
7   

Election of Statutory Auditors

   Mgmt    For    For    For
8   

Compensation Policy

   Mgmt    For    For    For
9   

Directors’ and Statutory Auditors’ Fees

   Mgmt    For    For    For
10   

Allocation of Profits/Dividends

   Mgmt    For    For    For


                          
11   

Dividend Policy

   Mgmt    For    For    For
12   

Charitable Donations

   Mgmt    For    For    For
13   

Report on Related Party Transactions

   Mgmt    For    For    For
14   

Appointment of Auditor

   Mgmt    For    For    For
15   

Related Party Transactions

   Mgmt    For    For    For
16   

Report on Guarantees

   Mgmt    For    For    For
17   

Minutes

   Mgmt    For    For    For
18   

Closing

   Mgmt    For    For    For
19   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

United Tractors

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNTR    CINS Y7146Y140    04/20/2012    Voted
Meeting Type       Country of Trade   
Annual       Indonesia   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Fees

   Mgmt    For    For    For
4   

Appointment of Auditor

   Mgmt    For    For    For

 

 

Vale SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
VALE5    CUSIP 91912E204    04/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    N/A    For    N/A
2   

Allocation of Profits/Dividends; Capital Expenditure Budget

   Mgmt    N/A    For    N/A
3   

Election of Supervisory Council Members

   Mgmt    N/A    For    N/A
4   

Remuneration Policy

   Mgmt    N/A    For    N/A


 

VTB Bank

 

Ticker    Security ID:    Meeting Date    Meeting Status
VTBR    CINS 46630Q202    06/08/2012    Voted
Meeting Type       Country of Trade   
Annual       Russian Federation   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Financial Statements

   Mgmt    For    For    For
3   

Allocation of Profits

   Mgmt    For    For    For
4   

Dividends

   Mgmt    For    For    For
5   

Directors’ Fees

   Mgmt    For    For    For
6   

Board Size

   Mgmt    For    For    For
7   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
8   

Elect David Bonderman

   Mgmt    For    Abstain    Against
9   

Elect Matthias Warnig

   Mgmt    For    For    For
10   

Elect Sergey Dubinin

   Mgmt    For    Abstain    Against
11   

Elect Leonid Kazints

   Mgmt    For    For    For
12   

Elect Andrey Kostin

   Mgmt    For    Abstain    Against
13   

Elect Nikolai Kropachev

   Mgmt    For    For    For
14   

Elect Leonid Melamed

   Mgmt    For    For    For
15   

Elect Gennady Melikyan

   Mgmt    For    Abstain    Against
16   

Elect Alexey Savatyugin

   Mgmt    For    Abstain    Against
17   

Elect Alexey Uvarov

   Mgmt    For    Abstain    Against
18   

Elect Alexey Ulyukaev

   Mgmt    For    Abstain    Against
19   

Number of Statutory Auditors

   Mgmt    For    For    For
20   

Election of Audit Commission

   Mgmt    For    For    For
21   

Appointment of Auditor

   Mgmt    For    For    For
22   

Amendments to Charter

   Mgmt    For    For    For
23   

Amendments to Regulations on Board

   Mgmt    For    For    For
24   

Amendments to Regulations on Management

   Mgmt    For    For    For
25   

Termination of Company’s Membership in Non-Profit Organization

   Mgmt    For    For    For
26   

Related Party Transactions

   Mgmt    For    Abstain    Against


 

Wumart Stores, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
1025    CINS Y97176112    06/28/2012    Voted
Meeting Type       Country of Trade   
Annual       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Directors’ Report

   Mgmt    For    For    For
6   

Supervisors’ Report

   Mgmt    For    For    For
7   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
8   

Amendments to Articles

   Mgmt    For    For    For
9   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against

 

 

Wynn Macau Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1128    CINS G98149100    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Elect Stephen Wynn

   Mgmt    For    For    For
5   

Elect Ian Coughlan

   Mgmt    For    For    For
6   

Elect Nicholas Sallnow-Smith

   Mgmt    For    For    For
7   

Directors’ Fees

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Repurchase Shares

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Issue Repurchased Shares

   Mgmt    For    For    For
12   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Yandex N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YNDX    CUSIP N97284108    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Opening

   Mgmt    For    For    For
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Ratification of Board Acts

   Mgmt    For    For    For
5   

Election of Directors

   Mgmt    For    For    For
6   

Cancellation of Shares

   Mgmt    For    For    For
7   

Authority to Reduce Authorized Share Capital

   Mgmt    For    For    For
8   

Amendment to the 2007 Equity Incentive Plan

   Mgmt    For    For    For
9   

Appointment of Auditor

   Mgmt    For    For    For
10   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Suppress Preemptive Rights

   Mgmt    For    For    For
12   

Authority to Repurchase Shares

   Mgmt    For    For    For
13   

Authorization of Legal Formalities

   Mgmt    For    For    For

 

 

Yanzhou Coal Mining Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1171    CINS Y97417102    02/08/2012    Voted
Meeting Type       Country of Trade   
Special       China   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Issue Size

   Mgmt    For    For    For
3   

Bond Period and Interest Rate

   Mgmt    For    For    For
4   

Use of Proceeds

   Mgmt    For    For    For
5   

Arrangement to Place to Existing Shareholders

   Mgmt    For    For    For
6   

Guarantee

   Mgmt    For    For    For
7   

Listing Arrangement

   Mgmt    For    For    For
8   

Methods for Redemption and Payment of Interest

   Mgmt    For    For    For
9   

Warranty for Repayment Of Bonds

   Mgmt    For    For    For
10   

Valid Period

   Mgmt    For    For    For
11   

Ratification of Board Acts

   Mgmt    For    For    For


 

YPF SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
YPFD    CUSIP 984245100    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Meeting Delegates

   Mgmt    For    For    For
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Ratification of Board Acts

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Scrip Dividend

   Mgmt    For    For    For
6   

Ratification of Directors’ Fees

   Mgmt    For    For    For
7   

Supervisory Council’s Fees

   Mgmt    For    For    For
8   

Election of Series A Director

   Mgmt    For    For    For
9   

Removal of Series D Director

   Mgmt    For    For    For
10   

Election of Series D Director

   Mgmt    For    For    For
11   

Election of Supervisory Council

   Mgmt    For    For    For
12   

Directors’ Fees

   Mgmt    For    For    For
13   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
14   

Appointment of Auditor

   Mgmt    For    For    For


 

YPF SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
YPFD    CUSIP 984245100    06/04/2012    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Minutes

   Mgmt    For    For    For
2   

Removal of Supervisory Council Member and Alternate (Class A Shares)

   Mgmt    For    Abstain    Against
3   

Removal of Supervisory Council Member and Alternate (Class D Shares)

   Mgmt    For    Abstain    Against
4   

Supervisory Council Size

   Mgmt    For    Abstain    Against
5   

Election of Supervisory Council Member and Alternate (Class A Shares)

   Mgmt    For    Abstain    Against
6   

Election of Supervisory Council Members and Alternates (Class D Shares)

   Mgmt    For    Abstain    Against
7   

Removal of Director and Alternate (Class A Shares)

   Mgmt    For    Abstain    Against
8   

Removal of Director and Alternate (Class D Shares)

   Mgmt    For    Abstain    Against
9   

Board Size

   Mgmt    For    Abstain    Against
10   

Election of Director and Alternate (Class D Shares)

   Mgmt    For    Abstain    Against
11   

Election of Directors and Alternates (Class D Shares)

   Mgmt    For    Abstain    Against


Fund Name : TCW Emerging Markets Income Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Emerging Markets Local Currency Income Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Enhanced Commodity Strategy Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Global Bond Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Global Conservative Allocation Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Global Flexible Allocation Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Global Moderate Allocation Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Growth Equities Fund

 

 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    01/09/2012    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approval of an Amendment to Increase Dividends from Legal Reserves

   Mgmt    For    For    For


 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Atieh

   Mgmt    For    For    For
2   

Elect Mary Cirillo

   Mgmt    For    For    For
3   

Elect Thomas Neff

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Approval of Statutory Financial Statements

   Mgmt    For    For    For
6   

Approval of Consolidated Financial Statements

   Mgmt    For    For    For
7   

Allocation of Disposable Profits

   Mgmt    For    For    For
8   

Discharge of the board Of Directors

   Mgmt    For    For    For
9   

Increase in Authorized Capital

   Mgmt    For    For    For
10   

Appointment of Statutory Auditor (Zurich)

   Mgmt    For    For    For
11   

Appointment of Independent Auditor (US)

   Mgmt    For    For    For
12   

Appointment of Special Auditor (Zurich)

   Mgmt    For    For    For
13   

Distribution Through Par Value Reduction

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For


 

AeroVironment, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVAV    CUSIP 008073108    09/29/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Joseph F. Alibrandi

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    3 Years    For

 

 

Allegheny Technologies Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATI    CUSIP 01741R102    05/11/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Harshman

   Mgmt    For    For    For
1.2   

Elect Diane Creel

   Mgmt    For    For    For
1.3   

Elect John Pipski

   Mgmt    For    For    For
1.4   

Elect James Rohr

   Mgmt    For    For    For
1.5   

Elect Louis Thomas

   Mgmt    For    For    For
2   

Amendment to the 2007 Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Arcos Dorados Holdings Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARCO    CUSIP G0457F107    04/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    Abstain    Against
3   

Elect Woods Staton

   Mgmt    For    For    For
4   

Elect German Lemonnier

   Mgmt    For    For    For
5   

Election of Third Director Nominee

   Mgmt    For    For    For


 

ARM Holdings plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARM    CUSIP 042068106    05/03/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Remuneration Report

   Mgmt    For    For    For
4   

Elect Sir John Buchanan

   Mgmt    For    For    For
5   

Elect Warren East

   Mgmt    For    For    For
6   

Elect Andy Green

   Mgmt    For    For    For
7   

Elect Larry Hirst

   Mgmt    For    For    For
8   

Elect Mike Inglis

   Mgmt    For    For    For
9   

Elect Mike Muller

   Mgmt    For    For    For
10   

Elect Kathleen O’Donovan

   Mgmt    For    For    For
11   

Elect Janice Roberts

   Mgmt    For    For    For
12   

Elect Philip Rowley

   Mgmt    For    For    For
13   

Elect Tim Score

   Mgmt    For    For    For
14   

Elect Simon Segars

   Mgmt    For    For    For
15   

Elect Young Sohn

   Mgmt    For    For    For
16   

Appointment of Auditor

   Mgmt    For    For    For
17   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
18   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
19   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
20   

Authority to Repurchase Shares

   Mgmt    For    For    For
21   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    Against    Against


 

Aruba Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARUN    CUSIP 043176106    12/15/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Dominic Orr

   Mgmt    For    For    For
1.2   

Elect Keerti Melkote

   Mgmt    For    For    For
1.3   

Elect Bernard Guidon

   Mgmt    For    For    For
1.4   

Elect Emmanuel Hernandez

   Mgmt    For    For    For
1.5   

Elect Michael Kourey

   Mgmt    For    For    For
1.6   

Elect Douglas Leone

   Mgmt    For    For    For
1.7   

Elect Willem Roelandts

   Mgmt    For    For    For
1.8   

Elect Juergen Rottler

   Mgmt    For    For    For
1.9   

Elect Daniel Warmenhoven

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

 

 

Athenahealth, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATHN    CUSIP 04685W103    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Mann

   Mgmt    For    For    For
1.2   

Elect David Robinson

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2007 Stock Option and Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Avago Technologies Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVGO    CUSIP Y0486S104    04/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Hock Tan

   Mgmt    For    For    For
2   

Elect Adam Clammer

   Mgmt    For    For    For
3   

Elect John Dickson

   Mgmt    For    For    For
4   

Elect James Diller

   Mgmt    For    For    For
5   

Elect Kenneth Hao

   Mgmt    For    For    For
6   

Elect John Hsuan

   Mgmt    For    For    For
7   

Elect Justine Lien

   Mgmt    For    For    For
8   

Elect Donald Macleod

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Directors’ Fees

   Mgmt    For    For    For
11   

Authority to Issue Shares Without Preemptive Rights

   Mgmt    For    For    For
12   

Authority to Repurchase Shares

   Mgmt    For    For    For

 

 

BorgWarner Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BWA    CUSIP 099724106    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Phyllis Bonanno

   Mgmt    For    For    For
2   

Elect Alexis Michas

   Mgmt    For    For    For
3   

Elect Richard Schaum

   Mgmt    For    For    For
4   

Elect Thomas Stallkamp

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For

 

 

C.H. Robinson Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHRW    CUSIP 12541W209    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David MacLennan

   Mgmt    For    For    For
2   

Elect James Stake

   Mgmt    For    For    For
3   

Elect John Wiehoff

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Repeal of Classified Board

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For


 

CarMax, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMX    CUSIP 143130102    06/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jeffrey Garten

   Mgmt    For    For    For
2   

Elect Vivian Stephenson

   Mgmt    For    For    For
3   

Elect Beth A. Stewart

   Mgmt    For    For    For
4   

Elect William Tiefel

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For
8   

Amendment to the Annual Performance-Based Bonus Plan

   Mgmt    For    For    For
9   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Cavium Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CAVM    CUSIP 14964U108    06/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Sanjay Mehrotra

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

CF Industries Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CF    CUSIP 125269100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Furbacher

   Mgmt    For    For    For
1.2   

Elect John Johnson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For

 

 

Core Laboratories N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLB    CUSIP N22717107    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Bergmark

   Mgmt    For    For    For
1.2   

Elect Margaret van Kempen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    1 Year    Against
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Authority to Cancel Shares

   Mgmt    For    For    For
7   

Authority to Repurchase Shares

   Mgmt    For    For    For
8   

Authority to Issue Common and Preference Shares w/ Preemptive Rights

   Mgmt    For    For    For
9   

Elimination of Preemptive Rights

   Mgmt    For    For    For
10   

Technical Amendments to Articles of Association

   Mgmt    For    For    For


 

Dendreon Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DNDN    CUSIP 24823Q107    06/13/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Johnson

   Mgmt    For    For    For
2   

Elect Susan Bayh

   Mgmt    For    For    For
3   

Elect Dennis Fenton

   Mgmt    For    For    For
4   

Elect David Urdal

   Mgmt    For    For    For
5   

Amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Dick’s Sporting Goods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DKS    CUSIP 253393102    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Colombo

   Mgmt    For    For    For
1.2   

Elect Larry Stone

   Mgmt    For    For    For
2   

2012 Stock and Incentive Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Expedia, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPE    CUSIP 30212P105    12/06/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Spin-Off Agreement

   Mgmt    For    For    For
2   

Approve Reverse Stock Split

   Mgmt    For    Against    Against
3   

Approve Merger Agreement

   Mgmt    For    For    For
4   

Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor

   Mgmt    For    For    For
5.1   

Elect Director A. George ‘Skip’ Battle

   Mgmt    For    For    For
5.2   

Elect Director Barry Diller

   Mgmt    For    For    For
5.3   

Elect Director Jonathan L. Dolgen

   Mgmt    For    For    For
5.4   

Elect Director William R. Fitzgerald

   Mgmt    For    For    For
5.5   

Elect Director Craig A. Jacobson

   Mgmt    For    For    For
5.6   

Elect Director Victor A. Kaufman

   Mgmt    For    For    For
5.7   

Elect Director Peter M. Kern

   Mgmt    For    For    For
5.8   

Elect Director Dara Khosrowshahi

   Mgmt    For    For    For
5.9   

Elect Director John C. Malone

   Mgmt    For    For    For
5.10   

Elect Director Jose A. Tazon

   Mgmt    For    For    For
6   

Ratify Auditors

   Mgmt    For    For    For
7   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
8   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    3 Years    For


 

Expeditors International Of Washington, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPD    CUSIP 302130109    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mark Emmert

   Mgmt    For    For    For
2   

Elect R. Jordan Gates

   Mgmt    For    For    For
3   

Elect Dan Kourkoumelis

   Mgmt    For    For    For
4   

Elect Michael Malone

   Mgmt    For    For    For
5   

Elect John Meisenbach

   Mgmt    For    For    For
6   

Elect Peter Rose

   Mgmt    For    For    For
7   

Elect James Wang

   Mgmt    For    For    For
8   

Elect Robert Wright

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

2012 Stock Option Plan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For

 

 

F5 Networks

 

Ticker    Security ID:    Meeting Date    Meeting Status
FFIV    CUSIP 315616102    03/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jonathan Chadwick

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against


 

Fastenal Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
FAST    CUSIP 311900104    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Kierlin

   Mgmt    For    For    For
1.2   

Elect Stephen Slaggie

   Mgmt    For    For    For
1.3   

Elect Michael Gostomski

   Mgmt    For    For    For
1.4   

Elect Willard Oberton

   Mgmt    For    For    For
1.5   

Elect Michael Dolan

   Mgmt    For    For    For
1.6   

Elect Reyne Wisecup

   Mgmt    For    For    For
1.7   

Elect Hugh Miller

   Mgmt    For    For    For
1.8   

Elect Michael Ancius

   Mgmt    For    For    For
1.9   

Elect Scott Satterlee

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the Incentive Plan

   Mgmt    For    For    For
5   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For

 

 

FMC Technologies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FTI    CUSIP 30249U101    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mike Bowlin

   Mgmt    For    For    For
2   

Elect Philip Burguieres

   Mgmt    For    For    For
3   

Elect Edward Mooney

   Mgmt    For    For    For
4   

Elect James Ringler

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Repeal of Classified Board

   Mgmt    For    For    For


 

Fossil, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FOSL    CUSIP 349882100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Elaine Agather

   Mgmt    For    For    For
1.2   

Elect Jeffrey Boyer

   Mgmt    For    For    For
1.3   

Elect Kosta Kartsotis

   Mgmt    For    For    For
1.4   

Elect Diane Neal

   Mgmt    For    For    For
1.5   

Elect Thomas Nealon

   Mgmt    For    For    For
1.6   

Elect Elysia Ragusa

   Mgmt    For    For    For
1.7   

Elect Jal Shroff

   Mgmt    For    For    For
1.8   

Elect James Skinner

   Mgmt    For    For    For
1.9   

Elect Michael Steinberg

   Mgmt    For    For    For
1.10   

Elect Donald Stone

   Mgmt    For    For    For
1.11   

Elect James Zimmerman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Supply Chain Standards

   ShrHoldr    Against    For    Against

 

 

Gildan Activewear Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GIL    CUSIP 375916103    02/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Anderson

   Mgmt    For    For    For
1.2   

Elect Glenn Chamandy

   Mgmt    For    For    For
1.3   

Elect Russell Goodman

   Mgmt    For    For    For
1.4   

Elect George Heller

   Mgmt    For    For    For
1.5   

Elect Sheila O’Brien

   Mgmt    For    For    For
1.6   

Elect Pierre Robitaille

   Mgmt    For    For    For
1.7   

Elect James Scarborough

   Mgmt    For    For    For
1.8   

Elect Richard Strubel

   Mgmt    For    For    For
1.9   

Elect Gonzalo Valdes-Fauli

   Mgmt    For    For    For
2   

Appointment of Auditor

   Mgmt    For    For    For
3   

Employee Share Purchase Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Green Dot Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
GDOT    CUSIP 39304D102    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Aldrich

   Mgmt    For    For    For
1.2   

Elect Virginia Hanna

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Green Mountain Coffee Roasters, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GMCR    CUSIP 393122106    03/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Davis

   Mgmt    For    For    For
1.2   

Elect Jules del Vecchio

   Mgmt    For    For    For
1.3   

Elect Robert Stiller

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Increase of Authorized Common Stock

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Harman International Industries, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAR    CUSIP 413086109    12/07/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Brian F. Carroll

   Mgmt    For    For    For
1.2   

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Declassify the Board of Directors

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

Human Genome Sciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HGSI    CUSIP 444903108    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Allan Baxter

   Mgmt    For    For    For
1.2   

Elect Richard Danzig

   Mgmt    For    For    For
1.3   

Elect Colin Goddard

   Mgmt    For    For    For
1.4   

Elect Maxine Gowen

   Mgmt    For    For    For
1.5   

Elect Tuan Ha-Ngoc

   Mgmt    For    For    For
1.6   

Elect Argeris Karabelas

   Mgmt    For    For    For
1.7   

Elect John LaMattina

   Mgmt    For    For    For
1.8   

Elect Augustine Lawlor

   Mgmt    For    For    For
1.9   

Elect George Morrow

   Mgmt    For    For    For
1.10   

Elect Gregory Norden

   Mgmt    For    For    For
1.11   

Elect H. Thomas Watkins

   Mgmt    For    For    For
1.12   

Elect Robert Young

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

IHS Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IHS    CUSIP 451734107    04/12/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Ruann Ernst

   Mgmt    For    For    For
2   

Elect Christoph Grolman

   Mgmt    For    For    For
3   

Elect Richard Roedel

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Intuitive Surgical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ISRG    CUSIP 46120E602    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gary Guthart

   Mgmt    For    For    For
2   

Elect Mark Rubash

   Mgmt    For    For    For
3   

Elect Lonnie Smith

   Mgmt    For    For    For
4   

Amendment to the 2010 Incentive Award Plan

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Ironwood Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRWD    CUSIP 46333X108    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect George Conrades

   Mgmt    For    For    For
1.2   

Elect Joseph Cook, Jr.

   Mgmt    For    For    For
1.3   

Elect David Ebersman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

LinkedIn Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LNKD    CUSIP 53578A108    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Leslie Kilgore

   Mgmt    For    For    For
1.2   

Elect Jeffrey Weiner

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Lufkin Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LUFK    CUSIP 549764108    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Douglas Smith

   Mgmt    For    For    For
1.2   

Elect John Anderson

   Mgmt    For    For    For
1.3   

Elect Richard Stewart

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Increase of Authorized Common Stock

   Mgmt    For    For    For
5   

Technical Amendments to the Articles of Incorporation

   Mgmt    For    For    For

 

 

Mylan Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MYL    CUSIP 628530107    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Coury

   Mgmt    For    For    For
1.2   

Elect Rodney Piatt

   Mgmt    For    For    For
1.3   

Elect Heather Bresch

   Mgmt    For    For    For
1.4   

Elect Wendy Cameron

   Mgmt    For    For    For
1.5   

Elect Robert Cindrich

   Mgmt    For    For    For
1.6   

Elect Neil Dimick

   Mgmt    For    For    For
1.7   

Elect Douglas Leech

   Mgmt    For    For    For
1.8   

Elect Joseph Maroon

   Mgmt    For    For    For
1.9   

Elect Mark Parrish

   Mgmt    For    For    For
1.10   

Elect C. B. Todd

   Mgmt    For    For    For
1.11   

Elect Randall Vanderveen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Long-Term Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Political

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

Oceaneering International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OII    CUSIP 675232102    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jerold DesRoche

   Mgmt    For    For    For
1.2   

Elect John Huff

   Mgmt    For    For    For
1.3   

Elect M. Kevin McEvoy

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Qlik Technologies Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
QLIK    CUSIP 74733T105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Deborah Hopkins

   Mgmt    For    For    For
1.2   

Elect Paul Wahl

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Resources Connection, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RECN    CUSIP 76122Q105    10/26/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Robert F. Kistinger

   Mgmt    For    For    For
1.2   

Elect Director Jolene Sarkis

   Mgmt    For    For    For
1.3   

Elect Director Anne Shih Mgmt

   For    For    For   
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    3 Years    For


 

Robert Half International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RHI    CUSIP 770323103    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Andrew Berwick, Jr.

   Mgmt    For    For    For
1.2   

Elect Harold Messmer, Jr.

   Mgmt    For    For    For
1.3   

Elect Barbara Novogradac

   Mgmt    For    For    For
1.4   

Elect Robert Pace

   Mgmt    For    For    For
1.5   

Elect Fredrick Richman

   Mgmt    For    For    For
1.6   

Elect M. Keith Waddell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Rockwell Automation, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROK    CUSIP 773903109    02/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Betty Alewine

   Mgmt    For    For    For
1.2   

Elect Verne Istock

   Mgmt    For    For    For
1.3   

Elect David Speer

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Approval of the 2012 Long Term Incentives Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

rue21, inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RUE    CUSIP 781295100    06/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Megrue, Jr.

   Mgmt    For    For    For
1.2   

Elect Macon Brock, Jr.

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

salesforce.com, inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRM    CUSIP 79466L302    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Craig Ramsey

   Mgmt    For    For    For
2   

Elect Sanford Robertson

   Mgmt    For    For    For
3   

Elect Maynard Webb

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

SINA Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SINA    CUSIP G81477104    11/04/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Pehong Chen as Director

   Mgmt    For    For    For
2   

Elect Lip-Bu Tan as Director

   Mgmt    For    For    For
3   

Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


 

T. Rowe Price Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TROW    CUSIP 74144T108    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Edward Bernard

   Mgmt    For    For    For
2   

Elect James Brady

   Mgmt    For    For    For
3   

Elect J. Alfred Broaddus, Jr.

   Mgmt    For    For    For
4   

Elect Donald Hebb, Jr.

   Mgmt    For    For    For
5   

Elect James Kennedy

   Mgmt    For    For    For
6   

Elect Robert MacLellan

   Mgmt    For    For    For
7   

Elect Brian Rogers

   Mgmt    For    For    For
8   

Elect Alfred Sommer

   Mgmt    For    For    For
9   

Elect Dwight Taylor

   Mgmt    For    For    For
10   

Elect Anne Whittemore

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For

 

 

TripAdvisor, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRIP    CUSIP 896945201    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Barry Diller

   Mgmt    For    For    For
1.2   

Elect Stephen Kaufer

   Mgmt    For    For    For
1.3   

Elect William Fitzgerald Mgmt

      For    For    For
1.4   

Elect Victor Kaufman

   Mgmt    For    For    For
1.5   

Elect Dara Khosrowshahi

   Mgmt    For    For    For
1.6   

Elect Jonathan Miller

   Mgmt    For    For    For
1.7   

Elect Jeremy Philips

   Mgmt    For    For    For
1.8   

Elect Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.9   

Elect Robert Wiesenthal

   Mgmt    For    For    For
1.10   

Elect Michael Zeisser

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For


 

Universal Display Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
PANL    CUSIP 91347P105    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Abramson

   Mgmt    For    For    For
1.2   

Elect Leonard Becker

   Mgmt    For    For    For
1.3   

Elect Elizabeth Gemmill

   Mgmt    For    For    For
1.4   

Elect C. Keith Hartley

   Mgmt    For    For    For
1.5   

Elect Lawrence Lacerte

   Mgmt    For    For    For
1.6   

Elect Sidney Rosenblatt

   Mgmt    For    For    For
1.7   

Elect Sherwin Seligsohn

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Vertex Pharmaceuticals Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
VRTX    CUSIP 92532F100    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Leiden

   Mgmt    For    For    For
1.2   

Elect Bruce Sachs

   Mgmt    For    For    For
2   

Amendment to the 2006 Stock and Option Plan

   Mgmt    For    For    For
3   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

VMware, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VMW    CUSIP 928563402    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Volcano Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VOLC    CUSIP 928645100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect R. Scott Huennekens

   Mgmt    For    For    For
1.2   

Elect Lesley Howe

   Mgmt    For    For    For
1.3   

Elect Ronald Matricaria

   Mgmt    For    For    For
2   

Elect Eric Topol

   Mgmt    For    For    For
3   

Elect Leslie Norwalk

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Youku.com Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOKU    CUSIP 98742U100    10/17/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Change Company Name to Youku Inc.

   Mgmt    For    For    For


Fund Name : TCW Growth Fund

 

 

7 Days Group Holdings Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SVN    CUSIP 81783J101    11/07/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors

   Mgmt    For    For    For
2   

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

 

 

Abercrombie & Fitch Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANF    CUSIP 002896207    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bachmann

   Mgmt    For    For    For
2   

Elect Michael Jeffries

   Mgmt    For    For    For
3   

Elect John Kessler

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Re-Approval of the Incentive Compensation Performance Plan

   Mgmt    For    For    For


 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    01/09/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approval of an Amendment to Increase Dividends from Legal Reserves

   Mgmt    For    For    For

 

 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Atieh

   Mgmt    For    For    For
2   

Elect Mary Cirillo

   Mgmt    For    For    For
3   

Elect Thomas Neff

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Approval of Statutory Financial Statements

   Mgmt    For    For    For
6   

Approval of Consolidated Financial Statements

   Mgmt    For    For    For
7   

Allocation of Disposable Profits

   Mgmt    For    For    For
8   

Discharge of the Board Of Directors

   Mgmt    For    For    For
9   

Increase in Authorized Capital

   Mgmt    For    For    For
10   

Appointment of Statutory Auditor (Zurich)

   Mgmt    For    For    For
11   

Appointment of Independent Auditor (US)

   Mgmt    For    For    For
12   

Appointment of Special Auditor (Zurich)

   Mgmt    For    For    For
13   

Distribution Through Par Value Reduction

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For


 

Allegheny Technologies Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATI    CUSIP 01741R102    05/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Harshman

   Mgmt    For    For    For
1.2   

Elect Diane Creel

   Mgmt    For    For    For
1.3   

Elect John Pipski

   Mgmt    For    For    For
1.4   

Elect James Rohr

   Mgmt    For    For    For
1.5   

Elect Louis Thomas

   Mgmt    For    For    For
2   

Amendment to the 2007 Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Allergan, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AGN    CUSIP 018490102    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Pyott

   Mgmt    For    For    For
2   

Elect Herbert Boyer

   Mgmt    For    For    For
3   

Elect Deborah Dunsire

   Mgmt    For    For    For
4   

Elect Michael Gallagher

   Mgmt    For    For    For
5   

Elect Dawn Hudson

   Mgmt    For    For    For
6   

Elect Robert Ingram

   Mgmt    For    For    For
7   

Elect Trevor Jones

   Mgmt    For    For    For
8   

Elect Louis Lavigne, Jr.

   Mgmt    For    For    For
9   

Elect Russell Ray

   Mgmt    For    For    For
10   

Elect Stephen Ryan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    Against    For


 

Amazon.com, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMZN    CUSIP 023135106    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jeffrey Bezos

   Mgmt    For    For    For
2   

Elect Tom Alberg

   Mgmt    For    For    For
3   

Elect John Seely Brown

   Mgmt    For    For    For
4   

Elect William Gordon

   Mgmt    For    For    For
5   

Elect Jamie Gorelick

   Mgmt    For    For    For
6   

Elect Blake Krikorian

   Mgmt    For    For    For
7   

Elect Alain Monie

   Mgmt    For    For    For
8   

Elect Jonathan Rubinstein

   Mgmt    For    For    For
9   

Elect Thomas Ryder

   Mgmt    For    For    For
10   

Elect Patricia Stonesifer

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Amendment to the 1997 Stock Incentive Plan

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Report on Climate Change

   ShrHoldr    Against    Against    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

American Tower Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMT    CUSIP 03027X100    06/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Raymond Dolan

   Mgmt    For    For    For
2   

Elect Ronald Dykes

   Mgmt    For    For    For
3   

Elect Carolyn Katz

   Mgmt    For    For    For
4   

Elect Gustavo Lara Cantu Mgmt

   For    For    For   
5   

Elect JoAnn Reed

   Mgmt    For    For    For
6   

Elect Pamela Reeve

   Mgmt    For    For    For
7   

Elect David Sharbutt

   Mgmt    For    For    For
8   

Elect James Taiclet, Jr.

   Mgmt    For    For    For
9   

Elect Samme Thompson

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For

 

 

American Tower Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMT    CUSIP 029912201    11/29/2011    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Reorganization Plan

   Mgmt    For    For    For
2   

Adjourn Meeting

   Mgmt    For    For    For

 

 

ANSYS, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANSS    CUSIP 03662Q105    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Peter Smith

   Mgmt    For    For    For
1.2   

Elect Bradford Morley

   Mgmt    For    For    For
1.3   

Elect Patrick Zilvitis

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Apple Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AAPL    CUSIP 037833100    02/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Campbell

   Mgmt    For    For    For
1.2   

Elect Timothy Cook

   Mgmt    For    For    For
1.3   

Elect Millard Drexler

   Mgmt    For    For    For
1.4   

Elect Albert Gore, Jr.

   Mgmt    For    For    For
1.5   

Elect Robert Iger

   Mgmt    For    For    For
1.6   

Elect Andrea Jung

   Mgmt    For    For    For
1.7   

Elect Arthur Levinson

   Mgmt    For    For    For
1.8   

Elect Ronald Sugar

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Conflict of Interest Report

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Advisory Vote on Director Compensation

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
7   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For

 

 

Ardea Biosciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RDEA    CUSIP 03969P107    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Felix Baker

   Mgmt    For    For    For
1.2   

Elect Wendy Dixon

   Mgmt    For    For    For
1.3   

Elect Henry Fuchs

   Mgmt    For    For    For
1.4   

Elect Craig Johnson

   Mgmt    For    For    For
1.5   

Elect John Poyhonen

   Mgmt    For    For    For
1.6   

Elect Barry Quart

   Mgmt    For    For    For
1.7   

Elect Kevin Tang

   Mgmt    For    For    For
2   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

ARM Holdings plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARM    CUSIP 042068106    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Remuneration Report

   Mgmt    For    For    For
4   

Elect Sir John Buchanan

   Mgmt    For    For    For
5   

Elect Warren East

   Mgmt    For    For    For
6   

Elect Andy Green

   Mgmt    For    For    For
7   

Elect Larry Hirst

   Mgmt    For    For    For
8   

Elect Mike Inglis

   Mgmt    For    For    For
9   

Elect Mike Muller

   Mgmt    For    For    For
10   

Elect Kathleen O’Donovan

   Mgmt    For    For    For
11   

Elect Janice Roberts

   Mgmt    For    For    For
12   

Elect Philip Rowley

   Mgmt    For    For    For
13   

Elect Tim Score

   Mgmt    For    For    For
14   

Elect Simon Segars

   Mgmt    For    For    For
15   

Elect Young Sohn

   Mgmt    For    For    For
16   

Appointment of Auditor

   Mgmt    For    For    For
17   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
18   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
19   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
20   

Authority to Repurchase Shares

   Mgmt    For    For    For
21   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    Against    Against


 

Aruba Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARUN    CUSIP 043176106    12/15/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Dominic P. Orr

   Mgmt    For    For    For
1.2   

Elect Director Keerti Melkote

   Mgmt    For    For    For
1.3   

Elect Director Bernard Guidon

   Mgmt    For    For    For
1.4   

Elect Director Emmanuel Hernandez

   Mgmt    For    For    For
1.5   

Elect Director Michael R. Kourey

   Mgmt    For    For    For
1.6   

Elect Director Douglas Leone

   Mgmt    For    For    For
1.7   

Elect Director Willem P. Roelandts

   Mgmt    For    For    For
1.8   

Elect Director Juergen Rottler

   Mgmt    For    For    For
1.9   

Elect Director Daniel Warmenhoven

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

Avago Technologies Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVGO    CUSIP Y0486S104    04/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Hock Tan

   Mgmt    For    For    For
2   

Elect Adam Clammer

   Mgmt    For    For    For
3   

Elect John Dickson

   Mgmt    For    For    For
4   

Elect James Diller

   Mgmt    For    For    For
5   

Elect Kenneth Hao

   Mgmt    For    For    For
6   

Elect John Hsuan

   Mgmt    For    For    For
7   

Elect Justine Lien

   Mgmt    For    For    For
8   

Elect Donald Macleod

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Directors’ Fees

   Mgmt    For    For    For
11   

Authority to Issue Shares Without Preemptive Rights

   Mgmt    For    For    For
12   

Authority to Repurchase Shares

   Mgmt    For    For    For

 

 

BorgWarner Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BWA    CUSIP 099724106    04/25/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Phyllis Bonanno

   Mgmt    For    For    For
2   

Elect Alexis Michas

   Mgmt    For    For    For
3   

Elect Richard Schaum

   Mgmt    For    For    For
4   

Elect Thomas Stallkamp

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For


 

C.H. Robinson Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHRW    CUSIP 12541W209    05/10/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David MacLennan

   Mgmt    For    For    For
2   

Elect James Stake

   Mgmt    For    For    For
3   

Elect John Wiehoff

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Repeal of Classified Board

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For

 

 

CarMax, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMX    CUSIP 143130102    06/25/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jeffrey Garten

   Mgmt    For    For    For
2   

Elect Vivian Stephenson

   Mgmt    For    For    For
3   

Elect Beth A. Stewart

   Mgmt    For    For    For
4   

Elect William Tiefel

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For
8   

Amendment to the Annual Performance-Based Bonus Plan

   Mgmt    For    For    For
9   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against


 

Carrizo Oil & Gas, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRZO    CUSIP 144577103    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Sylvester Johnson IV

   Mgmt    For    For    For
1.2   

Elect Steven Webster

   Mgmt    For    For    For
1.3   

Elect Thomas Carter, Jr.

   Mgmt    For    For    For
1.4   

Elect F. Gardner Parker

   Mgmt    For    For    For
1.5   

Elect Roger Ramsey

   Mgmt    For    For    For
1.6   

Elect Frank Wojtek

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cavium Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CAVM    CUSIP 14964U108    06/08/2012    Voted
Meeting Type    Country of Trade   
Annual       United States

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Sanjay Mehrotra

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Cerner Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CERN    CUSIP 156782104    05/18/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Clifford Illig

   Mgmt    For    For    For
2   

Elect William Neaves

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    Against    For


 

CF Industries Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CF    CUSIP 125269100    05/10/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Furbacher

   Mgmt    For    For    For
1.2   

Elect John Johnson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For

 

 

Chart Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GTLS    CUSIP 16115Q308    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Samuel Thomas

   Mgmt    For    For    For
1.2   

Elect W. Douglas Brown

   Mgmt    For    For    For
1.3   

Elect Richard Goodrich

   Mgmt    For    For    For
1.4   

Elect Steven Krablin

   Mgmt    For    For    For
1.5   

Elect Michael Press

   Mgmt    For    For    For
1.6   

Elect James Tidwell

   Mgmt    For    For    For
1.7   

Elect Thomas Williams

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2009 Omnibus Equity Plan

   Mgmt    For    For    For


 

Chelsea Therapeutics International, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHTP    CUSIP 163428105    06/12/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Simon Pedder

   Mgmt    For    For    For
1.2   

Elect Michael Weiser

   Mgmt    For    For    For
1.3   

Elect Kevan Clemens

   Mgmt    For    For    For
1.4   

Elect Norman Hardman

   Mgmt    For    For    For
1.5   

Elect Johnson Lau

   Mgmt    For    For    For
1.6   

Elect Roger Stoll

   Mgmt    For    For    For
1.7   

Elect William Rueckert

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2004 Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Clean Harbors, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLH    CUSIP 184496107    05/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Alan McKim

   Mgmt    For    For    For
1.2   

Elect Rod Marlin

   Mgmt    For    For    For
1.3   

Elect John Preston

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the Management Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    04/26/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Patrick Alias

   Mgmt    For    For    For
1.2   

Elect Robert Shillman

   Mgmt    For    For    For
1.3   

Elect Reuben Wasserman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    12/06/2011    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amend Stock Option Plan

   Mgmt    For    For    For

 

 

Cognizant Technology Solutions Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CTSH    CUSIP 192446102    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Francisco D’Souza

   Mgmt    For    For    For
2   

Elect John Fox, Jr.

