N-PX 1 hennessy_npx.txt ANNUAL REPORT OF PROXY VOTING ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07168 Reporting Period: 07/01/2017 - 06/30/2018 Hennessy Funds Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07168) Hennessy Funds Trust (Exact name of registrant as specified in charter) 7250 Redwood Blvd., Suite 200 Novato, CA 94945 (Address of principal executive offices) (Zip code) Neil J. Hennessy 7250 Redwood Blvd., Suite 200 Novato, CA 94945 (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-966-4354 Date of fiscal year end: October 31 Date of reporting period: July 1, 2017 to June 30, 2018 Item 1. Proxy Voting Record. ========================== Hennessy Technology Fund =========================== ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jaime Ardila For For Management 1b Elect Director Charles H. Giancarlo For For Management 1c Elect Director Herbert Hainer For For Management 1d Elect Director Marjorie Magner For For Management 1e Elect Director Nancy McKinstry For For Management 1f Elect Director Pierre Nanterme For For Management 1g Elect Director Gilles C. Pelisson For For Management 1h Elect Director Paula A. Price For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 6 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Determine the Price Range at which For For Management Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock 8 Approve Merger Agreement For For Management 9 Amend Articles of Association to No For For Management Longer Require Shareholder Approval of Certain Internal Transactions -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Tom A. Alberg For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Jonathan J. Rubinstein For For Management 1g Elect Director Thomas O. Ryder For For Management 1h Elect Director Patricia Q. Stonesifer For For Management 1i Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy on Board Diversity None None Shareholder *Withdrawn Resolution* 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- AMKOR TECHNOLOGY, INC. Ticker: AMKR Security ID: 031652100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Kim For For Management 1.2 Elect Director Stephen D. Kelley For For Management 1.3 Elect Director Douglas A. Alexander For For Management 1.4 Elect Director Roger A. Carolin For For Management 1.5 Elect Director Winston J. Churchill For For Management 1.6 Elect Director John T. Kim For For Management 1.7 Elect Director Susan Y. Kim For For Management 1.8 Elect Director MaryFrances McCourt For For Management 1.9 Elect Director Robert R. Morse For For Management 1.10 Elect Director David N. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Proxy Access Amendments Against Against Shareholder 6 Establish Human Rights Committee Against Against Shareholder -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 08, 2018 Meeting Type: Annual Record Date: JAN 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Scott A. McGregor For For Management 1j Elect Director Dennis D. Powell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- ARISTA NETWORKS, INC. Ticker: ANET Security ID: 040413106 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andreas Bechtolsheim For For Management 1.2 Elect Director Jayshree Ullal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 07, 2017 Meeting Type: Proxy Contest Record Date: SEP 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Peter Bisson For For Management 1.2 Elect Director Richard T. Clark For For Management 1.3 Elect Director Eric C. Fast For For Management 1.4 Elect Director Linda R. Gooden For For Management 1.5 Elect Director Michael P. Gregoire For For Management 1.6 Elect Director R. Glenn Hubbard For For Management 1.7 Elect Director John P. Jones For For Management 1.8 Elect Director William J. Ready For For Management 1.9 Elect Director Carlos A. Rodriguez For For Management 1.10 Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Repeal Amendments to the Company's Against Against Shareholder By-Laws Adopted Without Stockholder Approval After August 2, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) None 1.1 Elect Director William A. Ackman For Did Not Vote Shareholder 1.2 Elect Director Veronica M. Hagen For Did Not Vote Shareholder 1.3 Elect Director V. Paul Unruh For Did Not Vote Shareholder 1.4 Management Nominee Peter Bisson For Did Not Vote Shareholder 1.5 Management Nominee Richard T. Clark For Did Not Vote Shareholder 1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder 1.7 Management Nominee Michael P. Gregoire For Did Not Vote Shareholder 1.8 Management Nominee William J. Ready For Did Not Vote Shareholder 1.9 Management Nominee Carlos A. Rodriguez For Did Not Vote Shareholder 1.10 Management Nominee Sandra S. Wijnberg For Did Not Vote Shareholder 2 Repeal Amendments to the Company's For Did Not Vote Shareholder By-Laws Adopted Without Stockholder Approval After August 2, 2016 3 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management 5 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACK BOX CORPORATION Ticker: BBOX Security ID: 091826107 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia J. Comparin For For Management 1.2 Elect Director Richard L. Crouch For For Management 1.3 Elect Director Richard C. Elias For For Management 1.4 Elect Director Thomas W. Golonski For For Management 1.5 Elect Director Thomas G. Greig For For Management 1.6 Elect Director John S. Heller For For Management 1.7 Elect Director William H. Hernandez For For Management 1.8 Elect Director E.C. Sykes For For Management 1.9 Elect Director Joel T. Trammell For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Shrader For For Management 1.2 Elect Director Joan Lordi C. Amble For For Management 1.3 Elect Director Peter Clare For For Management 1.4 Elect Director Philip A. Odeen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director James D. Plummer For For Management 1.4 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Roger S. Siboni For For Management 1.7 Elect Director Young K. Sohn For For Management 1.8 Elect Director Lip-Bu Tan For For Management 1.9 Elect Director Mary Agnes Wilderotter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CARDTRONICS PLC Ticker: CATM Security ID: G1991C105 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Tim Arnoult For For Management 1b Elect Director Juli C. Spottiswood For For Management 1c Elect Director Dennis F. Lynch For For Management 2 Ratify KPMG LLP (U.S.) as Auditors For For Management 3 Reappoint KPMG LLP (U.K.) as Statutory For For Management Auditors 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote to Ratify Directors' For For Management Compensation Report 7 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie A. Brun For For Management 1.2 Elect Director Willie A. Deese For For Management 1.3 Elect Director Amy J. Hillman For For Management 1.4 Elect Director Brian P. MacDonald For For Management 1.5 Elect Director Eileen J. Martinson For For Management 1.6 Elect Director Stephen A. Miles For For Management 1.7 Elect Director Robert E. Radway For For Management 1.8 Elect Director Stephen F. Schuckenbrock For For Management 1.9 Elect Director Frank S. Sowinski For For Management 1.10 Elect Director Robert M. Tarkoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director David W. Nelms For For Management 1d Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Virginia C. Addicott For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Benjamin D. Chereskin For For Management 1d Elect Director Paul J. Finnegan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CELESTICA INC. Ticker: CLS Security ID: 15101Q108 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deepak Chopra For For Management 1.2 Elect Director Daniel P. DiMaggio For For Management 1.3 Elect Director William A. Etherington For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Robert A. Mionis For For Management 1.6 Elect Director Carol S. Perry For For Management 1.7 Elect Director Tawfiq Popatia For For Management 1.8 Elect Director Eamon J. Ryan For For Management 1.9 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES INC. Ticker: 8150 Security ID: 16965P103 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Approve Financial Statements For For Management 3.2 Approve Plan on Profit Distribution For For Management 4.1 Approve Capital Reduction to Offset For For Management Losses 5.1 Approve Release of Restrictions of For For Management Competitive Activities of Appointed Directors -------------------------------------------------------------------------------- CONVERGYS CORPORATION Ticker: CVG Security ID: 212485106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea J. Ayers For For Management 1.2 Elect Director Cheryl K. Beebe For For Management 1.3 Elect Director Richard R. Devenuti For For Management 1.4 Elect Director Jeffrey H. Fox For For Management 1.5 Elect Director Joseph E. Gibbs For For Management 1.6 Elect Director Joan E. Herman For For Management 1.7 Elect Director Robert E. Knowling, Jr. For For Management 1.8 Elect Director Thomas L. Monahan, III For For Management 1.9 Elect Director Ronald L. Nelson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORNERSTONE ONDEMAND, INC. Ticker: CSOD Security ID: 21925Y103 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Cavanaugh For For Management 1.2 Elect Director Kristina Salen For For Management 1.3 Elect Director Marcus S. Ryu For For Management 1.4 Elect Director Elisa A. Steele For For Management 1.5 Elect Director Richard Haddrill For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CSRA INC. Ticker: CSRA Security ID: 12650T104 Meeting Date: AUG 08, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith B. Alexander For For Management 1b Elect Director Sanju K. Bansal For For Management 1c Elect Director Michele A. Flournoy For For Management 1d Elect Director Mark A. Frantz For For Management 1e Elect Director Nancy Killefer For For Management 1f Elect Director Craig L. Martin For For Management 1g Elect Director Sean O'Keefe For For Management 1h Elect Director Lawrence B. Prior, III For For Management 1i Elect Director Michael E. Ventling For For Management 1j Elect Director Billie I. Williamson For For Management 1k Elect Director John F. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTREME NETWORKS, INC. Ticker: EXTR Security ID: 30226D106 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Carinalli For For Management 1.2 Elect Director Kathleen M. Holmgren For For Management 1.3 Elect Director Rajendra Khanna For For Management 1.4 Elect Director Edward H. Kennedy For For Management 1.5 Elect Director Edward B. Meyercord For For Management 1.6 Elect Director John C. Shoemaker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt, Renew or Amend NOL Rights Plan For For Management (NOL Pill) 6 Amend Omnibus Stock Plan For For Management 7 Adopt Simple Majority Vote Against Against Shareholder -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 15, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Gary Ames For For Management 1b Elect Director Sandra E. Bergeron For For Management 1c Elect Director Deborah L. Bevier For For Management 1d Elect Director Jonathan C. Chadwick For For Management 1e Elect Director Michael L. Dreyer For For Management 1f Elect Director Alan J. Higginson For For Management 1g Elect Director Peter S. Klein For For Management 1h Elect Director Francois Locoh-Donou For For Management 1i Elect Director John McAdam For For Management 1j Elect Director Stephen M. Smith None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST DATA CORPORATION Ticker: FDC Security ID: 32008D106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Nevels For For Management 1.2 Elect Director Tagar C. Olson For For Management 1.3 Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alison Davis For For Management 1.2 Elect Director Harry F. DiSimone For For Management 1.3 Elect Director John Y. Kim For For Management 1.4 Elect Director Dennis F. Lynch For For Management 1.5 Elect Director Denis J. O'Leary For For Management 1.6 Elect Director Glenn M. Renwick For For Management 1.7 Elect Director Kim M. Robak For For Management 1.8 Elect Director JD Sherman For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: APR 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Ken Xie For For Management 2.2 Elect Director Gary Locke For For Management 2.3 Elect Director Judith Sim For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Michael J. Angelakis For For Management 1c Elect Director Leslie A. Brun For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Lip-Bu Tan For For Management 1l Elect Director Margaret C. Whitman For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INSTRUCTURE, INC. Ticker: INST Security ID: 45781U103 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua L. Coates For For Management 1.2 Elect Director Steven A. Collins For For Management 1.3 Elect Director William M. Conroy For For Management 1.4 Elect Director Ellen Levy For For Management 1.5 Elect Director Kevin Thompson For For Management 1.6 Elect Director Lloyd G. Waterhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey K. Belk For For Management 1b Elect Director Joan H. Gillman For For Management 1c Elect Director S. Douglas Hutcheson For For Management 1d Elect Director John A. Kritzmacher For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director William J. Merritt For For Management 1g Elect Director Kai O. Oistamo For For Management 1h Elect Director Jean F. Rankin For For Management 1i Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 18, 2018 Meeting Type: Annual Record Date: NOV 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Deborah Liu For For Management 1e Elect