EX-99 2 amend6mths.htm Unassociated Document
 
 

 

TCW FUNDS, INC. - Rule 10f-3 Transactions – 6 Months Ended April 30, 2011 (Amended)

Item 77 0

Name of Security
Date of Purchase
Syndicate Members
Securities Purchased From
Anheuser-Busch InBEv Floating 01/27/14
1/24/11
Barclays Capital, Inc
J.P. Morgan Securities, LLC
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Mitsubishi UFJ Securities (USA), Inc.
SG Americas Securities, LLC
TD Securities (USA), Inc.
 
Barclays Capital, Inc.
 

The affiliated entity is SG Americas Securities, LLC.  Securities were purchased in the offering at the public offering price.

TCW021602.2