   Mgmt    For    For    For
3   

Elect Thomas Wendel

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Right to Call a Special Meeting

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Declassification of the Board

   ShrHoldr    Against    For    Against

 

 

Colgate-Palmolive Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
CL    CUSIP 194162103    05/11/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Nikesh Arora

   Mgmt    For    For    For
2   

Elect John Cahill

   Mgmt    For    For    For
3   

Elect Ian Cook

   Mgmt    For    For    For
4   

Elect Helene Gayle

   Mgmt    For    For    For
5   

Elect Ellen Hancock

   Mgmt    For    For    For
6   

Elect Joseph Jimenez

   Mgmt    For    For    For
7   

Elect Richard Kogan

   Mgmt    For    For    For
8   

Elect Delano Lewis

   Mgmt    For    For    For
9   

Elect J. Pedro Reinhard

   Mgmt    For    For    For
10   

Elect Stephen Sadove

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

Core Laboratories N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLB    CUSIP N22717107    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Bergmark

   Mgmt    For    For    For
1.2   

Elect Margaret van Kempen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    1 Year    Against
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Authority to Cancel Shares

   Mgmt    For    For    For
7   

Authority to Repurchase Shares

   Mgmt    For    For    For
8   

Authority to Issue Common and Preference Shares w/ Preemptive Rights

   Mgmt    For    For    For
9   

Elimination of Preemptive Rights

   Mgmt    For    For    For
10   

Technical Amendments to Articles of Association

   Mgmt    For    For    For


 

Costco Wholesale Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
COST    CUSIP 22160KRTH    01/26/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Sinegal

   Mgmt    For    For    For
1.2   

Elect Jeffrey Brotman

   Mgmt    For    For    For
1.3   

Elect Richard Galanti

   Mgmt    For    For    For
1.4   

Elect Daniel Evans

   Mgmt    For    For    For
1.5   

Elect Jeffrey Raikes

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Cummins Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CMI    CUSIP 231021106    05/08/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect N. Thomas Linebarger

   Mgmt    For    For    For
2   

Elect William Miller

   Mgmt    For    For    For
3   

Elect Alexis Herman

   Mgmt    For    For    For
4   

Elect Georgia Nelson

   Mgmt    For    For    For
5   

Elect Carl Ware

   Mgmt    For    For    For
6   

Elect Robert Herdman

   Mgmt    For    For    For
7   

Elect Robert Bernhard

   Mgmt    For    For    For
8   

Elect Franklin Chang-Diaz

   Mgmt    For    For    For
9   

Elect Stephen Dobbs

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

2012 Omnibus Incentive Plan

   Mgmt    For    For    For
13   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
14   

Right to Call a Special Meeting

   Mgmt    For    For    For


 

CVS Caremark Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVS    CUSIP 126650100    05/10/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. David Brown II

   Mgmt    For    For    For
2   

Elect David Dorman

   Mgmt    For    For    For
3   

Elect Anne Finucane

   Mgmt    For    For    For
4   

Elect Kristen Gibney Williams

   Mgmt    For    For    For
5   

Elect Marian Heard

   Mgmt    For    For    For
6   

Elect Larry Merlo

   Mgmt    For    For    For
7   

Elect Jean-Pierre Millon

   Mgmt    For    For    For
8   

Elect C.A. Lance Piccolo

   Mgmt    For    For    For
9   

Elect Richard Swift

   Mgmt    For    For    For
10   

Elect Tony White

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Authorization of Written Consent by Less Than Unanimous Approval

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against

 

 

Deckers Outdoor Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DECK    CUSIP 243537107    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Angel Martinez

   Mgmt    For    For    For
1.2   

Elect Rex Licklider

   Mgmt    For    For    For
1.3   

Elect John Gibbons

   Mgmt    For    For    For
1.4   

Elect John Perenchio

   Mgmt    For    For    For
1.5   

Elect Maureen Conners

   Mgmt    For    For    For
1.6   

Elect Karyn Barsa

   Mgmt    For    For    For
1.7   

Elect Michael Devine, III

   Mgmt    For    For    For
1.8   

Elect James Quinn

   Mgmt    For    For    For
1.9   

Elect Lauri Shanahan

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Denbury Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DNR    CUSIP 247916208    05/15/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Wieland Wettstein

   Mgmt    For    For    For
1.2   

Elect Michael Beatty

   Mgmt    For    For    For
1.3   

Elect Michael Decker

   Mgmt    For    For    For
1.4   

Elect Ronald Greene

   Mgmt    For    For    For
1.5   

Elect Gregory McMichael

   Mgmt    For    For    For
1.6   

Elect Kevin Myers

   Mgmt    For    For    For
1.7   

Elect Gareth Roberts

   Mgmt    For    For    For
1.8   

Elect Phil Rykhoek

   Mgmt    For    For    For
1.9   

Elect Randy Stein

   Mgmt    For    For    For
1.10   

Elect Laura Sugg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Elimination of Two-Thirds

   Mgmt    For    For    For
  

Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions

           
4   

Amendment of the Limited Liability Company Agreement

   Mgmt    For    Against    Against
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Dendreon Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DNDN    CUSIP 24823Q107    06/13/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Johnson

   Mgmt    For    For    For
2   

Elect Susan Bayh

   Mgmt    For    For    For
3   

Elect Dennis Fenton

   Mgmt    For    For    For
4   

Elect David Urdal

   Mgmt    For    For    For
5   

Amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

DexCom, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DXCM    CUSIP 252131107    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Terrance Gregg

   Mgmt    For    For    For
2   

Elect Kevin Sayer

   Mgmt    For    For    For
3   

Elect Nicholas Augustinos

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Endologix, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ELGX    CUSIP 29266S106    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John McDermott

   Mgmt    For    For    For
1.2   

Elect Guido Neels

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2006 Stock Incentive Plan

   Mgmt    For    For    For


 

Energizer Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ENR    CUSIP 29266R108    01/30/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Bill Armstrong

   Mgmt    For    For    For
2   

Elect J. Patrick Mulcahy

   Mgmt    For    For    For
3   

Elect Pamela Nicholson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

 

 

Expeditors International Of Washington, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPD    CUSIP 302130109    05/02/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mark Emmert

   Mgmt    For    For    For
2   

Elect R. Jordan Gates

   Mgmt    For    For    For
3   

Elect Dan Kourkoumelis

   Mgmt    For    For    For
4   

Elect Michael Malone

   Mgmt    For    For    For
5   

Elect John Meisenbach

   Mgmt    For    For    For
6   

Elect Peter Rose

   Mgmt    For    For    For
7   

Elect James Wang

   Mgmt    For    For    For
8   

Elect Robert Wright

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

2012 Stock Option Plan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

F5 Networks

 

Ticker    Security ID:    Meeting Date    Meeting Status
FFIV    CUSIP 315616102    03/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jonathan Chadwick

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Fastenal Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
FAST    CUSIP 311900104    04/17/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Kierlin

   Mgmt    For    For    For
1.2   

Elect Stephen Slaggie

   Mgmt    For    For    For
1.3   

Elect Michael Gostomski

   Mgmt    For    For    For
1.4   

Elect Willard Oberton

   Mgmt    For    For    For
1.5   

Elect Michael Dolan

   Mgmt    For    For    For
1.6   

Elect Reyne Wisecup

   Mgmt    For    For    For
1.7   

Elect Hugh Miller

   Mgmt    For    For    For
1.8   

Elect Michael Ancius

   Mgmt    For    For    For
1.9   

Elect Scott Satterlee

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the Incentive Plan

   Mgmt    For    For    For
5   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For

 

 

Fluidigm Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Young

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Fluidigm Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    09/08/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Evan Jones

   Mgmt    For    For    For
1.2   

Elect Director Patrick S. Jones

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For

 

 

FMC Technologies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FTI    CUSIP 30249U101    05/02/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mike Bowlin

   Mgmt    For    For    For
2   

Elect Philip Burguieres

   Mgmt    For    For    For
3   

Elect Edward Mooney

   Mgmt    For    For    For
4   

Elect James Ringler

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Repeal of Classified Board

   Mgmt    For    For    For


 

Fossil, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FOSL    CUSIP 349882100    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Elaine Agather

   Mgmt    For    For    For
1.2   

Elect Jeffrey Boyer

   Mgmt    For    For    For
1.3   

Elect Kosta Kartsotis

   Mgmt    For    For    For
1.4   

Elect Diane Neal

   Mgmt    For    For    For
1.5   

Elect Thomas Nealon

   Mgmt    For    For    For
1.6   

Elect Elysia Ragusa

   Mgmt    For    For    For
1.7   

Elect Jal Shroff

   Mgmt    For    For    For
1.8   

Elect James Skinner

   Mgmt    For    For    For
1.9   

Elect Michael Steinberg

   Mgmt    For    For    For
1.10   

Elect Donald Stone

   Mgmt    For    For    For
1.11   

Elect James Zimmerman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Supply Chain Standards

   ShrHoldr    Against    For    Against

 

 

Fusion-io Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
FIO    CUSIP 36112J107    11/18/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Christopher J. Schaepe

   Mgmt    For    For    For
1.2   

Elect Director Rick C. White

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

Genesee & Wyoming Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GWR    CUSIP 371559105    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Allert

   Mgmt    For    For    For
1.2   

Elect Michael Norkus

   Mgmt    For    For    For
1.3   

Elect Ann Reese

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Gildan Activewear Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GIL    CUSIP 375916103    02/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Anderson

   Mgmt    For    For    For
1.2   

Elect Glenn Chamandy

   Mgmt    For    For    For
1.3   

Elect Russell Goodman

   Mgmt    For    For    For
1.4   

Elect George Heller

   Mgmt    For    For    For
1.5   

Elect Sheila O’Brien

   Mgmt    For    For    For
1.6   

Elect Pierre Robitaille

   Mgmt    For    For    For
1.7   

Elect James Scarborough

   Mgmt    For    For    For
1.8   

Elect Richard Strubel

   Mgmt    For    For    For
1.9   

Elect Gonzalo Valdes-Fauli

   Mgmt    For    For    For
2   

Appointment of Auditor

   Mgmt    For    For    For
3   

Employee Share Purchase Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Google Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GOOG    CUSIP 38259P508    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Larry Page

   Mgmt    For    For    For
1.2   

Elect Sergey Brin

   Mgmt    For    For    For
1.3   

Elect Eric Schmidt

   Mgmt    For    For    For
1.4   

Elect L. John Doerr

   Mgmt    For    For    For
1.5   

Elect Diane Greene

   Mgmt    For    For    For
1.6   

Elect John Hennessy

   Mgmt    For    For    For
1.7   

Elect Ann Mather

   Mgmt    For    For    For
1.8   

Elect Paul Otellini

   Mgmt    For    For    For
1.9   

Elect K. Ram Shriram

   Mgmt    For    For    For
1.10   

Elect Shirley Tilghman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Establish Class C Capital Stock

   Mgmt    For    For    For
4   

Increase in Authorized Shares of Class A Common Stock

   Mgmt    For    For    For
5   

Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock

   Mgmt    For    For    For
6   

2012 Stock Plan

   Mgmt    For    For    For
7   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
8   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
9   

Shareholder Proposal Regarding Arbitration

   ShrHoldr    Against    Against    For
10   

Shareholder Proposal Regarding Recapitalization

   ShrHoldr    Against    Against    For

 

 

Green Dot Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
GDOT    CUSIP 39304D102    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Aldrich

   Mgmt    For    For    For
1.2   

Elect Virginia Hanna

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Green Mountain Coffee Roasters, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GMCR    CUSIP 393122106    03/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Davis

   Mgmt    For    For    For
1.2   

Elect Jules del Vecchio

   Mgmt    For    For    For
1.3   

Elect Robert Stiller

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Increase of Authorized Common Stock

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Harman International Industries, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAR    CUSIP 413086109    12/07/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Brian F. Carroll

   Mgmt    For    For    For
1.2   

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Declassify the Board of Directors

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

HeartWare International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HTWR    CUSIP 422368100    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Cynthia Feldmann

   Mgmt    For    For    For
1.2   

Elect Denis Wade

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

2012 Incentive Award Plan

   Mgmt    For    For    For
5   

Equity Grant (Director and CEO Douglas Godshall)

   Mgmt    For    For    For
6   

Equity Grant (Director Thomas)

   Mgmt    For    For    For
7   

Equity Grant (Director Harrison)

   Mgmt    For    For    For
8   

Equity Grant (Director Barberich)

   Mgmt    For    For    For
9   

Equity Grant (Director Larkin)

   Mgmt    For    For    For
10   

Equity Grant (Director Stockman)

   Mgmt    For    For    For
11   

Equity Grant (Director Wade)

   Mgmt    For    For    For
12   

Equity Grant (Director Feldmann)

   Mgmt    For    For    For

 

 

Honeywell International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HON    CUSIP 438516106    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gordon Bethune

   Mgmt    For    For    For
2   

Elect Kevin Burke

   Mgmt    For    For    For
3   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect D. Scott Davis

   Mgmt    For    For    For
6   

Elect Linnet Deily

   Mgmt    For    For    For
7   

Elect Judd Gregg

   Mgmt    For    For    For
8   

Elect Lord Clive Hollick

   Mgmt    For    For    For
9   

Elect George Paz

   Mgmt    For    For    For
10   

Elect Bradley Sheares

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

Human Genome Sciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HGSI    CUSIP 444903108    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Allan Baxter

   Mgmt    For    For    For
1.2   

Elect Richard Danzig

   Mgmt    For    For    For
1.3   

Elect Colin Goddard

   Mgmt    For    For    For
1.4   

Elect Maxine Gowen

   Mgmt    For    For    For
1.5   

Elect Tuan Ha-Ngoc

   Mgmt    For    For    For
1.6   

Elect Argeris Karabelas

   Mgmt    For    For    For
1.7   

Elect John LaMattina

   Mgmt    For    For    For
1.8   

Elect Augustine Lawlor

   Mgmt    For    For    For
1.9   

Elect George Morrow

   Mgmt    For    For    For
1.10   

Elect Gregory Norden

   Mgmt    For    For    For
1.11   

Elect H. Thomas Watkins

   Mgmt    For    For    For
1.12   

Elect Robert Young

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Impax Laboratories, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IPXL    CUSIP 45256B101    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Leslie Benet

   Mgmt    For    For    For
1.2   

Elect Robert Burr

   Mgmt    For    For    For
1.3   

Elect Allen Chao

   Mgmt    For    For    For
1.4   

Elect Nigel Fleming

   Mgmt    For    For    For
1.5   

Elect Larry Hsu

   Mgmt    For    For    For
1.6   

Elect Michael Markbreiter

   Mgmt    For    For    For
1.7   

Elect Peter Terreri

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Informatica Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
INFA    CUSIP 45666Q102    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Sohaib Abbasi

   Mgmt    For    For    For
2   

Elect Geoffrey Squire

   Mgmt    For    For    For
3   

Amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

IntraLinks Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IL    CUSIP 46118H104    07/27/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Thomas Hale

   Mgmt    For    For    For
1.2   

Elect Director J. Chris Scalet

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For


 

Intuitive Surgical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ISRG    CUSIP 46120E602    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gary Guthart

   Mgmt    For    For    For
2   

Elect Mark Rubash

   Mgmt    For    For    For
3   

Elect Lonnie Smith

   Mgmt    For    For    For
4   

Amendment to the 2010 Incentive Award Plan

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Ironwood Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRWD    CUSIP 46333X108    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect George Conrades

   Mgmt    For    For    For
1.2   

Elect Joseph Cook, Jr.

   Mgmt    For    For    For
1.3   

Elect David Ebersman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

J.B. Hunt Transport Services, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JBHT    CUSIP 445658107    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Douglas Duncan

   Mgmt    For    For    For
2   

Elect Francesca Edwardson

   Mgmt    For    For    For
3   

Elect Wayne Garrison

   Mgmt    For    For    For
4   

Elect Sharilyn Gasaway

   Mgmt    For    For    For
5   

Elect Gary George

   Mgmt    For    For    For
6   

Elect Bryan Hunt

   Mgmt    For    For    For
7   

Elect Coleman Peterson

   Mgmt    For    For    For
8   

Elect John Roberts III

   Mgmt    For    For    For
9   

Elect James Robo

   Mgmt    For    For    For
10   

Elect William Shea Jr.

   Mgmt    For    For    For
11   

Elect Kirk Thompson

   Mgmt    For    For    For
12   

Amendment to the Management Incentive Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For


 

Kansas City Southern

 

Ticker    Security ID:    Meeting Date    Meeting Status
KSU    CUSIP 485170302    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Lu Cordova

   Mgmt    For    For    For
1.2   

Elect Michael Haverty

   Mgmt    For    For    For
1.3   

Elect Thomas McDonnell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
4   

Elimination of Cumulative Voting

   Mgmt    For    Against    Against
5   

Technical Amendments to Certificate

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Simple Majority Vote

   ShrHoldr    Against    For    Against

 

 

Life Technologies Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LIFE    CUSIP 53217V109    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Donald Grimm

   Mgmt    For    For    For
2   

Elect Ora Pescovitz

   Mgmt    For    For    For
3   

Elect Per Peterson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

LinkedIn Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LNKD    CUSIP 53578A108    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Leslie Kilgore

   Mgmt    For    For    For
1.2   

Elect Jeffrey Weiner

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Lufkin Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LUFK    CUSIP 549764108    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Douglas Smith

   Mgmt    For    For    For
1.2   

Elect John Anderson

   Mgmt    For    For    For
1.3   

Elect Richard Stewart

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Increase of Authorized Common Stock

   Mgmt    For    For    For
5   

Technical Amendments to the Articles of Incorporation

   Mgmt    For    For    For


 

MakeMyTrip Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
MMYT    CUSIP V5633W109    09/30/2011    Voted
Meeting Type       Country of Trade   
Annual       Mauritius   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
2   

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3   

Reelect Deep Kalra as Director

   Mgmt    For    For    For
4   

Reelect Ravi Adusumalli As Director

   Mgmt    For    For    For
5   

Reelect Philip C. Wolf As Director

   Mgmt    For    For    For

 

 

MAP Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAPP    CUSIP 56509R108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Thomas Armer

   Mgmt    For    For    For
1.2   

Elect Bernard Kelley

   Mgmt    For    For    For
1.3   

Elect Scott Ward

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Mead Johnson Nutrition Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
MJN    CUSIP 582839106    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Stephen Golsby

   Mgmt    For    For    For
2   

Elect Steven Altschuler

   Mgmt    For    For    For
3   

Elect Howard Bernick

   Mgmt    For    For    For
4   

Elect Kimberly Casiano

   Mgmt    For    For    For
5   

Elect Anna Catalano

   Mgmt    For    For    For
6   

Elect Celeste Clark

   Mgmt    For    For    For
7   

Elect James Cornelius

   Mgmt    For    For    For
8   

Elect Peter Ratcliffe

   Mgmt    For    For    For
9   

Elect Elliott Sigal

   Mgmt    For    For    For
10   

Elect Robert Singer

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For


 

Mylan Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MYL    CUSIP 628530107    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Coury

   Mgmt    For    For    For
1.2   

Elect Rodney Piatt

   Mgmt    For    For    For
1.3   

Elect Heather Bresch

   Mgmt    For    For    For
1.4   

Elect Wendy Cameron

   Mgmt    For    For    For
1.5   

Elect Robert Cindrich

   Mgmt    For    For    For
1.6   

Elect Neil Dimick

   Mgmt    For    For    For
1.7   

Elect Douglas Leech

   Mgmt    For    For    For
1.8   

Elect Joseph Maroon

   Mgmt    For    For    For
1.9   

Elect Mark Parrish

   Mgmt    For    For    For
1.10   

Elect C. B. Todd

   Mgmt    For    For    For
1.11   

Elect Randall Vanderveen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Long-Term Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For

 

 

NxStage Medical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NXTM    CUSIP 67072V103    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Burbank

   Mgmt    For    For    For
1.2   

Elect Philippe Chambon

   Mgmt    For    For    For
1.3   

Elect Daniel Giannini

   Mgmt    For    For    For
1.4   

Elect Nancy Ham

   Mgmt    For    For    For
1.5   

Elect Earl Lewis

   Mgmt    For    For    For
1.6   

Elect Craig Moore

   Mgmt    For    For    For
1.7   

Elect Reid Perper

   Mgmt    For    For    For
1.8   

Elect Barry Straube

   Mgmt    For    For    For
1.9   

Elect David Utterberg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Occidental Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
OXY    CUSIP 674599105    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Spencer Abraham

   Mgmt    For    For    For
2   

Elect Howard Atkins

   Mgmt    For    For    For
3   

Elect Stephen Chazen

   Mgmt    For    For    For
4   

Elect Edward Djerejian

   Mgmt    For    For    For
5   

Elect John Feick

   Mgmt    For    For    For
6   

Elect Margaret Foran

   Mgmt    For    For    For
7   

Elect Carlos Gutierrez

   Mgmt    For    For    For
8   

Elect Ray Irani

   Mgmt    For    For    For
9   

Elect Avedick Poladian

   Mgmt    For    For    For
10   

Elect Aziz Syriani

   Mgmt    For    For    For
11   

Elect Rosemary Tomich

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Environmental Expertise on Board

   ShrHoldr    Against    Against    For

 

 

Oceaneering International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OII    CUSIP 675232102    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jerold DesRoche

   Mgmt    For    For    For
1.2   

Elect John Huff

   Mgmt    For    For    For
1.3   

Elect M. Kevin McEvoy

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Peet’s Coffee & Tea, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEET    CUSIP 705560100    05/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ted Hall

   Mgmt    For    For    For
1.2   

Elect Patrick O’Dea

   Mgmt    For    For    For
2   

Repeal of Classified Board

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Philip Morris International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PM    CUSIP 718172109    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Harold Brown

   Mgmt    For    For    For
2   

Elect Mathis Cabiallavetta

   Mgmt    For    For    For
3   

Elect Louis Camilleri

   Mgmt    For    For    For
4   

Elect J. Dudley Fishburn

   Mgmt    For    For    For
5   

Elect Jennifer Li

   Mgmt    For    For    For
6   

Elect Graham Mackay

   Mgmt    For    For    For
7   

Elect Sergio Marchionne

   Mgmt    For    For    For
8   

Elect Kalpana Morparia

   Mgmt    For    For    For
9   

Elect Lucio Noto

   Mgmt    For    For    For
10   

Elect Robert Polet

   Mgmt    For    For    For
11   

Elect Carlos Slim Helu

   Mgmt    For    For    For
12   

Elect Stephen Wolf

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

2012 Performance Incentive Plan

   Mgmt    For    For    For
16   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Formation of Ethics Committee

   ShrHoldr    Against    Against    For


 

Praxair, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PX    CUSIP 74005P104    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Angel

   Mgmt    For    For    For
1.2   

Elect Oscar Bernardes

   Mgmt    For    For    For
1.3   

Elect Bret Clayton

   Mgmt    For    For    For
1.4   

Elect Nance Dicciani

   Mgmt    For    For    For
1.5   

Elect Edward Galante

   Mgmt    For    For    For
1.6   

Elect Claire Gargalli

   Mgmt    For    For    For
1.7   

Elect Ira Hall

   Mgmt    For    For    For
1.8   

Elect Raymond LeBoeuf

   Mgmt    For    For    For
1.9   

Elect Larry McVay

   Mgmt    For    For    For
1.10   

Elect Wayne Smith

   Mgmt    For    For    For
1.11   

Elect Robert Wood

   Mgmt    For    For    For
2   

Right to Call a Special Meeting

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
5   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Precision Castparts Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PCP    CUSIP 740189105    08/16/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Don R. Graber

   Mgmt    For    For    For
1.2   

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1.3   

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

priceline.com Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
PCLN    CUSIP 741503403    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Boyd

   Mgmt    For    For    For
1.2   

Elect Ralph Bahna

   Mgmt    For    For    For
1.3   

Elect Howard Barker, Jr.

   Mgmt    For    For    For
1.4   

Elect Jan Docter

   Mgmt    For    For    For
1.5   

Elect Jeffrey Epstein

   Mgmt    For    For    For
1.6   

Elect James Guyette

   Mgmt    For    For    For
1.7   

Elect Nancy Peretsman

   Mgmt    For    For    For
1.8   

Elect Craig Rydin

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against

 

 

Qlik Technologies Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
QLIK    CUSIP 74733T105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Deborah Hopkins

   Mgmt    For    For    For
1.2   

Elect Paul Wahl

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

QUALCOMM Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
QCOM    CUSIP 747525103    03/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Barbara Alexander

   Mgmt    For    For    For
1.2   

Elect Stephen Bennett

   Mgmt    For    For    For
1.3   

Elect Donald Cruickshank

   Mgmt    For    For    For
1.4   

Elect Raymond Dittamore

   Mgmt    For    For    For
1.5   

Elect Thomas Horton

   Mgmt    For    For    For
1.6   

Elect Paul Jacobs

   Mgmt    For    For    For
1.7   

Elect Robert Kahn

   Mgmt    For    For    For
1.8   

Elect Sherry Lansing

   Mgmt    For    For    For
1.9   

Elect Duane Nelles

   Mgmt    For    For    For
1.10   

Elect Francisco Ros

   Mgmt    For    For    For
1.11   

Elect Brent Scowcroft

   Mgmt    For    For    For
1.12   

Elect Marc Stern

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Elimination of Plurality Voting Standard for Election Of Directors

   Mgmt    For    For    For

 

 

Research In Motion Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
RIM    CUSIP 760975102    07/12/2011    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director James L. Balsillie

   Mgmt    For    For    For
1.2   

Elect Director Mike Lazaridis

   Mgmt    For    For    For
1.3   

Elect Director David Kerr

   Mgmt    For    For    For
1.4   

Elect Director Claudia Kotchka

   Mgmt    For    For    For
1.5   

Elect Director Roger Martin

   Mgmt    For    For    For
1.6   

Elect Director John Richardson

   Mgmt    For    For    For
1.7   

Elect Director Barbara Stymiest

   Mgmt    For    For    For
1.8   

Elect Director Antonio Viana-Baptista

   Mgmt    For    For    For
1.9   

Elect Director John Wetmore

   Mgmt    For    For    For
2   

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3   

Require Independent Board Chairman (Withdrawn)

   ShrHoldr    Against    Against    For


 

Rockwell Automation, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROK    CUSIP 773903109    02/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Betty Alewine

   Mgmt    For    For    For
1.2   

Elect Verne Istock

   Mgmt    For    For    For
1.3   

Elect David Speer

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Approval of the 2012 Long Term Incentives Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Rosetta Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROSE    CUSIP 777779109    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Beckler

   Mgmt    For    For    For
1.2   

Elect Matthew Fitzgerald

   Mgmt    For    For    For
1.3   

Elect Philip Frederickson

   Mgmt    For    For    For
1.4   

Elect D. Henry Houston

   Mgmt    For    For    For
1.5   

Elect Randy Limbacher

   Mgmt    For    For    For
1.6   

Elect Josiah Low III

   Mgmt    For    For    For
1.7   

Elect Donald Patteson, Jr.

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

salesforce.com, inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRM    CUSIP 79466L302    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Craig Ramsey

   Mgmt    For    For    For
2   

Elect Sanford Robertson

   Mgmt    For    For    For
3   

Elect Maynard Webb

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Salix Pharmaceuticals, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLXP    CUSIP 795435106    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Chappell

   Mgmt    For    For    For
1.2   

Elect Thomas D’Alonzo

   Mgmt    For    For    For
1.3   

Elect William Keane

   Mgmt    For    For    For
1.4   

Elect Carolyn Logan

   Mgmt    For    For    For
1.5   

Elect Mark Sirgo

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Stock Plan

   Mgmt    For    For    For


 

Schlumberger N.V. (Schlumberger Limited)

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLB    CUSIP 806857108    04/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Peter Currie

   Mgmt    For    For    For
2   

Elect Anthony Isaac

   Mgmt    For    For    For
3   

Elect K.V. Kamath

   Mgmt    For    For    For
4   

Elect Paal Kibsgaard

   Mgmt    For    For    For
5   

Elect Nikolay Kudryavtsev

   Mgmt    For    For    For
6   

Elect Adrian Lajous

   Mgmt    For    For    For
7   

Elect Michael Marks

   Mgmt    For    For    For
8   

Elect Elizabeth Moler

   Mgmt    For    For    For
9   

Elect Lubna Olayan

   Mgmt    For    For    For
10   

Elect Leo Reif

   Mgmt    For    For    For
11   

Elect Tore Sandvold

   Mgmt    For    For    For
12   

Elect Henri Seydoux

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Approval of Financial Statements and Dividends

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For
16   

Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors

   Mgmt    For    For    For

 

 

Silver Wheaton Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLW    CUSIP 828336107    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Lawrence Bell

   Mgmt    For    For    For
1.2   

Elect George Brack

   Mgmt    For    For    For
1.3   

Elect John Brough

   Mgmt    For    For    For
1.4   

Elect R. Peter Gillin

   Mgmt    For    For    For
1.5   

Elect Douglas Holtby

   Mgmt    For    For    For
1.6   

Elect Eduardo Luna

   Mgmt    For    For    For
1.7   

Elect Wade Nesmith

   Mgmt    For    For    For
1.8   

Elect Randy Smallwood

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

SINA Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SINA    CUSIP G81477104    11/04/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Pehong Chen as Director

   Mgmt    For    For    For
2   

Elect Lip-Bu Tan as Director

   Mgmt    For    For    For
3   

Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

 

 

SMART Technologies Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
SMA    CUSIP 83172R108    08/10/2011    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Fix Number of Directors At Seven

   Mgmt    For    For    For
2.1   

Elect Director David A. Martin

   Mgmt    For    For    For
2.2   

Elect Director Nancy L. Knowlton

   Mgmt    For    For    For
2.3   

Elect Director Salim Nathoo

   Mgmt    For    For    For
2.4   

Elect Director Arvind Sodhani

   Mgmt    For    For    For
2.5   

Elect Director Michael J. Mueller

   Mgmt    For    For    For
2.6   

Elect Director Robert C. Hagerty

   Mgmt    For    For    For
2.7   

Elect Director David B. Sutcliffe

   Mgmt    For    For    For
3   

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


 

Starwood Hotels & Resorts Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HOT    CUSIP 85590A401    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Frits van Paasschen

   Mgmt    For    For    For
1.2   

Elect Bruce Duncan

   Mgmt    For    For    For
1.3   

Elect Adam Aron

   Mgmt    For    For    For
1.4   

Elect Charlene Barshefsky

   Mgmt    For    For    For
1.5   

Elect Thomas Clarke

   Mgmt    For    For    For
1.6   

Elect Clayton Daley, Jr.

   Mgmt    For    For    For
1.7   

Elect Lizanne Galbreath

   Mgmt    For    For    For
1.8   

Elect Eric Hippeau

   Mgmt    For    For    For
1.9   

Elect Stephen Quazzo

   Mgmt    For    For    For
1.10   

Elect Thomas Ryder

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Stifel Financial Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SF    CUSIP 860630102    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Charles Dill

   Mgmt    For    For    For
1.2   

Elect Richard Himelfarb

   Mgmt    For    For    For
1.3   

Elect Alton Irby III

   Mgmt    For    For    For
1.4   

Elect Victor Nesi

   Mgmt    For    For    For
1.5   

Elect James Zemlyak

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

SVB Financial Group

 

Ticker    Security ID:    Meeting Date    Meeting Status
SIVB    CUSIP 78486Q101    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Greg Becker

   Mgmt    For    For    For
1.2   

Elect Eric Benhamou

   Mgmt    For    For    For
1.3   

Elect David Clapper

   Mgmt    For    For    For
1.4   

Elect Roger Dunbar

   Mgmt    For    For    For
1.5   

Elect Joel Friedman

   Mgmt    For    For    For
1.6   

Elect C. Richard Kramlich

   Mgmt    For    For    For
1.7   

Elect Lata Krishnan

   Mgmt    For    For    For
1.8   

Elect Jeffery Maggioncalda

   Mgmt    For    For    For
1.9   

Elect Kate Mitchell

   Mgmt    For    For    For
1.10   

Elect John Robinson

   Mgmt    For    For    For
1.11   

Elect Garen Staglin

   Mgmt    For    For    For
1.12   

Elect Kyung Yoon

   Mgmt    For    For    For
2   

Amendment to the 2006 Equity Incentive Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Transaction of Other Business

   Mgmt    For    For    For


 

T. Rowe Price Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TROW    CUSIP 74144T108    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Edward Bernard

   Mgmt    For    For    For
2   

Elect James Brady

   Mgmt    For    For    For
3   

Elect J. Alfred Broaddus, Jr.

   Mgmt    For    For    For
4   

Elect Donald Hebb, Jr.

   Mgmt    For    For    For
5   

Elect James Kennedy

   Mgmt    For    For    For
6   

Elect Robert MacLellan

   Mgmt    For    For    For
7   

Elect Brian Rogers

   Mgmt    For    For    For
8   

Elect Alfred Sommer

   Mgmt    For    For    For
9   

Elect Dwight Taylor

   Mgmt    For    For    For
10   

Elect Anne Whittemore

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Targacept, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRGT    CUSIP 87611R306    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect G. Steven Burrill

   Mgmt    For    For    For
1.2   

Elect Errol De Souza

   Mgmt    For    For    For
1.3   

Elect Mark Skaletsky

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Target Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
TGT    CUSIP 87612E106    06/13/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Roxanne Austin

   Mgmt    For    For    For
2   

Elect Calvin Darden

   Mgmt    For    For    For
3   

Elect Mary Dillon

   Mgmt    For    For    For
4   

Elect James Johnson

   Mgmt    For    For    For
5   

Elect Mary Minnick

   Mgmt    For    For    For
6   

Elect Anne Mulcahy

   Mgmt    For    For    For
7   

Elect Derica Rice

   Mgmt    For    For    For
8   

Elect Stephen Sanger

   Mgmt    For    For    For
9   

Elect Gregg Steinhafel

   Mgmt    For    For    For
10   

Elect John Stumpf

   Mgmt    For    For    For
11   

Elect Solomon Trujillo

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Approval of the Short Term Incentive Plan

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Report on Electronic Waste

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Prohibition on Political Spending

   ShrHoldr    Against    Against    For

 

 

Teavana Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEA    CUSIP 87819P102    06/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Dennis

   Mgmt    For    For    For
1.2   

Elect John Kyees

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Teva Pharmaceutical Industries Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEVA    CUSIP 881624209    09/19/2011    Voted
Meeting Type       Country of Trade   
Annual       Israel   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Final Dividend

   Mgmt    For    For    For
2.1   

Elect Chaim Hurvitz as Director

   Mgmt    For    For    For
2.2   

Elect Ory Slonim as Director

   Mgmt    For    For    For
2.3   

Elect Dan Suesskind as Director

   Mgmt    For    For    For
3.1   

Elect Joseph Nitzani as External Director and Approve His Remuneration

   Mgmt    For    For    For
3.2   

Elect Dafna Schwartz as External Director and Approve Her Remuneration

   Mgmt    For    For    For
4   

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5   

Approve Director/Officer Liability and Indemnification Insurance

   Mgmt    For    For    For
6.1   

Amend Remuneration of Vice Chairman

   Mgmt    For    For    For
6.2   

Approve Reimbursement of Expenses of Board Chairman

   Mgmt    For    For    For

 

 

The Charles Schwab Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SCHW    CUSIP 808513105    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Nancy Bechtle

   Mgmt    For    For    For
2   

Elect Walter Bettinger II

   Mgmt    For    For    For
3   

Elect C. Preston Butcher

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
8   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    Against    For


 

The Coca-Cola Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
KO    CUSIP 191216100    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Herbert Allen

   Mgmt    For    For    For
2   

Elect Ronald Allen

   Mgmt    For    For    For
3   

Elect Howard Buffett

   Mgmt    For    For    For
4   

Elect Richard Daley

   Mgmt    For    For    For
5   

Elect Barry Diller

   Mgmt    For    For    For
6   

Elect Evan Greenberg

   Mgmt    For    For    For
7   

Elect Alexis Herman

   Mgmt    For    For    For
8   

Elect Muhtar Kent

   Mgmt    For    For    For
9   

Elect Donald Keough

   Mgmt    For    For    For
10   

Elect Robert Kotick

   Mgmt    For    For    For
11   

Elect Maria Lagomasino

   Mgmt    For    For    For
12   

Elect Donald McHenry

   Mgmt    For    For    For
13   

Elect Sam Nunn

   Mgmt    For    For    For
14   

Elect James Robinson III

   Mgmt    For    For    For
15   

Elect Peter Ueberroth

   Mgmt    For    For    For
16   

Elect Jacob Wallenberg

   Mgmt    For    For    For
17   

Elect James Williams

   Mgmt    For    For    For
18   

Ratification of Auditor

   Mgmt    For    For    For
19   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

The Progressive Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
PGR    CUSIP 743315103    04/20/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Roger Farah

   Mgmt    For    For    For
2   

Elect Stephen Hardis

   Mgmt    For    For    For
3   

Elect Heidi Miller

   Mgmt    For    For    For
4   

Elect Bradley Sheares

   Mgmt    For    For    For
5   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Change in Board Size

   Mgmt    For    For    For
8   

Authorization of Board to Set Board Size

   Mgmt    For    For    For
9   

Amendment to Code of Regulations

   Mgmt    For    For    For
10   

Set Date of Annual Meeting

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Re-approve Performance Criteria Set Forth in 2007 Executive Bonus Plan

   Mgmt    For    For    For
13   

Amendment to the 2010 Equity Incentive Plan

   Mgmt    For    For    For
14   

Amendment to the 2003 Directors Equity Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For

 

 

The Ultimate Software Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ULTI    CUSIP 90385D107    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Rick Wilber

   Mgmt    For    For    For
1.2   

Elect Marc Scherr

   Mgmt    For    For    For
1.3   

Elect James FitzPatrick, Jr.

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Equity and Incentive Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

Theravance, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
THRX    CUSIP 88338T104    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Rick Winningham

   Mgmt    For    For    For
1.2   

Elect Henrietta Holsman Fore

   Mgmt    For    For    For
1.3   

Elect Robert Gunderson, Jr.

   Mgmt    For    For    For
1.4   

Elect Arnold Levine

   Mgmt    For    For    For
1.5   

Elect Burton Malkiel

   Mgmt    For    For    For
1.6   

Elect Peter Ringrose

   Mgmt    For    For    For
1.7   

Elect William Waltrip

   Mgmt    For    For    For
1.8   

Elect George Whitesides

   Mgmt    For    For    For
1.9   

Elect William Young

   Mgmt    For    For    For
2   

2012 Equity Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Issuance of Common Stock

   Mgmt    For    For    For

 

 

TripAdvisor, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRIP    CUSIP 896945201    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Barry Diller

   Mgmt    For    For    For
1.2   

Elect Stephen Kaufer

   Mgmt    For    For    For
1.3   

Elect William Fitzgerald

   Mgmt    For    For    For
1.4   

Elect Victor Kaufman

   Mgmt    For    For    For
1.5   

Elect Dara Khosrowshahi

   Mgmt    For    For    For
1.6   

Elect Jonathan Miller

   Mgmt    For    For    For
1.7   

Elect Jeremy Philips

   Mgmt    For    For    For
1.8   

Elect Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.9   

Elect Robert Wiesenthal

   Mgmt    For    For    For
1.10   

Elect Michael Zeisser

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For


 

Union Pacific Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNP    CUSIP 907818108    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Andrew Card, Jr.

   Mgmt    For    For    For
2   

Elect Erroll Davis, Jr.