Director Suzanne Nora Johnson For For Management 1f Elect Director Dennis D. Powell For For Management 1g Elect Director Brad D. Smith For For Management 1h Elect Director Thomas Szkutak For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director John F. Prim For For Management 1.3 Elect Director Thomas H. Wilson, Jr. For For Management 1.4 Elect Director Jacque R. Fiegel For For Management 1.5 Elect Director Thomas A. Wimsett For For Management 1.6 Elect Director Laura G. Kelly For For Management 1.7 Elect Director Shruti S. Miyashiro For For Management 1.8 Elect Director Wesley A. Brown For For Management 1.9 Elect Director David B. Foss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: NOV 15, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Longgen Zhang For For Management 2 Elect Director Yingqiu Liu For For Management 3 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 01, 2017 Meeting Type: Annual Record Date: SEP 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Robert M. Calderoni For For Management 1.3 Elect Director John T. Dickson For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin J. Kennedy For For Management 1.6 Elect Director Gary B. Moore For For Management 1.7 Elect Director Kiran M. Patel For For Management 1.8 Elect Director Robert A. Rango For For Management 1.9 Elect Director Richard P. Wallace For For Management 1.10 Elect Director David C. Wang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LG DISPLAY CO., LTD. Ticker: A034220 Security ID: 50186V102 Meeting Date: MAR 15, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.a Elect Hwang Sung sik as Outside For For Management Director 2.b Elect Lee Byungho as Outside Director For For Management 2.c Elect Han Sang beom as Inside Director For For Management 3.a Elect Hwang Sung sik as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Steven J. Freiberg For For Management 1g Elect Director Julius Genachowski For For Management 1h Elect Director Choon Phong Goh For For Management 1i Elect Director Merit E. Janow For For Management 1j Elect Director Nancy Karch For For Management 1k Elect Director Oki Matsumoto For For Management 1l Elect Director Rima Qureshi For For Management 1m Elect Director Jose Octavio Reyes For For Management Lagunes 1n Elect Director Jackson Tai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57665R106 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory R. Blatt For For Management 1.2 Elect Director Amanda Ginsberg For For Management 1.3 Elect Director Joseph Levin For For Management 1.4 Elect Director Ann L. McDaniel For For Management 1.5 Elect Director Thomas J. McInerney For For Management 1.6 Elect Director Glenn H. Schiffman For For Management 1.7 Elect Director Pamela S. Seymon For For Management 1.8 Elect Director Alan G. Spoon For For Management 1.9 Elect Director Mark Stein For For Management 1.10 Elect Director Gregg Winiarski For For Management 1.11 Elect Director Sam Yagan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- MERCADOLIBRE, INC. Ticker: MELI Security ID: 58733R102 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicolas Galperin For For Management 1.2 Elect Director Meyer 'Micky' Malka Rais For For Management 1.3 Elect Director Javier Olivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Co. S.A. as Auditors For For Management -------------------------------------------------------------------------------- MIMECAST LIMITED Ticker: MIME Security ID: G14838109 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: AUG 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Director Neil Murray For For Management 3 Elect Director Christopher FitzGerald For For Management 4 Appoint Ernst & Young LLP as Auditors For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal 'Raji' Arasu For For Management 1.4 Elect Director Karen S. Evans For For Management 1.5 Elect Director Ross C. Hartley For For Management 1.6 Elect Director C. Brad Henry For For Management 1.7 Elect Director Alexander C. Kemper For For Management 1.8 Elect Director William M. Lyons For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director James C. Gaither For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For For Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank Calderoni For For Management 1b Elect Director Carl Eschenbach For For Management 1c Elect Director Daniel J. Warmenhoven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Prepare Employment Diversity Report Against Against Shareholder -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 11, 2017 Meeting Type: Annual Record Date: AUG 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Phillip Horsley For For Management 1f Elect Director Grant M. Inman For For Management 1g Elect Director Martin Mucci For For Management 1h Elect Director Joseph M. Tucci For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Levenson For For Management 1.2 Elect Director Frederick C. Peters, II For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAYLOCITY HOLDING CORPORATION Ticker: PCTY Security ID: 70438V106 Meeting Date: DEC 08, 2017 Meeting Type: Annual Record Date: OCT 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Sarowitz For For Management 1.2 Elect Director Ellen Carnahan For For Management 1.3 Elect Director Jeffrey T. Diehl For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PCM, INC. Ticker: PCMI Security ID: 69323K100 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank F. Khulusi For For Management 1.2 Elect Director Thomas A. Maloof For For Management 1.3 Elect Director Ronald B. Reck For For Management 1.4 Elect Director Paul C. Heeschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Gyenes For For Management 1.2 Elect Director Richard Jones For For Management 1.3 Elect Director Dianne Ledingham For For Management 1.4 Elect Director James O'Halloran For For Management 1.5 Elect Director Sharon Rowlands For For Management 1.6 Elect Director Alan Trefler For For Management 1.7 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dana Evan For For Management 1.2 Elect Director Kristen Gil For For Management 1.3 Elect Director Gary Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QUALYS, INC. Ticker: QLYS Security ID: 74758T303 Meeting Date: JUN 18, 2018 Meeting Type: Annual Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philippe F. Courtot For For Management 1.2 Elect Director Jeffrey P. Hank For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RED HAT, INC. Ticker: RHT Security ID: 756577102 Meeting Date: AUG 10, 2017 Meeting Type: Annual Record Date: JUN 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohaib Abbasi For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Charlene T. Begley For For Management 1.4 Elect Director Narendra K. Gupta For For Management 1.5 Elect Director Kimberly L. Hammonds For For Management 1.6 Elect Director William S. Kaiser For For Management 1.7 Elect Director Donald H. Livingstone For For Management 1.8 Elect Director James M. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 05, 2018 Meeting Type: Annual Record Date: JAN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Clarke For For Management 1b Elect Director Eugene A. Delaney For For Management 1c Elect Director William J. DeLaney For For Management 1d Elect Director Robert K. Eulau For For Management 1e Elect Director John P. Goldsberry For For Management 1f Elect Director Rita S. Lane For For Management 1g Elect Director Joseph G. Licata, Jr. For For Management 1h Elect Director Mario M. Rosati For For Management 1i Elect Director Wayne Shortridge For For Management 1j Elect Director Jure Sola For For Management 1k Elect Director Jackie M. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Deborah B. Dunie For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Mark J. Johnson For For Management 1e Elect Director Timothy J. Mayopoulos For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Edward J. Sanderson, Jr. For For Management 1i Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 18, 2017 Meeting Type: Annual Record Date: AUG 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Luczo For For Management 1b Elect Director Mark W. Adams For For Management 1c Elect Director Michael R. Cannon For For Management 1d Elect Director Mei-Wei Cheng For For Management 1e Elect Director William T. Coleman For For Management 1f Elect Director Jay L. Geldmacher For For Management 1g Elect Director William D. Mosley For For Management 1h Elect Director Chong Sup Park For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For For Management 1b Elect Director Jonathan C. Chadwick For For Management 1c Elect Director Frederic B. Luddy For For Management 1d Elect Director Jeffrey A. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SHUTTERSTOCK, INC. Ticker: SSTK Security ID: 825690100 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Evans For For Management 1.2 Elect Director Paul J. Hennessy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Sykes For For Management 1b Elect Director William J. Meurer For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director W. Mark Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph W. Babb, Jr. For For Management 1b Elect Director Mark A. Blinn For For Management 1c Elect Director Todd M. Bluedorn For For Management 1d Elect Director Daniel A. Carp For For Management 1e Elect Director Janet F. Clark For For Management 1f Elect Director Carrie S. Cox For For Management 1g Elect Director Brian T. Crutcher For For Management 1h Elect Director Jean M. Hobby For For Management 1i Elect Director Ronald Kirk For For Management 1j Elect Director Pamela H. Patsley For For Management 1k Elect Director Robert E. Sanchez For For Management 1l Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ULTIMATE SOFTWARE GROUP, INC. Ticker: ULTI Security ID: 90385D107 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc D. Scherr For For Management 1b Elect Director James A. FitzPatrick, For For Management Jr. 1c Elect Director Rick A. Wilber For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clarence L. Granger For For Management 1B Elect Director James P. Scholhamer For For Management 1C Elect Director David T. ibnAle For For Management 1D Elect Director Leonid Mezhvinsky For For Management 1E Elect Director Emily M. Liggett For For Management 1F Elect Director Thomas T. Edman For For Management 1G Elect Director Barbara V. Scherer For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Zandman For For Management 1.2 Elect Director Ruta Zandman For For Management 1.3 Elect Director Ziv Shoshani For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WAYFAIR INC. Ticker: W Security ID: 94419L101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Niraj Shah For For Management 1b Elect Director Steven Conine For For Management 1c Elect Director Julie Bradley For For Management 1d Elect Director Robert Gamgort For For Management 1e Elect Director Michael Kumin For For Management 1f Elect Director James Miller For For Management 1g Elect Director Jeffrey Naylor For For Management 1h Elect Director Romero Rodrigues For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management ============================ Hennessy Balanced Fund ============================ CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director Dennis A. Muilenburg For For Management 1.6 Elect Director William A. Osborn For For Management 1.7 Elect Director Debra L. Reed For For Management 1.8 Elect Director Edward B. Rust, Jr. For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director D. James Umpleby, III For For Management 1.11 Elect Director Miles D. White For For Management 1.12 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Amend Compensation Clawback Policy Against Against Shareholder 6 Require Director Nominee with Human Against Against Shareholder Rights Experience -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Ronald D. Sugar For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 6 Report on Transition to a Low Carbon Against Against Shareholder Business Model 7 Report on Methane Emissions Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Require Director Nominee with Against Against Shareholder Environmental Experience 10 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Douglas R. Oberhelman For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Amend Bylaws -- Call Special Meetings Against Against Shareholder 6 Disclose a Board Diversity and Against Against Shareholder Qualifications Matrix 7 Report on lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien M. Bazin For For Management 2 Elect Director W. Geoffrey Beattie For For Management 3 Elect Director John J. Brennan For For Management 4 Elect Director H. Lawrence Culp, Jr. For For Management 5 Elect Director Francisco D'Souza For For Management 6 Elect Director John L. Flannery For For Management 7 Elect Director Edward P. Garden For For Management 8 Elect Director Thomas W. Horton For For Management 9 Elect Director Risa Lavizzo-Mourey For For Management 10 Elect Director James J. Mulva For For Management 11 Elect Director Leslie F. Seidman For For Management 12 Elect Director James S. Tisch For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Amend Nonqualified Employee Stock For For Management Purchase Plan 15 Ratify KPMG LLP as Auditors For For Management 16 Require Independent Board Chairman Against Against Shareholder 17 Provide for Cumulative Voting Against Against Shareholder 18 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 19 Report on Lobbying Payments and Policy Against Against Shareholder 20 Report on Stock Buybacks Against Against Shareholder 21 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Rochelle B. Lazarus For