-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJTyL44qrpeqN/F6PJ544w+3Lgyxwl0CvLpA4bR538G8NfBvg5YI07cLYb20yV/Q Wx9gq3YPinClUQS81uCA/Q== 0000950149-00-000874.txt : 20000424 0000950149-00-000874.hdr.sgml : 20000424 ACCESSION NUMBER: 0000950149-00-000874 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000412 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20000421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ODWALLA INC CENTRAL INDEX KEY: 0000892058 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 770096788 STATE OF INCORPORATION: CA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-23036 FILM NUMBER: 606229 BUSINESS ADDRESS: STREET 1: 120 STONE PINE ROAD STREET 2: DRAWER O CITY: HALF MOON BAY STATE: CA ZIP: 94019 BUSINESS PHONE: 4157261888 8-K 1 CURRENT REPORT ON FORM 8-K, DATE OF REPORT 4/12/00 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2000 --------------- ODWALLA, INC. (Exact name of registrant as specified in charter) CALIFORNIA 0-23036 77-0096788 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 120 STONE PINE ROAD, HALF MOON BAY, CA 94019 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (650) 726-1888 --------------- NONE --------------- (Former name or former address, if changed since last report.) 2 ITEM 5. OTHER EVENTS. On April 12, 2000, the Registrant entered into a Mutual Release and Settlement Agreement with New Hampshire Insurance Company regarding the Registrant's business interruption insurance claim filed following the Registrant's recall of certain of its products in October 1996. Under the Mutual Release and Settlement Agreement, the Registrant will receive an aggregate of approximately $5.5 million, net of professional fees, to be paid to the Registrant in two installments on April 20, 2000 and June 9, 2000. In connection with the settlement, the Registrant will dismiss its lawsuit against New Hampshire Insurance Company filed on May 21, 1999 in the United States District Court for the Eastern District of California in Fresno, California. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c). Exhibits None SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ODWALLA, INC. DATE: April 17, 2000 By: /s/ James R. Steichen -------------------------------------- Name: James R. Steichen Title: Senior Vice President - Finance, and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----