   Mgmt    For    For    For
3   

Elect Thomas Donohue

   Mgmt    For    For    For
4   

Elect Archie Dunham

   Mgmt    For    For    For
5   

Elect Judith Richards Hope

   Mgmt    For    For    For
6   

Elect Charles Krulak

   Mgmt    For    For    For
7   

Elect Michael McCarthy

   Mgmt    For    For    For
8   

Elect Michael McConnell

   Mgmt    For    For    For
9   

Elect Thomas McLarty III

   Mgmt    For    For    For
10   

Elect Steven Rogel

   Mgmt    For    For    For
11   

Elect Jose Villarreal

   Mgmt    For    For    For
12   

Elect James Young

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For


 

United Natural Foods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNFI    CUSIP 911163103    12/13/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Michael S. Funk

   Mgmt    For    For    For
2   

Elect Director James P. Heffernan

   Mgmt    For    For    For
3   

Elect Director Steven L. Spinner

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
7   

Adopt Policy on Succession Planning

   ShrHoldr    Against    Against    For

 

 

Universal Display Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
PANL    CUSIP 91347P105    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Abramson

   Mgmt    For    For    For
1.2   

Elect Leonard Becker

   Mgmt    For    For    For
1.3   

Elect Elizabeth Gemmill

   Mgmt    For    For    For
1.4   

Elect C. Keith Hartley

   Mgmt    For    For    For
1.5   

Elect Lawrence Lacerte

   Mgmt    For    For    For
1.6   

Elect Sidney Rosenblatt

   Mgmt    For    For    For
1.7   

Elect Sherwin Seligsohn

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Varian Medical Systems, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VAR    CUSIP 92220P105    02/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Timothy Guertin

   Mgmt    For    For    For
1.2   

Elect David Illingworth

   Mgmt    For    For    For
1.3   

Elect Ruediger Naumann-Etienne

   Mgmt    For    For    For
2   

Advisory Vote on Executive

   Mgmt    For    For    For
  

Compensation

           
3   

Amendment to the 2005 Omnibus Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Vertex Pharmaceuticals Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
VRTX    CUSIP 92532F100    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Leiden

   Mgmt    For    For    For
1.2   

Elect Bruce Sachs

   Mgmt    For    For    For
2   

Amendment to the 2006 Stock and Option Plan

   Mgmt    For    For    For
3   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Visa Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
V    CUSIP 92826C839    01/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gary Coughlan

   Mgmt    For    For    For
2   

Elect Mary Cranston

   Mgmt    For    For    For
3   

Elect Francisco Javier Fernandez Carbajal

   Mgmt    For    For    For
4   

Elect Robert Matschullat

   Mgmt    For    For    For
5   

Elect Cathy Minehan

   Mgmt    For    For    For
6   

Elect Suzanne Johnson

   Mgmt    For    For    For
7   

Elect David Pang

   Mgmt    For    For    For
8   

Elect Joseph Saunders

   Mgmt    For    For    For
9   

Elect William Shanahan

   Mgmt    For    For    For
10   

Elect John Swainson

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Amendment to the 2007 Equity Incentive Compensation Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For

 

 

VMware, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VMW    CUSIP 928563402    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Volcano Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VOLC    CUSIP 928645100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect R. Scott Huennekens

   Mgmt    For    For    For
1.2   

Elect Lesley Howe

   Mgmt    For    For    For
1.3   

Elect Ronald Matricaria

   Mgmt    For    For    For
2   

Elect Eric Topol

   Mgmt    For    For    For
3   

Elect Leslie Norwalk

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Whiting Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WLL    CUSIP 966387201    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Volker

   Mgmt    For    For    For
1.2   

Elect William Hahne

   Mgmt    For    For    For
1.3   

Elect Allan Larson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Youku.com Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOKU    CUSIP 98742U100    10/17/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Change Company Name to Youku Inc.

   Mgmt    For    For    For

Fund Name : TCW High Yield Bond Fund

 

 

OPTI Canada Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OPC    CUSIP 68383KAB5    09/07/2011    Voted
Meeting Type       Country of Trade   
Bondholder       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Bondholder Resolution: The Plan

   Mgmt    For    Do Not    N/A


Fund Name : TCW International Small Cap Fund

 

 

51Job Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JOBS    CUSIP 316827104    12/21/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Chao

   Mgmt    For    For    For
2   

Elect Hisayuki Idekoba

   Mgmt    For    For    For
3   

Elect James Jianzhang Liang

   Mgmt    For    For    For
4   

Elect Donald Lucas

   Mgmt    For    For    For
5   

Elect Rick Yan

   Mgmt    For    For    For
6   

Amendment to the 2009 Share Option Plan

   Mgmt    For    For    For

 

 

Acom Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
8572    CINS J00105106    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Shigeyoshi Kinoshita

   Mgmt    For    For    For
2   

Elect Toshiaki Kajiura

   Mgmt    For    For    For
3   

Elect Shigeru Akaki

   Mgmt    For    For    For
4   

Elect Satoru Tomimatsu

   Mgmt    For    For    For
5   

Elect Kiyoshi Tachiki

   Mgmt    For    For    For
6   

Elect Tatsuo Taki

   Mgmt    For    For    For
7   

Elect Tatsunori Imagawa

   Mgmt    For    For    For

 

 

Alaris Royalty Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AD    CUSIP 01163Q202    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2   

Election of Directors (Slate)

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

Banro Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
BAA    CUSIP 066800103    06/29/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors (Slate)

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Amendment to the Stock Option Plan

   Mgmt    For    For    For

 

 

BR Properties S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRPR3    CINS P1909V120    03/29/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Acquisition Agreement between the Company and One Properties S.A.

   Mgmt    For    For    For
5   

Appointment of Independent Appraiser

   Mgmt    For    For    For
6   

Independent Firm’s Appraisal

   Mgmt    For    For    For
7   

Acquisition of One Properties S.A.

   Mgmt    For    For    For
8   

Amendment to Articles

   Mgmt    For    For    For
9   

Consolidation of Articles

   Mgmt    For    For    For
10   

Authority to Carry Out Merger Formalities

   Mgmt    For    For    For
11   

Election of Directors (Slate)

   Mgmt    For    For    For
12   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

BR Properties S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRPR3    CINS P1909V120    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    For    For

 

 

BR Properties S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRPR3    CINS P1909V120    04/30/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Acquisition of East Tower of Ventura Corporate Towers

   Mgmt    For    For    For

 

 

Brasil Brokers Participacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBRK3    CINS P1630V100    05/08/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Amendments to Articles Regarding Acquisitions

   Mgmt    For    For    For
4   

Ratification of Acquisition of VBE Assessoria Imobiliaria

   Mgmt    For    For    For
5   

Ratification of Acquisition of MGE Intermediario Imobiliaria

   Mgmt    For    For    For
6   

Ratification of Acquisition of Blue Negocios Imobiliarios

   Mgmt    For    For    For
7   

Ratification of Acquisition of Morumbi Brokers Administracao de Bens e Servicos

   Mgmt    For    For    For
8   

Amendments to Articles Regarding Novo Mercado Regulations

   Mgmt    For    For    For
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

Brasil Brokers Participacoes S.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BBRK3    CINS P1630V100    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Election of Directors (Slate)

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    For    For
6   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    01/25/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Acquisition - SHT Administracao e Corretora de Seguros

   Mgmt    For    For    For
3   

Merger - Manindra Empreedimentos e Participacoes

   Mgmt    For    For    For
4    Acquisition - SHT Administracao e Corretora de Seguros    Mgmt    For    For    For
5    Non-Voting Meeting Note    N/A    N/A    N/A    N/A
6    Non-Voting Meeting Note    N/A    N/A    N/A    N/A


 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    02/08/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1    Non-Voting Meeting Note    N/A    N/A    N/A    N/A
2    Non-Voting Meeting Note    N/A    N/A    N/A    N/A
3    Acquisition of Life Vitoria Consultoria e Corretora de Seguros Ltda.    Mgmt    For    For    For
4    Acquisition of Triunfo Corretora e Administradora de Seguros Ltda.    Mgmt    For    For    For
5    Merger of MPC - Empreendimentos Proprios Ltda.    Mgmt    For    For    For

 

 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    03/21/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Acquisition of 99.98% Stake in TGL Consultoria Administracao e Corretagem de Seguros Ltda

   Mgmt    For    For    For
4   

Acquisition of 49.96% Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda

   Mgmt    For    For    For
5   

Acquisition of 50.00% Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda

   Mgmt    For    For    For


 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Election of Directors (Slate)

   Mgmt    For    For    For
7   

Remuneration Policy

   Mgmt    For    For    For

 

 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    06/05/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Acquisition of 99.96% Stake in Coelho dos Santos Corretora de Seguros Ltda

   Mgmt    For    For    For
4   

Acquisition of 38.67% Stake in Kalassa Corretora De Seguros Ltda

   Mgmt    For    For    For
5   

Merger of Company into Paaj Holding Ltda, the holder of a 60.00% Stake in Kalassa Corretora De Seguros Ltda

   Mgmt    For    For    For


 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    06/11/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Relocation of Company’s Registered Office

   Mgmt    For    For    For
5   

Amend Article 7

   Mgmt    For    For    For
6   

Amend Article 10

   Mgmt    For    For    For
7   

Amend Article 10

   Mgmt    For    For    For
8   

Amend Article 10

   Mgmt    For    For    For
9   

Amend Article 12

   Mgmt    For    For    For
10   

Amend Article 12

   Mgmt    For    For    For
11   

Amend Article 17

   Mgmt    For    For    For
12   

Amend Article 19

   Mgmt    For    For    For
13   

Amendments Regarding Plan Administrators

   Mgmt    For    For    For
14   

Amendments Regarding Committee Chairman

   Mgmt    For    For    For
15   

Amendments Regarding Conflicts of Interest

   Mgmt    For    For    For
16   

Routine Meeting Item

   Mgmt    For    For    For

 

 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    06/14/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Elect Armando Zara Pompeu

   Mgmt    For    For    For


 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    12/22/2011    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Acquisition of 49.97% Interest in Umbria Administracao E Corretagens De Seguros Ltda

   Mgmt    For    For    For
3   

Acquisition of 49.97% Interest in Umbria Insurance Services Assessoria Em Gestao Empresarial Ltda

   Mgmt    For    For    For
4   

Acquisition of 49.97% Interest in Europa Insurance services Assessoria Em Gestao Empresarial Ltda

   Mgmt    For    For    For
5   

Merger

   Mgmt    For    For    For
6   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
7   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Brasil Insurance Participacoes e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    04/26/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Acquisition of ZPS/MW Corretora de Seguros Ltda.

   Mgmt    For    For    For
4   

Acquistion of Borislav Empreendimentos e Participacoes Ltda.

   Mgmt    For    For    For


 

Brasil Insurance Paticipaco e Administracao SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRIN3    CINS P1830M108    05/11/2012    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Relocation of Company’s Registered Office

   Mgmt    For    For    For
3   

Amend Article 7

   Mgmt    For    For    For
4   

Amend Article 10

   Mgmt    For    For    For
5   

Amend Article 10

   Mgmt    For    For    For
6   

Amend Article 10

   Mgmt    For    For    For
7   

Amend Article 12

   Mgmt    For    For    For
8   

Amend Article 12

   Mgmt    For    For    For
9   

Amend Article 17

   Mgmt    For    For    For
10   

Amend Article 19

   Mgmt    For    For    For
11   

Amendments Regarding Plan Administrators

   Mgmt    For    For    For
12   

Amendments Regarding Committee Chairman

   Mgmt    For    For    For
13   

Amendments Regarding Conflicts of Interest

   Mgmt    For    For    For
14   

Authority to Set Next Extraordinary General Meeting Date

   Mgmt    For    For    For
15   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
16   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Calvalley Petroleum Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVYPF    CUSIP 131911109    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Edmund Shimoon

   Mgmt    For    For    For
2.2   

Elect Gary Robertson

   Mgmt    For    For    For
2.3   

Elect Thomas Valentine

   Mgmt    For    For    For
2.4   

Elect Thomas Skupa

   Mgmt    For    For    For
2.5   

Elect Nikolas Perrault

   Mgmt    For    For    For
2.6   

Elect Bernard de Combret

   Mgmt    For    For    For
2.7   

Elect Kenneth Stephenson

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

Capstone Mining Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CS    CUSIP 14068G104    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Lawrence Bell

   Mgmt    For    For    For
2.2   

Elect George Brack

   Mgmt    For    For    For
2.3   

Elect Chantal Gosselin

   Mgmt    For    For    For
2.4   

Elect Dale Peniuk

   Mgmt    For    For    For
2.5   

Elect Darren Pylot

   Mgmt    For    For    For
2.6   

Elect Hak-Kyuk Shin

   Mgmt    For    For    For
2.7   

Elect Richard Zimmer

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For

 

 

Cetip S.A. Mercados Organizados

 

Ticker    Security ID:    Meeting Date    Meeting Status
CTIP3    CINS P23840104    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports

   Mgmt    For    For    For
3   

Allocation of Profits/Dividends

   Mgmt    For    For    For
4   

Remuneration Policy

   Mgmt    For    For    For
5   

Election of Directors (Slate)

   Mgmt    For    For    For
6   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
7   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
8   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A


 

CGX Energy Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OYL    CUSIP 125405100    06/28/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors (Slate)

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Stock Option Plan Renewal

   Mgmt    For    For    For
4   

Private Placement

   Mgmt    For    For    For

 

 

China Real Estate Information Corp

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRIC    CUSIP 16948Q103    04/19/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Merger

   Mgmt    For    For    For
2   

Right to Adjourn Meeting

   Mgmt    For    For    For

 

 

China Zhengtong Auto Services Holdings Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1728    CINS G215A8108    05/25/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Elect WANG Kunpeng

   Mgmt    For    For    For
5   

Elect LIU Dongli

   Mgmt    For    For    For
6   

Elect CHEN Tao

   Mgmt    For    For    For
7   

Elect SHAO Yong Jun

   Mgmt    For    For    For
8   

Directors’ Fees

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Authority to Repurchase Shares

   Mgmt    For    For    For
11   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against
12   

Authority to Issue Repurchased Shares

   Mgmt    For    Against    Against


 

China Zhengtong Auto Services Holdings Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
1728    CINS G215A8108    12/22/2011    Voted
Meeting Type       Country of Trade   
Special       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Acquisition

   Mgmt    For    For    For
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A

 

 

City Union Bank Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
CITYUNIONB    CINS Y1659F135    06/06/2012    Voted
Meeting Type       Country of Trade   
Other       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Amendment to Foreign Investor Restrictions

   Mgmt    For    For    For
3   

Employee Stock Option Plan

   Mgmt    For    Against    Against

 

 

Coastal Energy Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CEN    CUSIP G22404118    06/19/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Randy Bartley

   Mgmt    For    For    For
1.2   

Elect C. Robert Black

   Mgmt    For    For    For
1.3   

Elect Andrew Cochran

   Mgmt    For    For    For
1.4   

Elect Olivier de Montal

   Mgmt    For    For    For
1.5   

Elect William Phelps

   Mgmt    For    For    For
1.6   

Elect Lloyd Smith

   Mgmt    For    For    For
1.7   

Elect John Zaozirny

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

Colossus Minerals Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CSI    CUSIP 19681L109    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Patrick Anderson

   Mgmt    For    For    For
1.2   

Elect David Anthony

   Mgmt    For    For    For
1.3   

Elect John Frostiak

   Mgmt    For    For    For
1.4   

Elect Greg Hall

   Mgmt    For    For    For
1.5   

Elect Mel Leiderman

   Mgmt    For    For    For
1.6   

Elect Douglas Reeson

   Mgmt    For    For    For
1.7   

Elect Antenor Silva

   Mgmt    For    For    For
1.8   

Elect Ari Sussman

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For

 

 

Continental Gold Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CNL    CUSIP G23850103    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Robert Allen

   Mgmt    For    For    For
2.2   

Elect Ari Sussman

   Mgmt    For    For    For
2.3   

Elect Patrick Anderson

   Mgmt    For    For    For
2.4   

Elect James Felton

   Mgmt    For    For    For
2.5   

Elect Jaime Gutierrez

   Mgmt    For    For    For
2.6   

Elect Paul Murphy

   Mgmt    For    For    For
2.7   

Elect Kenneth Thomas

   Mgmt    For    For    For
2.8   

Elect Timothy Warman

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Stock Option Plan Renewal

   Mgmt    For    For    For


 

Credit China Holdings Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
8207    CINS G2523M108    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Elect JI Zu Guang

   Mgmt    For    For    For
6   

Elect SHEN Li

   Mgmt    For    For    For
7   

Directors’ Fees

   Mgmt    For    For    For
8   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
9   

Authority to Repurchase Shares

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    Against    Against
11   

Authority to Issue Repurchased Shares

   Mgmt    For    Against    Against
12   

Refreshment of Share Option Scheme

   Mgmt    For    Against    Against
13   

Bonus Share Issuance

   Mgmt    For    For    For
14   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Crisil Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRISIL    CINS Y1791U115    04/16/2012    Voted
Meeting Type       Country of Trade   
Annual       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect David Pearce

   Mgmt    For    For    For
4   

Elect Rama Bijapurkar

   Mgmt    For    For    For
5   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
6   

Elect Douglas Peterson

   Mgmt    For    For    For
7   

Elect Yann Le Pallec

   Mgmt    For    For    For
8   

Appointment of Roopa Kudva as Managing Director & CEO; Approval of Compensation

   Mgmt    For    For    For
9   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
10   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
11   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A


 

CTS Eventim AG

 

Ticker    Security ID:    Meeting Date    Meeting Status
EVD    CINS D1648T108    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       Germany   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
5   

Allocation of Profits/Dividends

   Mgmt    For    For    For
6   

Ratification of Management Board Acts

   Mgmt    For    For    For
7   

Ratification of Supervisory Board Acts

   Mgmt    For    For    For
8   

Appointment of Auditor

   Mgmt    For    Against    Against

 

 

Cyberagent Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
4751    ISIN JP3311400000    12/16/2011    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Elect Isao Numata

   Mgmt    For    For    For
3   

Stock Option Plan

   Mgmt    For    For    For

 

 

Development Credit Bank Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
DCB    CINS Y2051L134    03/22/2012    Voted
Meeting Type       Country of Trade   
Special       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment)

   Mgmt    For    For    For


 

Extorre Gold Mines Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
XG    CUSIP 30227B109    06/25/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Bryce Roxburgh

   Mgmt    For    For    For
1.2   

Elect Yale Simpson

   Mgmt    For    For    For
1.3   

Elect Robert Reynolds

   Mgmt    For    For    For
1.4   

Elect Ignacio Celorrio

   Mgmt    For    For    For
1.5   

Elect James Strauss

   Mgmt    For    For    For
1.6   

Elect George Lawton

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Shareholder Rights Plan

   Mgmt    For    Against    Against

 

 

Fidec Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
8423    CINS J14252100    06/22/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amendments to Articles

   Mgmt    For    For    For
2   

Elect Tohru Mukai

   Mgmt    For    For    For
3   

Elect Takeshi Sugahara

   Mgmt    For    For    For
4   

Elect Ryuichi Seto

   Mgmt    For    For    For
5   

Elect Kiyotaka Sakakibara

   Mgmt    For    For    For
6   

Elect Takamichi Hozumi as Alternate Executive Director

   Mgmt    For    For    For


 

Fleury SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLRY3    CINS P418BW104    04/02/2012    Voted
Meeting Type       Country of Trade   
Annual       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Allocation of Profits/Dividends

   Mgmt    For    For    For
5   

Remuneration Policy

   Mgmt    For    For    For

 

 

Fleury SA

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLRY3    CINS P418BW104    12/30/2011    Voted
Meeting Type       Country of Trade   
Special       Brazil   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Ratification of Appointment of Appraiser

   Mgmt    For    For    For
3   

Valuation Report

   Mgmt    For    For    For
4   

Merger Agreement

   Mgmt    For    For    For
5   

Merger by Absorption

   Mgmt    For    For    For
6   

Transformation of Cardiolab into a Subsidiary

   Mgmt    For    For    For
7   

Authority to Carry Out Merger Formalities

   Mgmt    For    For    For
8   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
9   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

Ivernia Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IVWFF    CUSIP 46582W108    06/13/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Michael Agnew

   Mgmt    For    For    For
1.2   

Elect Alan De’ath

   Mgmt    For    For    For
1.3   

Elect J. Trevor Eyton

   Mgmt    For    For    For
1.4   

Elect Leigh Hall

   Mgmt    For    For    For
1.5   

Elect David Murray

   Mgmt    For    For    For
1.6   

Elect David Qi

   Mgmt    For    For    For
1.7   

Elect Wayne Richardson

   Mgmt    For    For    For
1.8   

Elect Peter Robson

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For


 

Kakaku.com Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
2371    CINS J29258100    06/26/2012    Voted
Meeting Type    Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Amendments to Articles

   Mgmt    For    For    For
4   

Elect Kaoru Hayashi

   Mgmt    For    For    For
5   

Elect Minoru Tanaka

   Mgmt    For    For    For
6   

Elect Shohnosuke Hata

   Mgmt    For    For    For
7   

Elect Taizoh Ieuji

   Mgmt    For    For    For
8   

Elect Kenji Fujiwara

   Mgmt    For    For    For
9   

Elect Hajime Uemura

   Mgmt    For    For    For
10   

Elect Shingo Yuki

   Mgmt    For    For    For
11   

Elect Atsuhiro Murakami

   Mgmt    For    For    For
12   

Elect Ohki Matsumoto

   Mgmt    For    For    For
13   

Elect Yoshiharu Hayakawa

   Mgmt    For    For    For
14   

Elect Ryuhei Akiyama

   Mgmt    For    For    For
15   

Equity Compensation Plan

   Mgmt    For    For    For

 

 

Kenedix Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
4321    CINS J3243N100    03/27/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Elect Atsushi Kawashima

   Mgmt    For    For    For
4   

Elect Taiji Yoshikawa

   Mgmt    For    For    For
5   

Elect Taisuke Miyajima

   Mgmt    For    For    For
6   

Elect Takashi Uematsu

   Mgmt    For    For    For
7   

Elect Shuhei Shiozawa

   Mgmt    For    For    For
8   

Elect Shintaroh Kanno

   Mgmt    For    For    For

 

 

Loncor Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LON    CUSIP 54179W101    06/29/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors (Slate)

   Mgmt    For    For    For
2   

Appointment of Auditor

   Mgmt    For    For    For
3   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For


 

Lundin Mining Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LUN    CUSIP 550372106    05/11/2012    Voted
Meeting Type    Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Colin Benner

   Mgmt    For    For    For
1.2   

Elect Donald Charter

   Mgmt    For    For    For
1.3   

Elect Paul Conibear

   Mgmt    For    For    For
1.4   

Elect John Craig

   Mgmt    For    For    For
1.5   

Elect Brian Edgar

   Mgmt    For    For    For
1.6   

Elect Lukas Lundin

   Mgmt    For    For    For
1.7   

Elect Dale Peniuk

   Mgmt    For    For    For
1.8   

Elect William Rand

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For

 

 

Madalena Ventures Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MVN    CUSIP 556232106    06/14/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Barry Larson

   Mgmt    For    For    For
2.2   

Elect Mike Lock

   Mgmt    For    Withhold    Against
2.3   

Elect Keith Macdonald

   Mgmt    For    For    For
2.4   

Elect Anthony Potter

   Mgmt    For    For    For
2.5   

Elect Jay Reid

   Mgmt    For    For    For
2.6   

Elect Raymond Smith

   Mgmt    For    For    For
2.7   

Elect Dwayne Warkentin

   Mgmt    For    For    For
2.8   

Elect Ving Woo

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Stock Option Plan Renewal

   Mgmt    For    For    For
5   

Shareholder Rights Plan

   Mgmt    For    Against    Against


 

Mawson Resources Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MWSNF    CUSIP 57773D106    03/30/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Michael Hudson

   Mgmt    For    For    For
2.2   

Elect Mark Saxon

   Mgmt    For    For    For
2.3   

Elect David Henstridge

   Mgmt    For    For    For
2.4   

Elect Nick DeMare

   Mgmt    For    Withhold    Against
2.5   

Elect Gillyeard Leathley

   Mgmt    For    For    For
2.6   

Elect Colin Maclean

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Stock Option Plan Renewal

   Mgmt    For    For    For
5   

Spin-Off

   Mgmt    For    For    For
6   

Darwin Stock Option Plan

   Mgmt    For    For    For
7   

Share Bonus Plan

   Mgmt    For    For    For
8   

Darwin Financing

   Mgmt    For    For    For
9   

Loan to Graham Carman

   Mgmt    For    For    For
10   

Transaction of Other Business

   Mgmt    For    Against    Against

 

 

Monex Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
8698    CINS J4656U102    06/23/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Amendments to Articles

   Mgmt    For    For    For
4   

Elect Ohki Matsumoto

   Mgmt    For    For    For
5   

Elect Shohji Kuwashima

   Mgmt    For    For    For
6   

Elect Takashi Ohyagi

   Mgmt    For    For    For
7   

Elect Salomon Sredni

   Mgmt    For    For    For
8   

Elect Yuko Kawamoto

   Mgmt    For    For    For
9   

Elect Jun Makihara

   Mgmt    For    For    For
10   

Elect Takeo Katoh

   Mgmt    For    For    For
11   

Elect Haruyuki Urata

   Mgmt    For    For    For
12   

Elect Kaoru Hayashi

   Mgmt    For    For    For
13   

Elect Kenji Itoh as Alternate Statutory Auditor

   Mgmt    For    For    For


 

Mongolian Mining Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
0975    CINS G6264V102    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Accounts and Reports

   Mgmt    For    For    For
4   

Elect Oyungeral JANCHIV

   Mgmt    For    For    For
5   

Elect Orchirbat PUNSALMAA

   Mgmt    For    For    For
6   

Elect Unenbat JIGJID

   Mgmt    For    For    For
7   

Elect Ignatius CHAN Tse Ching

   Mgmt    For    For    For
8   

Directors’ Fees

   Mgmt    For    For    For
9   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Authority to Repurchase Shares

   Mgmt    For    For    For
12   

Authority to Issued Repurchased Shares

   Mgmt    For    For    For

 

 

MonotaRO Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
3064    CINS J46583100    03/22/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Amendments to Articles

   Mgmt    For    For    For
3   

Elect Kinya Seto

   Mgmt    For    For    For
4   

Elect Masaya Suzuki

   Mgmt    For    For    For
5   

Elect Masataka Miyajima

   Mgmt    For    For    For
6   

Elect Yasuroh Yamagata

   Mgmt    For    For    For
7   

Elect Haruo Kitamura

   Mgmt    For    For    For
8   

Elect Masahiro Kishida

   Mgmt    For    For    For
9   

Elect Ronald Jadin

   Mgmt    For    For    For


 

Oberoi Realty Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
OBEROIRLTY    CINS Y6424D109    06/29/2012    Voted
Meeting Type       Country of Trade   
Annual       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Elect Anil Harish

   Mgmt    For    For    For
4   

Elect Bindu Oberoi

   Mgmt    For    For    For
5   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
6   

Elect Venkatesh Mysore

   Mgmt    For    For    For
7   

Reclassification of Authorized Share Capital

   Mgmt    For    For    For
8   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
9   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
10   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
11   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A

 

 

Opera Software ASA

 

Ticker    Security ID:    Meeting Date    Meeting Status
OPERA    CINS R6664U108    06/05/2012    Take No Action
Meeting Type       Country of Trade   
Annual       Norway   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
4   

Non-Voting Agenda Item

   N/A    N/A    TNA    N/A
5   

Election of Presiding Chairman

   Mgmt    For    TNA    N/A
6   

Notice of Meeting; Agenda

   Mgmt    For    TNA    N/A
7   

Election of an Individual to Check Minutes

   Mgmt    For    TNA    N/A


8   

Accounts and Reports

   Mgmt    For    TNA    N/A
9   

Allocation of Profits/Dividends

   Mgmt    For    TNA    N/A
10   

Authority to Set Auditor’s Fees

   Mgmt    For    TNA    N/A
11   

Non-Voting Agenda Item

   N/A    N/A    TNA    N/A
12   

Directors’ Fees

   Mgmt    For    TNA    N/A
13   

Board Committee Fees

   Mgmt    For    TNA    N/A
14   

Nomination Committee Fees

   Mgmt    For    TNA    N/A
15   

Authority to Repurchase Shares

   Mgmt    For    TNA    N/A
16   

Authority to Issue Shares Pursuant to Stock Option Plan

   Mgmt    For    TNA    N/A
17   

Authority to Issue Shares Pursuant to Acquisitions

   Mgmt    For    TNA    N/A
18   

Elect Arve Johansen

   Mgmt    For    TNA    N/A
19   

Elect Alberto Torres

   Mgmt    For    TNA    N/A
20   

Elect Kari Stautland

   Mgmt    For    TNA    N/A
21   

Elect Audun Wickstrand Iversen

   Mgmt    For    TNA    N/A
22   

Elect Marianne Blystad

   Mgmt    For    TNA    N/A
23   

Compensation Guidelines

   Mgmt    For    TNA    N/A
24   

Authority to Set Extraordinary Meeting Notice Period at 14 Days

   Mgmt    For    TNA    N/A

 

 

PanAust Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
PNA    CINS Q7283A110    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       Australia   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Remuneration Report

   Mgmt    For    For    For
3   

Elect Ken Pickering

   Mgmt    For    For    For
4   

Re-elect Nerolie Withnall

   Mgmt    For    For    For
5   

Re-elect Geoffrey Handley

   Mgmt    For    For    For
6   

Approve Increase in NEDs’ Fee Cap

   Mgmt    For    For    For
7   

Equity Grant (MD Gary Stafford)

   Mgmt    For    For    For
8   

Approve Dividend Reinvestment Plan

   Mgmt    For    For    For


 

Parex Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PXT    CUSIP 69946Q104    05/23/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Curtis Bartlett

   Mgmt    For    For    For
2.2   

Elect John Bechtold

   Mgmt    For    For    For
2.3   

Elect Robert Engbloom

   Mgmt    For    For    For
2.4   

Elect Wayne Foo

   Mgmt    For    For    For
2.5   

Elect Norman McIntyre

   Mgmt    For    For    For
2.6   

Elect Ronald Miller

   Mgmt    For    For    For
2.7   

Elect W.A. Peneycad

   Mgmt    For    For    For
2.8   

Elect Paul Wright

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Renewal of Shareholder Rights’ Plan

   Mgmt    For    Against    Against

 

 

Sandstorm Gold Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
SSL    CUSIP 80013R107    05/04/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Nolan Watson

   Mgmt    For    For    For
2.2   

Elect David Awram

   Mgmt    For    For    For
2.3   

Elect David De Witt

   Mgmt    For    For    For
2.4   

Elect Andrew Swarthout

   Mgmt    For    For    For
2.5   

Elect John Budreski

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Stock Option Plan Renewal

   Mgmt    For    For    For
5   

Share Consolidation

   Mgmt    For    For    For
6   

Transaction of Other Business

   Mgmt    For    For    For


 

Sandstorm Metals & Energy Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
SND    CUSIP 80013L100    05/04/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Nolan Watson

   Mgmt    For    For    For
2.2   

Elect David Awram

   Mgmt    For    For    For
2.3   

Elect David De Witt

   Mgmt    For    For    For
2.4   

Elect Andrew Swarthout

   Mgmt    For    For    For
2.5   

Elect John Budreski

   Mgmt    For    For    For
2.6   

Elect Marcel de Groot

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Stock Option Plan Renewal

   Mgmt    For    For    For
5   

Transaction of Other Business

   Mgmt    For    For    For

 

 

Schibsted ASA

 

Ticker    Security ID:    Meeting Date    Meeting Status
SCH    CINS R75677105    05/11/2012    Take No Action
Meeting Type       Country of Trade   
Annual       Norway   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    TNA    N/A
4   

Election of Presiding Chairman

   Mgmt    For    TNA    N/A
5   

Agenda

   Mgmt    For    TNA    N/A
6   

Election of Individuals to Check the Minutes

   Mgmt    For    TNA    N/A
7   

Accounts and Reports

   Mgmt    For    TNA    N/A
8   

Allocation of Profits/Dividends

   Mgmt    For    TNA    N/A
9   

Authority to Set Auditor’s Fees

   Mgmt    For    TNA    N/A
10   

Authority to Repurchase Shares

   Mgmt    For    TNA    N/A
11   

Non-Voting Agenda Item

   N/A    N/A    TNA    N/A
12   

Compensation Guidelines

   Mgmt    For    TNA    N/A
13   

Election of Directors

   Mgmt    For    TNA    N/A
14   

Directors’ Fees

   Mgmt    For    TNA    N/A
15   

Nominating Committee’s Fees

   Mgmt    For    TNA    N/A
16   

Nomination Committee

   Mgmt    For    TNA    N/A
17   

Amendments to Articles

   Mgmt    For    TNA    N/A


 

Seria Co., Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
2782    CINS J7113X106    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Elect Hiromitsu Kawai

   Mgmt    For    For    For
3   

Elect Eiji Kawai

   Mgmt    For    For    For
4   

Elect Yasushi Iwama

   Mgmt    For    For    For
5   

Elect Masahiro Tanaka

   Mgmt    For    For    For
6   

Elect Noboru Nakamura

   Mgmt    For    For    For
7   

Elect Hiroto Suzuki

   Mgmt    For    For    For
8   

Elect Noriaki Kataoka

   Mgmt    For    For    For
9   

Retirement Allowances for Director and Statutory Auditors

   Mgmt    For    Against    Against

 

 

Seven Bank, Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
8410    CINS J7164A104    06/19/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Takashi Anzai

   Mgmt    For    For    For
2   

Elect Masatoshi Wakasugi

   Mgmt    For    For    For
3   

Elect Kensuke Futagoishi

   Mgmt    For    For    For
4   

Elect Yasuaki Funatake

   Mgmt    For    For    For
5   

Elect Kazuhiko Ishiguro

   Mgmt    For    For    For
6   

Elect Taku Ohizumi

   Mgmt    For    For    For
7   

Elect Yohji Ohhashi

   Mgmt    For    For    For
8   

Elect Toshikazu Tamura

   Mgmt    For    For    For
9   

Elect Yuko Miyazaki

   Mgmt    For    For    For
10   

Elect Tadahiko Ujiie

   Mgmt    For    For    For
11   

Directors’ Fees

   Mgmt    For    For    For
12   

Equity Compensation Plan

   Mgmt    For    For    For


 

ShaMaran Petroleum Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SNM    CUSIP 819320102    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Board Size

   Mgmt    For    For    For
2.1   

Elect Keith Hill

   Mgmt    For    For    For
2.2   

Elect Pradeep Kabra

   Mgmt    For    For    For
2.3   

Elect J. Cameron Bailey

   Mgmt    For    For    For
2.4   

Elect Gary Guidry

   Mgmt    For    For    For
2.5   

Elect Brian Edgar

   Mgmt    For    For    For
2.6   

Elect Alexandre Schneiter

   Mgmt    For    For    For
3   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
4   

Re-approval of the Stock Option Plan

   Mgmt    For    For    For
5   

Transaction of Other Business

   Mgmt    For    For    For

 

 

Shinsei Bank Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
8303    CINS J7385L103    06/20/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Elect Shigeki Tohma

   Mgmt    For    For    For
3   

Elect Yukio Nakamura

   Mgmt    For    For    For
4   

Elect J. Christopher Flowers

   Mgmt    For    For    For
5   

Elect Shigeru Kani

   Mgmt    For    For    For
6   

Elect Jun Makihara

   Mgmt    For    For    For
7   

Elect Hiroyuki Takahashi

   Mgmt    For    For    For
8   

Elect Shinya Nagata

   Mgmt    For    For    For
9   

Election of Eiji Takahashi as Alternate Statutory Auditor

   Mgmt    For    For    For


 

SouthGobi Resources Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SGQ    CUSIP 844375105    05/17/2012    Take No Action
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    TNA    N/A
2.1   

Elect Peter Meredith

   Mgmt    For    TNA    N/A
2.2   

Elect Alexander Molyneux

   Mgmt    For    TNA    N/A
2.3   

Elect Pierre Lebel

   Mgmt    For    TNA    N/A
2.4   

Elect John Macken

   Mgmt    For    TNA    N/A
2.5   

Elect Andre Deepwell

   Mgmt    For    TNA    N/A
2.6   

Elect R. Edward Flood

   Mgmt    For    TNA    N/A
2.7   

Elect Robert Hanson

   Mgmt    For    TNA    N/A
2.8   

Elect W. Gordon Lancaster

   Mgmt    For    TNA    N/A

 

 

Start Today Company Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
3092    CINS J7665M102    06/24/2012    Voted
Meeting Type       Country of Trade   
Annual       Japan   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Allocation of Profits/Dividends

   Mgmt    For    For    For
2   

Elect Junko Morita

   Mgmt    For    For    For
3   

Elect Kiyoharu Hatakeyama

   Mgmt    For    For    For


 

Uranium One Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UUU    CUSIP 91701P105    05/07/2012    Voted
Meeting Type       Country of Trade   
Special       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ian Telfer

   Mgmt    For    For    For
1.2   

Elect Andrew Adams

   Mgmt    For    For    For
1.3   

Elect Peter Bowie

   Mgmt    For    For    For
1.4   

Elect D. Jean Nortier

   Mgmt    For    For    For
1.5   

Elect Vadim Jivov

   Mgmt    For    For    For
1.6   

Elect Christopher Sattler

   Mgmt    For    For    For
1.7   

Elect Phillip Shirvington

   Mgmt    For    For    For
1.8   

Elect Kenneth Williamson

   Mgmt    For    For    For
1.9   

Elect Ilya Yampolskiy

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

2006 Stock Option Plan Renewal

   Mgmt    For    For    For
4   

Relocation of Registered Office

   Mgmt    For    For    For

 

 

Vostok Nafta Investment Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VNILSDB    CINS G93886136    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       Bermuda   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
3   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
4   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
5   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
6   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
7   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
8   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
9   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
10   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
11   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A
12   

Accounts and Reports

   Mgmt    For    For    For
13   

Allocation of Profits/Dividends

   Mgmt    For    For    For
14   

Board Size

   Mgmt    For    For    For
15   

Directors’ and Auditors’ Fees

   Mgmt    For    For    For
16   

Election of Directors; Appointment of Auditor

   Mgmt    For    For    For
17   

Nomination Committee

   Mgmt    For    For    For
18   

Compensation Guidelines

   Mgmt    For    For    For
19   

Non-Voting Agenda Item

   N/A    N/A    N/A    N/A


 

YOOX S.p.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOOX    CINS T9846S106    04/27/2012    Voted
Meeting Type       Country of Trade   
Mix       Italy   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Accounts and Reports; Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Remuneration Report

   Mgmt    For    For    For
4   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
5   

List presented by Federico Marchetti

   Mgmt    For    For    For
6   

List presented by Federico Marchetti

   Mgmt    For    For    For
7   

Stock Grant Plan

   Mgmt    For    For    For
8   

Stock Option Plan

   Mgmt    For    For    For
9   

Authority to Repurchase and Reissue Shares

   Mgmt    For    For    For
10   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
11   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A

 

 

YOOX S.p.A.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOOX    CINS T9846S106    06/29/2012    Voted
Meeting Type       Country of Trade   
Mix       Italy   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Non-Voting Meeting Note

   N/A    N/A    N/A    N/A
2   

Stock Option Plan

   Mgmt    For    For    For
3   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For


 

Zee Entertainment Enterprises Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ZEEENTER    CINS Y98893152    04/27/2012    Voted
Meeting Type       Country of Trade   
Special       India   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amendments to Articles

   Mgmt    For    Against    Against

Fund Name : TCW Large Cap Growth Fund

 

 

American Tower Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMT    CUSIP 029912201    11/29/2011    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Reorganization Plan

   Mgmt    For    For    For
2   

Adjourn Meeting

   Managem    For    For    For

 

 

Precision Castparts Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PCP    CUSIP 740189105    08/16/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Don R. Graber

   Mgmt    For    For    For
1.2   

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1.3   

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

SINA Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SINA    CUSIP G81477104    11/04/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Pehong Chen as Director

   Mgmt    For    For    For
2   

Elect Lip-Bu Tan as Director

   Mgmt    For    For    For
3   

Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Fund Name : TCW Money Market Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Relative Value Large Cap Fund

 

 

AES Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AES    CUSIP 00130H105    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Andres Gluski

   Mgmt    For    For    For
1.2   

Elect Guo Bao Zhang

   Mgmt    For    For    For
1.3   

Elect Kristina Johnson

   Mgmt    For    For    For
1.4   

Elect Tarun Khanna

   Mgmt    For    For    For
1.5   

Elect John Koskinen

   Mgmt    For    For    For
1.6   

Elect Philip Lader

   Mgmt    For    For    For
1.7   

Elect Sandra Moose

   Mgmt    For    For    For
1.8   

Elect John Morse, Jr.