For Management 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Edmund P. Giambastiani, For For Management Jr. 1f Elect Director Lynn J. Good For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Caroline B. Kennedy For For Management 1i Elect Director Edward M. Liddy For For Management 1j Elect Director Dennis A. Muilenburg For For Management 1k Elect Director Susan C. Schwab For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder 7 Require Shareholder Approval to Against Against Shareholder Increase Board Size to More Than 14 -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Francis S. Blake For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Amy L. Chang For For Management 1.4 Elect Director Kenneth I. Chenault For For Management 1.5 Elect Director Scott D. Cook For For Management 1.6 Elect Director Terry J. Lundgren For For Management 1.7 Elect Director W. James McNerney, Jr. For For Management 1.8 Elect Director David S. Taylor For For Management 1.9 Elect Director Margaret C. Whitman For For Management 1.10 Elect Director Patricia A. Woertz For For Management 1.11 Elect Director Ernesto Zedillo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Report on Company Non-Discrimination Against Against Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of Against Against Shareholder Regulations Adopted After April 8, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Nelson Peltz For Did Not Vote Shareholder 1.2 Management Nominee Francis S. Blake For Did Not Vote Shareholder 1.3 Management Nominee Angela F. Braly For Did Not Vote Shareholder 1.4 Management Nominee Amy L. Chang For Did Not Vote Shareholder 1.5 Management Nominee Kenneth I. Chenault For Did Not Vote Shareholder 1.6 Management Nominee Scott D. Cook For Did Not Vote Shareholder 1.7 Management Nominee Terry J. Lundgren For Did Not Vote Shareholder 1.8 Management Nominee W. James McNerney, For Did Not Vote Shareholder Jr. 1.9 Management Nominee David S. Taylor For Did Not Vote Shareholder 1.10 Management Nominee Margaret C. Whitman For Did Not Vote Shareholder 1.11 Management Nominee Patricia A. Woertz For Did Not Vote Shareholder 2 Ratify Deloitte & Touche LLP as None Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None Did Not Vote Management 5 Adopt Holy Land Principles None Did Not Vote Shareholder 6 Report on Company Non-Discrimination None Did Not Vote Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in None Did Not Vote Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of For Did Not Vote Shareholder Regulations Adopted After April 8, 2016 -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against Against Shareholder 9 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans ======================= Hennessy Cornerstone Growth Fund ======================= ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard For For Management 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela Monteagudo For For Management 1i Elect Director Hans Michael Norkus For For Management 1j Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADTALEM GLOBAL EDUCATION INC. Ticker: ATGE Security ID: 00737L103 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lyle Logan For For Management 1.2 Elect Director Michael W. Malafronte For For Management 1.3 Elect Director Ronald L. Taylor For For Management 1.4 Elect Director Lisa W. Wardell For For Management 1.5 Elect Director Ann Weaver Hart For For Management 1.6 Elect Director James D. White For For Management 1.7 Elect Director William W. Burke For For Management 1.8 Elect Director Kathy Boden Holland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Morris For For Management 1.2 Elect Director Mary Anne Citrino For For Management 1.3 Elect Director Timothy P. Flynn For For Management 1.4 Elect Director Kathryn S. Fuller For For Management 1.5 Elect Director Roy C. Harvey For For Management 1.6 Elect Director James A. Hughes For For Management 1.7 Elect Director James E. Nevels For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Carol L. Roberts For For Management 1.10 Elect Director Suzanne Sitherwood For For Management 1.11 Elect Director Steven W. Williams For For Management 1.12 Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis Hay, III For For Management 1b Elect Director Julie A. Hill For For Management 1c Elect Director Antonio F. Neri For For Management 1d Elect Director Ramiro G. Peru For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Amend Bylaws - Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director J. Patrick Doyle For For Management 1c Elect Director Russell P. Fradin For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director Hubert Joly For For Management 1f Elect Director David W. Kenny For For Management 1g Elect Director Karen A. McLoughlin For For Management 1h Elect Director Thomas L. "Tommy" For For Management Millner 1i Elect Director Claudia F. Munce For For Management 1j Elect Director Richelle P. Parham For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas K. Corrick For For Management 1B Elect Director Richard H. Fleming For For Management 1C Elect Director Mack L. Hogans For For Management 1D Elect Director Christopher J. McGowan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Kingsbury For For Management 1.2 Elect Director William P. McNamara For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Ronald S. Beard For For Management 1.3 Elect Director Samuel H. Armacost For For Management 1.4 Elect Director John C. Cushman, III For For Management 1.5 Elect Director John F. Lundgren For For Management 1.6 Elect Director Adebayo O. Ogunlesi For For Management 1.7 Elect Director Linda B. Segre For For Management 1.8 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. DeGroote For For Management 1.2 Elect Director Gina D. France For For Management 1.3 Elect Director Todd J. Slotkin For For Management 2 Ratify KPMG, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For For Management -------------------------------------------------------------------------------- CENTRAL GARDEN & PET COMPANY Ticker: CENTA Security ID: 153527106 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Balousek For For Management 1.2 Elect Director William E. Brown For For Management 1.3 Elect Director Thomas J. Colligan For For Management 1.4 Elect Director Michael J. Edwards For For Management 1.5 Elect Director Brooks M. Pennington, For For Management III 1.6 Elect Director John R. Ranelli For For Management 1.7 Elect Director George C. Roeth For For Management 1.8 Elect Director Mary Beth Springer For For Management 1.9 Elect Director Andrew K. Woeber For For Management 2 Increase Authorized Common Stock None None Management *Withdrawn Resolution* 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CNH INDUSTRIAL N.V. Ticker: CNHI Security ID: N20944109 Meeting Date: APR 13, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Discuss Remuneration Report None None Management 2.b Discussion on Company's Corporate None None Management Governance Structure 2.c Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.d Adopt Financial Statements For For Management 2.e Approve Dividends of EUR 0.14 Per Share For For Management 2.f Approve Discharge of Directors For For Management 3.a Reelect Sergio Marchionne as Executive For For Management Director 3.b Reelect Richard J. Tobin as Executive For For Management Director 3.c Reelect Mina Gerowin as Non-Executive For For Management Director 3.d Reelect Suzanne Heywood as For For Management Non-Executive Director 3.e Reelect Leo W. Houle as Non- Executive For For Management Director 3.f Reelect Peter Kalantzis as Non- For For Management Executive Director 3.g Reelect John B. Lanaway as Non- For For Management Executive Director 3.h Reelect Silke C. Scheiber as For For Management Non-Executive Director 3.i Reelect Guido Tabellini as For For Management Non-Executive Director 3.j Reelect Jacqueline A. Tammenoms Bakker For For Management as Non-Executive Director 3.k Reelect Jacques Theurillat as For For Management Non-Executive Director 4 Ratify Ernst & Young as Auditors For For Management 5.a Grant Board Authority to Issue Shares For For Management Up to 15 Percent of Issued Capital Plus Additional 15 Percent in Case of Merger or Acquisition 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 5a 5.c Grant Board Authority to Issue Special For For Management Voting Shares 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORPORATION Ticker: CMCO Security ID: 199333105 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest R. Verebelyi For For Management 1.2 Elect Director Mark D. Morelli For For Management 1.3 Elect Director Richard H. Fleming For For Management 1.4 Elect Director Stephen Rabinowitz For For Management 1.5 Elect Director Nicholas T. Pinchuk For For Management 1.6 Elect Director Liam G. McCarthy For For Management 1.7 Elect Director R. Scott Trumbull For For Management 1.8 Elect Director Heath A. Mitts For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Haworth For For Management 1.2 Elect Director Kelly M. Malson For For Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director Norman L. Miller For For Management 1.6 Elect Director William E. Saunders, Jr. For For Management 1.7 Elect Director William 'David' Schofman For For Management 1.8 Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSTELLIUM NV Ticker: CSTM Security ID: N22035104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Annual Report 2017 None None Management 3 Discussion on Company's Corporate None None Management Governance Structure 4.1 Discuss Remuneration Report None None Management 4.2 Approve Share Increase under the 2013 For For Management Equity Incentive Plan 5 Adopt Annual Accounts 2017 For For Management 6 Discuss Allocation of Income None None Management 7 Approve Discharge of Executive For For Management Directors 8 Approve Discharge of Non-Executive For For Management Directors 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition 11 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 12a Reelect Michiel Brandjes as For For Management Non-Executive Director 12b Reelect Martha Brooks as Non-Executive For For Management Director 12c Reelect Philippe C.A. Guillemot as For For Management Non-Executive Director 12d Reelect Peter Hartman as Non-Executive For For Management Director 12e Reelect John Ormerod as Non-Executive For For Management Director 12f Reelect Lori Walker as Non-Executive For For Management Director 12g Elect Stephanie Frachet as Executive For For Management Director 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- CROCS, INC. Ticker: CROX Security ID: 227046109 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Frasch For For Management 1.2 Elect Director Andrew Rees For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bob G. Alexander For For Management 1.2 Elect Director SungHwan Cho For For Management 1.3 Elect Director Jonathan Frates For For Management 1.4 Elect Director David L. Lamp For For Management 1.5 Elect Director Stephen Mongillo For For Management 1.6 Elect Director Louis J. Pastor For For Management 1.7 Elect Director James M. Strock For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Gregory M. Bridgeford For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director Conrad M. Hall For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Jeffrey G. Naylor For For Management 1.7 Elect Director Gary M. Philbin For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Stephanie P. Stahl For For Management 1.11 Elect Director Thomas E. Whiddon For For Management 1.12 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 10, 2017 Meeting Type: Annual Record Date: JUN 12, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For For Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Julio A. Portalatin For For Management 1g Elect Director Peter Rutland For For Management 1h Elect Director Manoj P. Singh For For Management 1i Elect Director Margaret C. Whitman For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen Carnahan For For Management 1b Elect Director Daniel R. Feehan For For Management 1c Elect Director David Fisher For For Management 1d Elect Director William M. Goodyear For For Management 1e Elect Director James A. Gray For For Management 1f Elect Director Gregg A. Kaplan For For Management 1g Elect Director Mark P. McGowan For For Management 1h Elect Director Mark A. Tebbe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTREME NETWORKS, INC. Ticker: EXTR Security ID: 30226D106 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Carinalli For For Management 1.2 Elect Director Kathleen M. Holmgren For For Management 1.3 Elect Director Rajendra Khanna For For Management 1.4 Elect Director Edward H. Kennedy For For Management 1.5 Elect Director Edward B. Meyercord For For Management 1.6 Elect Director John C. Shoemaker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt, Renew or Amend NOL Rights Plan For For Management (NOL Pill) 6 Amend Omnibus Stock Plan For For Management 7 Adopt Simple Majority Vote Against Against Shareholder -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: APR 13, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Discussion on Company's Corporate None None Management Governance Structure 2.c Discuss Remuneration Policy None None Management 2.