<SEC-DOCUMENT>0000897436-14-001098-index.html : 20141223 <SEC-HEADER>0000897436-14-001098.hdr.sgml : 20141223 <ACCEPTANCE-DATETIME>20141223101154 ACCESSION NUMBER: 0000897436-14-001098 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 EFFECTIVENESS DATE: 20141223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCW FUNDS INC CENTRAL INDEX KEY: 0000892071 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-07170 FILM NUMBER: 141305126 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: TCW GALILEO FUNDS INC DATE OF NAME CHANGE: 19950113 FORMER COMPANY: FORMER CONFORMED NAME: TCW FUNDS INC DATE OF NAME CHANGE: 19930714 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006317 <SERIES-NAME>Concentrated Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017384 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGFFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017385 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGFVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006318 <SERIES-NAME>Growth Equities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017386 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGGEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017387 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGDNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006320 <SERIES-NAME>High Yield Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017389 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGHYX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017390 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGHNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006325 <SERIES-NAME>Select Equities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017399 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGCEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017400 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGCNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006328 <SERIES-NAME>Short Term Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017406 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGSMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006329 <SERIES-NAME>Small Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017407 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017409 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGSNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006330 <SERIES-NAME>Total Return Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017410 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGLMX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017411 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGMNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006332 <SERIES-NAME>Relative Value Mid Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017415 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGVOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017417 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGVNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006334 <SERIES-NAME>Core Fixed Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017419 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGCFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017420 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGFNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006335 <SERIES-NAME>Relative Value Large Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017421 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGDIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017422 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGDVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006336 <SERIES-NAME>TCW Relative Value Dividend Appreciation Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017423 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGDFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017424 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGIGX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000006338 <SERIES-NAME>Emerging Markets Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017426 <CLASS-CONTRACT-NAME>I Class <CLASS-CONTRACT-TICKER-SYMBOL>TGEIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000017427 <CLASS-CONTRACT-NAME>N Class <CLASS-CONTRACT-TICKER-SYMBOL>TGINX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000013857 <SERIES-NAME>TCW Conservative Allocation Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000038019 <CLASS-CONTRACT-NAME>Class N Shares <CLASS-CONTRACT-TICKER-SYMBOL>TGPNX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000039809 <CLASS-CONTRACT-NAME>Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>TGPCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000020334 <SERIES-NAME>TCW Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000057108 <CLASS-CONTRACT-NAME>I Shares <CLASS-CONTRACT-TICKER-SYMBOL>TGGIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000057109 <CLASS-CONTRACT-NAME>N Shares <CLASS-CONTRACT-TICKER-SYMBOL>TGGYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000030161 <SERIES-NAME>TCW SMID Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000092735 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGSDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000092736 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGMDX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000030566 <SERIES-NAME>TCW Emerging Markets Local Currency Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000094780 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGWIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000094781 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGWNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000031408 <SERIES-NAME>TCW International Small Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000097730 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000097731 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGNIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000031700 <SERIES-NAME>TCW Enhanced Commodity Strategy Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098651 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGGWX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098652 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGABX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000034415 <SERIES-NAME>TCW Global Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000105877 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGGBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000105878 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGGFX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000038207 <SERIES-NAME>TCW International Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000117806 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGIBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000117807 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGIDX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000892071 <SERIES-ID>S000041258 <SERIES-NAME>TCW Emerging Markets Multi-Asset Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127918 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>TGMAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127919 <CLASS-CONTRACT-NAME>Class N <CLASS-CONTRACT-TICKER-SYMBOL>TGMEX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>NSAR-B <SEQUENCE>1 <FILENAME>answer.fil <TEXT> Document 1 - file: answer.fil
</DOCUMENT> <DOCUMENT> <TYPE>EX-99 <SEQUENCE>2 <FILENAME>TCWletter.txt <TEXT> Document 2 - file: TCWletter.txt
</DOCUMENT> </SEC-DOCUMENT>