   Mgmt    For    For    For
1.9   

Elect Philip Odeen

   Mgmt    For    For    For
1.10   

Elect Charles Rossotti

   Mgmt    For    Withhold    Against
1.11   

Elect Sven Sandstrom

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Alcoa Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AA    CUSIP 013817101    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kathryn Fuller

   Mgmt    For    For    For
2   

Elect Judith Gueron

   Mgmt    For    For    For
3   

Elect Patricia Russo

   Mgmt    For    For    For
4   

Elect Ernesto Zedillo

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Elimination of Supermajority Requirement Relating to Fair Price Protection

   Mgmt    For    For    For
8   

Elimination of Supermajority Requirement Relating to Director Elections

   Mgmt    For    For    For
9   

Elimination of Supermajority Requirement Relating to Removal of Directors

   Mgmt    For    For    For
10   

Repeal of Classified Board

   Mgmt    For    For    For
11   

Permit Written Consent

   Mgmt    For    For    For

 

 

American Electric Power Company, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AEP    CUSIP 025537101    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Nicholas Atkins

   Mgmt    For    For    For
2   

Elect David Anderson

   Mgmt    For    For    For
3   

Elect James Cordes

   Mgmt    For    For    For
4   

Elect Ralph Crosby, Jr.

   Mgmt    For    For    For
5   

Elect Linda Goodspeed

   Mgmt    For    For    For
6   

Elect Thomas Hoaglin

   Mgmt    For    For    For
7   

Elect Michael Morris

   Mgmt    For    For    For
8   

Elect Richard Notebaert

   Mgmt    For    For    For
9   

Elect Lionel Nowell III

   Mgmt    For    For    For
10   

Elect Richard Sandor

   Mgmt    For    For    For
11   

Elect Sara Tucker

   Mgmt    For    For    For
12   

Elect John Turner

   Mgmt    For    For    For
13   

Senior Officer Incentive Plan

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

American Express Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
AXP    CUSIP 025816109    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Charlene Barshefsky

   Mgmt    For    For    For
1.2   

Elect Ursula Burns

   Mgmt    For    For    For
1.3   

Elect Kenneth Chenault

   Mgmt    For    For    For
1.4   

Elect Peter Chernin

   Mgmt    For    For    For
1.5   

Elect Theodore Leonsis

   Mgmt    For    For    For
1.6   

Elect Jan Leschly

   Mgmt    For    For    For
1.7   

Elect Richard Levin

   Mgmt    For    For    For
1.8   

Elect Richard McGinn

   Mgmt    For    For    For
1.9   

Elect Edward Miller

   Mgmt    For    For    For
1.10   

Elect Steven Reinemund

   Mgmt    For    For    For
1.11   

Elect Robert Walter

   Mgmt    For    For    For
1.12   

Elect Ronald Williams

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2007 Incentive Compensation Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    For    Against
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

Ameriprise Financial, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMP    CUSIP 03076C106    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Lon Greenberg

   Mgmt    For    For    For
2   

Elect Warren Knowlton

   Mgmt    For    For    For
3   

Elect Jeffrey Noddle

   Mgmt    For    For    For
4   

Elect Robert Sharpe, Jr.

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Anadarko Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
APC    CUSIP 032511107    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kevin Chilton

   Mgmt    For    For    For
2   

Elect Luke Corbett

   Mgmt    For    For    For
3   

Elect Paulett Eberhart

   Mgmt    For    For    For
4   

Elect Peter Fluor

   Mgmt    For    For    For
5   

Elect Richard George

   Mgmt    For    For    For
6   

Elect Preston Geren, III

   Mgmt    For    For    For
7   

Elect Charles Goodyear

   Mgmt    For    For    For
8   

Elect John Gordon

   Mgmt    For    For    For
9   

Elect James Hackett

   Mgmt    For    For    For
10   

Elect Eric Mullins

   Mgmt    For    For    For
11   

Elect Paula Rosput Reynolds

   Mgmt    For    For    For
12   

Elect R. Walker

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

2012 Omnibus Incentive Compensation Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
16   

Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy

   ShrHoldr    Against    Against    For
18   

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

AT&T Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
T    CUSIP 00206R102    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Randall Stephenson

   Mgmt    For    For    For
2   

Elect Gilbert Amelio

   Mgmt    For    For    For
3   

Elect Reuben Anderson

   Mgmt    For    For    For
4   

Elect James Blanchard

   Mgmt    For    For    For
5   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
6   

Elect James Kelly

   Mgmt    For    For    For
7   

Elect Jon Madonna

   Mgmt    For    For    For
8   

Elect John McCoy

   Mgmt    For    For    For
9   

Elect Joyce Roche

   Mgmt    For    For    For
10   

Elect Matthew Rose

   Mgmt    For    For    For
11   

Elect Laura Tyson

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Restoration of Written Consent

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Network Neutrality

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO

   ShrHoldr    Against    For    Against


 

Baker Hughes Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
BHI    CUSIP 057224107    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Larry Brady

   Mgmt    For    For    For
1.2   

Elect Clarence Cazalot, Jr.

   Mgmt    For    For    For
1.3   

Elect Martin Craighead

   Mgmt    For    For    For
1.4   

Elect Chad Deaton

   Mgmt    For    For    For
1.5   

Elect Anthony Fernandes

   Mgmt    For    For    For
1.6   

Elect Claire Gargalli

   Mgmt    For    For    For
1.7   

Elect Pierre Jungels

   Mgmt    For    For    For
1.8   

Elect James Lash

   Mgmt    For    For    For
1.9   

Elect J. Larry Nichols

   Mgmt    For    For    For
1.10   

Elect H. John Riley, Jr.

   Mgmt    For    For    For
1.11   

Elect James Stewart

   Mgmt    For    For    For
1.12   

Elect Charles Watson

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

CA, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CA    CUSIP 12673P105    08/03/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Raymond J. Bromark

   Mgmt    For    For    For
2   

Elect Director Gary J. Fernandes

   Mgmt    For    For    For
3   

Elect Director Rohit Kapoor

   Mgmt    For    For    For
4   

Elect Director Kay Koplovitz

   Mgmt    For    For    For
5   

Elect Director Christopher B. Lofgren

   Mgmt    For    For    For
6   

Elect Director William E. McCracken

   Mgmt    For    For    For
7   

Elect Director Richard Sulpizio

   Mgmt    For    For    For
8   

Elect Director Laura S. Unger

   Mgmt    For    For    For
9   

Elect Director Arthur F. Weinbach

   Mgmt    For    For    For
10   

Elect Director Renato (Ron) Zambonini

   Mgmt    For    For    For
11   

Ratify Auditors

   Mgmt    For    For    For
12   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
14   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
15   

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


 

Chevron Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVX    CUSIP 166764100    05/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Linnet Deily

   Mgmt    For    For    For
2   

Elect Robert Denham

   Mgmt    For    For    For
3   

Elect Chuck Hagel

   Mgmt    For    For    For
4   

Elect Enrique Hernandez, Jr.

   Mgmt    For    For    For
5   

Elect George Kirkland

   Mgmt    For    For    For
6   

Elect Charles Moorman, IV

   Mgmt    For    For    For
7   

Elect Kevin Sharer

   Mgmt    For    For    For
8   

Elect John Stumpf

   Mgmt    For    For    For
9   

Elect Ronald Sugar

   Mgmt    For    For    For
10   

Elect Carl Ware

   Mgmt    For    For    For
11   

Elect John Watson

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Exclusive Forum Provisions

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Country Selection Guidelines

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Hydraulic Fracturing

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Safety Report

   ShrHoldr    Against    Against    For
20   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    For    Against
21   

Shareholder Proposal Regarding Environmental Expertise on Board

   ShrHoldr    Against    Against    For


 

Cisco Systems, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CSCO    CUSIP 17275R102    12/07/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Carol A. Bartz

   Mgmt    For    For    For
2   

Elect Director M. Michele Burns

   Mgmt    For    For    For
3   

Elect Director Michael D. Capellas

   Mgmt    For    For    For
4   

Elect Director Larry R. Carter

   Mgmt    For    For    For
5   

Elect Director John T. Chambers

   Mgmt    For    For    For
6   

Elect Director Brian L. Halla

   Mgmt    For    For    For
7   

Elect Director John L. Hennessy

   Mgmt    For    For    For
8   

Elect Director Richard M. Kovacevich

   Mgmt    For    For    For
9   

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
10   

Elect Director Arun Sarin

   Mgmt    For    For    For
11   

Elect Director Steven M. West

   Mgmt    For    For    For
12   

Elect Director Jerry Yang

   Mgmt    For    For    For
13   

Amend Omnibus Stock Plan

   Mgmt    For    For    For
14   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
15   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
16   

Ratify Auditors

   Mgmt    For    For    For
17   

Amend Bylaws to Establish a Board Committee on Environmental Sustainability

   SrHoldr    Against    Against    For
18   

Report on Internet Fragmentation

   ShrHoldr    Against    Against    For
19   

Stock Retention/Holding Period

   ShrHoldr    Against    Against    For


 

Citigroup Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
C    CUSIP 172967424    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Franz Humer

   Mgmt    For    For    For
2   

Elect Robert Joss

   Mgmt    For    For    For
3   

Elect Michael O’Neill

   Mgmt    For    For    For
4   

Elect Vikram Pandit

   Mgmt    For    For    For
5   

Elect Lawrence Ricciardi

   Mgmt    For    For    For
6   

Elect Judith Rodin

   Mgmt    For    For    For
7   

Elect Robert Ryan

   Mgmt    For    For    For
8   

Elect Anthony Santomero

   Mgmt    For    For    For
9   

Elect Joan Spero

   Mgmt    For    For    For
10   

Elect Diana Taylor

   Mgmt    For    For    For
11   

Elect William Thompson, Jr.

   Mgmt    For    For    For
12   

Elect Ernesto Zedillo

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Amendment to the 2009 Stock Incentive Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
16   

Shareholder Proposal Regarding Disclosure of Prior Government Service

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations

   ShrHoldr    Against    Against    For


 

Cliffs Natural Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLF    CUSIP 18683K101    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Joseph Carrabba

   Mgmt    For    For    For
2   

Elect Susan Cunningham

   Mgmt    For    For    For
3   

Elect Barry Eldridge

   Mgmt    For    For    For
4   

Elect Andres Gluski

   Mgmt    For    For    For
5   

Elect Susan Green

   Mgmt    For    For    For
6   

Elect Janice Henry

   Mgmt    For    For    For
7   

Elect James Kirsch

   Mgmt    For    For    For
8   

Elect Francis McAllister

   Mgmt    For    For    For
9   

Elect Richard Riederer

   Mgmt    For    For    For
10   

Elect Richard Ross

   Mgmt    For    For    For
11   

Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval

   Mgmt    For    Against    Against
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

2012 Incentive Equity Plan

   Mgmt    For    For    For
14   

2012 Executive Management Performance Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Comcast Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CMCSA    CUSIP 20030N101    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Bacon

   Mgmt    For    For    For
1.2   

Elect Sheldon Bonovitz

   Mgmt    For    For    For
1.3   

Elect Joseph Collins

   Mgmt    For    For    For
1.4   

Elect J. Michael Cook

   Mgmt    For    For    For
1.5   

Elect Gerald Hassell

   Mgmt    For    For    For
1.6   

Elect Jeffrey Honickman

   Mgmt    For    For    For
1.7   

Elect Eduardo Mestre

   Mgmt    For    For    For
1.8   

Elect Brian Roberts

   Mgmt    For    For    For
1.9   

Elect Ralph Roberts

   Mgmt    For    For    For
1.10   

Elect Johnathan Rodgers

   Mgmt    For    For    For
1.11   

Elect Judith Rodin

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2002 Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Amendment to the 2011 Employee Stock Purchase Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    For    Against
6   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
7   

Shareholder Proposal Regarding Retention of Shares Until Retirement

   ShrHoldr    Against    Against    For
8   

Shareholder Proposal Regarding Poison Pills

   ShrHoldr    Against    Against    For


 

Dana Holding Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DAN    CUSIP 235825205    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Virginia Kamsky

   Mgmt    For    For    For
1.2   

Elect Terrence Keating

   Mgmt    For    For    For
1.3   

Elect Joseph Muscari

   Mgmt    For    For    For
1.4   

Elect Steven Schwarzwaelder

   Mgmt    For    For    For
1.5   

Elect Richard Wallman

   Mgmt    For    For    For
1.6   

Elect Keith Wandell

   Mgmt    For    For    For
1.7   

Elect Roger Wood

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

2012 Omnibus Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Dell Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DELL    CUSIP 24702R101    07/15/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director James W. Breyer

   Mgmt    For    For    For
1.2   

Elect Director Donald J. Carty

   Mgmt    For    For    For
1.3   

Elect Director Michael S. Dell

   Mgmt    For    For    For
1.4   

Elect Director William H. Gray, III

   Mgmt    For    For    For
1.5   

Elect Director Gerald J. Kleisterlee

   Mgmt    For    For    For
1.6   

Elect Director Thomas W. Luce, III

   Mgmt    For    For    For
1.7   

Elect Director Klaus S. Luft

   Mgmt    For    For    For
1.8   

Elect Director Alex J. Mandl

   Mgmt    For    For    For
1.9   

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.10   

Elect Director H. Ross Perot, Jr.

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
5   

Require Independent Board Chairman

   ShrHoldr    Against    Against    For
6   

Provide Right to Act by Written Consent

   ShrHoldr    Against    For    Against
7   

Approve Declaration of Dividends

   ShrHoldr    Against    Against    For


 

Devon Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DVN    CUSIP 25179M103    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Henry

   Mgmt    For    For    For
1.2   

Elect John Hill

   Mgmt    For    For    For
1.3   

Elect Michael Kanovsky

   Mgmt    For    For    For
1.4   

Elect Robert Mosbacher, Jr.

   Mgmt    For    For    For
1.5   

Elect J. Larry Nichols

   Mgmt    For    For    For
1.6   

Elect Duane Radtke

   Mgmt    For    For    For
1.7   

Elect Mary Ricciardello

   Mgmt    For    For    For
1.8   

Elect John Richels

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Right to Call a Special Meeting

   Mgmt    For    For    For
5   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
6   

Amendment to the 2009 Long-Term Incentive Plan

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Lobbying Report

   ShrHoldr    Against    For    Against


 

Energizer Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ENR    CUSIP 29266R108    01/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Bill Armstrong

   Mgmt    For    For    For
2   

Elect J. Patrick Mulcahy

   Mgmt    For    For    For
3   

Elect Pamela Nicholson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

 

 

Ensco plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ESV    CUSIP 29358Q109    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. Christopher Gaut

   Mgmt    For    For    For
2   

Elect Gerald Haddock

   Mgmt    For    For    For
3   

Elect Paul Rowsey III

   Mgmt    For    For    For
4   

Elect Francis Kalman

   Mgmt    For    For    For
5   

Elect David Brown

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Ratification of Statutory Auditor

   Mgmt    For    For    For
8   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
9   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Flextronics International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLEX    CUSIP Y2573F102    07/22/2011    Voted
Meeting Type       Country of Trade   
Annual       Singapore   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Reelect Robert L. Edwards as Director

   Mgmt    For    For    For
1.2   

Reelect Daniel H. Schulman as Director

   Mgmt    For    For    For
2   

Reappoint Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3   

Approve Issuance of Shares without Preemptive Rights

   Mgmt    For    For    For
4   

Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For

 

 

Flextronics International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLEX    CUSIP Y2573F102    07/22/2011    Voted
Meeting Type       Country of Trade   
Special       Singapore   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Authorize Share Repurchase Program

   Mgmt    For    For    For


 

General Electric Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
GE    CUSIP 369604103    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect W. Geoffrey Beattie

   Mgmt    For    For    For
2   

Elect James Cash, Jr.

   Mgmt    For    For    For
3   

Elect Ann Fudge

   Mgmt    For    For    For
4   

Elect Susan Hockfield

   Mgmt    For    For    For
5   

Elect Jeffrey Immelt

   Mgmt    For    For    For
6   

Elect Andrea Jung

   Mgmt    For    For    For
7   

Elect Alan Lafley

   Mgmt    For    For    For
8   

Elect Robert Lane

   Mgmt    For    For    For
9   

Elect Ralph Larsen

   Mgmt    For    For    For
10   

Elect Rochelle Lazarus

   Mgmt    For    For    For
11   

Elect James Mulva

   Mgmt    For    For    For
12   

Elect Sam Nunn

   Mgmt    For    For    For
13   

Elect Roger Penske

   Mgmt    For    For    For
14   

Elect Robert Swieringa

   Mgmt    For    For    For
15   

Elect James Tisch

   Mgmt    For    For    For
16   

Elect Douglas Warner III

   Mgmt    For    For    For
17   

Ratification of Auditor

   Mgmt    For    For    For
18   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
19   

Amendment to the 2007 Long-Term Incentive Plan

   Mgmt    For    For    For
20   

Approval of Material Terms of Senior Officer Performance Goals

   Mgmt    For    For    For
21   

Shareholder Proposal Regarding Cumulative Voting

   ShrHoldr    Against    Against    For
22   

Shareholder Proposal Regarding Nuclear Activities

   ShrHoldr    Against    Against    For
23   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
24   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against


 

Hologic, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HOLX    CUSIP 436440101    03/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Cascella

   Mgmt    For    For    For
1.2   

Elect Glenn Muir

   Mgmt    For    For    For
1.3   

Elect David LaVance, Jr.

   Mgmt    For    For    For
1.4   

Elect Sally Crawford

   Mgmt    For    For    For
1.5   

Elect Nancy Leaming

   Mgmt    For    For    For
1.6   

Elect Lawrence Levy

   Mgmt    For    For    For
1.7   

Elect Christina Stamoulis

   Mgmt    For    For    For
1.8   

Elect Elaine Ullian

   Mgmt    For    For    For
1.9   

Elect Wayne Wilson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

2012 Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Home Depot, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HD    CUSIP 437076102    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect F. Duane Ackerman

   Mgmt    For    For    For
2   

Elect Francis Blake

   Mgmt    For    For    For
3   

Elect Ari Bousbib

   Mgmt    For    For    For
4   

Elect Gregory Brenneman

   Mgmt    For    For    For
5   

Elect J. Frank Brown

   Mgmt    For    For    For
6   

Elect Albert Carey

   Mgmt    For    For    For
7   

Elect Armando Codina

   Mgmt    For    For    For
8   

Elect Bonnie Hill

   Mgmt    For    For    For
9   

Elect Karen Katen

   Mgmt    For    For    For
10   

Elect Ronald Sargent

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Employment Diversity Report

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
17   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Charitable Contributions

   ShrHoldr    Against    For    Against
19   

Shareholder Proposal Regarding Stormwater Management Policy

   ShrHoldr    Against    Against    For


 

Honeywell International Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HON    CUSIP 438516106    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gordon Bethune

   Mgmt    For    For    For
2   

Elect Kevin Burke

   Mgmt    For    For    For
3   

Elect Jaime Chico Pardo

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect D. Scott Davis

   Mgmt    For    For    For
6   

Elect Linnet Deily

   Mgmt    For    For    For
7   

Elect Judd Gregg

   Mgmt    For    For    For
8   

Elect Lord Clive Hollick

   Mgmt    For    For    For
9   

Elect George Paz

   Mgmt    For    For    For
10   

Elect Bradley Sheares

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For


 

Intel Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
INTC    CUSIP 458140100    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Charlene Barshefsky

   Mgmt    For    For    For
2   

Elect Andy Bryant

   Mgmt    For    For    For
3   

Elect Susan Decker

   Mgmt    For    For    For
4   

Elect John Donahoe

   Mgmt    For    For    For
5   

Elect Reed Hundt

   Mgmt    For    For    For
6   

Elect Paul Otellini

   Mgmt    For    For    For
7   

Elect James Plummer

   Mgmt    For    For    For
8   

Elect David Pottruck

   Mgmt    For    For    For
9   

Elect Frank Yeary

   Mgmt    For    For    For
10   

Elect David Yoffie

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For

 

 

Johnson & Johnson

 

Ticker    Security ID:    Meeting Date    Meeting Status
JNJ    CUSIP 478160104    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mary Coleman

   Mgmt    For    For    For
2   

Elect James Cullen

   Mgmt    For    For    For
3   

Elect Ian Davis

   Mgmt    For    For    For
4   

Elect Alex Gorsky

   Mgmt    For    For    For
5   

Elect Michael Johns

   Mgmt    For    For    For
6   

Elect Susan Lindquist

   Mgmt    For    For    For
7   

Elect Anne Mulcahy

   Mgmt    For    For    For
8   

Elect Leo Mullin

   Mgmt    For    For    For
9   

Elect William Perez

   Mgmt    For    For    For
10   

Elect Charles Prince

   Mgmt    For    For    For
11   

Elect David Satcher

   Mgmt    For    For    For
12   

Elect William Weldon

   Mgmt    For    For    For
13   

Elect Ronald Williams

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
16   

Ratification of Auditor

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Animal Welfare

   ShrHoldr    Against    Against    For


 

JPMorgan Chase & Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JPM    CUSIP 46625H100    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bell

   Mgmt    For    For    For
2   

Elect Crandall Bowles

   Mgmt    For    For    For
3   

Elect Stephen Burke

   Mgmt    For    For    For
4   

Elect David Cote

   Mgmt    For    For    For
5   

Elect James Crown

   Mgmt    For    For    For
6   

Elect James Dimon

   Mgmt    For    For    For
7   

Elect Timothy Flynn

   Mgmt    For    For    For
8   

Elect Ellen Futter

   Mgmt    For    For    For
9   

Elect Laban Jackson, Jr.

   Mgmt    For    For    For
10   

Elect Lee Raymond

   Mgmt    For    For    For
11   

Elect William Weldon

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Affirmation of Political Nonpartisanship

   ShrHoldr    Against    Against    For
15   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For
16   

Shareholder Proposal Regarding Mortgage Loan Servicing

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
18   

Shareholder Proposal Regarding Genocide-Free Investing

   ShrHoldr    Against    Against    For
19   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
20   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For


 

Kimberly-Clark Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMB    CUSIP 494368103    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Alm

   Mgmt    For    For    For
2   

Elect John Bergstrom

   Mgmt    For    For    For
3   

Elect Abelardo Bru

   Mgmt    For    For    For
4   

Elect Robert Decherd

   Mgmt    For    For    For
5   

Elect Thomas Falk

   Mgmt    For    For    For
6   

Elect Fabian Garcia

   Mgmt    For    For    For
7   

Elect Mae Jemison

   Mgmt    For    For    For
8   

Elect James Jenness

   Mgmt    For    For    For
9   

Elect Nancy Karch

   Mgmt    For    For    For
10   

Elect Ian Read

   Mgmt    For    For    For
11   

Elect Linda Johnson Rice

   Mgmt    For    For    For
12   

Elect Marc Shapiro

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Kraft Foods Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KFT    CUSIP 50075N104    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Myra Hart

   Mgmt    For    For    For
2   

Elect Peter Henry

   Mgmt    For    For    For
3   

Elect Lois Juliber

   Mgmt    For    For    For
4   

Elect Mark Ketchum

   Mgmt    For    For    For
5   

Elect Terry Lundgren

   Mgmt    For    For    For
6   

Elect Mackey McDonald

   Mgmt    For    For    For
7   

Elect Jorge Mesquita

   Mgmt    For    For    For
8   

Elect John Pope

   Mgmt    For    For    For
9   

Elect Fedric Reynolds

   Mgmt    For    For    For
10   

Elect Irene Rosenfeld

   Mgmt    For    For    For
11   

Elect Jean-Francois van Boxmeer

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Company Name Change

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Sustainable Forestry Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Extended Producer Responsibility

   ShrHoldr    Against    Against    For
17   

Shareholder Proposal Regarding Lobbying Expenditures

   ShrHoldr    Against    For    Against

 

 

Lam Research Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LRCX    CUSIP 512807108    05/10/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Acquisition

   Mgmt    For    For    For
2   

Right to Adjourn Meeting

   Mgmt    For    For    For


 

Lennar Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LEN    CUSIP 526057104    04/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Irving Bolotin

   Mgmt    For    For    For
1.2   

Elect Steven Gerard

   Mgmt    For    For    For
1.3   

Elect Theron Gilliam

   Mgmt    For    For    For
1.4   

Elect Sherrill Hudson

   Mgmt    For    For    For
1.5   

Elect R. Kirk Landon

   Mgmt    For    For    For
1.6   

Elect Sidney Lapidus

   Mgmt    For    For    For
1.7   

Elect Stuart Miller

   Mgmt    For    For    For
1.8   

Elect Jeffrey Sonnenfeld

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2007 Equity Compensation Plan

   Mgmt    For    For    For
4   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Reporting and Reducing Energy Use

   ShrHoldr    Against    Against    For

 

 

MeadWestvaco Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
MWV    CUSIP 583334107    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Campbell

   Mgmt    For    For    For
2   

Elect Thomas Cole, Jr.

   Mgmt    For    For    For
3   

Elect James Kaiser

   Mgmt    For    For    For
4   

Elect Richard Kelson

   Mgmt    For    For    For
5   

Elect James Kilts

   Mgmt    For    For    For
6   

Elect Susan Kropf

   Mgmt    For    For    For
7   

Elect Douglas Luke

   Mgmt    For    For    For
8   

Elect John Luke, Jr.

   Mgmt    For    For    For
9   

Elect Gracia Martore

   Mgmt    For    For    For
10   

Elect Timothy Powers

   Mgmt    For    For    For
11   

Elect Jane Warner

   Mgmt    For    For    For
12   

Elect Alan Wilson

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Mylan Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MYL    CUSIP 628530107    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Coury

   Mgmt    For    For    For
1.2   

Elect Rodney Piatt

   Mgmt    For    For    For
1.3   

Elect Heather Bresch

   Mgmt    For    For    For
1.4   

Elect Wendy Cameron

   Mgmt    For    For    For
1.5   

Elect Robert Cindrich

   Mgmt    For    For    For
1.6   

Elect Neil Dimick

   Mgmt    For    For    For
1.7   

Elect Douglas Leech

   Mgmt    For    For    For
1.8   

Elect Joseph Maroon

   Mgmt    For    For    For
1.9   

Elect Mark Parrish

   Mgmt    For    For    For
1.10   

Elect C. B. Todd

   Mgmt    For    For    For
1.11   

Elect Randall Vanderveen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Long-Term Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

Nabors Industries Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NBR    CUSIP G6359F103    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect James Crane

   Mgmt    For    For    For
1.2   

Elect Michael Linn

   Mgmt    For    For    For
1.3   

Elect John Yearwood

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Repeal of Classified Board

   Mgmt    For    For    For
4   

Amendment to Supermajority Requirement Regarding Business Combinations

   Mgmt    For    Against    Against
5   

Technical Bye-Law Amendments

   Mgmt    For    For    For
6   

2012 Incentive Bonus Plan

   Mgmt    For    Against    Against
7   

2012 Stock Plan

   Mgmt    For    Against    Against
8   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
9   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    For    Against
10   

Shareholder Proposal Regarding Shareholder Approval of Severance Agreements

   ShrHoldr    Against    For    Against

 

 

Pfizer Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PFE    CUSIP 717081103    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Dennis Ausiello

   Mgmt    For    For    For
2   

Elect M. Anthony Burns

   Mgmt    For    For    For
3   

Elect W. Don Cornwell

   Mgmt    For    For    For
4   

Elect Frances Fergusson

   Mgmt    For    For    For
5   

Elect William Gray, III

   Mgmt    For    For    For
6   

Elect Helen Hobbs

   Mgmt    For    For    For
7   

Elect Constance Horner

   Mgmt    For    For    For
8   

Elect James Kilts

   Mgmt    For    For    For
9   

Elect George Lorch

   Mgmt    For    For    For
10   

Elect John Mascotte

   Mgmt    For    For    For
11   

Elect Suzanne Nora Johnson

   Mgmt    For    For    For
12   

Elect Ian Read

   Mgmt    For    For    For
13   

Elect Stephen Sanger

   Mgmt    For    For    For
14   

Elect Marc Tessier-Lavigne

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For
16   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
17   

Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers

   ShrHoldr    Against    Against    For
18   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against
19   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    Against    For
20   

Shareholder Proposal Regarding Advisory Vote on Director Compensation

   ShrHoldr    Against    Against    For


 

State Street Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
STT    CUSIP 857477103    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Kennett Burnes

   Mgmt    For    For    For
2   

Elect Peter Coym

   Mgmt    For    For    For
3   

Elect Patrick de Saint-Aignan

   Mgmt    For    For    For
4   

Elect Amelia Fawcett

   Mgmt    For    For    For
5   

Elect David Gruber

   Mgmt    For    For    For
6   

Elect Linda Hill

   Mgmt    For    For    For
7   

Elect Joseph Hooley

   Mgmt    For    For    For
8   

Elect Robert Kaplan

   Mgmt    For    For    For
9   

Elect Richard Sergel

   Mgmt    For    For    For
10   

Elect Ronald Skates

   Mgmt    For    For    For
11   

Elect Gregory Summe

   Mgmt    For    For    For
12   

Elect Robert Weissman

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Amendment to the 2006 Equity Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Symantec Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SYMC    CUSIP 871503108    10/25/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Stephen M. Bennett

   Mgmt    For    For    For
2   

Elect Director Michael A. Brown

   Mgmt    For    For    For
3   

Elect Director Frank E. Dangeard

   Mgmt    For    For    For
4   

Elect Director Geraldine B. Laybourne

   Mgmt    For    For    For
5   

Elect Director David L. Mahoney

   Mgmt    For    For    For
6   

Elect Director Robert S. Miller

   Mgmt    For    For    For
7   

Elect Director Enrique Salem

   Mgmt    For    For    For
8   

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
9   

Elect Director V. Paul Unruh

   Mgmt    For    For    For
10   

Ratify Auditors

   Mgmt    For    For    For
11   

Amend Outside Director Stock Awards/Options in Lieu of Cash

   Mgmt    For    For    For
12   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
14   

Amend Articles/Bylaws/Charter — Call Special Meetings

   ShrHoldr    Against    Against    For


 

TE Connectivity Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEL    CUSIP H84989104    03/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Pierre Brondeau

   Mgmt    For    For    For
2   

Elect Juergen Gromer

   Mgmt    For    For    For
3   

Elect William Jeffrey

   Mgmt    For    For    For
4   

Elect Thomas Lynch

   Mgmt    For    For    For
5   

Elect NAM Yong

   Mgmt    For    For    For
6   

Elect Daniel Phelan

   Mgmt    For    For    For
7   

Elect Frederic Poses

   Mgmt    For    For    For
8   

Elect Lawrence Smith

   Mgmt    For    For    For
9   

Elect Paula Sneed

   Mgmt    For    For    For
10   

Elect David Steiner

   Mgmt    For    For    For
11   

Election John Van Scoter

   Mgmt    For    For    For
12   

2011 Annual Report

   Mgmt    For    For    For
13   

Statutory Financial Statements

   Mgmt    For    For    For
14   

Consolidated Financial Statements

   Mgmt    For    For    For
15   

Release Board of Directors and Executive Officers

   Mgmt    For    For    For
16   

Deloitte & Touche

   Mgmt    For    For    For
17   

Deloitte AG, Zurich

   Mgmt    For    For    For
18   

PricewaterhouseCoopers AG, Zurich

   Mgmt    For    For    For
19   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
20   

Amendment to the 2007 Stock and Incentive Plan

   Mgmt    For    For    For
21   

Reduction of Share Capital Under the Share Repurchase Program

   Mgmt    For    For    For
22   

Authority to Repurchase Shares

   Mgmt    For    For    For
23   

Dividend Distribution Through a Reduction of Capital

   Mgmt    For    For    For
24   

Reallocation of Free Reserves to Legal Reserves

   Mgmt    For    For    For
25   

Right to Adjourn Meeting

   Mgmt    For    For    For


 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect John Bush

   Mgmt    For    For    For
2   

Elect Trevor Fetter

   Mgmt    For    For    For
3   

Elect Brenda Gaines

   Mgmt    For    For    For
4   

Elect Karen Garrison

   Mgmt    For    For    For
5   

Elect Edward Kangas

   Mgmt    For    For    For
6   

Elect Floyd Loop

   Mgmt    For    For    For
7   

Elect Richard Pettingill

   Mgmt    For    For    For
8   

Elect Ronald Rittenmeyer

   Mgmt    For    For    For
9   

Elect James Unruh

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Re-approval of the Annual Incentive Plan

   Mgmt    For    For    For

 

 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    11/03/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Director John Ellis Jeb Bush

   Mgmt    For    For    For
2   

Elect Director Trevor Fetter

   Mgmt    For    For    For
3   

Elect Director Brenda J. Gaines

   Mgmt    For    For    For
4   

Elect Director Karen M. Garrison

   Mgmt    For    For    For
5   

Elect Director Edward A. Kangas

   Mgmt    For    For    For
6   

Elect Director J. Robert Kerrey

   Mgmt    For    For    For
7   

Elect Director Floyd D. Loop, M.D.

   Mgmt    For    For    For
8   

Elect Director Richard R. Pettingill

   Mgmt    For    For    For
9   

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
10   

Elect Director James A. Unruh

   Mgmt    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
13   

Ratify Auditors

   Mgmt    For    For    For


 

Terex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEX    CUSIP 880779103    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Ronald DeFeo

   Mgmt    For    For    For
1.2   

Elect G. Chris Andersen

   Mgmt    For    For    For
1.3   

Elect Paula Cholmondeley

   Mgmt    For    For    For
1.4   

Elect Don DeFosset

   Mgmt    For    For    For
1.5   

Elect Thomas Hansen

   Mgmt    For    For    For
1.6   

Elect David Sachs

   Mgmt    For    For    For
1.7   

Elect Oren Shaffer

   Mgmt    For    For    For
1.8   

Elect David Wang

   Mgmt    For    For    For
1.9   

Elect Scott Wine

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Textron Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TXT    CUSIP 883203101    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Scott Donnelly

   Mgmt    For    For    For
2   

Elect James Conway

   Mgmt    For    For    For
3   

Elect Lawrence Fish

   Mgmt    For    For    For
4   

Elect Paul Gagne

   Mgmt    For    For    For
5   

Elect Dain Hancock

   Mgmt    For    For    For
6   

Elect Lloyd Trotter

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Amendment to the Short-Term Incentive Plan

   Mgmt    For    For    For
9   

Amendment to the 2007 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For


 

The Gap, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GPS    CUSIP 364760108    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Election of Directors

   Mgmt    For    For    For
2   

Elect Domenico De Sole

   Mgmt    For    For    For
3   

Elect Robert Fisher

   Mgmt    For    For    For
4   

Elect William Fisher

   Mgmt    For    For    For
5   

Elect Isabella Goren

   Mgmt    For    For    For
6   

Elect Bob Martin

   Mgmt    For    For    For
7   

Elect Jorge Montoya

   Mgmt    For    For    For
8   

Elect Glenn Murphy

   Mgmt    For    For    For
9   

Elect Mayo Shattuck III

   Mgmt    For    For    For
10   

Elect Katherine Tsang

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Human Rights in Sri Lanka

   ShrHoldr    Against    Against    For

 

 

The Travelers Companies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRV    CUSIP 89417E109    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Alan Beller

   Mgmt    For    For    For
2   

Elect John Dasburg

   Mgmt    For    For    For
3   

Elect Janet Dolan

   Mgmt    For    For    For
4   

Elect Kenneth Duberstein

   Mgmt    For    For    For
5   

Elect Jay Fishman

   Mgmt    For    For    For
6   

Elect Lawrence Graev

   Mgmt    For    For    For
7   

Elect Patricia Higgins

   Mgmt    For    For    For
8   

Elect Thomas Hodgson

   Mgmt    For    For    For
9   

Elect William Kane

   Mgmt    For    For    For
10   

Elect Cleve Killingsworth, Jr.

   Mgmt    For    For    For
11   

Elect Donald Shepard

   Mgmt    For    For    For
12   

Elect Laurie Thomsen

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

Thermo Fisher Scientific Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
TMO    CUSIP 883556102    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect C. Martin Harris

   Mgmt    For    For    For
2   

Elect Judy Lewent

   Mgmt    For    For    For
3   

Elect Jim Manzi

   Mgmt    For    For    For
4   

Elect Lars Sorenson

   Mgmt    For    For    For
5   

Elect Elaine Ullian

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Time Warner Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TWX    CUSIP 887317303    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect James Barksdale

   Mgmt    For    For    For
2   

Elect William Barr

   Mgmt    For    For    For
3   

Elect Jeffrey Bewkes

   Mgmt    For    For    For
4   

Elect Stephen Bollenbach

   Mgmt    For    For    For
5   

Elect Robert Clark

   Mgmt    For    For    For
6   

Elect Mathias Dopfner

   Mgmt    For    For    For
7   

Elect Jessica Einhorn

   Mgmt    For    For    For
8   

Elect Fred Hassan

   Mgmt    For    For    For
9   

Elect Kenneth Novack

   Mgmt    For    For    For
10   

Elect Paul Wachter

   Mgmt    For    For    For
11   

Elect Deborah Wright

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against


 

Tyco International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TYC    CUSIP H89128104    03/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Reports

   Mgmt    For    For    For
2   

Ratification of Board Acts

   Mgmt    For    Against    Against
3.1   

Elect Edward Breen

   Mgmt    For    For    For
3.2   

Elect Michael Daniels

   Mgmt    For    For    For
3.3   

Elect Timothy Donahue

   Mgmt    For    For    For
3.4   

Elect Brian Duperreault

   Mgmt    For    For    For
3.5   

Elect Bruce Gordon

   Mgmt    For    For    For
3.6   

Elect Rajiv Gupta

   Mgmt    For    For    For
3.7   

Elect John Krol

   Mgmt    For    For    For
3.8   

Elect Brendan O’Neill

   Mgmt    For    For    For
3.9   

Elect Dinesh Paliwal

   Mgmt    For    For    For
3.10   

Elect William Stavropoulos

   Mgmt    For    For    For
3.11   

Elect Sandra Wijnberg

   Mgmt    For    For    For
3.12   

Elect R. David Yost

   Mgmt    For    For    For
4   

Appointment of Auditor

   Mgmt    For    For    For
5   

Appointment of Auditor

   Mgmt    For    For    For
6   

Appointment of Auditor

   Mgmt    For    For    For
7   

Allocation of Profits/Dividends

   Mgmt    For    For    For
8   

Consolidation of Reserves

   Mgmt    For    For    For
9   

Approval of Ordinary Cash Dividend

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Amendments to Articles Of Association

   Mgmt    For    For    For


 

Valero Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VLO    CUSIP 91913Y100    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Ronald Calgaard

   Mgmt    For    For    For
2   

Elect Jerry Choate

   Mgmt    For    For    For
3   

Elect Ruben Escobedo

   Mgmt    For    For    For
4   

Elect William Klesse

   Mgmt    For    For    For
5   

Elect Bob Marbut

   Mgmt    For    For    For
6   

Elect Donald Nickles

   Mgmt    For    For    For
7   

Elect Phillip Pfeiffer

   Mgmt    For    For    For
8   

Elect Robert Profusek

   Mgmt    For    For    For
9   

Elect Susan Purcell

   Mgmt    For    For    For
10   

Elect Stephen Waters

   Mgmt    For    For    For
11   

Elect Randall Weisenburger

   Mgmt    For    For    For
12   

Elect Rayford Wilkins Jr.

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
16   

Shareholder Proposal Regarding Safety Report

   ShrHoldr    Against    For    Against


 

Weatherford International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WFT    CUSIP H27013103    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Reports

   Mgmt    For    For    For
2   

Ratification of Board Acts

   Mgmt    For    Against    Against
3   

Elect Bernard Duroc-Danner

   Mgmt    For    Against    Against
4   

Elect Samuel Bodman III

   Mgmt    For    Against    Against
5   

Elect Nicholas Brady

   Mgmt    For    For    For
6   

Elect David Butters

   Mgmt    For    Against    Against
7   

Elect William Macaulay

   Mgmt    For    Against    Against
8   

Elect Robert Moses, Jr.