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.e Adopt Financial Statements and For For Management Statutory Reports 2.f Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For For Management Director 3.b Reelect Sergio Marchionne as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Elect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Ruth J. Simmons as For For Management Non-Executive Director 4.h Reelect Michelangelo A. Volpi as For For Management Non-Executive Director 4.i Reelect Patience Wheatcroft as For For Management Non-Executive Director 4.j Reelect Ermenegildo Zegna as For For Management Non-Executive Director 5 Ratify Ernst & Young as Auditors For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Gilmore For For Management 1.2 Elect Director Margaret M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Michael J. Angelakis For For Management 1c Elect Director Leslie A. Brun For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Lip-Bu Tan For For Management 1l Elect Director Margaret C. Whitman For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter R. Huntsman For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director Mary C. Beckerle For For Management 1.4 Elect Director M. Anthony Burns For For Management 1.5 Elect Director Daniele Ferrari For For Management 1.6 Elect Director Robert J. Margetts For For Management 1.7 Elect Director Wayne A. Reaud For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol R. Kaufman For For Management 1.2 Elect Director Paul J. Sarvadi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- K12 INC. Ticker: LRN Security ID: 48273U102 Meeting Date: DEC 14, 2017 Meeting Type: Annual Record Date: OCT 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Craig R. Barrett For For Management 1.3 Elect Director Guillermo Bron For For Management 1.4 Elect Director Nathaniel A. Davis For For Management 1.5 Elect Director John M. Engler For For Management 1.6 Elect Director Steven B. Fink For For Management 1.7 Elect Director Liza McFadden For For Management 1.8 Elect Director Stuart J. Udell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: AUG 02, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank G. Brandenberg For For Management 1.2 Elect Director Joseph V. Borruso For For Management 1.3 Elect Director E. Erwin Maddrey, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Steven A. Burd For For Management 1c Elect Director H. Charles Floyd For For Management 1d Elect Director Michelle Gass For For Management 1e Elect Director Jonas Prising For For Management 1f Elect Director John E. Schlifske For For Management 1g Elect Director Adrianne Shapira For For Management 1h Elect Director Frank V. Sica For For Management 1i Elect Director Stephanie A. Streeter For For Management 1j Elect Director Nina G. Vaca For For Management 1k Elect Director Stephen E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard H. Bott For For Management 1B Elect Director Thomas P. Capo For For Management 1C Elect Director Jonathan F. Foster For For Management 1D Elect Director Mary Lou Jepsen For For Management 1E Elect Director Kathleen A. Ligocki For For Management 1F Elect Director Conrad L. Mallett, Jr. For For Management 1G Elect Director Raymond E. Scott For For Management 1H Elect Director Gregory C. Smith For For Management 1I Elect Director Henry D.G. Wallace For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Isaiah Tidwell For For Management 1.11 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carleton For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Robert Ted Enloe, III For For Management 1.4 Elect Director Ping Fu For For Management 1.5 Elect Director Jeffrey T. Hinson For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For For Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan H. Arnold For For Management 1.2 Elect Director Viet D. Dinh For For Management 1.3 Elect Director H. Paulett Eberhart For For Management 1.4 Elect Director William F. Glavin Jr. For For Management 1.5 Elect Director Anne M. Mulcahy For For Management 1.6 Elect Director James S. Putnam For For Management 1.7 Elect Director James S. Riepe For For Management 1.8 Elect Director Richard P. Schifter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Richard L. Armitage For For Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For For Management 1.5 Elect Director Walter R. Fatzinger, Jr. For For Management 1.6 Elect Director Richard J. Kerr For For Management 1.7 Elect Director Kenneth A. Minihan For For Management 1.8 Elect Director Kevin M. Phillips For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Donna A. James For For Management 1c Elect Director James E. Rohr For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 6 Eliminate Supermajority Vote For For Management Requirement to Amend Charter 7 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose R. Mas For For Management 1.2 Elect Director Javier Palomarez For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERITOR, INC. Ticker: MTOR Security ID: 59001K100 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan A. Bertsch For For Management 1.2 Elect Director Rodger L. Boehm For For Management 1.3 Elect Director Lloyd G. Trotter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Articles Governance-Related For For Management -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Clemmer For For Management 1.2 Elect Director Robert P. DeRodes For For Management 1.3 Elect Director Deborah A. Farrington For For Management 1.4 Elect Director Kurt P. Kuehn For For Management 1.5 Elect Director William R. Nuti For For Management 1.6 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Franklin For For Management 1b Elect Director Noam Gottesman For For Management 1c Elect Director Ian G.H. Ashken For For Management 1d Elect Director Stefan Descheemaeker For For Management 1e Elect Director Mohamed Elsarky For For Management 1f Elect Director Jeremy Isaacs For For Management 1g Elect Director Paul Kenyon For For Management 1h Elect Director James E. Lillie For For Management 1i Elect Director Lord Myners of Truro For For Management 1j Elect Director Victoria Parry For For Management 1k Elect Director Simon White For For Management 1l Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OLYMPIC STEEL, INC. Ticker: ZEUS Security ID: 68162K106 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Wolfort For For Management 1.2 Elect Director Ralph M. Della Ratta For For Management 1.3 Elect Director Howard L. Goldstein For For Management 1.4 Elect Director Dirk A. Kempthorne For For Management 1.5 Elect Director Idalene F. Kesner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 06, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Peter B. Hamilton For For Management 1.3 Elect Director Wilson R. Jones For For Management 1.4 Elect Director Leslie F. Kenne For For Management 1.5 Elect Director Kimberley Metcalf-Kupres For For Management 1.6 Elect Director Steven C. Mizell For For Management 1.7 Elect Director Stephen D. Newlin For For Management 1.8 Elect Director Craig P. Omtvedt For For Management 1.9 Elect Director Duncan J. Palmer For For Management 1.10 Elect Director John S. Shiely For For Management 1.11 Elect Director William S. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against Against Shareholder -------------------------------------------------------------------------------- PCM, INC. Ticker: PCMI Security ID: 69323K100 Meeting Date: JUL 24, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank F. Khulusi For For Management 1.2 Elect Director Thomas A. Maloof For For Management 1.3 Elect Director Ronald B. Reck For For Management 1.4 Elect Director Paul C. Heeschen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: MAR 29, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Handler For For Management 1.2 Elect Director John M. Jacquemin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932B101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Stanford L. Kurland For For Management 1B Elect Director David A. Spector For For Management 1C Elect Director Anne D. McCallion For For Management 1D Elect Director Matthew Botein For For Management 1E Elect Director James K. Hunt For For Management 1F Elect Director Patrick Kinsella For For Management 1G Elect Director Joseph Mazzella For For Management 1H Elect Director Farhad Nanji For For Management 1I Elect Director Theodore W. Tozer For For Management 1J Elect Director Mark Wiedman For For Management 1K Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 53071M104 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Barton For For Management 1.2 Elect Director Michael A. George For For Management 1.3 Elect Director Gregory B. Maffei For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Reclassification of Common For For Management Stock -------------------------------------------------------------------------------- SAIA, INC. Ticker: SAIA Security ID: 78709Y105 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Di-Ann Eisnor For For Management 1.2 Elect Director William F. Evans For For Management 1.3 Elect Director Herbert A. Trucksess, For For Management III 1.4 Elect Director Jeffrey C. Ward For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: NOV 27, 2017 Meeting Type: Special Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation from For For Management Delaware to Nevada 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Henry J. Eyring For For Management 1.5 Elect Director Meredith S. Madden For For Management 1.6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLEEP NUMBER CORPORATION Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel I. Alegre For For Management 1.2 Elect Director Stephen L. Gulis, Jr. For For Management 1.3 Elect Director Brenda J. Lauderback For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPRINT CORPORATION Ticker: S Security ID: 85207U105 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon Bethune For For Management 1.2 Elect Director Marcelo Claure For For Management 1.3 Elect Director Patrick Doyle For For Management 1.4 Elect Director Ronald Fisher For For Management 1.5 Elect Director Julius Genachowski For For Management 1.6 Elect Director Michael Mullen For For Management 1.7 Elect Director Masayoshi Son For For Management 1.8 Elect Director Sara Martinez Tucker For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Ticker: SFM Security ID: 85208M102 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Fortunato For For Management 1.2 Elect Director Lawrence ('Chip') P. For For Management Molloy 1.3 Elect Director Joseph O'Leary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPX FLOW, INC. Ticker: FLOW Security ID: 78469X107 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Majdi B. Abulaban For For Management 1.2 Elect Director Emerson U. Fullwood For For Management 1.3 Elect Director Terry S. Lisenby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Keith E. Busse For For Management 1.3 Elect Director Frank D. Byrne For For Management 1.4 Elect Director Kenneth W. Cornew For For Management 1.5 Elect Director Traci M. Dolan For For Management 1.6 Elect Director Jurgen Kolb For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Articles of Incorporation to For For Management Provide Shareholders the Right to Amend Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Cutillo For For Management 1.2 Elect Director Marian M. Davenport For For Management 1.3 Elect Director Maarten D. Hemsley For For Management 1.4 Elect Director Raymond F. Messer For For Management 1.5 Elect Director Charles R. Patton For For Management 1.6 Elect Director Richard O. Schaum For For Management 1.7 Elect Director Milton L. Scott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Sean D. Keohane For For Management 1h Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws -------------------------------------------------------------------------------- THE CHILDREN'S PLACE, INC. Ticker: PLCE Security ID: 168905107 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alutto For For Management 1.2 Elect Director John E. Bachman For For Management 1.3 Elect Director Marla Malcolm Beck For For Management 1.4 Elect Director Jane Elfers For For Management 1.5 Elect Director Joseph Gromek For For Management 1.6 Elect Director Norman Matthews For For Management 1.7 Elect Director Robert L. Mettler For For Management 1.8 Elect Director Stanley W. Reynolds For For Management 1.9 Elect Director Susan Sobbott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE PROVIDENCE SERVICE CORPORATION Ticker: PRSC Security ID: 743815102 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd J. Carter For For Management 1.2 Elect Director Frank J. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan H. Suwinski For For Management 1.2 Elect Director J. Allen Kosowsky For For Management 1.3 Elect Director Wilson Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TITAN MACHINERY INC. Ticker: TITN Security ID: 88830R101 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley Erickson For For Management 1.2 Elect Director Jody Horner For For Management 1.3 Elect Director Richard Mack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 28, 2017 Meeting Type: Special Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Henri Steinmetz For For Management -------------------------------------------------------------------------------- TRONOX LIMITED Ticker: TROX Security ID: Q9235V101 Meeting Date: OCT 05, 2017 Meeting Type: Special Record Date: SEP 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rex D. Geveden For For Management 1.2 Elect Director Robert E. Klatell For For Management 1.3 Elect Director John G. Mayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director Kenneth I. Shine For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UNIVAR INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhonda Germany Ballintyn For For Management 1.2 Elect Director Richard P. Fox For For Management 1.3 Elect Director Stephen D. Newlin For For Management 1.4 Elect Director Christopher D. Pappas For For Management 2 Declassify the Board of Directors For For Management 3 Provide Proxy Access Right For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VERITIV CORPORATION Ticker: VRTV Security ID: 923454102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David E. Flitman For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Liza K. Landsman For For Management 1.4 Elect Director Mary A. Laschinger For For Management 1.5 Elect Director Tracy A. Leinbach For For Management 1.6 Elect Director William E. Mitchell For For Management 1.7 Elect Director Michael P. Muldowney For For Management 1.8 Elect Director Charles G. Ward, III For For Management 1.9 Elect Director John J. Zillmer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Ticker: WGO Security ID: 974637100 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard (Rick) D. Moss For For Management 1.2 Elect Director John M. Murabito For For Management 1.3 Elect Director Michael J. Happe For For Management 1.4 Elect Director William C. Fisher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Qualified Employee Stock For For Management Purchase Plan 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director AnnaMaria DeSalva For For Management 1.4 Elect Director Michael G. Jesselson For For Management 1.5 Elect Director Adrian P. Kingshott For For Management 1.6 Elect Director Jason D. Papastavrou For For Management 1.7 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Sustainability Against Against Shareholder 6 Clawback of Incentive Payments Against Against Shareholder ==================== Hennessy Cornerstone Large Growth Fund ==================== ADOBE SYSTEMS INCORPORATED Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 12, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Edward W. Barnholt For For Management 1c Elect Director Robert K. Burgess For For Management 1d Elect Director Frank A. Calderoni For For Management 1e Elect Director James E. Daley For For Management 1f Elect Director Laura B. Desmond For For Management 1g Elect Director Charles M. Geschke For For Management 1h Elect Director Shantanu Narayen For For Management 1i Elect Director Daniel L. Rosensweig For For Management 1j Elect Director John E. Warnock For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Seifollah (Seifi) For For Management Ghasemi 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan - WITHDRAWN None None Management RESOLUTION -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly-Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Alberto Ibarguen For For Management 1g Elect Director Richard C. Kraemer For For Management 1h Elect Director Susan D. Kronick For For Management 1i Elect Director Martin H. Nesbitt For For Management 1j Elect Director Denise M. O'Leary For For Management 1k Elect Director W. Douglas Parker For For Management 1l Elect Director Ray M. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder Special Meetings -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Christopher J. Williams For For Management 1h Elect Director W. Edward Walter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 01, 2018 Meeting Type: Annual Record Date: JAN 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director Douglas R. Conant For For Management 1.4 Elect Director D. Mark Durcan For For Management 1.5 Elect Director Richard W. Gochnauer For For Management 1.6 Elect Director Lon R. Greenberg For For Management 1.7 Elect Director Jane E. Henney For For Management 1.8 Elect Director Kathleen W. Hyle For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Henry W. McGee For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Independent Board Chairman Against Against Shareholder 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 7 Clawback of Incentive Payments Against Against Shareholder 8 Report on Governance Measures Against Against Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Proxy Access Amendments Against Against Shareholder 6 Establish Human Rights Committee Against Against Shareholder -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 20, 2017 Meeting Type: Annual Record Date: OCT 23, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director J. R. Hyde, III For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director W. Andrew McKenna For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director Luis P. Nieto For For Management 1.10 Elect Director William C. Rhodes, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director J. Patrick Doyle For For Management 1c Elect Director Russell P. Fradin For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director Hubert Joly For For Management 1f Elect Director David W. Kenny For For Management 1g Elect Director Karen A. McLoughlin For For Management 1h Elect Director Thomas L. "Tommy" For For Management Millner 1i Elect Director Claudia F. Munce For For Management 1j Elect Director Richelle P. Parham For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADCOM LIMITED Ticker: AVGO Security ID: Y09827109 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director James V. Diller For For Management 1c Elect Director Gayla J. Delly For For Management 1d Elect Director Lewis C. Eggebrecht For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director Eddy W. Hartenstein For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Donald Macleod For For Management 1i Elect Director Peter J. Marks For For Management 1j Elect Director Henry Samueli For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Issuance of Shares With or For For Management Without Preemptive Rights 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 08, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Anderson For For Management 1.2 Elect Director Colleen F. Arnold For For Management 1.3 Elect Director George S. Barrett For For Management 1.4 Elect Director Carrie S. Cox For For Management 1.5 Elect Director Calvin Darden For For Management 1.6 Elect Director Bruce L. Downey For For Management 1.7 Elect Director Patricia A. Hemingway For For Management Hall 1.8 Elect Director Clayton M. Jones For For Management 1.9 Elect Director Gregory B. Kenny For For Management 1.10 Elect Director Nancy Killefer For For Management 1.11 Elect Director David P. King For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Against Shareholder 6 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jessica L. Blume For For Management 1B Elect Director Frederick H. Eppinger For For Management 1C Elect Director David L. Steward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director John B. Breaux For For Management 1c Elect Director Pamela L. Carter For For Management 1d Elect Director James M. Foote For For Management 1e Elect Director Steven T. Halverson For For Management 1f Elect Director Paul C. Hilal For For Management 1g Elect Director Edward J. Kelly, III For For Management 1h Elect Director John D. McPherson For For Management 1i Elect Director David M. Moffett For For Management 1j Elect Director Dennis H. Reilley For For Management 1k Elect Director Linda H. Riefler For For Management 1l Elect Director J. Steven Whisler For For Management 1m Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Bracken For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Anne M. Finucane For For Management 1g Elect Director Larry J. Merlo For For Management 1h Elect Director Jean-Pierre Millon For For Management 1i Elect Director Mary L. Schapiro For For Management 1j Elect Director Richard J. Swift For For Management 1k Elect Director William C. Weldon For For Management 1l Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director Bradley D. Blum For For Management 1.3 Elect Director James P. Fogarty For For Management 1.4 Elect Director Cynthia T. Jamison For For Management 1.5 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.6 Elect Director Nana Mensah For For Management 1.7 Elect Director William S. Simon For For Management 1.8 Elect Director Charles M. (Chuck) For For Management Sonsteby 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy to Phase Out Against Against Shareholder Non-Therapeutic Use of Antibiotics in the Meat Supply Chain -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 28, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Vance D. Coffman For For Management 1c Elect Director Alan C. Heuberger For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Dipak C. Jain For For Management 1f Elect Director Michael O. Johanns For For Management 1g Elect Director Clayton M. Jones For For Management 1h Elect Director Brian M. Krzanich For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sherry M. Smith For For Management 1k Elect Director Dmitri L. Stockton For For Management 1l Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Bylaws-- Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Daniel A. Carp For For Management 1d Elect Director Ashton B. Carter For For Management 1e Elect Director David G. DeWalt For For Management 1f Elect Director William H. Easter, III For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Douglas R. Ralph For For Management 1k Elect Director Sergio A. L. Rial For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Michael P. Connors For For Management 1.4 Elect Director Mark J. Costa For For Management 1.5 Elect Director Stephen R. Demeritt For For Management 1.6 Elect Director Robert M. Hernandez For For Management 1.7 Elect Director Julie F. Holder For For Management 1.8 Elect Director Renee J. Hornbaker For For Management 1.9 Elect Director Lewis M. Kling For For Management 1.10 Elect Director James J. O'Brien For For Management 1.11 Elect Director David W. Raisbeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Ticker: ESRX Security ID: 30219G108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maura C. Breen For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Elder Granger For For Management 1d Elect Director Nicholas J. LaHowchic For For Management 1e Elect Director Thomas P. Mac Mahon For For Management 1f Elect Director Kathleen M. Mazzarella For For Management 1g Elect Director Frank Mergenthaler For For Management 1h Elect Director Woodrow A. Myers, Jr. For For Management 1i Elect Director Roderick A. Palmore For For Management 1j Elect Director George Paz For For Management 1k Elect Director William L. Roper For For Management 1l Elect Director Seymour Sternberg For For Management 1m Elect Director Timothy Wentworth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Gender Pay Gap Against Against Shareholder 5 Report on Measures Taken to Manage and Against Against Shareholder Mitigate Cyber Risk -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: FEB 07, 2018 Meeting Type: Special Record Date: DEC 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Jon C. Madonna For For Management 1.5 Elect Director Courtney Mather For For Management 1.6 Elect Director Dustan E. McCoy For For Management 1.7 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GAP INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Fisher For For Management 1b Elect Director William S. Fisher For For Management 1c Elect Director Tracy Gardner For For Management 1d Elect Director Brian Goldner For For Management 1e Elect Director Isabella D. Goren For For Management 1f Elect Director Bob L. Martin For For Management 1g Elect Director Jorge P. Montoya For For Management 1h Elect Director Chris O'Neill For For Management 1i Elect Director Arthur Peck For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Linda R. Gooden For For Management 1c Elect Director Joseph Jimenez For For Management 1d Elect Director Jane L. Mendillo For For Management 1e Elect Director Michael G. Mullen For For Management 1f Elect Director James J. Mulva For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Fleet GHG Emissions in Against Against Shareholder Relation to CAFE Standards -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Milton Johnson For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Nancy-Ann DeParle For For Management 1d Elect Director Thomas F. Frist, III For For Management 1e Elect Director William R. Frist For For Management 1f Elect Director Charles O. Holliday, Jr. For For Management 1g Elect Director Ann H. Lamont For For Management 1h Elect Director Geoffrey G. Meyers For For Management 1i Elect Director Michael W. Michelson For For Management 1j Elect Director Wayne J. Riley For For Management 1k Elect Director John W. Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For For Management 1h Elect Director Stacey Mobley For For Management 1i Elect Director Subra Suresh For For Management 1j Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director J. Bryan Hunt, Jr. For For Management 1.7 Elect Director Coleman H. Peterson For For Management 1.8 Elect Directors John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder 5 Adopt and Report on Science-Based GHG Against Against Shareholder Emissions Reduction Targets -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Abelardo E. Bru For For Management 1.3 Elect Director Robert W. Decherd For For Management 1.4 Elect Director Thomas J. Falk For For Management 1.5 Elect Director Fabian T. Garcia For For Management 1.6 Elect Director Michael D. Hsu For For Management 1.7 Elect Director Mae C. Jemison For For Management 1.8 Elect Director James M. Jenness For For Management 1.9 Elect Director Nancy J. Karch For For Management 1.10 Elect Director Christa S. Quarles For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director Marc J. Shapiro For For Management 1.13 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 01, 2017 Meeting Type: Annual Record Date: SEP 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Robert M. Calderoni For For Management 1.3 Elect Director John T. Dickson For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin J. Kennedy For For Management 1.6 Elect Director Gary B. Moore For For Management 1.7 Elect Director Kiran M. Patel For For Management 1.8 Elect Director Robert A. Rango For For Management 1.9 Elect Director Richard P. Wallace For For Management 1.10 Elect Director David C. Wang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Steven A. Burd For For Management 1c Elect Director H. Charles Floyd For For Management 1d Elect Director Michelle Gass For For Management 1e Elect Director Jonas Prising For For Management 1f Elect Director John E. Schlifske For For Management 1g Elect Director Adrianne Shapira For For Management 1h Elect Director Frank V. Sica For For Management 1i Elect Director Stephanie A. Streeter For For Management 1j Elect Director Nina G. Vaca For For Management 1k Elect Director Stephen E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Gordon Gee For For Management 1.2 Elect Director Stephen D. Steinour For For Management 1.3 Elect Director Allan R. Tessler For For Management 1.4 Elect Director Abigail S. Wexner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 26, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andy D. Bryant For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director John H. Hammergren For For Management 1d Elect Director M. Christine Jacobs For For Management 1e Elect Director Donald R. Knauss For For Management 1f Elect Director Marie L. Knowles For For Management 1g Elect Director Edward A. Mueller For For Management 1h Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director John J. Ferriola For For Management 1.4 Elect Director Victoria F. Haynes For For Management 1.5 Elect Director Christopher J. Kearney For For Management 1.6 Elect Director Laurette T. Koellner For For Management 1.7 Elect Director John H. Walker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Alan R. Batkin For For Management 1.3 Elect Director Mary C. Choksi For For Management 1.4 Elect Director Robert Charles Clark For For Management 1.5 Elect Director Leonard S. Coleman, Jr. For For Management 1.6 Elect Director Susan S. Denison For For Management 1.7 Elect Director Ronnie S. Hawkins For For Management 1.8 Elect Director Deborah J. Kissire For For Management 1.9 Elect Director Gracia C. Martore For For Management 1.10 Elect Director Linda Johnson Rice For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth E. Ford For For Management 1.2 Elect Director Kirk S. Hachigian For For Management 1.3 Elect Director Roderick C. McGeary For For Management 1.4 Elect Director Mark A. Schulz For For Management 1.5 Elect Director Mark C. Pigott For For Management 1.6 Elect Director Charles R. Williamson For For Management 1.7 Elect Director Ronald E. Armstrong For For Management 2 Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 22, 2018 Meeting Type: Annual Record Date: DEC 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Shelley G. Broader For For Management 1.3 Elect Director Jeffrey N. Edwards For For Management 1.4 Elect Director Benjamin C. Esty For For Management 1.5 Elect Director Francis S. Godbold For For Management 1.6 Elect Director Thomas A. James For For Management 1.7 Elect Director Gordon L. Johnson For For Management 1.8 Elect Director Roderick C. McGeary For For Management 1.9 Elect Director Paul C. Reilly For For Management 1.10 Elect Director Robert P. Saltzman For For Management 1.11 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director V. Maureen Kempston For For Management Darkes 1d Elect Director Paal Kibsgaard For For Management 1e Elect Director Nikolay Kudryavtsev For For Management 1f Elect Director Helge Lund For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Lubna S. Olayan For For Management 1j Elect Director Leo Rafael Reif For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 21, 2018 Meeting Type: Annual Record Date: JAN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Howard Schultz For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Mary N. Dillon For For Management 1d Elect Director Mellody Hobson For For Management 1e Elect Director Kevin R. Johnson For For Management 1f Elect Director Jorgen Vig Knudstorp For For Management 1g Elect Director Satya Nadella For For Management 1h Elect Director Joshua Cooper Ramo For For Management 1i Elect Director Clara Shih For For Management 1j Elect Director Javier G. Teruel For For Management 1k Elect Director Myron E. Ullman, III For For Management 1l Elect Director Craig E. Weatherup For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Proxy Access Bylaw Amendments Against Against Shareholder 5 Report on Sustainable Packaging Against Against Shareholder 6 Report on Paid Family Leave *Withdrawn None None Shareholder Resolution* 7 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Keith E. Busse For For Management 1.3 Elect Director Frank D. Byrne For For Management 1.4 Elect Director Kenneth W. Cornew For For Management 1.5 Elect Director Traci M. Dolan For For Management 1.6 Elect Director Jurgen Kolb For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Articles of Incorporation to For For Management Provide Shareholders the Right to Amend Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TAPESTRY, INC. Ticker: TPR Security ID: 189754104 Meeting Date: NOV 09, 2017 Meeting Type: Annual Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Denton For For Management 1b Elect Director Andrea Guerra For For Management 1c Elect Director Susan Kropf For For Management 1d Elect Director Annabelle Yu Long For For Management 1e Elect Director Victor Luis For For Management 1f Elect Director Ivan Menezes For For Management 1g Elect Director William Nuti For For Management 1h Elect Director Jide Zeitlin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management 6 Report on Net-Zero Greenhouse Gas Against Against Shareholder Emissions 7 Report on Risks from Company's Use of Against Against Shareholder Real Animal Fur -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Henrique De Castro For For Management 1f Elect Director Robert L. Edwards For For Management 1g Elect Director Melanie L. Healey For For Management 1h Elect Director Donald R. Knauss For For Management 1i Elect Director Monica C. Lozano For For Management 1j Elect Director Mary E. Minnick For For Management 1k Elect Director Kenneth L. Salazar For For Management 1l Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 19, 2018 Meeting Type: Annual Record Date: JAN 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Colleen E. Jay For For Management 1.3 Elect Director Michael H. Kalkstein For For Management 1.4 Elect Director William A. Kozy For For Management 1.5 Elect Director Jody S. Lindell For For Management 1.6 Elect Director Gary S. Petersmeyer For For Management 1.7 Elect Director Allan E. Rubenstein For For Management 1.8 Elect Director Robert S. Weiss For For Management 1.9 Elect Director Stanley Zinberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on the Feasibility of Achieving Against Against Shareholder Net Zero GHG Emissions -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Robert D. Beyer For For Management 1c Elect Director Anne Gates For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Jorge P. Montoya For For Management 1g Elect Director Clyde R. Moore For For Management 1h Elect Director James A. Runde For For Management 1i Elect Director Ronald L. Sargent For For Management 1j Elect Director Bobby S. Shackouls For For Management 1k Elect Director Mark S. Sutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Amend Bylaws to Authorize the Board to For For Management Amend Bylaws 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Report on Benefits of Adopting Against Against Shareholder Renewable Energy Goals 7 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging 8 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 18, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur F. Anton For For Management 1.2 Elect Director David F. Hodnik For For Management 1.3 Elect Director Richard J. Kramer For For Management 1.4 Elect Director Susan J. Kropf For For Management 1.5 Elect Director John G. Morikis For For Management 1.6 Elect Director Christine A. Poon For For Management 1.7 Elect Director John M. Stropki For For Management 1.8 Elect Director Michael H. Thaman For For Management 1.9 Elect Director Matthew Thornton, III For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 08, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director John S. Chen For For Management 1e Elect Director Francis A. deSouza For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Fred H. Langhammer For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Mark G. Parker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Proxy Access Bylaw Amendment Against Against Shareholder -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Kriss Cloninger, III For For Management 1c Elect Director Walter W. Driver, Jr. For For Management 1d Elect Director Sidney E. Harris For For Management 1e Elect Director William M. Isaac For For Management 1f Elect Director Mason H. Lampton For For Management 1g Elect Director Connie D. McDaniel For For Management 1h Elect Director Richard A. Smith For For Management 1i Elect Director Philip W. Tomlinson For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director Richard W. Ussery For For Management 1l Elect Director M. Troy Woods For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director Erroll B. Davis, Jr. For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- UNITED CONTINENTAL HOLDINGS, INC. Ticker: UAL Security ID: 910047109 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carolyn Corvi For For Management 1.2 Elect Director Jane C. Garvey For For Management 1.3 Elect Director Barney Harford For For Management 1.4 Elect Director Michele J. Hooper For For Management 1.5 Elect Director Walter Isaacson For For Management 1.6 Elect Director James A. C. Kennedy For For Management 1.7 Elect Director Oscar Munoz For For Management 1.8 Elect Director William R. Nuti For For Management 1.9 Elect Director Edward M. Philip For For Management 1.10 Elect Director Edward L. Shapiro For For Management 1.11 Elect Director David J. Vitale For For Management 1.12 Elect Director James M. Whitehurst For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Ticker: VAR Security ID: 92220P105 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose Baselga For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Judy Bruner For For Management 1.4 Elect Director Jean-Luc Butel For For Management 1.5 Elect Director Regina E. Dugan For For Management 1.6 Elect Director R. Andrew Eckert For For Management 1.7 Elect Director Timothy E. Guertin For For Management 1.8 Elect Director David J. Illingworth For For Management 1.9 Elect Director Dow R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against Against Shareholder 9 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- WALMART, INC. Ticker: WMT Security ID: 931142103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Easterbrook For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Race or Ethnicity Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson - None None Management Withdrawn Resolution 1b Elect Director Frank M. Clark, Jr. For For Management 1c Elect Director James C. Fish, Jr. For For Management 1d Elect Director Andres R. Gluski For For Management 1e Elect Director Patrick W. Gross For For Management 1f Elect Director Victoria M. Holt For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Pro-rata Vesting of Equity Awards Against Against Shareholder -------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION Ticker: WYN Security ID: 98310W108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Myra J. Biblowit For For Management 1b Elect Director Louise F. Brady For For Management 1c Elect Director James E. Buckman For For Management 1d Elect Director George Herrera For For Management 1e Elect Director Stephen P. Holmes For For Management 1f Elect Director Brian M. Mulroney For For Management 1g Elect Director Pauline D.E. Richards For For Management 1h Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder ===================== Hennessy Cornerstone Mid Cap 30 Fund ===================== A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 09, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For For Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALCOA CORPORATION Ticker: AA Security ID: 013872106 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Morris For For Management 1.2 Elect Director Mary Anne Citrino For For Management 1.3 Elect Director Timothy P. Flynn For For Management 1.4 Elect Director Kathryn S. Fuller For For Management 1.5 Elect Director Roy C. Harvey For For Management 1.6 Elect Director James A. Hughes For For Management 1.7 Elect Director James E. Nevels For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Carol L. Roberts For For Management 1.10 Elect Director Suzanne Sitherwood For For Management 1.11 Elect Director Steven W. Williams For For Management 1.12 Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker: AMED Security ID: 023436108 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Linda J. Hall For For Management 1B Elect Director Julie D. Klapstein For For Management 1C Elect Director Paul B. Kusserow For For Management 1D Elect Director Richard A. Lechleiter For For Management 1E Elect Director Jake L. Netterville For For Management 1F Elect Director Bruce D. Perkins For For Management 1G Elect Director Jeffrey A. Rideout For For Management 1H Elect Director Donald A. Washburn For For Management 1I Elect Director Nathaniel M. Zilkha For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brenda