SC 14D9/A 1 f77409sc14d9a.txt AMENDMENT #1 TO SCHEDULE 14D-9 FOR ODWALLA, INC. ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------ SCHEDULE 14D-9 (RULE 14D-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) ODWALLA, INC. (Name of Subject Company) ODWALLA, INC. (Name of Person(s) Filing Statement) COMMON STOCK, NO PAR VALUE PER SHARE (Title of Class of Securities) 676111107 (Common Stock) (CUSIP Number of Class of Securities) D. STEPHEN C. WILLIAMSON CHIEF EXECUTIVE OFFICER ODWALLA, INC. 120 STONE PINE ROAD HALF MOON BAY, CA 94019 (650) 726-1888 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement) Copies to: ROBERT S. TOWNSEND, ESQ. P. RUPERT RUSSELL, ESQ. MORRISON & FOERSTER LLP 425 MARKET STREET SAN FRANCISCO, CALIFORNIA 94105 (415) 268-7000 ================================================================================ This Amendment No. 1 (the "Amendment") amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 (as amended and supplemented, the "Schedule 14D-9") filed with the Securities and Exchange Commission (the "SEC") on November 6, 2001 by Odwalla, Inc., a California corporation ("Odwalla" or the "Company"), relating to the tender offer by TCCC Acquisition Corp., a California corporation ("Merger Sub") and a wholly-owned subsidiary of The Coca-Cola Company, a Delaware corporation, disclosed in a Tender Offer Statement on Schedule TO, dated November 6, 2001 to purchase all of the issued and outstanding shares of the Company's common stock, no par value per share ("Common Stock"), at a purchase price of $15.25 per share, net to the seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase dated November 6, 2001 (the "Offer to Purchase") and in the related Letter of Transmittal (which, together with the Offer to Purchase, as amended or supplemented from time to time, constitute the "Offer"). This Amendment is being filed on behalf of Odwalla. Capitalized terms used and not defined herein shall have the meanings assigned to such terms in the Schedule 14D-9. ITEM 8. ADDITIONAL INFORMATION. Item 8, under the subsection "Antitrust" is hereby amended and supplemented by adding the following: The FTC deemed that TCCC filed notification and report forms under the HSR Act with the FTC and the Antitrust Division on November 2, 2001. The waiting period under the HSR Act expired at 11:59 p.m., Eastern Standard Time, on November 19, 2001. 1 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment is true, complete and correct. Dated: November 20, 2001 By: /s/ D. Stephen C. Williamson ------------------------------------- D. Stephen C. Williamson Chief Executive Officer 2