   Mgmt    For    Against    Against
9   

Elect Guillermo Ortiz Martinez

   Mgmt    For    For    For
10   

Elect Emyr Parry

   Mgmt    For    For    For
11   

Elect Robert Rayne

   Mgmt    For    Against    Against
12   

Ratification of Auditor

   Mgmt    For    Against    Against
13   

Increase in Authorized Capital

   Mgmt    For    For    For
14   

Amendment to 2010 Omnibus Incentive Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

Fund Name : TCW Relative Value Small Cap Fund

 

 

Apollo Investment Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AINV    CUSIP 03761U106    08/02/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Frank C. Puleo

   Mgmt    For    For    For
1.2   

Elect Director Carl Spielvogel

   Mgmt    For    For    For
1.3   

Elect Director Jeanette Loeb

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Approve Sale of Common Shares Below Net Asset Value

   Mgmt    For    Against    Against


 

Calamos Asset Management, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLMS    CUSIP 12811R104    07/21/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director G. Bradford Bulkley

   Mgmt    For    For    For
1.2   

Elect Director Mitchell S. Feiger

   Mgmt    For    For    For
1.3   

Elect Director Richard W. Gilbert

   Mgmt    For    For    For
1.4   

Elect Director Arthur L. Knight

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For

 

 

Exact Sciences Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXAS    CUSIP 30063P105    07/28/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director James P. Connelly

   Mgmt    For    For    For
1.2   

Elect Director Lionel N. Sterling

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    1 Year    Against
4   

Ratify Auditors

   Mgmt    For    For    For


 

Harman International Industries, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAR    CUSIP 413086109    12/07/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Brian F. Carroll

   Mgmt    For    For    For
1.2   

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Declassify the Board of Directors

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For

 

 

International Rectifier Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRF    CUSIP 460254105    11/11/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Richard J. Dahl

   Mgmt    For    For    For
1.2   

Elect Director Dwight W. Decker

   Mgmt    For    For    For
1.3   

Elect Director Rochus E. Vogt

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
5   

Ratify Auditors

   Mgmt    For    For    For


 

Silicon Graphics International Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SGI    CUSIP 82706L108    12/02/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Mark J. Barrenechea

   Mgmt    For    For    For
1.2   

Elect Director Michael W. Hagee

   Mgmt    For    For    For
1.3   

Elect Director Charles M. Boesenberg

   Mgmt    For    For    For
1.4   

Elect Director Gary A. Griffiths

   Mgmt    For    For    For
1.5   

Elect Director Hagi Schwartz

   Mgmt    For    For    For
1.6   

Elect Director Ronald D. Verdoorn

   Mgmt    For    For    For
1.7   

Elect Director Douglas R. King

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    3 Years    1 Year    Against
5   

Amend Omnibus Stock Plan

   Mgmt    For    For    For
6   

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


 

The Hain Celestial Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAIN    CUSIP 405217100    11/17/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Irwin D. Simon

   Mgmt    For    For    For
1.2   

Elect Director Barry J. Alperin

   Mgmt    For    For    For
1.3   

Elect Director Richard C. Berke

   Mgmt    For    For    For
1.4   

Elect Director Jack Futterman

   Mgmt    For    For    For
1.5   

Elect Director Marina Hahn

   Mgmt    For    For    For
1.6   

Elect Director Brett Icahn

   Mgmt    For    For    For
1.7   

Elect Director Roger Meltzer

   Mgmt    For    For    For
1.8   

Elect Director David Schechter

   Mgmt    For    For    For
1.9   

Elect Director Lewis D. Schiliro

   Mgmt    For    For    For
1.10   

Elect Director Lawrence S. Zilavy

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Amend Omnibus Stock Plan Mgmt

   Mgmt    For    For    For
5   

Ratify Auditors

   Mgmt    For    For    For


 

Worthington Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WOR    CUSIP 981811102    09/29/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Michael J. Endres

   Mgmt    For    For    For
2   

Elect Director Ozey K. Horton, Jr.

   Mgmt    For    For    For
3   

Elect Director Peter Karmanos, Jr.

   Mgmt    For    For    For
4   

Elect Director Carl A. Nelson, Jr.

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
7   

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    For    For
8   

Ratify Auditors

   Mgmt    For    For    For

Fund Name : TCW Select Equities Fund

 

 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    01/09/2012    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approval of an Amendment to Increase Dividends from Legal Reserves

   Mgmt    For    For    For


 

Ace Limited

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACE    CUSIP H0023R105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Michael Atieh

   Mgmt    For    For    For
2   

Elect Mary Cirillo

   Mgmt    For    For    For
3   

Elect Thomas Neff

   Mgmt    For    For    For
4   

Accounts and Reports

   Mgmt    For    For    For
5   

Approval of Statutory Financial Statements

   Mgmt    For    For    For
6   

Approval of Consolidated Financial Statements

   Mgmt    For    For    For
7   

Allocation of Disposable Profits

   Mgmt    For    For    For
8   

Discharge the Board of Directors

   Mgmt    For    For    For
9   

Increase in Authorized Capital

   Mgmt    For    For    For
10   

Appointment of Statutory Auditor (Zurich)

   Mgmt    For    For    For
11   

Appointment of Independent Auditor (US)

   Mgmt    For    For    For
12   

Appointment of Special Auditor (Zurich)

   Mgmt    For    For    For
13   

Distribution Through Par Value Reduction

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For

 

 

Allergan, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AGN    CUSIP 018490102    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Pyott

   Mgmt    For    For    For
2   

Elect Herbert Boyer

   Mgmt    For    For    For
3   

Elect Deborah Dunsire

   Mgmt    For    For    For
4   

Elect Michael Gallagher

   Mgmt    For    For    For
5   

Elect Dawn Hudson

   Mgmt    For    For    For
6   

Elect Robert Ingram

   Mgmt    For    For    For
7   

Elect Trevor Jones

   Mgmt    For    For    For
8   

Elect Louis Lavigne, Jr.

   Mgmt    For    For    For
9   

Elect Russell Ray

   Mgmt    For    For    For
10   

Elect Stephen Ryan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    Against    For


 

Amazon.com, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMZN    CUSIP 023135106    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Jeffrey Bezos

   Mgmt    For    For    For
2   

Elect Tom Alberg

   Mgmt    For    For    For
3   

Elect John Seely Brown

   Mgmt    For    For    For
4   

Elect William Gordon

   Mgmt    For    For    For
5   

Elect Jamie Gorelick

   Mgmt    For    For    For
6   

Elect Blake Krikorian

   Mgmt    For    For    For
7   

Elect Alain Monie

   Mgmt    For    For    For
8   

Elect Jonathan Rubinstein

   Mgmt    For    For    For
9   

Elect Thomas Ryder

   Mgmt    For    For    For
10   

Elect Patricia Stonesifer

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Amendment to the 1997 Stock Incentive Plan

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Report on Climate Change

   ShrHoldr    Against    Against    For
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against


 

American Tower Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMT    CUSIP 03027X100    06/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Raymond Dolan

   Mgmt    For    For    For
2   

Elect Ronald Dykes

   Mgmt    For    For    For
3   

Elect Carolyn Katz

   Mgmt    For    For    For
4   

Elect Gustavo Lara Cantu

   Mgmt    For    For    For
5   

Elect JoAnn Reed

   Mgmt    For    For    For
6   

Elect Pamela Reeve

   Mgmt    For    For    For
7   

Elect David Sharbutt

   Mgmt    For    For    For
8   

Elect James Taiclet, Jr.

   Mgmt    For    For    For
9   

Elect Samme Thompson

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Shareholder Proposal Regarding Retention of Shares After Retirement

   ShrHoldr    Against    Against    For

 

 

American Tower Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AMT    CUSIP 029912201    11/29/2011    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Approve Reorganization Plan

   Mgmt    For    For    For
2   

Adjourn Meeting

   Mgmt    For    For    For

 

 

Apple Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AAPL    CUSIP 037833100    02/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect William Campbell

   Mgmt    For    For    For
1.2   

Elect Timothy Cook

   Mgmt    For    For    For
1.3   

Elect Millard Drexler

   Mgmt    For    For    For
1.4   

Elect Albert Gore, Jr.

   Mgmt    For    For    For
1.5   

Elect Robert Iger

   Mgmt    For    For    For
1.6   

Elect Andrea Jung

   Mgmt    For    For    For
1.7   

Elect Arthur Levinson

   Mgmt    For    For    For
1.8   

Elect Ronald Sugar

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Conflict of Interest Report

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Advisory Vote on Director Compensation

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
7   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

ARM Holdings plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARM    CUSIP 042068106    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Remuneration Report

   Mgmt    For    For    For
4   

Elect Sir John Buchanan

   Mgmt    For    For    For
5   

Elect Warren East

   Mgmt    For    For    For
6   

Elect Andy Green

   Mgmt    For    For    For
7   

Elect Larry Hirst

   Mgmt    For    For    For
8   

Elect Mike Inglis

   Mgmt    For    For    For
9   

Elect Mike Muller

   Mgmt    For    For    For
10   

Elect Kathleen O’Donovan

   Mgmt    For    For    For
11   

Elect Janice Roberts

   Mgmt    For    For    For
12   

Elect Philip Rowley

   Mgmt    For    For    For
13   

Elect Tim Score

   Mgmt    For    For    For
14   

Elect Simon Segars

   Mgmt    For    For    For
15   

Elect Young Sohn

   Mgmt    For    For    For
16   

Appointment of Auditor

   Mgmt    For    For    For
17   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
18   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
19   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
20   

Authority to Repurchase Shares

   Mgmt    For    For    For
21   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    Against    Against


 

C.H. Robinson Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHRW    CUSIP 12541W209    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David MacLennan

   Mgmt    For    For    For
2   

Elect James Stake

   Mgmt    For    For    For
3   

Elect John Wiehoff

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Repeal of Classified Board

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cerner Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CERN    CUSIP 156782104    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Clifford Illig

   Mgmt    For    For    For
2   

Elect William Neaves

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    Against    For


 

Cognizant Technology Solutions Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CTSH    CUSIP 192446102    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Francisco D’Souza

   Mgmt    For    For    For
2   

Elect John Fox, Jr.

   Mgmt    For    For    For
3   

Elect Thomas Wendel

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Right to Call a Special Meeting

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Costco Wholesale Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
COST    CUSIP 22160KRTH    01/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Sinegal

   Mgmt    For    For    For
1.2   

Elect Jeffrey Brotman

   Mgmt    For    For    For
1.3   

Elect Richard Galanti

   Mgmt    For    For    For
1.4   

Elect Daniel Evans

   Mgmt    For    For    For
1.5   

Elect Jeffrey Raikes

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Expeditors International Of Washington, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPD    CUSIP 302130109    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mark Emmert

   Mgmt    For    For    For
2   

Elect R. Jordan Gates

   Mgmt    For    For    For
3   

Elect Dan Kourkoumelis

   Mgmt    For    For    For
4   

Elect Michael Malone

   Mgmt    For    For    For
5   

Elect John Meisenbach

   Mgmt    For    For    For
6   

Elect Peter Rose

   Mgmt    For    For    For
7   

Elect James Wang

   Mgmt    For    For    For
8   

Elect Robert Wright

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

2012 Stock Option Plan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For

 

 

Fastenal Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
FAST    CUSIP 311900104    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Robert Kierlin

   Mgmt    For    For    For
1.2   

Elect Stephen Slaggie

   Mgmt    For    For    For
1.3   

Elect Michael Gostomski

   Mgmt    For    For    For
1.4   

Elect Willard Oberton

   Mgmt    For    For    For
1.5   

Elect Michael Dolan

   Mgmt    For    For    For
1.6   

Elect Reyne Wisecup

   Mgmt    For    For    For
1.7   

Elect Hugh Miller

   Mgmt    For    For    For
1.8   

Elect Michael Ancius

   Mgmt    For    For    For
1.9   

Elect Scott Satterlee

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the Incentive Plan

   Mgmt    For    For    For
5   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For


 

FMC Technologies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FTI    CUSIP 30249U101    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Mike Bowlin

   Mgmt    For    For    For
2   

Elect Philip Burguieres

   Mgmt    For    For    For
3   

Elect Edward Mooney

   Mgmt    For    For    For
4   

Elect James Ringler

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Repeal of Classified Board

   Mgmt    For    For    For

 

 

Google Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GOOG    CUSIP 38259P508    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Larry Page

   Mgmt    For    For    For
1.2   

Elect Sergey Brin

   Mgmt    For    For    For
1.3   

Elect Eric Schmidt

   Mgmt    For    For    For
1.4   

Elect L. John Doerr

   Mgmt    For    For    For
1.5   

Elect Diane Greene

   Mgmt    For    For    For
1.6   

Elect John Hennessy

   Mgmt    For    For    For
1.7   

Elect Ann Mather

   Mgmt    For    For    For
1.8   

Elect Paul Otellini

   Mgmt    For    For    For
1.9   

Elect K. Ram Shriram

   Mgmt    For    For    For
1.10   

Elect Shirley Tilghman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Establish Class C Capital Stock

   Mgmt    For    For    For
4   

Increase in Authorized Shares of Class A Common Stock

   Mgmt    For    For    For
5   

Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock

   Mgmt    For    For    For
6   

2012 Stock Plan

   Mgmt    For    For    For
7   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
8   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
9   

Shareholder Proposal Regarding Arbitration

   ShrHoldr    Against    Against    For
10   

Shareholder Proposal Regarding Recapitalization

   ShrHoldr    Against    Against    For


 

Intuitive Surgical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ISRG    CUSIP 46120E602    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Gary Guthart

   Mgmt    For    For    For
2   

Elect Mark Rubash

   Mgmt    For    For    For
3   

Elect Lonnie Smith

   Mgmt    For    For    For
4   

Amendment to the 2010 Incentive Award Plan

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Life Technologies Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LIFE    CUSIP 53217V109    04/26/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Donald Grimm

   Mgmt    For    For    For
2   

Elect Ora Pescovitz

   Mgmt    For    For    For
3   

Elect Per Peterson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Mead Johnson Nutrition Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
MJN    CUSIP 582839106    05/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Stephen Golsby

   Mgmt    For    For    For
2   

Elect Steven Altschuler

   Mgmt    For    For    For
3   

Elect Howard Bernick

   Mgmt    For    For    For
4   

Elect Kimberly Casiano

   Mgmt    For    For    For
5   

Elect Anna Catalano

   Mgmt    For    For    For
6   

Elect Celeste Clark

   Mgmt    For    For    For
7   

Elect James Cornelius

   Mgmt    For    For    For
8   

Elect Peter Ratcliffe

   Mgmt    For    For    For
9   

Elect Elliott Sigal

   Mgmt    For    For    For
10   

Elect Robert Singer

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Occidental Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
OXY    CUSIP 674599105    05/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Spencer Abraham

   Mgmt    For    For    For
2   

Elect Howard Atkins

   Mgmt    For    For    For
3   

Elect Stephen Chazen

   Mgmt    For    For    For
4   

Elect Edward Djerejian

   Mgmt    For    For    For
5   

Elect John Feick

   Mgmt    For    For    For
6   

Elect Margaret Foran

   Mgmt    For    For    For
7   

Elect Carlos Gutierrez

   Mgmt    For    For    For
8   

Elect Ray Irani

   Mgmt    For    For    For
9   

Elect Avedick Poladian

   Mgmt    For    For    For
10   

Elect Aziz Syriani

   Mgmt    For    For    For
11   

Elect Rosemary Tomich

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Shareholder Proposal Regarding Environmental Expertise on Board

   ShrHoldr    Against    Against    For


 

Oceaneering International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OII    CUSIP 675232102    05/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jerold DesRoche

   Mgmt    For    For    For
1.2   

Elect John Huff

   Mgmt    For    For    For
1.3   

Elect M. Kevin McEvoy

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Praxair, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PX    CUSIP 74005P104    04/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Angel

   Mgmt    For    For    For
1.2   

Elect Oscar Bernardes

   Mgmt    For    For    For
1.3   

Elect Bret Clayton

   Mgmt    For    For    For
1.4   

Elect Nance Dicciani

   Mgmt    For    For    For
1.5   

Elect Edward Galante

   Mgmt    For    For    For
1.6   

Elect Claire Gargalli

   Mgmt    For    For    For
1.7   

Elect Ira Hall

   Mgmt    For    For    For
1.8   

Elect Raymond LeBoeuf

   Mgmt    For    For    For
1.9   

Elect Larry McVay

   Mgmt    For    For    For
1.10   

Elect Wayne Smith

   Mgmt    For    For    For
1.11   

Elect Robert Wood

   Mgmt    For    For    For
2   

Right to Call a Special Meeting

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures

   ShrHoldr    Against    Against    For
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Precision Castparts Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PCP    CUSIP 740189105    08/16/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Don R. Graber

   Mgmt    For    For    For
1.2   

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1.3   

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For

 

 

priceline.com Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
PCLN    CUSIP 741503403    06/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Boyd

   Mgmt    For    For    For
1.2   

Elect Ralph Bahna

   Mgmt    For    For    For
1.3   

Elect Howard Barker, Jr.

   Mgmt    For    For    For
1.4   

Elect Jan Docter

   Mgmt    For    For    For
1.5   

Elect Jeffrey Epstein

   Mgmt    For    For    For
1.6   

Elect James Guyette

   Mgmt    For    For    For
1.7   

Elect Nancy Peretsman

   Mgmt    For    For    For
1.8   

Elect Craig Rydin

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Right to Act by Written Consent

   ShrHoldr    Against    For    Against


 

QUALCOMM Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
QCOM    CUSIP 747525103    03/06/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Barbara Alexander

   Mgmt    For    For    For
1.2   

Elect Stephen Bennett

   Mgmt    For    For    For
1.3   

Elect Donald Cruickshank

   Mgmt    For    For    For
1.4   

Elect Raymond Dittamore

   Mgmt    For    For    For
1.5   

Elect Thomas Horton

   Mgmt    For    For    For
1.6   

Elect Paul Jacobs

   Mgmt    For    For    For
1.7   

Elect Robert Kahn

   Mgmt    For    For    For
1.8   

Elect Sherry Lansing

   Mgmt    For    For    For
1.9   

Elect Duane Nelles

   Mgmt    For    For    For
1.10   

Elect Francisco Ros

   Mgmt    For    For    For
1.11   

Elect Brent Scowcroft

   Mgmt    For    For    For
1.12   

Elect Marc Stern

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Elimination of Plurality Voting Standard for Election Of Directors

   Mgmt    For    For    For

 

 

Rockwell Automation, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROK    CUSIP 773903109    02/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Betty Alewine

   Mgmt    For    For    For
1.2   

Elect Verne Istock

   Mgmt    For    For    For
1.3   

Elect David Speer

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Approval of the 2012 Long Term Incentives Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

salesforce.com, inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRM    CUSIP 79466L302    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Craig Ramsey

   Mgmt    For    For    For
2   

Elect Sanford Robertson

   Mgmt    For    For    For
3   

Elect Maynard Webb

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Schlumberger N.V. (Schlumberger Limited)

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLB    CUSIP 806857108    04/11/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Peter Currie

   Mgmt    For    For    For
2   

Elect Anthony Isaac

   Mgmt    For    For    For
3   

Elect K.V. Kamath

   Mgmt    For    For    For
4   

Elect Paal Kibsgaard

   Mgmt    For    For    For
5   

Elect Nikolay Kudryavtsev

   Mgmt    For    For    For
6   

Elect Adrian Lajous

   Mgmt    For    For    For
7   

Elect Michael Marks

   Mgmt    For    For    For
8   

Elect Elizabeth Moler

   Mgmt    For    For    For
9   

Elect Lubna Olayan

   Mgmt    For    For    For
10   

Elect Leo Reif

   Mgmt    For    For    For
11   

Elect Tore Sandvold

   Mgmt    For    For    For
12   

Elect Henri Seydoux

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Approval of Financial Statements and Dividends

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For
16   

Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors

   Mgmt    For    For    For


 

Silver Wheaton Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLW    CUSIP 828336107    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual    United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Lawrence Bell

   Mgmt    For    For    For
1.2   

Elect George Brack

   Mgmt    For    For    For
1.3   

Elect John Brough

   Mgmt    For    For    For
1.4   

Elect R. Peter Gillin

   Mgmt    For    For    For
1.5   

Elect Douglas Holtby

   Mgmt    For    For    For
1.6   

Elect Eduardo Luna

   Mgmt    For    For    For
1.7   

Elect Wade Nesmith

   Mgmt    For    For    For
1.8   

Elect Randy Smallwood

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For

 

 

Teva Pharmaceutical Industries Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEVA    CUSIP 881624209    09/19/2011    Voted
Meeting Type    Country of Trade   
Annual       Israel   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Final Dividend

   Mgmt    For    For    For
2.1   

Elect Chaim Hurvitz as Director

   Mgmt    For    For    For
2.2   

Elect Ory Slonim as Director

   Mgmt    For    For    For
2.3   

Elect Dan Suesskind as Director

   Mgmt    For    For    For
3.1   

Elect Joseph Nitzani as External Director and Approve His Remuneration

   Mgmt    For    For    For
3.2   

Elect Dafna Schwartz as External Director and Approve Her Remuneration

   Mgmt    For    For    For
4   

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5   

Approve Director/Officer Liability and Indemnification Insurance

   Mgmt    For    For    For
6.1   

Amend Remuneration of Vice Chairman

   Mgmt    For    For    For
6.2   

Approve Reimbursement of Expenses of Board Chairman

   Mgmt    For    For    For


 

The Charles Schwab Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SCHW    CUSIP 808513105    05/17/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Nancy Bechtle

   Mgmt    For    For    For
2   

Elect Walter Bettinger II

   Mgmt    For    For    For
3   

Elect C. Preston Butcher

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    For    Against
8   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    Against    For

 

 

Varian Medical Systems, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VAR    CUSIP 92220P105    02/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Timothy Guertin

   Mgmt    For    For    For
1.2   

Elect David Illingworth

   Mgmt    For    For    For
1.3   

Elect Ruediger Naumann-Etienne

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2005 Omnibus Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Visa Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
V    CUSIP 92826C839    01/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Gary Coughlan

   Mgmt    For    For    For
2   

Elect Mary Cranston

   Mgmt    For    For    For
3   

Elect Francisco Javier Fernandez Carbajal

   Mgmt    For    For    For
4   

Elect Robert Matschullat

   Mgmt    For    For    For
5   

Elect Cathy Minehan

   Mgmt    For    For    For
6   

Elect Suzanne Johnson

   Mgmt    For    For    For
7   

Elect David Pang

   Mgmt    For    For    For
8   

Elect Joseph Saunders

   Mgmt    For    For    For
9   

Elect William Shanahan

   Mgmt    For    For    For
10   

Elect John Swainson

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Amendment to the 2007 Equity Incentive Compensation Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For

 

 

VMware, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
VMW    CUSIP 928563402    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

Fund Name : TCW Short Term Bond Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Fund Name : TCW Small Cap Growth Fund

 

 

7 Days Group Holdings Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SVN    CUSIP 81783J101    11/07/2011    Voted
Meeting Type    Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors

   Mgmt    For    For    For
2   

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

 

 

Abercrombie & Fitch Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANF    CUSIP 002896207    06/14/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bachmann

   Mgmt    For    For    For
2   

Elect Michael Jeffries

   Mgmt    For    For    For
3   

Elect John Kessler

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Re-Approval of the Incentive Compensation Performance Plan

   Mgmt    For    For    For


 

Approach Resources, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AREX    CUSIP 03834A103    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Brandi

   Mgmt    For    For    For
1.2   

Elect James Crain

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2007 Stock Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Ardea Biosciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RDEA    CUSIP 03969P107    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Felix Baker

   Mgmt    For    For    For
1.2   

Elect Wendy Dixon

   Mgmt    For    For    For
1.3   

Elect Henry Fuchs

   Mgmt    For    For    For
1.4   

Elect Craig Johnson

   Mgmt    For    For    For
1.5   

Elect John Poyhonen

   Mgmt    For    For    For
1.6   

Elect Barry Quart

   Mgmt    For    For    For
1.7   

Elect Kevin Tang

   Mgmt    For    For    For
2   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

ArQule, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARQL    CUSIP 04269E107    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Timothy Barabe

   Mgmt    For    For    For
1.2   

Elect Paolo Pucci

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Aruba Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARUN    CUSIP 043176106    12/15/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Dominic Orr

   Mgmt    For    For    For
1.2   

Elect Keerti Melkote

   Mgmt    For    For    For
1.3   

Elect Bernard Guidon

   Mgmt    For    For    For
1.4   

Elect Emmanuel Hernandez

   Mgmt    For    For    For
1.5   

Elect Michael Kourey

   Mgmt    For    For    For
1.6   

Elect Douglas Leone

   Mgmt    For    For    For
1.7   

Elect Willem Roelandts

   Mgmt    For    For    For
1.8   

Elect Juergen Rottler

   Mgmt    For    For    For
1.9   

Elect Daniel Warmenhoven

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

 

 

AVEO Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVEO    CUSIP 053588109    05/30/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Bate

   Mgmt    For    For    For
1.2   

Elect Ronald DePinho

   Mgmt    For    For    For
1.3   

Elect Anthony Evnin

   Mgmt    For    For    For
1.4   

Elect Tuan Ha-Ngoc

   Mgmt    For    For    For
1.5   

Elect Raju Kucherlapati

   Mgmt    For    For    For
1.6   

Elect Henri Termeer

   Mgmt    For    For    For
1.7   

Elect Kenneth Weg

   Mgmt    For    For    For
1.8   

Elect Robert Young

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

BJ’s Restaurants, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BJRI    CUSIP 09180C106    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Gerald Deitchle

   Mgmt    For    For    For
1.2   

Elect James Dal Pozzo

   Mgmt    For    For    For
1.3   

Elect J. Roger King

   Mgmt    For    For    For
1.4   

Elect Larry Bouts

   Mgmt    For    For    For
1.5   

Elect John Grundhofer

   Mgmt    For    For    For
1.6   

Elect Peter Bassi

   Mgmt    For    For    For
1.7   

Elect William Hyde, Jr.

   Mgmt    For    For    For
1.8   

Elect Lea Anne Ottinger

   Mgmt    For    For    For
1.9   

Elect Henry Gomez

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Carpenter Technology Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRS    CUSIP 144285103    10/10/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt
Rec
   Vote
Cast
   For/Against
Mgmt
1.1   

Elect Director Robert R. Mcmaster

   Mgmt    For    For    For
1.2   

Elect Director Gregory A. Pratt

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4   

Amend Executive Incentive Bonus Plan

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For


 

Chart Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GTLS    CUSIP 16115Q308    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual    United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Samuel Thomas

   Mgmt    For    For    For
1.2   

Elect W. Douglas Brown

   Mgmt    For    For    For
1.3   

Elect Richard Goodrich

   Mgmt    For    For    For
1.4   

Elect Steven Krablin

   Mgmt    For    For    For
1.5   

Elect Michael Press

   Mgmt    For    For    For
1.6   

Elect James Tidwell

   Mgmt    For    For    For
1.7   

Elect Thomas Williams

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2009 Omnibus Equity Plan

   Mgmt    For    For    For

 

 

Chelsea Therapeutics International, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHTP    CUSIP 163428105    06/12/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Simon Pedder

   Mgmt    For    For    For
1.2   

Elect Michael Weiser

   Mgmt    For    For    For
1.3   

Elect Kevan Clemens

   Mgmt    For    For    For
1.4   

Elect Norman Hardman

   Mgmt    For    For    For
1.5   

Elect Johnson Lau

   Mgmt    For    For    For
1.6   

Elect Roger Stoll

   Mgmt    For    For    For
1.7   

Elect William Rueckert

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2004 Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Clean Harbors, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLH    CUSIP 184496107    05/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Alan McKim

   Mgmt    For    For    For
1.2   

Elect Rod Marlin

   Mgmt    For    For    For
1.3   

Elect John Preston

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the Management Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    04/26/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Patrick Alias

   Mgmt    For    For    For
1.2   

Elect Robert Shillman

   Mgmt    For    For    For
1.3   

Elect Reuben Wasserman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    12/06/2011    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Amend Stock Option Plan

   Mgmt    For    For    For


 

Corcept Therapeutics Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
CORT    CUSIP 218352102    06/13/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect G. Leonard Baker, Jr.

   Mgmt    For    For    For
1.2   

Elect Joseph Belanoff

   Mgmt    For    For    For
1.3   

Elect Joseph Cook, Jr.

   Mgmt    For    For    For
1.4   

Elect Patrick Enright

   Mgmt    For    For    For
1.5   

Elect David Mahoney

   Mgmt    For    For    For
1.6   

Elect Joseph Turner

   Mgmt    For    For    For
1.7   

Elect James Wilson

   Mgmt    For    For    For
2   

Increase of Authorized Common Stock

   Mgmt    For    For    For
3   

2012 Incentive Award Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Core Laboratories N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLB    CUSIP N22717107    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt
Rec
   Vote
Cast
   For/Against
Mgmt
1.1   

Elect Richard Bergmark

   Mgmt    For    For    For
1.2   

Elect Margaret van Kempen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    1 Year    Against
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Authority to Cancel Shares

   Mgmt    For    For    For
7   

Authority to Repurchase Shares

   Mgmt    For    For    For
8   

Authority to Issue Common and Preference Shares w/ Preemptive Rights

   Mgmt    For    For    For
9   

Elimination of Preemptive Rights

   Mgmt    For    For    For
10   

Technical Amendments to Articles of Association

   Mgmt    For    For    For


 

Cornerstone OnDemand Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CSOD    CUSIP 21925Y103    06/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Byron Deeter

   Mgmt    For    For    For
1.2   

Elect S. Steven Singh

   Mgmt    For    For    For
1.3   

Elect Robert Ward

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Crocs, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CROX    CUSIP 227046109    06/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ronald Frasch

   Mgmt    For    For    For
1.2   

Elect W. Stephen Cannon

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2008 Cash Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Deckers Outdoor Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DECK    CUSIP 243537107    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Angel Martinez

   Mgmt    For    For    For
1.2   

Elect Rex Licklider

   Mgmt    For    For    For
1.3   

Elect John Gibbons

   Mgmt    For    For    For
1.4   

Elect John Perenchio

   Mgmt    For    For    For
1.5   

Elect Maureen Conners

   Mgmt    For    For    For
1.6   

Elect Karyn Barsa

   Mgmt    For    For    For
1.7   

Elect Michael Devine, III

   Mgmt    For    For    For
1.8   

Elect James Quinn

   Mgmt    For    For    For
1.9   

Elect Lauri Shanahan

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

DexCom, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DXCM    CUSIP 252131107    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Terrance Gregg

   Mgmt    For    For    For
2   

Elect Kevin Sayer

   Mgmt    For    For    For
3   

Elect Nicholas Augustinos

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Endologix, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ELGX    CUSIP 29266S106    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John McDermott

   Mgmt    For    For    For
1.2   

Elect Guido Neels

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2006 Stock Incentive Plan

   Mgmt    For    For    For


 

FARO Technologies, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FARO    CUSIP 311642102    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Lynn Brubaker

   Mgmt    For    For    For
1.2   

Elect Simon Raab

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Fluidigm Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Young

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Fluidigm CORPORATION

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    09/08/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Evan Jones

   Mgmt    For    For    For
1.2   

Elect Director Patrick S. Jones

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For


 

Fusion-io Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
FIO    CUSIP 36112J107    11/18/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Christopher J. Schaepe

   Managem    For    For    For
1.2   

Elect Director Rick C. White

   Managem    For    For    For
2   

Ratify Auditors

   Managem    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For

 

 

Genesee & Wyoming Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GWR    CUSIP 371559105    05/22/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Allert

   Mgmt    For    For    For
1.2   

Elect Michael Norkus

   Mgmt    For    For    For
1.3   

Elect Ann Reese

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Green Dot Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
GDOT    CUSIP 39304D102    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kenneth Aldrich

   Mgmt    For    For    For
1.2   

Elect Virginia Hanna

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For


 

Green Mountain Coffee Roasters, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GMCR    CUSIP 393122106    03/22/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Davis

   Mgmt    For    For    For
1.2   

Elect Jules del Vecchio

   Mgmt    For    For    For
1.3   

Elect Robert Stiller

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Increase of Authorized Common Stock

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Greenhill & Co., Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GHL    CUSIP 395259104    04/18/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Greenhill

   Mgmt    For    For    For
1.2   

Elect Scott Bok

   Mgmt    For    For    For
1.3   

Elect Robert Blakely

   Mgmt    For    For    For
1.4   

Elect John Danforth

   Mgmt    For    For    For
1.5   

Elect Steven Goldstone

   Mgmt    For    For    For
1.6   

Elect Stephen Key

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Harman International Industries, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAR    CUSIP 413086109    12/07/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Brian F. Carroll

   Mgmt    For    For    For
1.2   

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Declassify the Board of Directors

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For


 

HeartWare International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HTWR    CUSIP 422368100    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Cynthia Feldmann

   Mgmt    For    For    For
1.2   

Elect Denis Wade

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

2012 Incentive Award Plan

   Mgmt    For    For    For
5   

Equity Grant (Director and CEO Douglas Godshall)

   Mgmt    For    For    For
6   

Equity Grant (Director Thomas)

   Mgmt    For    For    For
7   

Equity Grant (Director Harrison)

   Mgmt    For    For    For
8   

Equity Grant (Director Barberich)

   Mgmt    For    For    For
9   

Equity Grant (Director Larkin)

   Mgmt    For    For    For
10   

Equity Grant (Director Stockman)

   Mgmt    For    For    For
11   

Equity Grant (Director Wade)

   Mgmt    For    For    For
12   

Equity Grant (Director Feldmann)

   Mgmt    For    For    For


 

Human Genome Sciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HGSI    CUSIP 444903108    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Allan Baxter

   Mgmt    For    For    For
1.2   

Elect Richard Danzig

   Mgmt    For    For    For
1.3   

Elect Colin Goddard

   Mgmt    For    For    For
1.4   

Elect Maxine Gowen

   Mgmt    For    For    For
1.5   

Elect Tuan Ha-Ngoc

   Mgmt    For    For    For
1.6   

Elect Argeris Karabelas

   Mgmt    For    For    For
1.7   

Elect John LaMattina

   Mgmt    For    For    For
1.8   

Elect Augustine Lawlor

   Mgmt    For    For    For
1.9   

Elect George Morrow

   Mgmt    For    For    For
1.10   

Elect Gregory Norden

   Mgmt    For    For    For
1.11   

Elect H. Thomas Watkins

   Mgmt    For    For    For
1.12   

Elect Robert Young

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Impax Laboratories, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IPXL    CUSIP 45256B101    05/22/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Leslie Benet

   Mgmt    For    For    For
1.2   

Elect Robert Burr

   Mgmt    For    For    For
1.3   

Elect Allen Chao

   Mgmt    For    For    For
1.4   

Elect Nigel Fleming

   Mgmt    For    For    For
1.5   

Elect Larry Hsu

   Mgmt    For    For    For
1.6   

Elect Michael Markbreiter

   Mgmt    For    For    For
1.7   

Elect Peter Terreri

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

IntraLinks Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IL    CUSIP 46118H104    07/27/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Thomas Hale

   Mgmt    For    For    For
1.2   

Elect Director J. Chris Scalet

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For

 

 

IPG Photonics Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
IPGP    CUSIP 44980X109    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Valentin Gapontsev

   Mgmt    For    For    For
1.2   

Elect Eugene Shcherbakov

   Mgmt    For    For    For
1.3   

Elect Igor Samartsev

   Mgmt    For    For    For
1.4   

Elect Robert Blair

   Mgmt    For    For    For
1.5   

Elect Michael Child

   Mgmt    For    For    For
1.6   

Elect Michael Kampfe

   Mgmt    For    For    For
1.7   

Elect Henry Gauthier

   Mgmt    For    For    For
1.8   

Elect William Hurley

   Mgmt    For    For    For
1.9   

Elect William Krupke

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

iRobot Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRBT    CUSIP 462726100    05/22/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Colin Angle

   Mgmt    For    For    For
1.2   

Elect Ronald Chwang

   Mgmt    For    For    For
1.3   

Elect Paul Kern

   Mgmt    For    For    For
1.4   

Elect Deborah Ellinger

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Ironwood Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRWD    CUSIP 46333X108    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect George Conrades

   Mgmt    For    For    For
1.2   

Elect Joseph Cook, Jr.

   Mgmt    For    For    For
1.3   

Elect David Ebersman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Kansas City Southern

Ticker    Security ID:    Meeting Date    Meeting Status
KSU    CUSIP 485170302    05/03/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Lu Cordova

   Mgmt    For    For    For
1.2   

Elect Michael Haverty

   Mgmt    For    For    For
1.3   

Elect Thomas McDonnell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
4   

Elimination of Cumulative Voting

   Mgmt    For    Against    Against
5   

Technical Amendments to Certificate

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Simple Majority Vote

   ShrHoldr    Against    For    Against

 

 

Kraton Performance Polymers, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KRA    CUSIP 50077C106    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Demetriou

   Mgmt    For    For    For
1.2   

Elect Kevin Fogarty

   Mgmt    For    For    For
1.3   

Elect Karen Twitchell

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

2013 Cash Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Lufkin Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LUFK    CUSIP 549764108    05/02/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Douglas Smith

   Mgmt    For    For    For
1.2   

Elect John Anderson

   Mgmt    For    For    For
1.3   

Elect Richard Stewart

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Increase of Authorized Common Stock

   Mgmt    For    For    For
5   

Technical Amendments to the Articles of Incorporation

   Mgmt    For    For    For

 

 

MakeMyTrip Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
MMYT    CUSIP V5633W109    09/30/2011    Voted
Meeting Type    Country of Trade   
Annual       Mauritius   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
2   

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3   

Reelect Deep Kalra as Director

   Mgmt    For    For    For
4   

Reelect Ravi Adusumalli As Director

   Mgmt    For    For    For
5   

Reelect Philip C. Wolf As Director

   Mgmt    For    For    For


 

MAKO Surgical Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAKO    CUSIP 560879108    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Charles Federico

   Mgmt    For    For    For
1.2   

Elect Maurice Ferre

   Mgmt    For    For    For
1.3   

Elect Frederic Moll

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2008 Omnibus Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

MAP Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAPP    CUSIP 56509R108    05/17/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Thomas Armer

   Mgmt    For    For    For
1.2   

Elect Bernard Kelley

   Mgmt    For    For    For
1.3   

Elect Scott Ward

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

MarketAxess Holdings Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MKTX    CUSIP 57060D108    06/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard McVey

   Mgmt    For    For    For
1.2   

Elect Steven Begleiter

   Mgmt    For    For    For
1.3   

Elect Sharon Brown-Hruska

   Mgmt    For    For    For
1.4   

Elect Roger Burkhardt

   Mgmt    For    For    For
1.5   

Elect Stephen Casper

   Mgmt    For    For    For
1.6   

Elect David Gomach

   Mgmt    For    For    For
1.7   

Elect Carlos Hernandez

   Mgmt    For    For    For
1.8   

Elect Ronald Hersch

   Mgmt    For    For    For
1.9   

Elect John Steinhardt

   Mgmt    For    For    For
1.10   

Elect James Sullivan

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2004 Stock Incentive Plan

   Mgmt    For    For    For
5   

Approval of the Performance Criteria Under the 2009 Executive Performance Incentive Plan

   Mgmt    For    For    For

 

 

Materion Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
MTRN    CUSIP 576690101    05/02/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Hipple

   Mgmt    For    For    For
1.2   

Elect William Lawrence

   Mgmt    For    For    For
1.3   

Elect Geoffrey Wild

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

MaxLinear Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MXL    CUSIP 57776J100    05/10/2012    Take No Action
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Thomas Pardun

   Mgmt    For    TNA    N/A
2   

Elect Kishore Seendripu

   Mgmt    For    TNA    N/A
3   

Option Exchange Program

   Mgmt    For    TNA    N/A
4   

Advisory Vote on Executive Compensation

   Mgmt    For    TNA    N/A
5   

Ratification of Auditor

   Mgmt    For    TNA    N/A


 

Maxwell Technologies Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MXWL    CUSIP 577767106    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jose Cortes

   Mgmt    For    For    For
1.2   

Elect Roger Howsmon

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Merge Healthcare Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
MRGE    CUSIP 589499102    06/18/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Dennis Brown

   Mgmt    For    For    For
1.2   

Elect Justin Dearborn

   Mgmt    For    For    For
1.3   

Elect Michael Ferro, Jr.

   Mgmt    For    For    For
1.4   

Elect Gregg Hartemayer

   Mgmt    For    For    For
1.5   

Elect Richard Reck

   Mgmt    For    For    For
1.6   

Elect Neele Stearns, Jr.

   Mgmt    For    For    For
1.7   

Elect Jeff Surges

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

MicroStrategy Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
MSTR    CUSIP 594972408    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.

   Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Michael Saylor

   Mgmt    For    For    For
1.2   

Elect Sanju Bansal

   Mgmt    For    For    For
1.3   

Elect Matthew Calkins

   Mgmt    For    For    For
1.4   

Elect Robert Epstein

   Mgmt    For    For    For
1.5   

Elect David LaRue

   Mgmt    For    For    For
1.6   

Elect Jarrod Patten

   Mgmt    For    For    For
1.7   

Elect Carl Rickertsen

   Mgmt    For    For    For
1.8   

Elect Thomas Spahr

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

NxStage Medical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NXTM    CUSIP 67072V103    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Burbank

   Mgmt    For    For    For
1.2   

Elect Philippe Chambon

   Mgmt    For    For    For
1.3   

Elect Daniel Giannini

   Mgmt    For    For    For
1.4   

Elect Nancy Ham

   Mgmt    For    For    For
1.5   

Elect Earl Lewis

   Mgmt    For    For    For
1.6   

Elect Craig Moore

   Mgmt    For    For    For
1.7   

Elect Reid Perper

   Mgmt    For    For    For
1.8   

Elect Barry Straube

   Mgmt    For    For    For
1.9   

Elect David Utterberg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Optimer Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OPTR    CUSIP 68401H104    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Pedro Lichtinger

   Mgmt    For    For    For
1.2   

Elect Henry McKinnell

   Mgmt    For    For    For
1.3   

Elect Peter Grebow

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

2012 Equity Incentive Plan

   Mgmt    For    Against    Against
5   

Increase of Authorized Common Stock

   Mgmt    For    For    For


 

Peet’s Coffee & Tea, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEET    CUSIP 705560100    05/11/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ted Hall

   Mgmt    For    For    For
1.2   

Elect Patrick O’Dea

   Mgmt    For    For    For
2   

Repeal of Classified Board

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Pegasystems Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEGA    CUSIP 705573103    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Peter Gyenes

   Mgmt    For    For    For
2   

Elect Richard Jones

   Mgmt    For    For    For
3   

Elect Steven Kaplan

   Mgmt    For    For    For
4   

Elect James O’Halloran

   Mgmt    For    For    For
5   

Elect Alan Trefler

   Mgmt    For    For    For
6   

Elect William Wyman

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Increase of Authorized Common Stock

   Mgmt    For    For    For
9   

Ratification of Auditor

   Mgmt    For    For    For


 

Pegasystems Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEGA    CUSIP 705573103    07/12/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Director Peter Gyenes

   Mgmt    For    For    For
2   

Elect Director Richard H. Jones

   Mgmt    For    For    For
3   

Elect Director Steven F. Kaplan

   Mgmt    For    For    For
4   

Elect Director James P. O’Halloran

   Mgmt    For    For    For
5   

Elect Director Alan Trefler

   Mgmt    For    For    For
6   

Elect Director William W. Wyman

   Mgmt    For    For    For
7   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
8   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
9   

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against
10   

Ratify Auditors

   Mgmt    For    For    For

 

 

Power Integrations, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
POWI    CUSIP 739276103    06/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Balu Balakrishnan

   Mgmt    For    For    For
1.2   

Elect Alan Bickell

   Mgmt    For    For    For
1.3   

Elect Nicholas Brathwaite

   Mgmt    For    For    For
1.4   

Elect William George

   Mgmt    For    For    For
1.5   

Elect Balakrishnan Iyer

   Mgmt    For    For    For
1.6   

Elect E. Floyd Kvamme

   Mgmt    For    For    For
1.7   

Elect Steven Sharp

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2007 Equity Incentive Plan

   Mgmt    For    Against    Against
4   

Ratification of Auditor

   Mgmt    For    For    For


 

PriceSmart, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PSMT    CUSIP 741511109    01/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Sherry Bahrambeygui

   Mgmt    For    For    For
1.2   

Elect Gonzalo Barrutieta

   Mgmt    For    For    For
1.3   

Elect Katherine Hensley

   Mgmt    For    For    For
1.4   

Elect Leon Janks

   Mgmt    For    For    For
1.5   

Elect Lawrence Krause

   Mgmt    For    For    For
1.6   

Elect Jose Laparte

   Mgmt    For    For    For
1.7   

Elect Mitchell Lynn

   Mgmt    For    For    For
1.8   

Elect Robert Price

   Mgmt    For    For    For
1.9   

Elect Edgar Zurcher

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For

 

 

PROS Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PRO    CUSIP 74346Y103    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Ellen Keszler

   Mgmt    For    For    For
1.2   

Elect William Russell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Qlik Technologies Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
QLIK    CUSIP 74733T105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Deborah Hopkins

   Mgmt    For    For    For
1.2   

Elect Paul Wahl

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

RealD Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RLD    CUSIP 75604L105    07/29/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Joshua Greer

   Mgmt    For    For    For
1.2   

Elect Director James Cameron

   Mgmt    For    For    For
1.3   

Elect Director David Habiger

   Mgmt    For    For    For
2   

Ratify Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
5   

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

 

 

Salix Pharmaceuticals, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLXP    CUSIP 795435106    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John Chappell

   Mgmt    For    For    For
1.2   

Elect Thomas D’Alonzo

   Mgmt    For    For    For
1.3   

Elect William Keane

   Mgmt    For    For    For
1.4   

Elect Carolyn Logan

   Mgmt    For    For    For
1.5   

Elect Mark Sirgo

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Stock Plan

   Mgmt    For    For    For


 

Sanchez Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SN    CUSIP 79970Y105    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Antonio Sanchez III

   Mgmt    For    For    For
1.2   

Elect Gilbert Garcia

   Mgmt    For    For    For
1.3   

Elect Greg Colvin

   Mgmt    For    For    For
2   

Amendment to the 2011 Long Term Incentive Plan

   Mgmt    For    Against    Against
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

ServiceSource International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SREV    CUSIP 81763U100    05/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Bruce Dunlevie

   Mgmt    For    For    For
1.2   

Elect Barry Reynolds

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

SMART Technologies Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
SMA    CUSIP 83172R108    08/10/2011    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Fix Number of Directors At Seven

   Mgmt    For    For    For
2.1   

Elect Director David A. Martin

   Mgmt    For    For    For
2.2   

Elect Director Nancy L. Knowlton

   Mgmt    For    For    For
2.3   

Elect Director Salim Nathoo

   Mgmt    For    For    For
2.4   

Elect Director Arvind Sodhani

   Mgmt    For    For    For
2.5   

Elect Director Michael J. Mueller

   Mgmt    For    For    For
2.6   

Elect Director Robert C. Hagerty

   Mgmt    For    For    For
2.7   

Elect Director David B. Sutcliffe

   Mgmt    For    For    For
3   

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

 

 

Steven Madden, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SHOO    CUSIP 556269108    05/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Edward Rosenfeld

   Mgmt    For    For    For
1.2   

Elect John Madden

   Mgmt    For    For    For
1.3   

Elect Peter Migliorini

   Mgmt    For    For    For
1.4   

Elect Richard Randall

   Mgmt    For    For    For
1.5   

Elect Ravi Sachdev

   Mgmt    For    For    For
1.6   

Elect Thomas Schwartz

   Mgmt    For    For    For
2   

Amendment to the 2006 Stock Incentive Plan

   Mgmt    For    Against    Against
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

SVB Financial Group

 

Ticker    Security ID:    Meeting Date    Meeting Status
SIVB    CUSIP 78486Q101    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Greg Becker

   Mgmt    For    For    For
1.2   

Elect Eric Benhamou

   Mgmt    For    For    For
1.3   

Elect David Clapper

   Mgmt    For    For    For
1.4   

Elect Roger Dunbar

   Mgmt    For    For    For
1.5   

Elect Joel Friedman

   Mgmt    For    For    For
1.6   

Elect C. Richard Kramlich

   Mgmt    For    For    For
1.7   

Elect Lata Krishnan

   Mgmt    For    For    For
1.8   

Elect Jeffery Maggioncalda

   Mgmt    For    For    For
1.9   

Elect Kate Mitchell

   Mgmt    For    For    For
1.10   

Elect John Robinson

   Mgmt    For    For    For
1.11   

Elect Garen Staglin

   Mgmt    For    For    For
1.12   

Elect Kyung Yoon

   Mgmt    For    For    For
2   

Amendment to the 2006 Equity Incentive Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Transaction of Other Business

   Mgmt    For    For    For


 

Take-Two Interactive Software, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TTWO    CUSIP 874054109    09/26/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Strauss Zelnick

   Mgmt    For    For    For
1.2   

Elect Director Robert A. Bowman

   Mgmt    For    For    For
1.3   

Elect Director SungHwan Cho

   Mgmt    For    For    For
1.4   

Elect Director Michael Dornemann

   Mgmt    For    For    For
1.5   

Elect Director Brett Icahn

   Mgmt    For    For    For
1.6   

Elect Director J Moses

   Mgmt    For    For    For
1.7   

Elect Director James L. Nelson

   Mgmt    For    For    For
1.8   

Elect Director Michael Sheresky

   Mgmt    For    For    For
2   

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3   

Approve Management Agreement

   Mgmt    For    For    For
4   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
6   

Ratify Auditors

   Mgmt    For    For    For

 

 

Targacept, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRGT    CUSIP 87611R306    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect G. Steven Burrill

   Mgmt    For    For    For
1.2   

Elect Errol De Souza

   Mgmt    For    For    For
1.3   

Elect Mark Skaletsky

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Teavana Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEA    CUSIP 87819P102    06/01/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Robert Dennis

   Mgmt    For    For    For
1.2   

Elect John Kyees

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

The Ultimate Software Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ULTI    CUSIP 90385D107    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Rick Wilber

   Mgmt    For    For    For
1.2   

Elect Marc Scherr

   Mgmt    For    For    For
1.3   

Elect James FitzPatrick, Jr.

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Equity and Incentive Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For

 

 

Theravance, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
THRX    CUSIP 88338T104    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Rick Winningham

   Mgmt    For    For    For
1.2   

Elect Henrietta Holsman Fore

   Mgmt    For    For    For
1.3   

Elect Robert Gunderson, Jr.

   Mgmt    For    For    For
1.4   

Elect Arnold Levine

   Mgmt    For    For    For
1.5   

Elect Burton Malkiel

   Mgmt    For    For    For
1.6   

Elect Peter Ringrose

   Mgmt    For    For    For
1.7   

Elect William Waltrip

   Mgmt    For    For    For
1.8   

Elect George Whitesides

   Mgmt    For    For    For
1.9   

Elect William Young

   Mgmt    For    For    For
2   

2012 Equity Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Issuance of Common Stock

   Mgmt    For    For    For


 

United Natural Foods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNFI    CUSIP 911163103    12/13/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Michael Funk

   Mgmt    For    For    For
2   

Elect James Heffernan

   Mgmt    For    For    For
3   

Elect Steven Spinner

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
7   

Shareholder Proposal Regarding CEO Succession Planning

   ShrHoldr    Against    Against    For

 

 

United Natural Foods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNFI    CUSIP 911163103    12/13/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Director Michael S. Funk

   Mgmt    For    For    For
2   

Elect Director James P. Heffernan

   Mgmt    For    For    For
3   

Elect Director Steven L. Spinner

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
7   

Adopt Policy on Succession Planning

   ShrHoldr    Against    Against    For


 

Universal Display Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
PANL    CUSIP 91347P105    06/21/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Abramson

   Mgmt    For    For    For
1.2   

Elect Leonard Becker

   Mgmt    For    For    For
1.3   

Elect Elizabeth Gemmill

   Mgmt    For    For    For
1.4   

Elect C. Keith Hartley

   Mgmt    For    For    For
1.5   

Elect Lawrence Lacerte

   Mgmt    For    For    For
1.6   

Elect Sidney Rosenblatt

   Mgmt    For    For    For
1.7   

Elect Sherwin Seligsohn

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Volcano Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VOLC    CUSIP 928645100    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect R. Scott Huennekens

   Mgmt    For    For    For
1.2   

Elect Lesley Howe

   Mgmt    For    For    For
1.3   

Elect Ronald Matricaria

   Mgmt    For    For    For
2   

Elect Eric Topol

   Mgmt    For    For    For
3   

Elect Leslie Norwalk

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Wesco International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WCC    CUSIP 95082P105    05/23/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John Engel

   Mgmt    For    For    For
1.2   

Elect Steven Raymund

   Mgmt    For    For    For
1.3   

Elect Lynn Utter

   Mgmt    For    For    For
1.4   

Elect William J. Vareschi

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Westport Innovations Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WPT    CUSIP 960908309    04/12/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John Beaulieu

   Mgmt    For    For    For
1.2   

Elect Warren Baker

   Mgmt    For    For    For
1.3   

Elect M.A. (Jill) Bodkin

   Mgmt    For    For    For
1.4   

Elect David Demers

   Mgmt    For    For    For
1.5   

Elect Dezso Horvath

   Mgmt    For    For    For
1.6   

Elect Douglas King

   Mgmt    For    For    For
1.7   

Elect Sarah Liao Sau Tung

   Mgmt    For    For    For
1.8   

Elect Albert Maringer

   Mgmt    For    For    For
1.9   

Elect Gottfried (Guff) Muench

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Amendments to Articles Regarding Meeting Location

   Mgmt    For    For    For
4   

Amendment to the Omnibus Incentive Plan

   Mgmt    For    For    For


 

Westport Innovations Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WPT    CUSIP 960908309    07/14/2011    Voted
Meeting Type    Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director John A. Beaulieu

   Mgmt    For    For    For
1.2   

Elect Director Warren J. Baker

   Mgmt    For    For    For
1.3   

Elect Director M.A. (Jill) Bodkin

   Mgmt    For    For    For
1.4   

Elect Director David R. Demers

   Mgmt    For    For    For
1.5   

Elect Director Dezso Horvath

   Mgmt    For    For    For
1.6   

Elect Director Sarah Liao Sau Tung

   Mgmt    For    For    For
1.7   

Elect Director Albert Maringer

   Mgmt    For    For    For
1.8   

Elect Director Gottfried (Guff) Muench

   Mgmt    For    For    For
2   

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


 

YM Biosciences Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YM    CUSIP 984238105    11/22/2011    Voted
Meeting Type    Country of Trade   
Annual/Special    Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Fix Number of Directors At Ten

   Managem    For    For    For
2.1   

Elect Director David G.P. Allan

   Managem    For    For    For
2.2   

Elect Director Thomas I.A. Allen

   Managem    For    For    For
2.3   

Elect Director Mark Entwistle

   Managem    For    For    For
2.4   

Elect Director Henry Friesen

   Managem    For    For    For
2.5   

Elect Director Philip Frost

   Managem    For    For    For
2.6   

Elect Director Nick Glover

   Managem    For    For    For
2.7   

Elect Director Catherine J. Mackey

   Managem    For    For    For
2.8   

Elect Director Nicole Onetto

   Managem    For    For    For
2.9   

Elect Director Francois Thomas

   Managem    For    For    For
2.10   

Elect Director Tryon M. Williams

   Managem    For    For    For
3   

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Managem    For    For    For
4   

Re-approve Stock Option Plan

   Managem    For    For    For

 

 

Youku.com Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOKU    CUSIP 98742U100    10/17/2011    Voted
Meeting Type    Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Change Company Name to Youku Inc.

   Managem    For    For    For


Fund Name : TCW SMID Cap Growth Fund

 

 

7 Days Group Holdings Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SVN    CUSIP 81783J101    11/07/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Reelect Boquan He, Meng Ann Lim, Jeffrey Perlman, Wee Seng Tan, Bin Dai and Tao Thomas Wu as Directors

   Mgmt    For    For    For
2   

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

 

 

Abercrombie & Fitch Co.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANF    CUSIP 002896207    06/14/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect James Bachmann

   Mgmt    For    For    For
2   

Elect Michael Jeffries

   Mgmt    For    For    For
3   

Elect John Kessler

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Re-Approval of the Incentive Compensation Performance Plan

   Mgmt    For    For    For

 

 

Allegheny Technologies Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATI    CUSIP 01741R102    05/11/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Richard Harshman

   Mgmt    For    For    For
1.2   

Elect Diane Creel

   Mgmt    For    For    For
1.3   

Elect John Pipski

   Mgmt    For    For    For
1.4   

Elect James Rohr

   Mgmt    For    For    For
1.5   

Elect Louis Thomas

   Mgmt    For    For    For
2   

Amendment to the 2007 Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

ANSYS, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANSS    CUSIP 03662Q105    05/17/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Peter Smith

   Mgmt    For    For    For
1.2   

Elect Bradford Morley

   Mgmt    For    For    For
1.3   

Elect Patrick Zilvitis

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Ardea Biosciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
RDEA    CUSIP 03969P107    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Felix Baker

   Mgmt    For    For    For
1.2   

Elect Wendy Dixon

   Mgmt    For    For    For
1.3   

Elect Henry Fuchs

   Mgmt    For    For    For
1.4   

Elect Craig Johnson

   Mgmt    For    For    For
1.5   

Elect John Poyhonen

   Mgmt    For    For    For
1.6   

Elect Barry Quart

   Mgmt    For    For    For
1.7   

Elect Kevin Tang

   Mgmt    For    For    For
2   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

ARM Holdings plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARM    CUSIP 042068106    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Accounts and Reports

   Mgmt    For    For    For
2   

Allocation of Profits/Dividends

   Mgmt    For    For    For
3   

Directors’ Remuneration Report

   Mgmt    For    For    For
4   

Elect Sir John Buchanan

   Mgmt    For    For    For
5   

Elect Warren East

   Mgmt    For    For    For
6   

Elect Andy Green

   Mgmt    For    For    For
7   

Elect Larry Hirst

   Mgmt    For    For    For
8   

Elect Mike Inglis

   Mgmt    For    For    For
9   

Elect Mike Muller

   Mgmt    For    For    For
10   

Elect Kathleen O’Donovan

   Mgmt    For    For    For
11   

Elect Janice Roberts

   Mgmt    For    For    For
12   

Elect Philip Rowley

   Mgmt    For    For    For
13   

Elect Tim Score

   Mgmt    For    For    For
14   

Elect Simon Segars

   Mgmt    For    For    For
15   

Elect Young Sohn

   Mgmt    For    For    For
16   

Appointment of Auditor

   Mgmt    For    For    For
17   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
18   

Authority to Issue Shares w/ Preemptive Rights

   Mgmt    For    For    For
19   

Authority to Issue Shares w/o Preemptive Rights

   Mgmt    For    For    For
20   

Authority to Repurchase Shares

   Mgmt    For    For    For
21   

Authority to Set General Meeting Notice Period at 14 Days

   Mgmt    For    Against    Against


 

Aruba Networks, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ARUN    CUSIP 043176106    12/15/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Dominic Orr

   Mgmt    For    For    For
1.2   

Elect Keerti Melkote

   Mgmt    For    For    For
1.3   

Elect Bernard Guidon

   Mgmt    For    For    For
1.4   

Elect Emmanuel Hernandez

   Mgmt    For    For    For
1.5   

Elect Michael Kourey

   Mgmt    For    For    For
1.6   

Elect Douglas Leone

   Mgmt    For    For    For
1.7   

Elect Willem Roelandts

   Mgmt    For    For    For
1.8   

Elect Juergen Rottler

   Mgmt    For    For    For
1.9   

Elect Daniel Warmenhoven

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

 

 

CarMax, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMX    CUSIP 143130102    06/25/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Jeffrey Garten

   Mgmt    For    For    For
2   

Elect Vivian Stephenson

   Mgmt    For    For    For
3   

Elect Beth A. Stewart

   Mgmt    For    For    For
4   

Elect William Tiefel

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Amendment to the 2002 Stock Incentive Plan

   Mgmt    For    For    For
8   

Amendment to the Annual Performance-Based Bonus Plan

   Mgmt    For    For    For
9   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against


 

Carrizo Oil & Gas, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CRZO    CUSIP 144577103    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Sylvester Johnson IV

   Mgmt    For    For    For
1.2   

Elect Steven Webster

   Mgmt    For    For    For
1.3   

Elect Thomas Carter, Jr.

   Mgmt    For    For    For
1.4   

Elect F. Gardner Parker

   Mgmt    For    For    For
1.5   

Elect Roger Ramsey

   Mgmt    For    For    For
1.6   

Elect Frank Wojtek

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

CF Industries Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CF    CUSIP 125269100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Stephen Furbacher

   Mgmt    For    For    For
1.2   

Elect John Johnson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of the Board

   ShrHoldr    Against    For    Against
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For


 

Chart Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GTLS    CUSIP 16115Q308    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Samuel Thomas

   Mgmt    For    For    For
1.2   

Elect W. Douglas Brown

   Mgmt    For    For    For
1.3   

Elect Richard Goodrich

   Mgmt    For    For    For
1.4   

Elect Steven Krablin

   Mgmt    For    For    For
1.5   

Elect Michael Press

   Mgmt    For    For    For
1.6   

Elect James Tidwell

   Mgmt    For    For    For
1.7   

Elect Thomas Williams

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2009 Omnibus Equity Plan

   Mgmt    For    For    For

 

 

Chelsea Therapeutics International, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHTP    CUSIP 163428105    06/12/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Simon Pedder

   Mgmt    For    For    For
1.2   

Elect Michael Weiser

   Mgmt    For    For    For
1.3   

Elect Kevan Clemens

   Mgmt    For    For    For
1.4   

Elect Norman Hardman

   Mgmt    For    For    For
1.5   

Elect Johnson Lau

   Mgmt    For    For    For
1.6   

Elect Roger Stoll

   Mgmt    For    For    For
1.7   

Elect William Rueckert

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2004 Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Clean Harbors, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLH    CUSIP 184496107    05/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Alan McKim

   Mgmt    For    For    For
1.2   

Elect Rod Marlin

   Mgmt    For    For    For
1.3   

Elect John Preston

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the Management Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Patrick Alias

   Mgmt    For    For    For
1.2   

Elect Robert Shillman

   Mgmt    For    For    For
1.3   

Elect Reuben Wasserman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Cognex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CGNX    CUSIP 192422103    12/06/2011    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Amend Stock Option Plan

   Mgmt    For    For    For

 

 

Core Laboratories N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLB    CUSIP N22717107    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Bergmark

   Mgmt    For    For    For
1.2   

Elect Margaret van Kempen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    1 Year    Against
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Authority to Cancel Shares

   Mgmt    For    For    For
7   

Authority to Repurchase Shares

   Mgmt    For    For    For
8   

Authority to Issue Common and Preference Shares w/ Preemptive Rights

   Mgmt    For    For    For
9   

Elimination of Preemptive Rights

   Mgmt    For    For    For
10   

Technical Amendments to Articles of Association

   Mgmt    For    For    For


 

Core Laboratories N.V.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLB    CUSIP N22717107    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Bergmark

   Mgmt    For    For    For
1.2   

Elect Margaret van Kempen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    1 Year    Against
5   

Accounts and Reports

   Mgmt    For    For    For
6   

Authority to Cancel Shares

   Mgmt    For    For    For
7   

Authority to Repurchase Shares

   Mgmt    For    For    For
8   

Authority to Issue Common and Preference Shares w/ Preemptive Rights

   Mgmt    For    For    For
9   

Elimination of Preemptive Rights

   Mgmt    For    For    For
10   

Technical Amendments to Articles of Association

   Mgmt    For    For    For


 

Deckers Outdoor Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DECK    CUSIP 243537107    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Angel Martinez

   Mgmt    For    For    For
1.2   

Elect Rex Licklider

   Mgmt    For    For    For
1.3   

Elect John Gibbons

   Mgmt    For    For    For
1.4   

Elect John Perenchio

   Mgmt    For    For    For
1.5   

Elect Maureen Conners

   Mgmt    For    For    For
1.6   

Elect Karyn Barsa

   Mgmt    For    For    For
1.7   

Elect Michael Devine, III

   Mgmt    For    For    For
1.8   

Elect James Quinn

   Mgmt    For    For    For
1.9   

Elect Lauri Shanahan

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

DexCom, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DXCM    CUSIP 252131107    05/31/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Terrance Gregg

   Mgmt    For    For    For
2   

Elect Kevin Sayer

   Mgmt    For    For    For
3   

Elect Nicholas Augustinos

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Endologix, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ELGX    CUSIP 29266S106    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John McDermott

   Mgmt    For    For    For
1.2   

Elect Guido Neels

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2006 Stock Incentive Plan

   Mgmt    For    For    For

 

 

F5 Networks

 

Ticker    Security ID:    Meeting Date    Meeting Status
FFIV    CUSIP 315616102    03/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Jonathan Chadwick

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    Against    For    Against

 

 

Fastenal Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
FAST    CUSIP 311900104    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Robert Kierlin

   Mgmt    For    For    For
1.2   

Elect Stephen Slaggie

   Mgmt    For    For    For
1.3   

Elect Michael Gostomski

   Mgmt    For    For    For
1.4   

Elect Willard Oberton

   Mgmt    For    For    For
1.5   

Elect Michael Dolan

   Mgmt    For    For    For
1.6   

Elect Reyne Wisecup

   Mgmt    For    For    For
1.7   

Elect Hugh Miller

   Mgmt    For    For    For
1.8   

Elect Michael Ancius

   Mgmt    For    For    For
1.9   

Elect Scott Satterlee

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the Incentive Plan

   Mgmt    For    For    For
5   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For


 

Fluidigm Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John Young

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Fluidigm Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FLDM    CUSIP 34385P108    09/08/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Evan Jones

   Mgmt    For    For    For
1.2   

Elect Director Patrick S. Jones

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For


 

Fossil, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FOSL    CUSIP 349882100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Elaine Agather

   Mgmt    For    For    For
1.2   

Elect Jeffrey Boyer

   Mgmt    For    For    For
1.3   

Elect Kosta Kartsotis

   Mgmt    For    For    For
1.4   

Elect Diane Neal

   Mgmt    For    For    For
1.5   

Elect Thomas Nealon

   Mgmt    For    For    For
1.6   

Elect Elysia Ragusa

   Mgmt    For    For    For
1.7   

Elect Jal Shroff

   Mgmt    For    For    For
1.8   

Elect James Skinner

   Mgmt    For    For    For
1.9   

Elect Michael Steinberg

   Mgmt    For    For    For
1.10   

Elect Donald Stone

   Mgmt    For    For    For
1.11   

Elect James Zimmerman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Supply Chain Standards

   ShrHoldr    Against    For    Against

 

 

Fusion-io Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
FIO    CUSIP 36112J107    11/18/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Christopher J. Schaepe

   Managem    For    For    For
1.2   

Elect Director Rick C. White

   Managem    For    For    For
2   

Ratify Auditors

   Managem    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
4   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For


 

Genesee & Wyoming Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GWR    CUSIP 371559105    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Richard Allert

   Mgmt    For    For    For
1.2   

Elect Michael Norkus

   Mgmt    For    For    For
1.3   

Elect Ann Reese

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Gildan Activewear Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GIL    CUSIP 375916103    02/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect William Anderson

   Mgmt    For    For    For
1.2   

Elect Glenn Chamandy

   Mgmt    For    For    For
1.3   

Elect Russell Goodman

   Mgmt    For    For    For
1.4   

Elect George Heller

   Mgmt    For    For    For
1.5   

Elect Sheila O’Brien

   Mgmt    For    For    For
1.6   

Elect Pierre Robitaille

   Mgmt    For    For    For
1.7   

Elect James Scarborough

   Mgmt    For    For    For
1.8   

Elect Richard Strubel

   Mgmt    For    For    For
1.9   

Elect Gonzalo Valdes-Fauli

   Mgmt    For    For    For
2   

Appointment of Auditor

   Mgmt    For    For    For
3   

Employee Share Purchase Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Green Mountain Coffee Roasters, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GMCR    CUSIP 393122106    03/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect William Davis

   Mgmt    For    For    For
1.2   

Elect Jules del Vecchio

   Mgmt    For    For    For
1.3   

Elect Robert Stiller

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Increase of Authorized Common Stock

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Harman International Industries, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
HAR    CUSIP 413086109    12/07/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Brian F. Carroll

   Mgmt    For    For    For
1.2   

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
2   

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3   

Declassify the Board of Directors

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For

 

 

HeartWare International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HTWR    CUSIP 422368100    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Cynthia Feldmann

   Mgmt    For    For    For
1.2   

Elect Denis Wade

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

2012 Incentive Award Plan

   Mgmt    For    For    For
5   

Equity Grant (Director and CEO Douglas Godshall)

   Mgmt    For    For    For
6   

Equity Grant (Director Thomas)

   Mgmt    For    For    For
7   

Equity Grant (Director Harrison)

   Mgmt    For    For    For
8   

Equity Grant (Director Barberich)

   Mgmt    For    For    For
9   

Equity Grant (Director Larkin)

   Mgmt    For    For    For
10   

Equity Grant (Director Stockman)

   Mgmt    For    For    For
11   

Equity Grant (Director Wade)

   Mgmt    For    For    For
12   

Equity Grant (Director Feldmann)

   Mgmt    For    For    For


 

Human Genome Sciences, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HGSI    CUSIP 444903108    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Allan Baxter

   Mgmt    For    For    For
1.2   

Elect Richard Danzig

   Mgmt    For    For    For
1.3   

Elect Colin Goddard

   Mgmt    For    For    For
1.4   

Elect Maxine Gowen

   Mgmt    For    For    For
1.5   

Elect Tuan Ha-Ngoc

   Mgmt    For    For    For
1.6   

Elect Argeris Karabelas

   Mgmt    For    For    For
1.7   

Elect John LaMattina

   Mgmt    For    For    For
1.8   

Elect Augustine Lawlor

   Mgmt    For    For    For
1.9   

Elect George Morrow

   Mgmt    For    For    For
1.10   

Elect Gregory Norden

   Mgmt    For    For    For
1.11   

Elect H. Thomas Watkins

   Mgmt    For    For    For
1.12   

Elect Robert Young

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Impax Laboratories, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IPXL    CUSIP 45256B101    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Leslie Benet

   Mgmt    For    For    For
1.2   

Elect Robert Burr

   Mgmt    For    For    For
1.3   

Elect Allen Chao

   Mgmt    For    For    For
1.4   

Elect Nigel Fleming

   Mgmt    For    For    For
1.5   

Elect Larry Hsu

   Mgmt    For    For    For
1.6   

Elect Michael Markbreiter

   Mgmt    For    For    For
1.7   

Elect Peter Terreri

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Informatica Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
INFA    CUSIP 45666Q102    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Sohaib Abbasi

   Mgmt    For    For    For
2   

Elect Geoffrey Squire

   Mgmt    For    For    For
3   

Amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

IntraLinks Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IL    CUSIP 46118H104    07/27/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Director Thomas Hale

   Mgmt    For    For    For
1.2   

Elect Director J. Chris Scalet

   Mgmt    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
4   

Ratify Auditors

   Mgmt    For    For    For


 

Ironwood Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IRWD    CUSIP 46333X108    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect George Conrades

   Mgmt    For    For    For
1.2   

Elect Joseph Cook, Jr.

   Mgmt    For    For    For
1.3   

Elect David Ebersman

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Kansas City Southern

 

Ticker    Security ID:    Meeting Date    Meeting Status
KSU    CUSIP 485170302    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Lu Cordova

   Mgmt    For    For    For
1.2   

Elect Michael Haverty

   Mgmt    For    For    For
1.3   

Elect Thomas McDonnell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
4   

Elimination of Cumulative Voting

   Mgmt    For    Against    Against
5   

Technical Amendments to Certificate

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Simple Majority Vote

   ShrHoldr    Against    For    Against


 

LinkedIn Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LNKD    CUSIP 53578A108    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Leslie Kilgore

   Mgmt    For    For    For
1.2   

Elect Jeffrey Weiner

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Lufkin Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LUFK    CUSIP 549764108    05/02/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Douglas Smith

   Mgmt    For    For    For
1.2   

Elect John Anderson

   Mgmt    For    For    For
1.3   

Elect Richard Stewart

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Increase of Authorized Common Stock

   Mgmt    For    For    For
5   

Technical Amendments to the Articles of Incorporation

   Mgmt    For    For    For

 

 

MakeMyTrip Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
MMYT    CUSIP V5633W109    09/30/2011    Voted
Meeting Type       Country of Trade   
Annual       Mauritius   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
2   

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3   

Reelect Deep Kalra as Director

   Mgmt    For    For    For
4   

Reelect Ravi Adusumalli As Director

   Mgmt    For    For    For
5   

Reelect Philip C. Wolf As Director

   Mgmt    For    For    For


 

MAP Pharmaceuticals, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAPP    CUSIP 56509R108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Thomas Armer

   Mgmt    For    For    For
1.2   

Elect Bernard Kelley

   Mgmt    For    For    For
1.3   

Elect Scott Ward

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Mylan Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MYL    CUSIP 628530107    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Robert Coury

   Mgmt    For    For    For
1.2   

Elect Rodney Piatt

   Mgmt    For    For    For
1.3   

Elect Heather Bresch

   Mgmt    For    For    For
1.4   

Elect Wendy Cameron

   Mgmt    For    For    For
1.5   

Elect Robert Cindrich

   Mgmt    For    For    For
1.6   

Elect Neil Dimick

   Mgmt    For    For    For
1.7   

Elect Douglas Leech

   Mgmt    For    For    For
1.8   

Elect Joseph Maroon

   Mgmt    For    For    For
1.9   

Elect Mark Parrish

   Mgmt    For    For    For
1.10   

Elect C. B. Todd

   Mgmt    For    For    For
1.11   

Elect Randall Vanderveen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Long-Term Incentive Plan

   Mgmt    For    For    For
4   

Advisory vote on Executive Compensation

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For


 

NxStage Medical, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NXTM    CUSIP 67072V103    05/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Jeffrey Burbank

   Mgmt    For    For    For
1.2   

Elect Philippe Chambon

   Mgmt    For    For    For
1.3   

Elect Daniel Giannini

   Mgmt    For    For    For
1.4   

Elect Nancy Ham

   Mgmt    For    For    For
1.5   

Elect Earl Lewis

   Mgmt    For    For    For
1.6   

Elect Craig Moore

   Mgmt    For    For    For
1.7   

Elect Reid Perper

   Mgmt    For    For    For
1.8   

Elect Barry Straube

   Mgmt    For    For    For
1.9   

Elect David Utterberg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Oceaneering International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
OII    CUSIP 675232102    05/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Jerold DesRoche

   Mgmt    For    For    For
1.2   

Elect John Huff

   Mgmt    For    For    For
1.3   

Elect M. Kevin McEvoy

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Peet’s Coffee & Tea, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PEET    CUSIP 705560100    05/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Ted Hall

   Mgmt    For    For    For
1.2   

Elect Patrick O’Dea

   Mgmt    For    For    For
2   

Repeal of Classified Board

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Qlik Technologies Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
QLIK    CUSIP 74733T105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Deborah Hopkins

   Mgmt    For    For    For
1.2   

Elect Paul Wahl

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Rosetta Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ROSE    CUSIP 777779109    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Richard Beckler

   Mgmt    For    For    For
1.2   

Elect Matthew Fitzgerald

   Mgmt    For    For    For
1.3   

Elect Philip Frederickson

   Mgmt    For    For    For
1.4   

Elect D. Henry Houston

   Mgmt    For    For    For
1.5   

Elect Randy Limbacher

   Mgmt    For    For    For
1.6   

Elect Josiah Low III

   Mgmt    For    For    For
1.7   

Elect Donald Patteson, Jr.

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Salix Pharmaceuticals, Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SLXP    CUSIP 795435106    06/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect John Chappell

   Mgmt    For    For    For
1.2   

Elect Thomas D’Alonzo

   Mgmt    For    For    For
1.3   

Elect William Keane

   Mgmt    For    For    For
1.4   

Elect Carolyn Logan

   Mgmt    For    For    For
1.5   

Elect Mark Sirgo

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Stock Plan

   Mgmt    For    For    For

 

 

SMART Technologies Inc

 

Ticker    Security ID:    Meeting Date    Meeting Status
SMA    CUSIP 83172R108    08/10/2011    Voted
Meeting Type       Country of Trade   
Annual       Canada   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Fix Number of Directors At Seven

   Mgmt    For    For    For
2.1   

Elect Director David A. Martin

   Mgmt    For    For    For
2.2   

Elect Director Nancy L. Knowlton

   Mgmt    For    For    For
2.3   

Elect Director Salim Nathoo

   Mgmt    For    For    For
2.4   

Elect Director Arvind Sodhani

   Mgmt    For    For    For
2.5   

Elect Director Michael J. Mueller

   Mgmt    For    For    For
2.6   

Elect Director Robert C. Hagerty

   Mgmt    For    For    For
2.7   

Elect Director David B. Sutcliffe

   Mgmt    For    For    For
3   

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


 

Starwood Hotels & Resorts Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HOT    CUSIP 85590A401    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Frits van Paasschen

   Mgmt    For    For    For
1.2   

Elect Bruce Duncan

   Mgmt    For    For    For
1.3   

Elect Adam Aron

   Mgmt    For    For    For
1.4   

Elect Charlene Barshefsky

   Mgmt    For    For    For
1.5   

Elect Thomas Clarke

   Mgmt    For    For    For
1.6   

Elect Clayton Daley, Jr.

   Mgmt    For    For    For
1.7   

Elect Lizanne Galbreath

   Mgmt    For    For    For
1.8   

Elect Eric Hippeau

   Mgmt    For    For    For
1.9   

Elect Stephen Quazzo

   Mgmt    For    For    For
1.10   

Elect Thomas Ryder

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Stifel Financial Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SF    CUSIP 860630102    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Charles Dill

   Mgmt    For    For    For
1.2   

Elect Richard Himelfarb

   Mgmt    For    For    For
1.3   

Elect Alton Irby III

   Mgmt    For    For    For
1.4   

Elect Victor Nesi

   Mgmt    For    For    For
1.5   

Elect James Zemlyak

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    Against


 

SVB Financial Group

 

Ticker    Security ID:    Meeting Date    Meeting Status
SIVB    CUSIP 78486Q101    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Greg Becker

   Mgmt    For    For    For
1.2   

Elect Eric Benhamou

   Mgmt    For    For    For
1.3   

Elect David Clapper

   Mgmt    For    For    For
1.4   

Elect Roger Dunbar

   Mgmt    For    For    For
1.5   

Elect Joel Friedman

   Mgmt    For    For    For
1.6   

Elect C. Richard Kramlich

   Mgmt    For    For    For
1.7   

Elect Lata Krishnan

   Mgmt    For    For    For
1.8   

Elect Jeffery Maggioncalda

   Mgmt    For    For    For
1.9   

Elect Kate Mitchell

   Mgmt    For    For    For
1.10   

Elect John Robinson

   Mgmt    For    For    For
1.11   

Elect Garen Staglin

   Mgmt    For    For    For
1.12   

Elect Kyung Yoon

   Mgmt    For    For    For
2   

Amendment to the 2006 Equity Incentive Plan

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Transaction of Other Business

   Mgmt    For    For    For

 

 

T. Rowe Price Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TROW    CUSIP 74144T108    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Edward Bernard

   Mgmt    For    For    For
2   

Elect James Brady

   Mgmt    For    For    For
3   

Elect J. Alfred Broaddus, Jr.

   Mgmt    For    For    For
4   

Elect Donald Hebb, Jr.

   Mgmt    For    For    For
5   

Elect James Kennedy

   Mgmt    For    For    For
6   

Elect Robert MacLellan

   Mgmt    For    For    For
7   

Elect Brian Rogers

   Mgmt    For    For    For
8   

Elect Alfred Sommer

   Mgmt    For    For    For
9   

Elect Dwight Taylor

   Mgmt    For    For    For
10   

Elect Anne Whittemore

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For


 

Targacept, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRGT    CUSIP 87611R306    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect G. Steven Burrill

   Mgmt    For    For    For
1.2   

Elect Errol De Souza

   Mgmt    For    For    For
1.3   

Elect Mark Skaletsky

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Teavana Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEA    CUSIP 87819P102    06/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Robert Dennis

   Mgmt    For    For    For
1.2   

Elect John Kyees

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

The Ultimate Software Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ULTI    CUSIP 90385D107    05/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Rick Wilber

   Mgmt    For    For    For
1.2   

Elect Marc Scherr

   Mgmt    For    For    For
1.3   

Elect James FitzPatrick, Jr.

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Amendment to the 2005 Equity and Incentive Plan

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For

 

 

Theravance, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
THRX    CUSIP 88338T104    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Rick Winningham

   Mgmt    For    For    For
1.2   

Elect Henrietta Holsman Fore

   Mgmt    For    For    For
1.3   

Elect Robert Gunderson, Jr.

   Mgmt    For    For    For
1.4   

Elect Arnold Levine

   Mgmt    For    For    For
1.5   

Elect Burton Malkiel

   Mgmt    For    For    For
1.6   

Elect Peter Ringrose

   Mgmt    For    For    For
1.7   

Elect William Waltrip

   Mgmt    For    For    For
1.8   

Elect George Whitesides

   Mgmt    For    For    For
1.9   

Elect William Young

   Mgmt    For    For    For
2   

2012 Equity Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Issuance of Common Stock

   Mgmt    For    For    For


 

TripAdvisor, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TRIP    CUSIP 896945201    06/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Barry Diller

   Mgmt    For    For    For
1.2   

Elect Stephen Kaufer

   Mgmt    For    For    For
1.3   

Elect William Fitzgerald

   Mgmt    For    For    For
1.4   

Elect Victor Kaufman

   Mgmt    For    For    For
1.5   

Elect Dara Khosrowshahi

   Mgmt    For    For    For
1.6   

Elect Jonathan Miller

   Mgmt    For    For    For
1.7   

Elect Jeremy Philips

   Mgmt    For    For    For
1.8   

Elect Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.9   

Elect Robert Wiesenthal

   Mgmt    For    For    For
1.10   

Elect Michael Zeisser

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    3 Years    3 Years    For

 

 

United Natural Foods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNFI    CUSIP 911163103    12/13/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Michael Funk

   Mgmt    For    For    For
2   

Elect James Heffernan

   Mgmt    For    For    For
3   

Elect Steven Spinner

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
7   

Shareholder Proposal Regarding CEO Succession Planning

   ShrHoldr    Against    Against    For


 

United Natural Foods, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
UNFI    CUSIP 911163103    12/13/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Director Michael S. Funk

   Mgmt    For    For    For
2   

Elect Director James P. Heffernan

   Mgmt    For    For    For
3   

Elect Director Steven L. Spinner

   Mgmt    For    For    For
4   

Ratify Auditors

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
7   

Adopt Policy on Succession Planning

   ShrHoldr    Against    Against    For

 

 

Universal Display Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
PANL    CUSIP 91347P105    06/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Abramson

   Mgmt    For    For    For
1.2   

Elect Leonard Becker

   Mgmt    For    For    For
1.3   

Elect Elizabeth Gemmill

   Mgmt    For    For    For
1.4   

Elect C. Keith Hartley

   Mgmt    For    For    For
1.5   

Elect Lawrence Lacerte

   Mgmt    For    For    For
1.6   

Elect Sidney Rosenblatt

   Mgmt    For    For    For
1.7   

Elect Sherwin Seligsohn

   Mgmt    For    For    For
2   

Adoption of Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Vertex Pharmaceuticals Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
VRTX    CUSIP 92532F100    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Jeffrey Leiden

   Mgmt    For    For    For
1.2   

Elect Bruce Sachs

   Mgmt    For    For    For
2   

Amendment to the 2006 Stock and Option Plan

   Mgmt    For    For    For
3   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Volcano Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
VOLC    CUSIP 928645100    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect R. Scott Huennekens

   Mgmt    For    For    For
1.2   

Elect Lesley Howe

   Mgmt    For    For    For
1.3   

Elect Ronald Matricaria

   Mgmt    For    For    For
2   

Elect Eric Topol

   Mgmt    For    For    For
3   

Elect Leslie Norwalk

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Whiting Petroleum Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WLL    CUSIP 966387201    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect James Volker

   Mgmt    For    For    For
1.2   

Elect William Hahne

   Mgmt    For    For    For
1.3   

Elect Allan Larson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Youku.com Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
YOKU    CUSIP 98742U100    10/17/2011    Voted
Meeting Type       Country of Trade   
Annual       Cayman Islands   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Change Company Name to Youku Inc.

   Mgmt    For    For    For

Fund Name : TCW Total Return Bond Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Fund Name : TCW Value Opportunities Fund

 

 

Activision Blizzard, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATVI    CUSIP 00507V109    06/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Philippe Capron

   Mgmt    For    For    For
2   

Elect Robert Corti

   Mgmt    For    For    For
3   

Elect Frederic Crepin

   Mgmt    For    For    For
4   

Elect Lucian Grainge

   Mgmt    For    For    For
5   

Elect Brian Kelly

   Mgmt    For    For    For
6   

Elect Robert Kotick

   Mgmt    For    For    For
7   

Elect Jean-Bernard Levy

   Mgmt    For    For    For
8   

Elect Robert Morgado

   Mgmt    For    For    For
9   

Elect Stephane Roussel

   Mgmt    For    For    For
10   

Elect Richard Sarnoff

   Mgmt    For    For    For
11   

Elect Regis Turrini

   Mgmt    For    For    For
12   

Amendment to the 2008 Incentive Plan

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For


 

AES Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AES    CUSIP 00130H105    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Andres Gluski

   Mgmt    For    For    For
1.2   

Elect Guo Bao Zhang

   Mgmt    For    For    For
1.3   

Elect Kristina Johnson

   Mgmt    For    For    For
1.4   

Elect Tarun Khanna

   Mgmt    For    For    For
1.5   

Elect John Koskinen

   Mgmt    For    For    For
1.6   

Elect Philip Lader

   Mgmt    For    For    For
1.7   

Elect Sandra Moose

   Mgmt    For    For    For
1.8   

Elect John Morse, Jr.

   Mgmt    For    For    For
1.9   

Elect Philip Odeen

   Mgmt    For    For    For
1.10   

Elect Charles Rossotti

   Mgmt    For    Withhold    Against
1.11   

Elect Sven Sandstrom

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Agree Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
ADC    CUSIP 008492100    05/07/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Richard Agree

   Mgmt    For    For    For
1.2   

Elect Michael Rotchford

   Mgmt    For    For    For
1.3   

Elect John Rakolta, Jr.

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Albemarle Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
ALB    CUSIP 012653101    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Jim Nokes

   Mgmt    For    For    For
1.2   

Elect William Hernandez

   Mgmt    For    For    For
1.3   

Elect R. William Ide III

   Mgmt    For    For    For
1.4   

Elect Luther Kissam, IV

   Mgmt    For    For    For
1.5   

Elect Joseph Mahady

   Mgmt    For    For    For
1.6   

Elect Barry Perry

   Mgmt    For    For    For
1.7   

Elect John Sherman, Jr.

   Mgmt    For    For    For
1.8   

Elect Harriett Taggart

   Mgmt    For    For    For
1.9   

Elect Anne Whittemore

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Allegheny Technologies Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
ATI    CUSIP 01741R102    05/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Richard Harshman

   Mgmt    For    For    For
1.2   

Elect Diane Creel

   Mgmt    For    For    For
1.3   

Elect John Pipski

   Mgmt    For    For    For
1.4   

Elect James Rohr

   Mgmt    For    For    For
1.5   

Elect Louis Thomas

   Mgmt    For    For    For
2   

Amendment to the 2007 Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

American Eagle Outfitters, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AEO    CUSIP 02553E106    06/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Janice Page

   Mgmt    For    For    For
2   

Elect Noel Spiegel

   Mgmt    For    For    For
3   

Elect Gerald Wedren

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Ann Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ANN    CUSIP 035623107    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect James Burke, Jr.

   Mgmt    For    For    For
2   

Elect Kay Krill

   Mgmt    For    For    For
3   

Elect Stacey Rauch

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Management Performance Compensation Plan

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Shareholder Proposal Regarding Declassification of The Board

   ShrHoldr    For    For    For


 

Arch Capital Group Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACGL    CUSIP G0450A105    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Eric Doppstadt

   Mgmt    For    For    For
2   

Elect Constantine Iordanou

   Mgmt    For    For    For
3   

Elect James Meenaghan

   Mgmt    For    For    For
4   

Elect John Pasquesi

   Mgmt    For    For    For
5   

Elect Anthony Asquith

   Mgmt    For    For    For
6   

Elect Edgardo Balois

   Mgmt    For    For    For
7   

Elect William E. Beveridge

   Mgmt    For    For    For
8   

Elect Dennis R. Brand

   Mgmt    For    For    For
9   

Elect Peter Calleo

   Mgmt    For    For    For
10   

Elect Knud Christensen

   Mgmt    For    For    For
11   

Elect Paul Cole

   Mgmt    For    For    For
12   

Elect Graham B. R. Collis

   Mgmt    For    For    For
13   

Elect William J. Cooney

   Mgmt    For    For    For
14   

Elect Michael Feetham

   Mgmt    For    For    For
15   

Elect Stephan Fogarty

   Mgmt    For    For    For
16   

Elect Elizabeth Fullerton-Rome

   Mgmt    For    For    For
17   

Elect Marc Grandisson

   Mgmt    For    For    For
18   

Elect Michael A. Greene

   Mgmt    For    For    For
19   

Elect John C. R. Hele

   Mgmt    For    For    For
20   

Elect David W. Hipkin

   Mgmt    For    For    For
21   

Elect W. Preston Hutchings

   Mgmt    For    For    For
22   

Elect Constantine Iordanou

   Mgmt    For    For    For
23   

Elect Wolbert H. Kamphuijs

   Mgmt    For    For    For
24   

Elect Michael H. Kier

   Mgmt    For    For    For
25   

Elect Lin Li-Williams

   Mgmt    For    For    For
26   

Elect Mark D. Lyons

   Mgmt    For    For    For
27   

Elect Adam Matteson

   Mgmt    For    For    For
28   

Elect David McElroy

   Mgmt    For    For    For
29   

Elect Rommel Mercado

   Mgmt    For    For    For
30   

Elect Martin Nilsen

   Mgmt    For    For    For
31   

Elect Mark Nolan

   Mgmt    For    For    For
32   

Elect Nicolas Papadopoulo

   Mgmt    For    For    For
33   

Elect Elisabeth Quinn

   Mgmt    For    For    For
34   

Elect Maamoun Rajeh

   Mgmt    For    For    For
35   

Elect John F. Rathgeber

   Mgmt    For    For    For
36   

Elect Andrew Rippert

   Mgmt    For    For    For
37   

Elect Paul S. Robotham

   Mgmt    For    For    For
38   

Elect Carla Santamaria-Sena

   Mgmt    For    For    For
39   

Elect Scott Schenker

   Mgmt    For    For    For
40   

Elect Soren Scheuer

   Mgmt    For    For    For
41   

Elect Budhi Singh

   Mgmt    For    For    For
42   

Elect Helmut Sohler

   Mgmt    For    For    For


43   

Elect Iwan van Munster

   Mgmt    For    For    For
44   

Elect Angus Watson

   Mgmt    For    For    For
45   

Elect James R. Weatherstone

   Mgmt    For    For    For
46   

2012 Long Term Incentive and Share Award Plan

   Mgmt    For    For    For
47   

Ratification of Auditor

   Mgmt    For    For    For
48   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Arch Coal Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ACI    CUSIP 039380100    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect David Freudenthal

   Mgmt    For    For    For
1.2   

Elect Patricia Godley

   Mgmt    For    For    For
1.3   

Elect George Morris III

   Mgmt    For    For    For
1.4   

Elect Wesley Taylor

   Mgmt    For    For    For
1.5   

Elect Peter Wold

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Coal Mining Report

   ShrHoldr    Against    For    Against

 

 

Asbury Automotive Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ABG    CUSIP 043436104    04/18/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Janet Clarke

   Mgmt    For    For    For
1.2   

Elect Dennis Clements

   Mgmt    For    For    For
1.3   

Elect Eugene Katz

   Mgmt    For    For    For
2   

2012 Equity Incentive Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Autoliv, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ALV    CUSIP 052800109    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1.1   

Elect Xiaozhi Liu

   Mgmt    For    For    For
1.2   

Elect George Lorch

   Mgmt    For    For    For
1.3   

Elect Kazuhiko Sakamoto

   Mgmt    For    For    For
1.4   

Elect Wolfgang Ziebart

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 1997 Stock Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Avista Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVA    CUSIP 05379B107    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast   

For/Against

Mgmt

1   

Elect Erik Anderson

   Mgmt    For    For    For
2   

Elect Kristianne Blake

   Mgmt    For    For    For
3   

Elect Donald Burke

   Mgmt    For    For    For
4   

Elect Rick Holley

   Mgmt    For    For    For
5   

Elect John Kelly

   Mgmt    For    For    For
6   

Elect Rebecca Klein

   Mgmt    For    For    For
7   

Elect Scott Morris

   Mgmt    For    For    For
8   

Elect Michael Noel

   Mgmt    For    For    For
9   

Elect Marc Racicot

   Mgmt    For    For    For
10   

Elect Heidi Stanley

   Mgmt    For    For    For
11   

Elect R. John Taylor

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Amendment Requiring Approval of Holders of 2/3 of the Outstanding Shares of Common Stock

   Mgmt    For    For    For
14   

Amendment Requiring Approval of Holders of 80% of the Outstanding Shares of Common Stock

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Avnet, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
AVT    CUSIP 053807103    11/04/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Eleanor Baum

   Managem    For    For    For
1.2   

Elect Director J. Veronica Biggins

   Managem    For    For    For
1.3   

Elect Director Richard Hamada

   Managem    For    For    For
1.4   

Elect Director Ehud Houminer

   Managem    For    For    For
1.5   

Elect Director James A. Lawrence

   Managem    For    For    For
1.6   

Elect Director Frank R. Noonan

   Managem    For    For    For
1.7   

Elect Director Ray M. Robinson

   Managem    For    For    For
1.8   

Elect Director William H. Schumann, III

   Managem    For    For    For
1.9   

Elect Director William P. Sullivan

   Managem    For    For    For
1.10   

Elect Director Roy Vallee

   Managem    For    For    For
2   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
3   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
4   

Amend Qualified Employee Stock Purchase Plan

   Managem    For    For    For
5   

Ratify Auditors

   Managem    For    For    For


 

Beam Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BEAM    CUSIP 073730103    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Richard Goldstein

   Mgmt    For    For    For
2   

Elect Stephen Golsby

   Mgmt    For    For    For
3   

Elect Ann Hackett

   Mgmt    For    For    For
4   

Elect A.D. David Mackay

   Mgmt    For    For    For
5   

Elect Matthew Shattock

   Mgmt    For    For    For
6   

Elect Robert Steele

   Mgmt    For    For    For
7   

Elect Peter Wilson

   Mgmt    For    For    For
8   

Ratification of Auditor

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

2012 Employee Stock Purchase Plan

   Mgmt    For    For    For
11   

Re-approval of the Annual Executive Incentive Compensation Plan

   Mgmt    For    For    For

 

 

Boston Private Financial Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BPFH    CUSIP 101119105    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Herbert Alexander

   Mgmt    For    For    For
1.2   

Elect Lynn Hoffman

   Mgmt    For    For    For
1.3   

Elect John Morton III

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to Articles to Declassify Board

   Mgmt    N/A    For    N/A
4   

Shareholder Proposal Regarding Simple Majority Vote

   ShrHoldr    Against    Against    For


 

Boston Properties, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BXP    CUSIP 101121101    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Lawrence Bacow

   Mgmt    For    For    For
2   

Elect Zoe Baird Budinger

   Mgmt    For    For    For
3   

Elect Douglas Linde

   Mgmt    For    For    For
4   

Elect Matthew J. Lustig

   Mgmt    For    For    For
5   

Elect Alan Patricof

   Mgmt    For    For    For
6   

Elect Martin Turchin

   Mgmt    For    For    For
7   

Elect David Twardock

   Mgmt    For    For    For
8   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
9   

2012 Stock Option and Incentive Plan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Broadcom Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRCM    CUSIP 111320107    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Finocchio, Jr.

   Mgmt    For    For    For
1.2   

Elect Nancy Handel

   Mgmt    For    For    For
1.3   

Elect Eddy Hartenstein

   Mgmt    For    For    For
1.4   

Elect Maria Klawe

   Mgmt    For    For    For
1.5   

Elect John Major

   Mgmt    For    For    For
1.6   

Elect Scott McGregor

   Mgmt    For    For    For
1.7   

Elect William Morrow

   Mgmt    For    For    For
1.8   

Elect Henry Samueli

   Mgmt    For    For    For
1.9   

Elect Robert Switz

   Mgmt    For    For    For
2   

Amendment to the 1998 Employee Stock Purchase Plan

   Mgmt    For    For    For
3   

2012 Stock Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Brocade Communications Systems, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRCD    CUSIP 111621306    04/20/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Judy Bruner

   Mgmt    For    For    For
2   

Elect John Gerdelman

   Mgmt    For    For    For
3   

Elect David House

   Mgmt    For    For    For
4   

Elect Glenn Jones

   Mgmt    For    For    For
5   

Elect Michael Klayko

   Mgmt    For    For    For
6   

Elect L. William Krause

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Amendment to the 2009 Stock Plan

   Mgmt    For    For    For
9   

Amendment to the 2009 Employee Stock Purchase Plan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Brooks Automation, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
BRKS    CUSIP 114340102    02/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect A. Clinton Allen

   Mgmt    For    For    For
1.2   

Elect Joseph Martin

   Mgmt    For    For    For
1.3   

Elect John McGillicuddy

   Mgmt    For    For    For
1.4   

Elect Krishna Palepu

   Mgmt    For    For    For
1.5   

Elect C.S. Park

   Mgmt    For    For    For
1.6   

Elect Kirk Pond

   Mgmt    For    For    For
1.7   

Elect Stephen Schwartz

   Mgmt    For    For    For
1.8   

Elect Alfred Woollacott III

   Mgmt    For    For    For
1.9   

Elect Mark Wrighton

   Mgmt    For    For    For
2   

Amendment to the 1995 Employee Stock Purchase Plan

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Catalyst Health Solutions, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CHSI    CUSIP 14888B103    06/04/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Epstein

   Mgmt    For    For    For
1.2   

Elect Michael McDonnell

   Mgmt    For    For    For
1.3   

Elect Dale Wolf

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Celanese Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CE    CUSIP 150870103    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Barlett

   Mgmt    For    For    For
2   

Elect David Hoffmeister

   Mgmt    For    For    For
3   

Elect Paul O’Neill

   Mgmt    For    For    For
4   

Elect Jay Ihlenfeld

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Amendment to the 2009 Global Incentive Plan

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For


 

CIGNA Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
CI    CUSIP 125509109    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Partridge

   Mgmt    For    For    For
2   

Elect James Rogers

   Mgmt    For    For    For
3   

Elect Joseph Sullivan

   Mgmt    For    For    For
4   

Elect Eric Wiseman

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Amendment to the Executive Incentive Plan

   Mgmt    For    For    For
8   

Repeal of Classified Board

   Mgmt    N/A    For    N/A

 

 

Cliffs Natural Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CLF    CUSIP 18683K101    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Joseph Carrabba

   Mgmt    For    For    For
2   

Elect Susan Cunningham

   Mgmt    For    For    For
3   

Elect Barry Eldridge

   Mgmt    For    For    For
4   

Elect Andres Gluski

   Mgmt    For    For    For
5   

Elect Susan Green

   Mgmt    For    For    For
6   

Elect Janice Henry

   Mgmt    For    For    For
7   

Elect James Kirsch

   Mgmt    For    For    For
8   

Elect Francis McAllister

   Mgmt    For    For    For
9   

Elect Richard Riederer

   Mgmt    For    For    For
10   

Elect Richard Ross

   Mgmt    For    For    For
11   

Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval

   Mgmt    For    Against    Against
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

2012 Incentive Equity Plan

   Mgmt    For    For    For
14   

2012 Executive Management Performance Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Cohen & Steers, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CNS    CUSIP 19247A100    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Martin Cohen

   Mgmt    For    For    For
2   

Elect Robert Steers

   Mgmt    For    For    For
3   

Elect Peter Rhein

   Mgmt    For    For    For
4   

Elect Richard Simon

   Mgmt    For    For    For
5   

Elect Edmond Villani

   Mgmt    For    For    For
6   

Elect Bernard Winograd

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For
8   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Comerica Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
CMA    CUSIP 200340107    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Richard Lindner

   Mgmt    For    For    For
2   

Elect Robert Taubman

   Mgmt    For    For    For
3   

Elect Reginald Turner

   Mgmt    For    For    For
4   

Elect Roger Cregg

   Mgmt    For    For    For
5   

Elect T. Kevin DeNicola

   Mgmt    For    For    For
6   

Elect Alfred Piergallini

   Mgmt    For    For    For
7   

Elect Nina Vaca

   Mgmt    For    For    For
8   

Ratification of Auditor

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Commercial Metals Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
CMC    CUSIP 201723103    02/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Harold Adams

   Mgmt    For    For    For
1.2   

Elect Joseph Alvarado

   Mgmt    For    For    For
1.3   

Elect Anthony Massaro

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
5   

Shareholder Proposals Regarding Redemption of Poison Pill

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Shareholder Approval of Poison Pills

   ShrHoldr    Against    Against    For
7   

Shareholder Proposal Regarding Bylaw Repeal Amendments

   ShrHoldr    Against    Against    For

 

 

Consolidated Edison, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ED    CUSIP 209115104    05/21/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Kevin Burke

   Mgmt    For    For    For
2   

Elect Vincent Calarco

   Mgmt    For    For    For
3   

Elect George Campbell, Jr.

   Mgmt    For    For    For
4   

Elect Gordon Davis

   Mgmt    For    For    For
5   

Elect Michael Del Giudice

   Mgmt    For    For    For
6   

Elect Ellen Futter

   Mgmt    For    Against    Against
7   

Elect John Hennessy III

   Mgmt    For    For    For
8   

Elect John Killian

   Mgmt    For    For    For
9   

Elect Eugene McGrath

   Mgmt    For    For    For
10   

Elect Sally Pinero

   Mgmt    For    For    For
11   

Elect Michael Ranger

   Mgmt    For    For    For
12   

Elect L. Frederick Sutherland

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Shareholder Proposal Regarding Disclosure of Executive Compensation

   ShrHoldr    Against    Against    For


 

Covance Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVD    CUSIP 222816100    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Barchi

   Mgmt    For    For    For
1.2   

Elect Joseph Scodari

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Non-Employee Directors Deferred Stock Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Animal Welfare

   ShrHoldr    Against    For    Against

 

 

Coventry Health Care, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CVH    CUSIP 222862104    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Daniel Mendelson

   Mgmt    For    For    For
2   

Elect Rodman Moorhead, III

   Mgmt    For    For    For
3   

Elect Timothy Weglicki

   Mgmt    For    For    For
4   

Repeal of Classified Board

   Mgmt    For    For    For
5   

Amendment to Supermajority Requirement

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Shareholder Proposal Regarding Political Contributions and Expenditure Report

   ShrHoldr    Against    For    Against


 

Cytec Industries Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
CYT    CUSIP 232820100    04/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Barry Johnson

   Mgmt    For    For    For
2   

Elect Carol Lowe

   Mgmt    For    For    For
3   

Elect Thomas Rabaut

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Amendment to the 1993 Stock Award and Incentive Plan

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Dana Holding Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DAN    CUSIP 235825205    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Virginia Kamsky

   Mgmt    For    For    For
1.2   

Elect Terrence Keating

   Mgmt    For    For    For
1.3   

Elect Joseph Muscari

   Mgmt    For    For    For
1.4   

Elect Steven Schwarzwaelder

   Mgmt    For    For    For
1.5   

Elect Richard Wallman

   Mgmt    For    For    For
1.6   

Elect Keith Wandell

   Mgmt    For    For    For
1.7   

Elect Roger Wood

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

2012 Omnibus Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Denbury Resources Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DNR    CUSIP 247916208    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Wieland Wettstein

   Mgmt    For    For    For
1.2   

Elect Michael Beatty

   Mgmt    For    For    For
1.3   

Elect Michael Decker

   Mgmt    For    For    For
1.4   

Elect Ronald Greene

   Mgmt    For    For    For
1.5   

Elect Gregory McMichael

   Mgmt    For    For    For
1.6   

Elect Kevin Myers

   Mgmt    For    For    For
1.7   

Elect Gareth Roberts

   Mgmt    For    For    For
1.8   

Elect Phil Rykhoek

   Mgmt    For    For    For
1.9   

Elect Randy Stein

   Mgmt    For    For    For
1.10   

Elect Laura Sugg

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Elimination of Two-Thirds

   Mgmt    For    For    For
  

Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions

           
4   

Amendment of the Limited Liability Company Agreement

   Mgmt    For    Against    Against
5   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Digital Realty Trust, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
DLR    CUSIP 253868103    04/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors

   Mgmt    For    For    For
2   

Elect Laurence Chapman

   Mgmt    For    For    For
3   

Elect Kathleen Earley

   Mgmt    For    For    For
4   

Elect Ruann Ernst

   Mgmt    For    For    For
5   

Elect Dennis Singleton

   Mgmt    For    For    For
6   

Elect Robert Zerbst

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For
8   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Dover Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
DOV    CUSIP 260003108    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect David Benson

   Mgmt    For    For    For
2   

Elect Robert Cremin

   Mgmt    For    For    For
3   

Elect Jean-Pierre Ergas

   Mgmt    For    For    For
4   

Elect Peter Francis

   Mgmt    For    For    For
5   

Elect Kristiane Graham

   Mgmt    For    For    For
6   

Elect Robert Livingston

   Mgmt    For    For    For
7   

Elect Richard Lochridge

   Mgmt    For    For    For
8   

Elect Bernard Rethore

   Mgmt    For    For    For
9   

Elect Michael Stubbs

   Mgmt    For    For    For
10   

Elect Stephen Todd

   Mgmt    For    For    For
11   

Elect Stephen Wagner

   Mgmt    For    For    For
12   

Elect Mary Winston

   Mgmt    For    For    For
13   

2012 Equity and Cash Incentive Plan

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Energizer Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ENR    CUSIP 29266R108    01/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Bill Armstrong

   Mgmt    For    For    For
2   

Elect J. Patrick Mulcahy

   Mgmt    For    For    For
3   

Elect Pamela Nicholson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


 

Ensco plc

 

Ticker    Security ID:    Meeting Date    Meeting Status
ESV    CUSIP 29358Q109    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect C. Christopher Gaut

   Mgmt    For    For    For
2   

Elect Gerald Haddock

   Mgmt    For    For    For
3   

Elect Paul Rowsey III

   Mgmt    For    For    For
4   

Elect Francis Kalman

   Mgmt    For    For    For
5   

Elect David Brown

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For
7   

Ratification of Statutory Auditor

   Mgmt    For    For    For
8   

Authority to Set Auditor’s Fees

   Mgmt    For    For    For
9   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Expedia, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPE    CUSIP 30212P303    06/05/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect A. George Battle

   Mgmt    For    For    For
1.2   

Elect Barry Diller

   Mgmt    For    For    For
1.3   

Elect Jonathan Dolgen

   Mgmt    For    For    For
1.4   

Elect William Fitzgerald

   Mgmt    For    For    For
1.5   

Elect Craig Jacobson

   Mgmt    For    For    For
1.6   

Elect Victor Kaufman

   Mgmt    For    For    For
1.7   

Elect Peter Kern

   Mgmt    For    For    For
1.8   

Elect Dara Khosrowshahi

   Mgmt    For    For    For
1.9   

Elect John Malone

   Mgmt    For    For    For
1.10   

Elect Jose Antonio Tazon Garcia

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For


 

Expedia, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
EXPE    CUSIP 30212P105    12/06/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Spin-Off Agreement

   Managem    For    For    For
2   

Approve Reverse Stock Split

   Managem    For    For    For
3   

Approve Merger Agreement

   Managem    For    For    For
4   

Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor

   Managem    For    For    For
5.1   

Elect Director A. George ‘Skip’ Battle

   Managem    For    For    For
5.2   

Elect Director Barry Diller

   Managem    For    For    For
5.3   

Elect Director Jonathan L. Dolgen

   Managem    For    For    For
5.4   

Elect Director William R. Fitzgerald

   Managem    For    For    For
5.5   

Elect Director Craig A. Jacobson

   Managem    For    For    For
5.6   

Elect Director Victor A. Kaufman

   Managem    For    For    For
5.7   

Elect Director Peter M. Kern

   Managem    For    For    For
5.8   

Elect Director Dara Khosrowshahi

   Managem    For    For    For
5.9   

Elect Director John C. Malone

   Managem    For    For    For
5.10   

Elect Director Jose A. Tazon

   Managem    For    For    For
6   

Ratify Auditors

   Managem    For    For    For
7   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
8   

Advisory Vote on Say on Pay Frequency

   Managem    3 Years    3 Years    For


 

First Horizon National Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
FHN    CUSIP 320517105    04/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Robert Carter

   Mgmt    For    For    For
2   

Elect John Compton

   Mgmt    For    For    For
3   

Elect Mark Emkes

   Mgmt    For    For    For
4   

Elect Vicky Gregg

   Mgmt    For    For    For
5   

Elect James Haslam III

   Mgmt    For    For    For
6   

Elect D. Bryan Jordan

   Mgmt    For    For    For
7   

Elect R. Brad Martin

   Mgmt    For    For    For
8   

Elect Scott Niswonger

   Mgmt    For    For    For
9   

Elect Vicki Palmer

   Mgmt    For    For    For
10   

Elect Colin Reed

   Mgmt    For    For    For
11   

Elect Luke Yancy III

   Mgmt    For    For    For
12   

Amendment to the Equity Compensation Plan

   Mgmt    For    For    For
13   

Amendment to the Management Incentive Plan

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Foot Locker, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
FL    CUSIP 344849104    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Alan Feldman

   Mgmt    For    For    For
1.2   

Elect Jarobin Gilbert, Jr.

   Mgmt    For    For    For
1.3   

Elect David Schwartz

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Annual Incentive Compensation Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Fulton Financial Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
FULT    CUSIP 360271100    04/30/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Albertson

   Mgmt    For    For    For
1.2   

Elect Joe Ballard

   Mgmt    For    For    For
1.3   

Elect John Bond, Jr.

   Mgmt    For    For    For
1.4   

Elect Craig Dally

   Mgmt    For    For    For
1.5   

Elect Patrick Freer

   Mgmt    For    For    For
1.6   

Elect Rufus Fulton, Jr.

   Mgmt    For    For    For
1.7   

Elect George Hodges

   Mgmt    For    For    For
1.8   

Elect Willem Kooyker

   Mgmt    For    For    For
1.9   

Elect Donald Lesher, Jr.

   Mgmt    For    For    For
1.10   

Elect Albert Morrison, III

   Mgmt    For    For    For
1.11   

Elect R. Scott Smith, Jr.

   Mgmt    For    For    For
1.12   

Elect Gary Stewart

   Mgmt    For    For    For
1.13   

Elect E. Philip Wenger

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

GameStop Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GME    CUSIP 36467W109    06/19/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Daniel DeMatteo

   Mgmt    For    For    For
1.2   

Elect Shane Kim

   Mgmt    For    For    For
1.3   

Elect J. Paul Raines

   Mgmt    For    For    For
1.4   

Elect Kathy Vrabeck

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Gardner Denver, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GDI    CUSIP 365558105    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Michael Arnold

   Mgmt    For    For    For
1.2   

Elect Barry Pennypacker

   Mgmt    For    For    For
1.3   

Elect Richard Thompson

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the Long-Term Incentive Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Global Cash Access Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GCA    CUSIP 378967103    04/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Scott Betts

   Mgmt    For    For    For
1.2   

Elect E. Miles Kilburn

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

GrafTech International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GTI    CUSIP 384313102    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Randy Carson

   Mgmt    For    For    For
1.2   

Elect Mary Cranston

   Mgmt    For    For    For
1.3   

Elect Harold Layman

   Mgmt    For    For    For
1.4   

Elect Ferrell McClean

   Mgmt    For    For    For
1.5   

Elect Nathan Milikowsky

   Mgmt    For    For    For
1.6   

Elect Michael Nahl

   Mgmt    For    For    For
1.7   

Elect Steven Shawley

   Mgmt    For    For    For
1.8   

Elect Craig Shular

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Hawaiian Electric Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HE    CUSIP 419870100    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Constance Lau

   Mgmt    For    For    For
1.2   

Elect A. Maurice Myers

   Mgmt    For    For    For
1.3   

Elect James Scott

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Health Care Reit, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HCN    CUSIP 42217K106    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect William Ballard, Jr.

   Mgmt    For    For    For
2   

Elect George Chapman

   Mgmt    For    For    For
3   

Elect Daniel Decker

   Mgmt    For    For    For
4   

Elect Thomas DeRosa

   Mgmt    For    For    For
5   

Elect Jeffrey Donahue

   Mgmt    For    For    For
6   

Elect Peter Grua

   Mgmt    For    For    For
7   

Elect Fred Klipsch

   Mgmt    For    For    For
8   

Elect Sharon Oster

   Mgmt    For    For    For
9   

Elect Jeffrey Otten

   Mgmt    For    For    For
10   

Elect R. Scott Trumbull

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For


 

Hologic, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HOLX    CUSIP 436440101    03/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Cascella

   Mgmt    For    For    For
1.2   

Elect Glenn Muir

   Mgmt    For    For    For
1.3   

Elect David LaVance, Jr.

   Mgmt    For    For    For
1.4   

Elect Sally Crawford

   Mgmt    For    For    For
1.5   

Elect Nancy Leaming

   Mgmt    For    For    For
1.6   

Elect Lawrence Levy

   Mgmt    For    For    For
1.7   

Elect Christina Stamoulis

   Mgmt    For    For    For
1.8   

Elect Elaine Ullian

   Mgmt    For    For    For
1.9   

Elect Wayne Wilson

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

2012 Employee Stock Purchase Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Home Properties, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HME    CUSIP 437306103    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Blank

   Mgmt    For    For    For
1.2   

Elect Alan Gosule

   Mgmt    For    For    For
1.3   

Elect Leonard Helbig, III

   Mgmt    For    For    For
1.4   

Elect Charles Koch

   Mgmt    For    For    For
1.5   

Elect Thomas Lydon, Jr.

   Mgmt    For    For    For
1.6   

Elect Edward Pettinella

   Mgmt    For    For    For
1.7   

Elect Clifford Smith, Jr.

   Mgmt    For    For    For
1.8   

Elect Amy Tait

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Hospira, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
HSP    CUSIP 441060100    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Barbara Bowles

   Mgmt    For    For    For
2   

Elect Roger Hale

   Mgmt    For    For    For
3   

Elect John Staley

   Mgmt    For    For    For
4   

Elect William Dempsey

   Mgmt    For    For    For
5   

Right to Call a Special Meeting

   Mgmt    For    For    For
6   

Repeal of Classified Board

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Ratification of Auditor

   Mgmt    For    For    For

 

 

International Flavors & Fragrances Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IFF    CUSIP 459506101    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Marcello Bottoli

   Mgmt    For    For    For
2   

Elect Linda Buck

   Mgmt    For    For    For
3   

Elect J. Michael Cook

   Mgmt    For    For    For
4   

Elect Roger Ferguson, Jr.

   Mgmt    For    For    For
5   

Elect Andreas Fibig

   Mgmt    For    For    For
6   

Elect Alexandra Herzan

   Mgmt    For    For    For
7   

Elect Henry Howell, Jr.

   Mgmt    For    For    For
8   

Elect Katherine Hudson

   Mgmt    For    For    For
9   

Elect Arthur Martinez

   Mgmt    For    For    For
10   

Elect Dale Morrison

   Mgmt    For    For    For
11   

Elect Douglas Tough

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Invesco Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
IVZ    CUSIP G491BT108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Martin Flanagan

   Mgmt    For    For    For
2   

Elect C. Robert Henrikson

   Mgmt    For    For    For
3   

Elect Ben Johnson III

   Mgmt    For    For    For
4   

Elect J. Thomas Presby

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

2012 Employee Stock Purchase Plan

   Mgmt    For    For    For
7   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Jacobs Engineering Group Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JEC    CUSIP 469814107    01/26/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Noel Watson

   Mgmt    For    For    For
2   

Elect Joseph Bronson

   Mgmt    For    For    For
3   

Elect Peter Robertson

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Amendment to the 1999 Stock Incentive Plan

   Mgmt    For    For    For

 

 

Jarden Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
JAH    CUSIP 471109108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Martin Franklin

   Mgmt    For    For    For
1.2   

Elect James Lillie

   Mgmt    For    For    For
1.3   

Elect Michael Gross

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Jones Lang LaSalle Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
JLL    CUSIP 48020Q107    05/31/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Hugo Bague

   Mgmt    For    For    For
2   

Elect Colin Dyer

   Mgmt    For    For    For
3   

Elect Darryl Hartley-Leonard

   Mgmt    For    For    For
4   

Elect DeAnne Julius

   Mgmt    For    For    For
5   

Elect Ming Lu

   Mgmt    For    For    For
6   

Elect Lauralee Martin

   Mgmt    For    For    For
7   

Elect Martin Nesbitt

   Mgmt    For    For    For
8   

Elect Sheila Penrose

   Mgmt    For    For    For
9   

Elect David Rickard

   Mgmt    For    For    For
10   

Elect Roger Staubach

   Mgmt    For    For    For
11   

Elect Thomas Theobald

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Reapproval of the Performance-Based Award Provisions of the Stock Award and Incentive Plan

   Mgmt    For    For    For
14   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Joy Global Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
JOY    CUSIP 481165108    03/06/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Steven Gerard

   Mgmt    For    For    For
1.2   

Elect John Gremp

   Mgmt    For    For    For
1.3   

Elect John Hanson

   Mgmt    For    For    For
1.4   

Elect Gale Klappa

   Mgmt    For    For    For
1.5   

Elect Richard Loynd

   Mgmt    For    For    For
1.6   

Elect P. Eric Siegert

   Mgmt    For    For    For
1.7   

Elect Michael Sutherlin

   Mgmt    For    For    For
1.8   

Elect James Tate

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Elimination of Supermajority Requirement

   Mgmt    For    For    For
5   

Amendment to the 2007 Stock Incentive Plan

   Mgmt    For    For    For


 

KB Home

 

Ticker    Security ID:    Meeting Date    Meeting Status
KBH    CUSIP 48666K109    04/12/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Barbara Alexander

   Mgmt    For    Against    Against
2   

Elect Stephen Bollenbach

   Mgmt    For    Against    Against
3   

Elect Timothy Finchem

   Mgmt    For    Against    Against
4   

Elect Kenneth Jastrow II

   Mgmt    For    For    For
5   

Elect Robert Johnson

   Mgmt    For    Against    Against
6   

Elect Melissa Lora

   Mgmt    For    For    For
7   

Elect Michael McCaffery

   Mgmt    For    Against    Against
8   

Elect Jeffrey Mezger

   Mgmt    For    For    For
9   

Elect Luis Nogales

   Mgmt    For    Against    Against
10   

Ratification of Auditor

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

 

 

Kennametal Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KMT    CUSIP 489170100    10/25/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director William J. Harvey

   Managem    For    For    For
1.2   

Elect Director Philip A. Dur

   Managem    For    For    For
1.3   

Elect Director Timothy R. McLevish

   Managem    For    For    For
1.4   

Elect Director Steven H. Wunning

   Managem    For    For    For
2   

Ratify Auditors

   Managem    For    For    For
3   

Amend Executive Incentive Bonus Plan

   Managem    For    For    For
4   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
5   

Advisory Vote on Say on PayFrequency

   Managem    1 Year    1 Year    For


 

Keycorp

 

Ticker    Security ID:    Meeting Date    Meeting Status
KEY    CUSIP 493267108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Edward Campbell

   Mgmt    For    For    For
1.2   

Elect Joseph Carrabba

   Mgmt    For    For    For
1.3   

Elect Charles Cooley

   Mgmt    For    For    For
1.4   

Elect Alexander Cutler

   Mgmt    For    For    For
1.5   

Elect H. James Dallas

   Mgmt    For    For    For
1.6   

Elect Elizabeth Gile

   Mgmt    For    For    For
1.7   

Elect Ruth Ann Gillis

   Mgmt    For    For    For
1.8   

Elect William Gisel, Jr.

   Mgmt    For    For    For
1.9   

Elect Richard Hipple

   Mgmt    For    For    For
1.10   

Elect Kristen Manos

   Mgmt    For    For    For
1.11   

Elect Beth Mooney

   Mgmt    For    For    For
1.12   

Elect Bill Sanford

   Mgmt    For    For    For
1.13   

Elect Barbara Snyder

   Mgmt    For    For    For
1.14   

Elect Thomas Stevens

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Independent Board Chairman

   ShrHoldr    Against    Against    For

 

 

Kilroy Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KRC    CUSIP 49427F108    05/17/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Kilroy, Sr.

   Mgmt    For    For    For
1.2   

Elect John Kilroy, Jr.

   Mgmt    For    For    For
1.3   

Elect Edward Brennan

   Mgmt    For    For    For
1.4   

Elect William Dickey

   Mgmt    For    For    For
1.5   

Elect Scott Ingraham

   Mgmt    For    For    For
1.6   

Elect Dale Kinsella

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Kimco Realty Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
KIM    CUSIP 49446R109    05/01/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Milton Cooper

   Mgmt    For    For    For
1.2   

Elect Philip Coviello

   Mgmt    For    For    For
1.3   

Elect Richard Dooley

   Mgmt    For    For    For
1.4   

Elect Joe Grills

   Mgmt    For    For    For
1.5   

Elect David Henry

   Mgmt    For    For    For
1.6   

Elect F. Patrick Hughes

   Mgmt    For    For    For
1.7   

Elect Frank Lourenso

   Mgmt    For    For    For
1.8   

Elect Colombe Nicholas

   Mgmt    For    For    For
1.9   

Elect Richard Saltzman

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2010 Equity Participation Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

KKR Financial Holdings LLC

 

Ticker    Security ID:    Meeting Date    Meeting Status
KFN    CUSIP 48248A306    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Tracy Collins

   Mgmt    For    For    For
1.2   

Elect Robert Edwards

   Mgmt    For    For    For
1.3   

Elect Vincent Paul Finigan

   Mgmt    For    For    For
1.4   

Elect Paul Hazen

   Mgmt    For    For    For
1.5   

Elect R. Glenn Hubbard

   Mgmt    For    For    For
1.6   

Elect Ross Kari

   Mgmt    For    For    For
1.7   

Elect Ely Licht

   Mgmt    For    For    For
1.8   

Elect Deborah McAneny

   Mgmt    For    For    For
1.9   

Elect Scott Nuttall

   Mgmt    For    For    For
1.10   

Elect Scott Ryles

   Mgmt    For    For    For
1.11   

Elect William Sonneborn

   Mgmt    For    For    For
1.12   

Elect Willy Strothotte

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For


 

Knight Capital Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
KCG    CUSIP 499005106    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect William Bolster

   Mgmt    For    For    For
2   

Elect Thomas Joyce

   Mgmt    For    For    For
3   

Elect James Lewis

   Mgmt    For    For    For
4   

Elect James Milde

   Mgmt    For    For    For
5   

Elect Christopher Quick

   Mgmt    For    For    For
6   

Elect Daniel Schmitt

   Mgmt    For    For    For
7   

Elect Laurie Shahon

   Mgmt    For    For    For
8   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
9   

Ratification of Auditor

   Mgmt    For    For    For
10   

Shareholder Proposal Regarding Right to Call a Special Meeting

   ShrHoldr    Against    For    Against

 

 

Lam Research Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LRCX    CUSIP 512807108    05/10/2012    Voted
Meeting Type       Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Acquisition

   Mgmt    For    For    For
2   

Right to Adjourn Meeting

   Mgmt    For    For    For


 

Lazard Ltd

 

Ticker    Security ID:    Meeting Date    Meeting Status
LAZ    CUSIP G54050102    04/24/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ashish Bhutani

   Mgmt    For    For    For
1.2   

Elect Steven Heyer

   Mgmt    For    For    For
1.3   

Elect Sylvia Jay

   Mgmt    For    For    For
1.4   

Elect Vernon Jordan, Jr.

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Lennar Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LEN    CUSIP 526057104    04/11/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Irving Bolotin

   Mgmt    For    For    For
1.2   

Elect Steven Gerard

   Mgmt    For    For    For
1.3   

Elect Theron Gilliam

   Mgmt    For    For    For
1.4   

Elect Sherrill Hudson

   Mgmt    For    For    For
1.5   

Elect R. Kirk Landon

   Mgmt    For    For    For
1.6   

Elect Sidney Lapidus

   Mgmt    For    For    For
1.7   

Elect Stuart Miller

   Mgmt    For    For    For
1.8   

Elect Jeffrey Sonnenfeld

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2007 Equity Compensation Plan

   Mgmt    For    For    For
4   

2012 Incentive Compensation Plan

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Shareholder Proposal Regarding Reporting and Reducing Energy Use

   ShrHoldr    Against    Against    For


 

Liberty Property Trust

 

Ticker    Security ID:    Meeting Date    Meeting Status
LRY    CUSIP 531172104    05/22/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Frederick Buchholz

   Mgmt    For    For    For
1.2   

Elect Thomas DeLoach, Jr.

   Mgmt    For    For    For
1.3   

Elect Katherine Dietze

   Mgmt    For    For    For
1.4   

Elect Daniel Garton

   Mgmt    For    For    For
1.5   

Elect William Hankowsky

   Mgmt    For    For    For
1.6   

Elect M. Leanne Lachman

   Mgmt    For    For    For
1.7   

Elect David Lingerfelt

   Mgmt    For    For    For
1.8   

Elect Stephen Siegel

   Mgmt    For    For    For
1.9   

Elect Stephen Steinour

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For
4   

Amendment to the Employee Stock Purchase Plan

   Mgmt    For    For    For

 

 

Lincoln National Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
LNC    CUSIP 534187109    05/24/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect George Henderson III

   Mgmt    For    For    For
2   

Elect Eric Johnson

   Mgmt    For    For    For
3   

Elect M. Leanne Lachman

   Mgmt    For    For    For
4   

Elect Isaiah Tidwell

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For
6   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Marriott International, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MAR    CUSIP 571903202    05/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect J.W. Marriott, Jr.

   Mgmt    For    For    For
2   

Elect John Marriott III

   Mgmt    For    For    For
3   

Elect Mary Bush

   Mgmt    For    For    For
4   

Elect Lawrence Kellner

   Mgmt    For    For    For
5   

Elect Debra Lee

   Mgmt    For    For    For
6   

Elect George Munoz

   Mgmt    For    For    For
7   

Elect Harry Pearce

   Mgmt    For    For    For
8   

Elect Steven Reinemund

   Mgmt    For    For    For
9   

Elect Lawrence Small

   Mgmt    For    For    For
10   

Elect Arne Sorenson

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Maxim Integrated Products, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MXIM    CUSIP 57772K101    11/16/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Director Tunc Doluca

   Managem    For    For    For
1.2   

Elect Director B. Kipling Hagopian

   Managem    For    For    For
1.3   

Elect Director James R. Bergman

   Managem    For    For    For
1.4   

Elect Director Joseph R. Bronson

   Managem    For    For    For
1.5   

Elect Director Robert E. Grady

   Managem    For    For    For
1.6   

Elect Director William D. Watkins

   Managem    For    For    For
1.7   

Elect Director A. R. Frank Wazzan

   Managem    For    For    For
2   

Ratify Auditors

   Managem    For    For    For
3   

Amend Qualified Employee Stock Purchase Plan

   Managem    For    For    For
4   

Amend Omnibus Stock Plan

   Managem    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For


 

MBIA Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MBI    CUSIP 55262C100    05/01/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Joseph Brown

   Mgmt    For    For    For
2   

Elect David Coulter

   Mgmt    For    For    For
3   

Elect Steven Gilbert

   Mgmt    For    For    For
4   

Elect Daniel Kearney

   Mgmt    For    For    For
5   

Elect Kewsong Lee

   Mgmt    For    For    For
6   

Elect Charles Rinehart

   Mgmt    For    For    For
7   

Elect Theodore Shasta

   Mgmt    For    For    For
8   

Elect Richard Vaughan

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

Amendment to the 2005 Omnibus Plan

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Molson Coors Brewing Company

 

Ticker   

Security ID:

   Meeting Date    Meeting Status
TAP   

CUSIP 60871R209

   05/30/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1    Elect Charles Herington    Mgmt    For    For    For
1.2    Elect H. Sanford Riley    Mgmt    For    For    For

 

 

Monster Worldwide, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MWW    CUSIP 611742107    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Salvatore Iannuzzi

   Mgmt    For    For    For
2   

Elect John Gaulding

   Mgmt    For    For    For
3   

Elect Edmund Giambastiani, Jr.

   Mgmt    For    For    For
4   

Elect Cynthia McCague

   Mgmt    For    For    For
5   

Elect Jeffrey Rayport

   Mgmt    For    For    For
6   

Elect Roberto Tunioli

   Mgmt    For    For    For
7   

Elect Timothy Yates

   Mgmt    For    For    For
8   

Ratification of Auditor

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Motorola Mobility Holdings, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MMI    CUSIP 620097105    11/17/2011    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Approve Merger Agreement

   Managem    For    For    For
2   

Adjourn Meeting

   Managem    For    For    For
3   

Advisory Vote on Golden Parachutes

   Managem    For    For    For

 

 

Murphy Oil Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
MUR    CUSIP 626717102    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Frank Blue

   Mgmt    For    For    For
2   

Elect Steven Cosse

   Mgmt    For    For    For
3   

Elect Claiborne Deming

   Mgmt    For    For    For
4   

Elect Robert Hermes

   Mgmt    For    For    For
5   

Elect James Kelley

   Mgmt    For    For    For
6   

Elect Walentin Mirosh

   Mgmt    For    For    For
7   

Elect R. Madison Murphy

   Mgmt    For    For    For
8   

Elect Neal Schmale

   Mgmt    For    For    For
9   

Elect David Smith

   Mgmt    For    For    For
10   

Elect Caroline Theus

   Mgmt    For    For    For
11   

Elect David Wood

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

2012 Long-Term Incentive Plan

   Mgmt    For    For    For
14   

2012 Annual Incentive Plan

   Mgmt    For    For    For
15   

Ratification of Auditor

   Mgmt    For    For    For


 

Mylan Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
MYL    CUSIP 628530107    05/04/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Robert Coury

   Mgmt    For    For    For
1.2   

Elect Rodney Piatt

   Mgmt    For    For    For
1.3   

Elect Heather Bresch

   Mgmt    For    For    For
1.4   

Elect Wendy Cameron

   Mgmt    For    For    For
1.5   

Elect Robert Cindrich

   Mgmt    For    For    For
1.6   

Elect Neil Dimick

   Mgmt    For    For    For
1.7   

Elect Douglas Leech

   Mgmt    For    For    For
1.8   

Elect Joseph Maroon

   Mgmt    For    For    For
1.9   

Elect Mark Parrish

   Mgmt    For    For    For
1.10   

Elect C. B. Todd

   Mgmt    For    For    For
1.11   

Elect Randall Vanderveen

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Long-Term Incentive Plan

   Mgmt    For    For    For
4   

ADVISORY VOTE ON EXECUTIVE COMPENSATION

   Mgmt    For    For    For
5   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For
6   

Shareholder Proposal Regarding Independent Board Chair

   ShrHoldr    Against    Against    For

 

 

Nabors Industries Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NBR    CUSIP G6359F103    06/05/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect James Crane

   Mgmt    For    For    For
1.2   

Elect Michael Linn

   Mgmt    For    For    For
1.3   

Elect John Yearwood

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Repeal of Classified Board

   Mgmt    For    For    For
4   

Amendment to Supermajority Requirement Regarding Business Combinations

   Mgmt    For    Against    Against
5   

Technical Bye-Law Amendments

   Mgmt    For    For    For
6   

2012 Incentive Bonus Plan

   Mgmt    For    Against    Against
7   

2012 Stock Plan

   Mgmt    For    Against    Against
8   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
9   

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    For    Against
10   

Shareholder Proposal Regarding Shareholder Approval of Severance Agreements

   ShrHoldr    Against    For    Against


 

Newpark Resources, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NR    CUSIP 651718504    06/07/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect David Anderson

   Mgmt    For    For    For
1.2   

Elect Jerry Box

   Mgmt    For    For    For
1.3   

Elect George Finley

   Mgmt    For    For    For
1.4   

Elect Paul Howes

   Mgmt    For    For    For
1.5   

Elect James McFarland

   Mgmt    For    For    For
1.6   

Elect Gary Warren

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

NorthWestern Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
NWE    CUSIP 668074305    04/25/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Stephen Adik

   Mgmt    For    For    For
1.2   

Elect Dorothy Bradley

   Mgmt    For    For    For
1.3   

Elect E. Linn Draper, Jr.

   Mgmt    For    For    For
1.4   

Elect Dana Dykhouse

   Mgmt    For    For    For
1.5   

Elect Julia Johnson

   Mgmt    For    For    For
1.6   

Elect Philip Maslowe

   Mgmt    For    For    For
1.7   

Elect Denton Peoples

   Mgmt    For    For    For
1.8   

Elect Robert Rowe

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Novellus Systems, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
NVLS    CUSIP 670008101    05/10/2012    Voted
Meeting Type    Country of Trade   
Special       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Acquisition

   Mgmt    For    For    For
2   

Right to Adjourn Meeting

   Mgmt    For    For    For
3   

Advisory Vote on Golden Parachutes

   Mgmt    For    For    For

 

 

On Assignment, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
ASGN    CUSIP 682159108    05/14/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Merger/Acquisition

   Mgmt    For    For    For
2.1   

Elect Jeremy Jones

   Mgmt    For    For    For
2.2   

Elect Edward Pierce

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

P.H. Glatfelter Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
GLT    CUSIP 377316104    05/08/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Kathleen Dahlberg

   Mgmt    For    For    For
1.2   

Elect Nicholas DeBenedictis

   Mgmt    For    For    For
1.3   

Elect Kevin Fogarty

   Mgmt    For    For    For
1.4   

Elect J. Robert Hall

   Mgmt    For    For    For
1.5   

Elect Richard Ill

   Mgmt    For    For    For
1.6   

Elect Ronald Naples

   Mgmt    For    For    For
1.7   

Elect Dante Parrini

   Mgmt    For    For    For
1.8   

Elect Richard Smoot

   Mgmt    For    For    For
1.9   

Elect Lee Stewart

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Packaging Corporation of America

 

Ticker    Security ID:    Meeting Date    Meeting Status
PKG    CUSIP 695156109    05/08/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Cheryl Beebe

   Mgmt    For    For    For
1.2   

Elect Hasan Jameel

   Mgmt    For    For    For
1.3   

Elect Mark Kowlzan

   Mgmt    For    For    For
1.4   

Elect Robert Lyons

   Mgmt    For    For    For
1.5   

Elect Samuel Mencoff

   Mgmt    For    For    For
1.6   

Elect Roger Porter

   Mgmt    For    For    For
1.7   

Elect Thomas Souleles

   Mgmt    For    For    For
1.8   

Elect Paul Stecko

   Mgmt    For    For    For
1.9   

Elect James Woodrum

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Partnerre Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PRE    CUSIP G6852T105    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jan Holsboer

   Mgmt    For    For    For
1.2   

Elect Roberto Mendoza

   Mgmt    For    For    For
1.3   

Elect Kevin Twomey

   Mgmt    For    For    For
1.4   

Elect David Zwiener

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Amendment to the 2003 Non-Employee Directors Share Plan

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

PolyOne Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
POL    CUSIP 73179P106    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect J. Douglas Campbell

   Mgmt    For    For    For
1.2   

Elect Carol Cartwright

   Mgmt    For    For    For
1.3   

Elect Richard Fearon

   Mgmt    For    For    For
1.4   

Elect Gregory Goff

   Mgmt    For    For    For
1.5   

Elect Gordon Harnett

   Mgmt    For    For    For
1.6   

Elect Richard Lorraine

   Mgmt    For    For    For
1.7   

Elect Stephen Newlin

   Mgmt    For    For    For
1.8   

Elect William Powell

   Mgmt    For    For    For
1.9   

Elect Farah Walters

   Mgmt    For    For    For
1.10   

Elect William Wulfsohn

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2010 Equity and Performance Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Pool Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
POOL    CUSIP 73278L105    05/02/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Wilson Sexton

   Mgmt    For    For    For
1.2   

Elect Andrew Code

   Mgmt    For    For    For
1.3   

Elect James Gaffney

   Mgmt    For    For    For
1.4   

Elect George Haymaker, Jr.

   Mgmt    For    For    For
1.5   

Elect Manuel Perez de La Mesa

   Mgmt    For    For    For
1.6   

Elect Harlan Seymour

   Mgmt    For    For    For
1.7   

Elect Robert Sledd

   Mgmt    For    For    For
1.8   

Elect John Stokely

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

PulteGroup, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
PHM    CUSIP 745867101    05/09/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Brian Anderson

   Mgmt    For    For    For
1.2   

Elect Bryce Blair

   Mgmt    For    For    For
1.3   

Elect Cheryl Grise

   Mgmt    For    For    For
1.4   

Elect Debra Kelly-Ennis

   Mgmt    For    For    For
1.5   

Elect Patrick O’Leary

   Mgmt    For    For    For
1.6   

Elect Bernard Reznicek

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

Shareholder Proposal Regarding Majority Vote for Election of Directors

   ShrHoldr    Against    Against    For
5   

Shareholder Proposal Regarding Performance-Based Equity Compensation

   ShrHoldr    Against    Against    For

 

 

QLogic Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
QLGC    CUSIP 747277101    08/25/2011    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Simon Biddiscombe

   Managem    For    For    For
2   

Elect Director H.K. Desai

   Managem    For    For    For
3   

Elect Director James R. Fiebiger

   Managem    For    For    For
4   

Elect Director Balakrishnan S. Iyer

   Managem    For    For    For
5   

Elect Director Kathryn B. Lewis

   Managem    For    For    For
6   

Elect Director D. Scott Mercer

   Managem    For    For    For
7   

Elect Director George D. Wells

   Managem    For    For    For
8   

Elect Director William M. Zeitler

   Managem    For    For    For
9   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
10   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
11   

Ratify Auditors

   Managem    For    For    For


 

Reinsurance Group of America, Incorporated

 

Ticker    Security ID:    Meeting Date    Meeting Status
RGA    CUSIP 759351604    05/16/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Fred Sievert

   Mgmt    For    For    For
1.2   

Elect Stanley Tulin

   Mgmt    For    For    For
1.3   

Elect A. Greig Woodring

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Rockwell Collins, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
COL    CUSIP 774341101    02/03/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Anthony Carbone

   Mgmt    For    For    For
1.2   

Elect Clayton Jones

   Mgmt    For    For    For
1.3   

Elect Cheryl Shavers

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Ratification of Auditor

   Mgmt    For    For    For


 

Seagate Technology Public Limited Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
STX    CUSIP G7945M107    10/26/2011    Voted
Meeting Type    Country of Trade   
Annual       Ireland   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Reelect Stephen J. Luczo as Director

   Managem    For    For    For
2   

Reelect D Frank J. Biondi, Jr. as Director

   Managem    For    For    For
3   

Reelect Michael R. Cannon as Director

   Managem    For    For    For
4   

Reelect Lydia M. Marshall as Director

   Managem    For    For    For
5   

Reelect C.S. Park as Director

   Managem    For    For    For
6   

Reelect Gregorio Reyes As Director

   Managem    For    For    For
7   

Reelect Edward J. Zander as Director

   Managem    For    For    For
8   

Approve Omnibus Stock Plan

   Managem    For    For    For
9   

Determine Price Range for Reissuance of Treasury Shares

   Managem    For    Against    Against
10   

Authorize the Holding of the 2012 AGM at a Location Outside Ireland

   Managem    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
13   

Ratify Auditors

   Managem    For    For    For


 

Sinclair Broadcast Group, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SBGI    CUSIP 829226109    06/14/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect David Smith

   Mgmt    For    For    For
1.2   

Elect Frederick Smith

   Mgmt    For    For    For
1.3   

Elect J. Duncan Smith

   Mgmt    For    For    For
1.4   

Elect Robert Smith

   Mgmt    For    For    For
1.5   

Elect Basil Thomas

   Mgmt    For    For    For
1.6   

Elect Lawrence McCanna

   Mgmt    For    For    For
1.7   

Elect Daniel Keith

   Mgmt    For    For    For
1.8   

Elect Martin R. Leader

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Snyder’s-Lance, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
LNCE    CUSIP 833551104    05/03/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Jeffrey Atkins

   Mgmt    For    For    For
1.2   

Elect Peter Brubaker

   Mgmt    For    For    For
1.3   

Elect Carl Lee, Jr.

   Mgmt    For    For    For
1.4   

Elect Isaiah Tidwell

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4   

2012 Key Employee Incentive Plan

   Mgmt    For    For    For
5   

2012 Associate Stock Purchase Plan

   Mgmt    For    For    For


 

SPX Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
SPW    CUSIP 784635104    05/03/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Christopher Kearney

   Mgmt    For    For    For
2   

Elect Martha Wyrsch

   Mgmt    For    For    For
3   

Elect Peter Volanakis

   Mgmt    For    For    For
4   

Amendment to the 2002 Stock Compensation Plan

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Synovus Financial Corp.

 

Ticker    Security ID:    Meeting Date    Meeting Status
SNV    CUSIP 87161C105    04/26/2012    Voted
Meeting Type    Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Catherine Allen

   Mgmt    For    For    For
2   

Elect Frank Brumley

   Mgmt    For    For    For
3   

Elect Stephen Butler

   Mgmt    For    For    For
4   

Elect Elizabeth Camp

   Mgmt    For    For    For
5   

Elect T. Michael Goodrich

   Mgmt    For    For    For
6   

Elect V. Nathaniel Hansford

   Mgmt    For    For    For
7   

Elect Mason Lampton

   Mgmt    For    For    For
8   

Elect Jerry Nix

   Mgmt    For    For    For
9   

Elect H. Lynn Page

   Mgmt    For    For    For
10   

Elect Joseph Prochaska, Jr.

   Mgmt    For    For    For
11   

Elect J. Neal Purcell

   Mgmt    For    For    For
12   

Elect Kessel Stelling, Jr.

   Mgmt    For    For    For
13   

Elect Melvin Stith

   Mgmt    For    For    For
14   

Elect Philip Tomlinson

   Mgmt    For    For    For
15   

Elect James Yancey

   Mgmt    For    For    For
16   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
17   

Reapproval of the 2007 Omnibus Plan

   Mgmt    For    For    For
18   

Ratification of Auditor

   Mgmt    For    For    For
19   

ARE YOU THE BENEFICIAL OWNER, IN ALL CAPACITIES, OF MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK? IF YOU ANSWERED NO, TO QUESTION 5A, DO NOT ANSWER QUESTION 5B YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE.

   Mgmt    N/A    Against    N/A
20   

IF YOUR ANSWER TO QUESTION 5A WAS YES, HAVE YOU ACQUIRED MORE THAN 1,139,063 SHARES OF SYNOVUS COMMON STOCK SINCE FEBRUARY 16, 2008 (INCLUDING SHARES RECEIVED AS A STOCK DIVIDEND)? IF YOU ANSWERED NO, TO QUESTION 5B, . YOUR SHARES REPRESENTED BY THE PROXY ARE ENTITLED TO TEN VOTES PER SHARE.

   Mgmt    N/A    Against    N/A


 

TCF Financial Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
TCB    CUSIP 872275102    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Raymond Barton

   Mgmt    For    For    For
1.2   

Elect Peter Bell

   Mgmt    For    For    For
1.3   

Elect William Bieber

   Mgmt    For    For    For
1.4   

Elect Theodore Bigos

   Mgmt    For    For    For
1.5   

Elect William Cooper

   Mgmt    For    For    For
1.6   

Elect Thomas Cusick

   Mgmt    For    For    For
1.7   

Elect Craig Dahl

   Mgmt    For    For    For
1.8   

Elect Karen Grandstrand

   Mgmt    For    For    For
1.9   

Elect Thomas Jasper

   Mgmt    For    For    For
1.10   

Elect George Johnson

   Mgmt    For    For    For
1.11   

Elect Vance Opperman

   Mgmt    For    For    For
1.12   

Elect James Ramstad

   Mgmt    For    For    For
1.13   

Elect Gerald Schwalbach

   Mgmt    For    For    For
1.14   

Elect Barry Winslow

   Mgmt    For    For    For
1.15   

Elect Richard Zona

   Mgmt    For    For    For
2   

Amendment to the Incentive Stock Program

   Mgmt    For    For    For
3   

Amendment to the Director Stock Grant Program

   Mgmt    For    For    For
4   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5   

Ratification of Auditor

   Mgmt    For    For    For


 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect John Bush

   Mgmt    For    For    For
2   

Elect Trevor Fetter

   Mgmt    For    For    For
3   

Elect Brenda Gaines

   Mgmt    For    For    For
4   

Elect Karen Garrison

   Mgmt    For    For    For
5   

Elect Edward Kangas

   Mgmt    For    For    For
6   

Elect Floyd Loop

   Mgmt    For    For    For
7   

Elect Richard Pettingill

   Mgmt    For    For    For
8   

Elect Ronald Rittenmeyer

   Mgmt    For    For    For
9   

Elect James Unruh

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Re-approval of the Annual Incentive Plan

   Mgmt    For    For    For


 

Tenet Healthcare Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
THC    CUSIP 88033G100    11/03/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director John Ellis Jeb Bush

   Managem    For    For    For
2   

Elect Director Trevor Fetter

   Managem    For    For    For
3   

Elect Director Brenda J. Gaines

   Managem    For    For    For
4   

Elect Director Karen M. Garrison

   Managem    For    For    For
5   

Elect Director Edward A. Kangas

   Managem    For    For    For
6   

Elect Director J. Robert Kerrey

   Managem    For    For    For
7   

Elect Director Floyd D. Loop, M.D.

   Managem    For    For    For
8   

Elect Director Richard R. Pettingill

   Managem    For    For    For
9   

Elect Director Ronald A. Rittenmeyer

   Managem    For    For    For
10   

Elect Director James A. Unruh

   Managem    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
13   

Ratify Auditors

   Managem    For    For    For

 

 

Tenneco Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEN    CUSIP 880349105    05/16/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Dennis Letham

   Mgmt    For    For    For
2   

Elect Hari Nair

   Mgmt    For    For    For
3   

Elect Roger Porter

   Mgmt    For    For    For
4   

Elect David Price, Jr.

   Mgmt    For    For    For
5   

Elect Gregg Sherrill

   Mgmt    For    For    For
6   

Elect Paul Stecko

   Mgmt    For    For    For
7   

Elect Mitsunobu Takeuchi

   Mgmt    For    For    For
8   

Elect Jane Warner

   Mgmt    For    For    For
9   

Ratification of Auditor

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Teradyne, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TER    CUSIP 880770102    05/22/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect James Bagley

   Mgmt    For    For    For
2   

Elect Michael Bradley

   Mgmt    For    For    For
3   

Elect Albert Carnesale

   Mgmt    For    For    For
4   

Elect Daniel Christman

   Mgmt    For    For    For
5   

Elect Edwin Gillis

   Mgmt    For    For    For
6   

Elect Timothy Guertin

   Mgmt    For    For    For
7   

Elect Paul Tufano

   Mgmt    For    For    For
8   

Elect Roy Vallee

   Mgmt    For    For    For
9   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Terex Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
TEX    CUSIP 880779103    05/10/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Ronald DeFeo

   Mgmt    For    For    For
1.2   

Elect G. Chris Andersen

   Mgmt    For    For    For
1.3   

Elect Paula Cholmondeley

   Mgmt    For    For    For
1.4   

Elect Don DeFosset

   Mgmt    For    For    For
1.5   

Elect Thomas Hansen

   Mgmt    For    For    For
1.6   

Elect David Sachs

   Mgmt    For    For    For
1.7   

Elect Oren Shaffer

   Mgmt    For    For    For
1.8   

Elect David Wang

   Mgmt    For    For    For
1.9   

Elect Scott Wine

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Tesoro Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
TSO    CUSIP 881609101    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Rodney Chase

   Mgmt    For    For    For
2   

Elect Gregory Goff

   Mgmt    For    For    For
3   

Elect Robert Goldman

   Mgmt    For    For    For
4   

Elect Steven Grapstein

   Mgmt    For    For    For
5   

Elect David Lilley

   Mgmt    For    For    For
6   

Elect Jim Nokes

   Mgmt    For    For    For
7   

Elect Susan Tomasky

   Mgmt    For    For    For
8   

Elect Michael Wiley

   Mgmt    For    For    For
9   

Elect Patrick Yang

   Mgmt    For    For    For
10   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For

 

 

Tetra Tech, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TTEK    CUSIP 88162G103    02/28/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Dan Batrack

   Mgmt    For    For    For
1.2   

Elect Hugh Grant

   Mgmt    For    For    For
1.3   

Elect Patrick Haden

   Mgmt    For    For    For
1.4   

Elect J. Christopher Lewis

   Mgmt    For    For    For
1.5   

Elect Albert Smith

   Mgmt    For    For    For
1.6   

Elect J. Kenneth Thompson

   Mgmt    For    For    For
1.7   

Elect Richard Truly

   Mgmt    For    For    For
2   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3   

Amendment to the 2005 Equity Incentive Plan

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For


 

Textron Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TXT    CUSIP 883203101    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Scott Donnelly

   Mgmt    For    For    For
2   

Elect James Conway

   Mgmt    For    For    For
3   

Elect Lawrence Fish

   Mgmt    For    For    For
4   

Elect Paul Gagne

   Mgmt    For    For    For
5   

Elect Dain Hancock

   Mgmt    For    For    For
6   

Elect Lloyd Trotter

   Mgmt    For    For    For
7   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
8   

Amendment to the Short-Term Incentive Plan

   Mgmt    For    For    For
9   

Amendment to the 2007 Long-Term Incentive Plan

   Mgmt    For    For    For
10   

Ratification of Auditor

   Mgmt    For    For    For

 

 

The Gap, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
GPS    CUSIP 364760108    05/15/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Election of Directors

   Mgmt    For    For    For
2   

Elect Domenico De Sole

   Mgmt    For    For    For
3   

Elect Robert Fisher

   Mgmt    For    For    For
4   

Elect William Fisher

   Mgmt    For    For    For
5   

Elect Isabella Goren

   Mgmt    For    For    For
6   

Elect Bob Martin

   Mgmt    For    For    For
7   

Elect Jorge Montoya

   Mgmt    For    For    For
8   

Elect Glenn Murphy

   Mgmt    For    For    For
9   

Elect Mayo Shattuck III

   Mgmt    For    For    For
10   

Elect Katherine Tsang

   Mgmt    For    For    For
11   

Ratification of Auditor

   Mgmt    For    For    For
12   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Human Rights in Sri Lanka

   ShrHoldr    Against    Against    For


 

The J. M. Smucker Company

 

Ticker    Security ID:    Meeting Date    Meeting Status
SJM    CUSIP 832696405    08/17/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Vincent C. Byrd

   Managem    For    For    For
2   

Elect Director R. Douglas Cowan

   Managem    For    For    For
3   

Elect Director Elizabeth Valk Long

   Managem    For    For    For
4   

Elect Director Mark T. Smucker

   Managem    For    For    For
5   

Ratify Auditors

   Managem    For    For    For
6   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
7   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
8   

Prepare Sustainability Report

   Sharehol    Against    For    Against

 

 

Thompson Creek Metals Company Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TCM    CUSIP 884768102    05/08/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Denis Arsenault

   Mgmt    For    For    For
1.2   

Elect Carol Banducci

   Mgmt    For    For    For
1.3   

Elect James Freer

   Mgmt    For    For    For
1.4   

Elect James Geyer

   Mgmt    For    For    For
1.5   

Elect Timothy Haddon

   Mgmt    For    For    For
1.6   

Elect Kevin Loughrey

   Mgmt    For    For    For
1.7   

Elect Thomas O’Neil

   Mgmt    For    For    For
2   

Appointment of Auditor and Authority to Set Fees

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Toll Brothers, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
TOL    CUSIP 889478103    03/14/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect Douglas Yearley, Jr.

   Mgmt    For    For    For
1.2   

Elect Robert Blank

   Mgmt    For    For    For
1.3   

Elect Stephen Novick

   Mgmt    For    For    For
1.4   

Elect Paul Shapiro

   Mgmt    For    For    For
2   

Ratification of Auditor

   Mgmt    For    For    For
3   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

 

 

Triple-S Management Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
GTS    CUSIP 896749108    04/27/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Luis Clavell-Rodriguez

   Mgmt    For    For    For
2   

Elect Jesus Sanchez-Colon

   Mgmt    For    For    For
3   

Elect Cari Dominguez

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Weatherford International Ltd.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WFT    CUSIP H27013103    05/23/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Accounts and Reports

   Mgmt    For    For    For
2   

Ratification of Board Acts

   Mgmt    For    Against    Against
3   

Elect Bernard Duroc-Danner

   Mgmt    For    Against    Against
4   

Elect Samuel Bodman III

   Mgmt    For    Against    Against
5   

Elect Nicholas Brady

   Mgmt    For    For    For
6   

Elect David Butters

   Mgmt    For    Against    Against
7   

Elect William Macaulay

   Mgmt    For    Against    Against
8   

Elect Robert Moses, Jr.

   Mgmt    For    Against    Against
9   

Elect Guillermo Ortiz Martinez

   Mgmt    For    For    For
10   

Elect Emyr Parry

   Mgmt    For    For    For
11   

Elect Robert Rayne

   Mgmt    For    Against    Against
12   

Ratification of Auditor

   Mgmt    For    Against    Against
13   

Increase in Authorized Capital

   Mgmt    For    For    For
14   

Amendment to 2010 Omnibus Incentive Plan

   Mgmt    For    For    For
15   

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

 

 

Western Digital Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WDC    CUSIP 958102105    11/10/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Kathleen A. Cote

   Managem    For    For    For
2   

Elect Director John F. Coyne

   Managem    For    For    For
3   

Elect Director Henry T. DeNero

   Managem    For    For    For
4   

Elect Director William L. Kimsey

   Managem    For    For    For
5   

Elect Director Michael D. Lambert

   Managem    For    For    For
6   

Elect Director Len J. Lauer

   Managem    For    For    For
7   

Elect Director Matthew E. Massengill

   Managem    For    For    For
8   

Elect Director Roger H. Moore

   Managem    For    For    For
9   

Elect Director Thomas E. Pardun

   Managem    For    For    For
10   

Elect Director Arif Shakeel

   Managem    For    For    For
11   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Managem    For    For    For
12   

Advisory Vote on Say on Pay Frequency

   Managem    1 Year    1 Year    For
13   

Ratify Auditors

   Managem    For    For    For


 

Willis Group Holdings PLC

 

Ticker    Security ID:    Meeting Date    Meeting Status
WSH    CUSIP G96666105    04/25/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect William Bradley

   Mgmt    For    For    For
2   

Elect Joseph Califano, Jr.

   Mgmt    For    For    For
3   

Elect Anna Catalano

   Mgmt    For    For    For
4   

Elect Sir Roy Gardner

   Mgmt    For    For    For
5   

Elect Sir Jeremy Hanley

   Mgmt    For    For    For
6   

Elect Robyn Kravit

   Mgmt    For    For    For
7   

Elect Jeffrey Lane

   Mgmt    For    For    For
8   

Elect Wendy Lane

   Mgmt    For    For    For
9   

Elect James McCann

   Mgmt    For    For    For
10   

Elect Joseph Plumeri

   Mgmt    For    For    For
11   

Elect Douglas Roberts

   Mgmt    For    For    For
12   

Elect Michael Somers

   Mgmt    For    For    For
13   

Ratification of Auditor

   Mgmt    For    For    For
14   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15   

2012 Equity Incentive Plan

   Mgmt    For    For    For


 

Windstream Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WIN    CUSIP 97381W104    05/09/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Carol Armitage

   Mgmt    For    For    For
2   

Elect Samuel Beall, III

   Mgmt    For    For    For
3   

Elect Dennis Foster

   Mgmt    For    For    For
4   

Elect Francis Frantz

   Mgmt    For    For    For
5   

Elect Jeffery Gardner

   Mgmt    For    For    For
6   

Elect Jeffrey Hinson

   Mgmt    For    For    For
7   

Elect Judy Jones

   Mgmt    For    For    For
8   

Elect William Montgomery

   Mgmt    For    For    For
9   

Elect Alan Wells

   Mgmt    For    For    For
10   

Performance Incentive Compensation Plan

   Mgmt    For    For    For
11   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12   

Ratification of Auditor

   Mgmt    For    For    For
13   

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

   ShrHoldr    Against    For    Against
14   

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For

 

 

Wisconsin Energy Corporation

 

Ticker    Security ID:    Meeting Date    Meeting Status
WEC    CUSIP 976657106    05/03/2012    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1.1   

Elect John Bergstrom

   Mgmt    For    For    For
1.2   

Elect Barbara Bowles

   Mgmt    For    For    For
1.3   

Elect Patricia Chadwick

   Mgmt    For    For    For
1.4   

Elect Robert Cornog

   Mgmt    For    For    For
1.5   

Elect Curt Culver

   Mgmt    For    For    For
1.6   

Elect Thomas Fischer

   Mgmt    For    For    For
1.7   

Elect Gale Klappa

   Mgmt    For    For    For
1.8   

Elect Ulice Payne, Jr.

   Mgmt    For    For    For
1.9   

Elect Mary Ellen Stanek

   Mgmt    For    For    For
2   

Amend Articles to Adopt Majority Vote for Election of Directors

   Mgmt    For    For    For
3   

Amend Bylaws to Adopt Majority Vote for Election of Directors

   Mgmt    For    For    For
4   

Ratification of Auditor

   Mgmt    For    For    For
5   

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


 

Worthington Industries, Inc.

 

Ticker    Security ID:    Meeting Date    Meeting Status
WOR    CUSIP 981811102    09/29/2011    Voted
Meeting Type       Country of Trade   
Annual       United States   

 

Issue No.    Description    Proponent    Mgmt Rec    Vote Cast    For/Against
Mgmt
1   

Elect Director Michael J. Endres

   Mgmt    For    For    For
2   

Elect Director Ozey K. Horton, Jr.

   Mgmt    For    For    For
3   

Elect Director Peter Karmanos, Jr.

   Mgmt    For    For    For
4   

Elect Director Carl A. Nelson, Jr.

   Mgmt    For    For    For
5   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6   

Advisory Vote on Say on Pay Frequency

   Mgmt    1 Year    1 Year    For
7   

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    For    For
8   

Ratify Auditors

   Mgmt    For    For    For

Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to be have been voted against management’s recommendation, regardless of whether the recommendation is ‘For’ or ‘Against,’ except where management has made no recommendation or has recommended that shareholders ‘Abstain.’

Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item: 1) a ballot market ‘Abstain’ is considered to have been voted for management’s recommendation to ‘Abstain’ and 2) a ballot voted ‘For” or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’

Where management has made no recommendation on a ballot item, the abbreviation “N/A” is used to denote that there is no applicable recommendation compared to which a vote may be ‘For’ or ‘Against’ the recommendation of management.


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

TCW Funds, Inc.

         (Registrant)
By  

/s/ Charles Baldiswieler

 

President and Chief Executive Officer

(Signature & Title)

Date August 28, 2012