J. Cushing For For Management 1.2 Elect Director David S. Mulcahy For For Management 1.3 Elect Director A.J. Strickland, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Julia L. Johnson For For Management 1e Elect Director Karl F. Kurz For For Management 1f Elect Director George MacKenzie For For Management 1g Elect Director James G. Stavridis For For Management 1h Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on the Human Right to Water and Against Against Shareholder Sanitation 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernard P. Aldrich For For Management 1.2 Elect Director Herbert K. Parker For For Management 1.3 Elect Director Joseph F. Puishys For For Management 2 Elect Director Lloyd E. Johnson For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARAMARK Ticker: ARMK Security ID: 03852U106 Meeting Date: JAN 31, 2018 Meeting Type: Annual Record Date: DEC 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric J. Foss For For Management 1.2 Elect Director Pierre-Olivier For For Management Beckers-Vieujant 1.3 Elect Director Lisa G. Bisaccia For For Management 1.4 Elect Director Calvin Darden For For Management 1.5 Elect Director Richard W. Dreiling For For Management 1.6 Elect Director Irene M. Esteves For For Management 1.7 Elect Director Daniel J. Heinrich For For Management 1.8 Elect Director Sanjeev K. Mehra For For Management 1.9 Elect Director Patricia B. Morrison For For Management 1.10 Elect Director John A. Quelch For For Management 1.11 Elect Director Stephen I. Sadove For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy M. Jones For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AXALTA COATING SYSTEMS LTD. Ticker: AXTA Security ID: G0750C108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. McLaughlin For For Management 1.2 Elect Director Samuel L. Smolik For For Management 2 Declassify the Board of Directors For For Management 3 Amend Bylaws For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker: OZRK Security ID: 063904106 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Brown For For Management 1.2 Elect Director Paula Cholmondeley For For Management 1.3 Elect Director Richard Cisne For For Management 1.4 Elect Director Robert East For For Management 1.5 Elect Director Kathleen Franklin For For Management 1.6 Elect Director Catherine B. Freedberg For For Management 1.7 Elect Director Jeffrey Gearhart For For Management 1.8 Elect Director George Gleason For For Management 1.9 Elect Director Linda Gleason For For Management 1.10 Elect Director Peter Kenny For For Management 1.11 Elect Director William A. Koefoed, Jr. For For Management 1.12 Elect Director Walter J. ('Jack') For For Management Mullen, III 1.13 Elect Director Christopher Orndorff For For Management 1.14 Elect Director Robert Proost For For Management 1.15 Elect Director John Reynolds For For Management 1.16 Elect Director Ross Whipple For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Change Company Name to Bank OZK For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas K. Corrick For For Management 1B Elect Director Richard H. Fleming For For Management 1C Elect Director Mack L. Hogans For For Management 1D Elect Director Christopher J. McGowan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine L. Boltz For For Management 1.2 Elect Director Joseph M. DePinto For For Management 1.3 Elect Director Harriet Edelman For For Management 1.4 Elect Director Michael A. George For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director Gerardo I. Lopez For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Jose Luis Prado For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel A. Fernandez For For Management 1b Elect Director Mark D. Schwabero For For Management 1c Elect Director David V. Singer For For Management 1d Elect Director J. Steven Whisler For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Barr For For Management 1.2 Elect Director Robert C. Griffin For For Management 1.3 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Kingsbury For For Management 1.2 Elect Director William P. McNamara For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 16, 2017 Meeting Type: Annual Record Date: SEP 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kenneth Asbury For For Management 1B Elect Director Michael A. Daniels For For Management 1C Elect Director James S. Gilmore, III For For Management 1D Elect Director William L. Jews For For Management 1E Elect Director Gregory G. Johnson For For Management 1F Elect Director J. Phillip London For For Management 1G Elect Director James L. Pavitt For For Management 1H Elect Director Warren R. Phillips For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director James D. Plummer For For Management 1.4 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Roger S. Siboni For For Management 1.7 Elect Director Young K. Sohn For For Management 1.8 Elect Director Lip-Bu Tan For For Management 1.9 Elect Director Mary Agnes Wilderotter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: SEP 19, 2017 Meeting Type: Annual Record Date: JUL 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director David W. Nelms For For Management 1d Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Franklin Myers For For Management 1.6 Elect Director William J. Sandbrook For For Management 1.7 Elect Director James H. Schultz For For Management 1.8 Elect Director Constance E. Skidmore For For Management 1.9 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For For Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For For Management 1e Elect Director Warren H. Haber For For Management 1f Elect Director John W. Hill For For Management 1g Elect Director Christopher J. Nassetta For For Management 1h Elect Director David J. Steinberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUPA SOFTWARE INCORPORATED Ticker: COUP Security ID: 22266L106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Siboni For For Management 1.2 Elect Director Tayloe Stansbury For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bob G. Alexander For For Management 1.2 Elect Director SungHwan Cho For For Management 1.3 Elect Director Jonathan Frates For For Management 1.4 Elect Director David L. Lamp For For Management 1.5 Elect Director Stephen Mongillo For For Management 1.6 Elect Director Louis J. Pastor For For Management 1.7 Elect Director James M. Strock For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Raymond E. Mabus, Jr. For For Management 1.5 Elect Director Michael J. Mack, Jr. For For Management 1.6 Elect Director R. Bruce McDonald For For Management 1.7 Elect Director Diarmuid B. O'Connell For For Management 1.8 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Michael L. Hollis For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director James P. Healy For For Management 1c Elect Director Kevin T. Kabat For For Management 1d Elect Director Frederick W. Kanner For For Management 1e Elect Director James Lam For For Management 1f Elect Director Rodger A. Lawson For For Management 1g Elect Director Shelley B. Leibowitz For For Management 1h Elect Director Karl A. Roessner For For Management 1i Elect Director Rebecca Saeger For For Management 1j Elect Director Joseph L. Sclafani For For Management 1k Elect Director Gary H. Stern For For Management 1l Elect Director Donna L. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Rudolph I. Estrada For For Management 1.4 Elect Director Paul H. Irving For For Management 1.5 Elect Director Herman Y. Li For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Laura Newman Olle For For Management 1.5 Elect Director Francis E. Quinlan For For Management 1.6 Elect Director Norman R. Sorensen For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director Scott Kriens For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Christopher Paisley For For Management 1.8 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. McDonnell For For Management 1.2 Elect Director Paul S. Althasen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Ellen V. Futter For For Management 1.4 Elect Director Gail B. Harris For For Management 1.5 Elect Director Robert B. Millard For For Management 1.6 Elect Director Willard J. Overlock, Jr. For For Management 1.7 Elect Director Sir Simon M. Robertson For For Management 1.8 Elect Director Ralph L. Schlosstein For For Management 1.9 Elect Director John S. Weinberg For For Management 1.10 Elect Director William J. Wheeler For For Management 1.11 Elect Director Sarah K. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Herbert, II For For Management 1.2 Elect Director Katherine August-deWilde For For Management 1.3 Elect Director Thomas J. Barrack, Jr. For For Management 1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Management 1.5 Elect Director L. Martin Gibbs For For Management 1.6 Elect Director Boris Groysberg For For Management 1.7 Elect Director Sandra R. Hernandez For For Management 1.8 Elect Director Pamela J. Joyner For For Management 1.9 Elect Director Reynold Levy For For Management 1.10 Elect Director Duncan L. Niederauer For For Management 11 Elect Director George G.C. Parker For For Management 1.12 Elect Director Cheryl Spielman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Johnson For For Management 1.2 Elect Director Hala G. Moddelmog For For Management 1.3 Elect Director Jeffrey S. Sloan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Declassify the Board of Directors Against Against Shareholder -------------------------------------------------------------------------------- FORTINET, INC. Ticker: FTNT Security ID: 34959E109 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: APR 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Ken Xie For For Management 2.2 Elect Director Gary Locke For For Management 2.3 Elect Director Judith Sim For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bingle For For Management 1b Elect Director Peter E. Bisson For For Management 1c Elect Director Richard J. Bressler For For Management 1d Elect Director Raul E. Cesan For For Management 1e Elect Director Karen E. Dykstra For For Management 1f Elect Director Anne Sutherland Fuchs For For Management 1g Elect Director William O. Grabe For For Management 1h Elect Director Eugene A. Hall For For Management 1i Elect Director Stephen G. Pagliuca For For Management 1j Elect Director Eileen Serra For For Management 1k Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED Ticker: GVA Security ID: 387328107 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David H. Kelsey For For Management 1b Elect Director James W. Bradford, Jr. For For Management 1c Elect Director Michael F. McNally For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director George J. Damiris For For Management 1e Elect Director Leldon E. Echols For For Management 1f Elect Director R. Kevin Hardage None None Management *Withdrawn Resolution* 1g Elect Director Michael C. Jennings For For Management 1h Elect Director Robert J. Kostelnik For For Management 1i Elect Director James H. Lee For For Management 1j Elect Director Franklin Myers For For Management 1k Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUBSPOT, INC. Ticker: HUBS Security ID: 443573100 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Halligan For For Management 1b Elect Director Ron Gill For For Management 1c Elect Director Jill Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Andrea Wong For For Management 1.4 Elect Director Richard B. Fried For For Management 1.5 Elect Director Jonathan M. Glaser For For Management 1.6 Elect Director Robert L. Harris, II For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For For Management 1.9 Elect Director Michael Nash For For Management 1.10 Elect Director Barry A. Porter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter R. Huntsman For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director Mary C. Beckerle For For Management 1.4 Elect Director M. Anthony Burns For For Management 1.5 Elect Director Daniele Ferrari For For Management 1.6 Elect Director Robert J. Margetts For For Management 1.7 Elect Director Wayne A. Reaud For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INSULET CORPORATION Ticker: PODD Security ID: 45784P101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Fallon For For Management 1.2 Elect Director Timothy J. Scannell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick T. Muto For For Management 1.2 Elect Director Breaux B. Castleman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Virginia Gambale For For Management 1c Elect Director Stephan Gemkow For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Stanley McChrystal For For Management 1g Elect Director Joel Peterson For For Management 1h Elect Director Frank Sica For For Management 1i Elect Director Thomas Winkelmann For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- K2M GROUP HOLDINGS, INC. Ticker: KTWO Security ID: 48273J107 Meeting Date: JUN 05, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric D. Major For For Management 1.2 Elect Director Paul B. Queally For For Management 1.3 Elect Director Raymond A. Ranelli For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 12, 2018 Meeting Type: Annual Record Date: FEB 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorene C. Dominguez For For Management 1.2 Elect Director Timothy W. Finchem For For Management 1.3 Elect Director Stuart A. Gabriel For For Management 1.4 Elect Director Thomas W. Gilligan For For Management 1.5 Elect Director Kenneth M. Jastrow, II For For Management 1.6 Elect Director Robert L. Johnson For For Management 1.7 Elect Director Melissa Lora For For Management 1.8 Elect Director Jeffrey T. Mezger For For Management 1.9 Elect Director James C. Weaver For For Management 1.10 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Tax Benefits Rights Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management 3.1 Elect Director George N. Cochran For For Management 3.2 Elect Director Kathleen M. Cronin For For Management 3.3 Elect Director Douglas G. Geoga For For Management 3.4 Elect Director Thomas M. Goldstein For For Management 3.5 Elect Director Lacy M. Johnson For For Management 3.6 Elect Director Robert J. Joyce For For Management 3.7 Elect Director Joseph P. Lacher, Jr. For For Management 3.8 Elect Director Christopher B. Sarofim For For Management 3.9 Elect Director David P. Storch For For Management 3.10 Elect Director Susan D. Whiting For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KENNAMETAL INC. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 31, 2017 Meeting Type: Annual Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cindy L. Davis For For Management 1.2 Elect Director William J. Harvey For For Management 1.3 Elect Director William M. Lambert For For Management 1.4 Elect Director Timothy R. McLevish For For Management 1.5 Elect Director Sagar A. Patel For For Management 1.6 Elect Director Christopher Rossi For For Management 1.7 Elect Director Steven H. Wunning For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Major For For Management 1.2 Elect Director Gregory T. Swienton For For Management 1.3 Elect Director Todd J. Teske For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LGI HOMES, INC. Ticker: LGIH Security ID: 50187T106 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ryan Edone For For Management 1.2 Elect Director Duncan Gage For For Management 1.3 Elect Director Eric Lipar For For Management 1.4 Elect Director Bryan Sansbury For For Management 1.5 Elect Director Steven Smith For For Management 1.6 Elect Director Robert Vahradian For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Carleton For For Management 1.2 Elect Director Ariel Emanuel For For Management 1.3 Elect Director Robert Ted Enloe, III For For Management 1.4 Elect Director Ping Fu For For Management 1.5 Elect Director Jeffrey T. Hinson For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For For Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: MAR 16, 2018 Meeting Type: Special Record Date: FEB 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tudor Brown For For Management 1.2 Elect Director Richard S. Hill For For Management 1.3 Elect Director Oleg Khaykin For For Management 1.4 Elect Director Bethany Mayer For For Management 1.5 Elect Director Donna Morris For For Management 1.6 Elect Director Matthew J. Murphy For For Management 1.7 Elect Director Michael Strachan For For Management 1.8 Elect Director Robert E. Switz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MATADOR RESOURCES COMPANY Ticker: MTDR Security ID: 576485205 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Byerley For For Management 1.2 Elect Director Julia P. Forrester For For Management 1.3 Elect Director Timothy E. Parker For For Management 1.4 Elect Director David M. Posner For For Management 1.5 Elect Director Kenneth L. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director William E. McCracken For For Management 1g Elect Director Patricia L. Moss For For Management 1h Elect Director Harry J. Pearce For For Management 1i Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MERITOR, INC. Ticker: MTOR Security ID: 59001K100 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan A. Bertsch For For Management 1.2 Elect Director Rodger L. Boehm For For Management 1.3 Elect Director Lloyd G. Trotter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Articles Governance-Related For For Management -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Filip Balcaen For For Management 1.2 Elect Director Bruce C. Bruckmann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine B. Elflein For For Management 1.2 Elect Director Eugene W. Landy For For Management 1.3 Elect Director Michael P. Landy For For Management 1.4 Elect Director Samuel A. Landy For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Kevin M. Howard For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Mark Van Mourick For For Management 1i Elect Director Rebecca L. Steinfort For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: BABY Security ID: 639050103 Meeting Date: JUN 22, 2018 Meeting Type: Proxy Contest Record Date: MAY 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Doris E. Engibous For For Management 1.2 Elect Director Robert S. Weiss For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Repeal Amendments to the Bylaws Against Against Shareholder Adopted Without Stockholder Approval Since March 22, 2012 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Lisa Wipperman Heine For Did Not Vote Shareholder 1.2 Elect Director Joshua H. Levine For Did Not Vote Shareholder 2 Remove Existing Director Robert A. For Did Not Vote Shareholder Gunst 3 Appoint Mark G. Gilreath to the Board For Did Not Vote Shareholder of Directors 4 Repeal Amendments to the Bylaws For Did Not Vote Shareholder Adopted Without Stockholder Approval Since March 22, 2012 5 Ratify KPMG LLP as Auditors For Did Not Vote Management 6 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY Ticker: NFX Security ID: 651290108 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee K. Boothby For For Management 1b Elect Director Pamela J. Gardner For For Management 1c Elect Director Edgar R. Giesinger, Jr. For For Management 1d Elect Director Steven W. Nance For For Management 1e Elect Director Roger B. Plank For For Management 1f Elect Director Thomas G. Ricks For For Management 1g Elect Director Juanita M. Romans For For Management 1h Elect Director John W. Schanck For For Management 1i Elect Director J. Terry Strange For For Management 1j Elect Director J. Kent Wells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORWEGIAN CRUISE LINE HOLDINGS LTD. Ticker: NCLH Security ID: G66721104 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adam M. Aron For For Management 1b Elect Director Stella David For For Management 1c Elect Director Mary E. Landry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Kirbyjon H. Caldwell - None None Management Withdrawn Resolution 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Terry G. Dallas For For Management 1g Elect Director Mauricio Gutierrez For For Management 1h Elect Director William E. Hantke For For Management 1i Elect Director Paul W. Hobby For For Management 1j Elect Director Anne C. Schaumburg For For Management 1k Elect Director Thomas H. Weidemeyer For For Management 1l Elect Director C. John Wilder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- NUVASIVE, INC. Ticker: NUVA Security ID: 670704105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vickie L. Capps For For Management 1b Elect Director John A. DeFord For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Butler For For Management 1.2 Elect Director Thomas Hendrickson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Atsushi Abe For For Management 1.2 Elect Director Alan Campbell For For Management 1.3 Elect Director Curtis J. Crawford For For Management 1.4 Elect Director Gilles Delfassy For For Management 1.5 Elect Director Emmanuel T. Hernandez For For Management 1.6 Elect Director Keith D. Jackson For For Management 1.7 Elect Director Paul A. Mascarenas For For Management 1.8 Elect Director Daryl A. Ostrander For For Management 1.9 Elect Director Teresa M. Ressel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 06, 2018 Meeting Type: Annual Record Date: DEC 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Peter B. Hamilton For For Management 1.3 Elect Director Wilson R. Jones For For Management 1.4 Elect Director Leslie F. Kenne For For Management 1.5 Elect Director Kimberley Metcalf-Kupres For For Management 1.6 Elect Director Steven C. Mizell For For Management 1.7 Elect Director Stephen D. Newlin For For Management 1.8 Elect Director Craig P. Omtvedt For For Management 1.9 Elect Director Duncan J. Palmer For For Management 1.10 Elect Director John S. Shiely For For Management 1.11 Elect Director William S. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against Against Shareholder -------------------------------------------------------------------------------- PARATEK PHARMACEUTICALS, INC. Ticker: PRTK Security ID: 699374302 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rolf K. Hoffmann For For Management 1.2 Elect Director Kristine Peterson For For Management 1.3 Elect Director Jeffrey Stein For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Ticker: PAYC Security ID: 70432V102 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Levenson For For Management 1.2 Elect Director Frederick C. Peters, II For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: MAR 29, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Handler For For Management 1.2 Elect Director John M. Jacquemin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PERRIGO COMPANY PLC Ticker: PRGO Security ID: G97822103 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Laurie Brlas For For Management 1.3 Elect Director Rolf A. Classon For For Management 1.4 Elect Director Gary M. Cohen For For Management 1.5 Elect Director Adriana Karaboutis For For Management 1.6 Elect Director Jeffrey B. Kindler For For Management 1.7 Elect Director Donal O'Connor For For Management 1.8 Elect Director Geoffrey M. Parker For For Management 1.9 Elect Director Uwe F. Roehrhoff For For Management 1.10 Elect Director Theodore R. Samuels For For Management 1.11 Elect Director Jeffrey C. Smith For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorise Issue of Equity with For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Pamela J. Kessler For For Management 1.8 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE ENTERTAINMENT, INC. Ticker: PNK Security ID: 72348Y105 Meeting Date: MAR 29, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PINNACLE ENTERTAINMENT, INC. Ticker: PNK Security ID: 72348Y105 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Charles L. Atwood For For Management 1B Elect Director Stephen C. Comer For For Management 1C Elect Director Ron Huberman For For Management 1D Elect Director James L. Martineau For For Management 1E Elect Director Desiree Rogers For For Management 1F Elect Director Carlos A. Ruisanchez For For Management 1G Elect Director Anthony M. Sanfilippo For For Management 1H Elect Director Jaynie M. Studenmund For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abney S. Boxley, III For For Management 1b Elect Director Charles E. Brock For For Management 1c Elect Director Renda J. Burkhart For For Management 1d Elect Director Gregory L. Burns For For Management 1e Elect Director Richard D. Callicutt, II For For Management 1f Elect Director Marty G. Dickens For For Management 1g Elect Director Thomas C. Farnsworth, For For Management III 1h Elect Director Joseph C. Galante For For Management 1i Elect Director Glenda Baskin Glover For For Management 1j Elect Director David B. Ingram For For Management 1k Elect Director Robert A. McCabe, Jr. For For Management 1l Elect Director Ronald L. Samuels For For Management 1m Elect Director Gary L. Scott For For Management 1n Elect Director Reese L. Smith, III For For Management 1o Elect Director Thomas R. Sloan For For Management 1p Elect Director G. Kennedy Thompson For For Management 1q Elect Director M. Terry Turner For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PINNACLE FOODS INC. Ticker: PF Security ID: 72348P104 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann Fandozzi For For Management 1.2 Elect Director Mark Jung For For Management 1.3 Elect Director Ioannis Skoufalos For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Ticker: PRAH Security ID: 69354M108 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max C. Lin For For Management 1.2 Elect Director Matthew P. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PROOFPOINT, INC. Ticker: PFPT Security ID: 743424103 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dana Evan For For Management 1.2 Elect Director Kristen Gil For For Management 1.3 Elect Director Gary Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Anderson For For Management 1.2 Elect Director Bryce Blair For For Management 1.3 Elect Director Richard W. Dreiling For For Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Cheryl W. Grise For For Management 1.6 Elect Director Andre J. Hawaux For For Management 1.7 Elect Director Ryan R. Marshall For For Management 1.8 Elect Director John R. Peshkin For For Management 1.9 Elect Director Scott F. Powers For For Management 1.10 Elect Director William J. Pulte For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. 'Duke' Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For For Management 1.3 Elect Director Edward H. Meyer For For Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For For Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vladimir Shmunis For For Management 1.2 Elect Director Neil Williams For For Management 1.3 Elect Director Robert Theis For For Management 1.4 Elect Director Michelle McKenna For For Management 1.5 Elect Director Allan Thygesen For For Management 1.6 Elect Director Kenneth Goldman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846209 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 15, 2018 Meeting Type: Annual Record Date: DEC 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Baker, III For For Management 1.2 Elect Director John Bierbusse For For Management 1.3 Elect Director Mike Cockrell For For Management 1.4 Elect Director Suzanne T. Mestayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Policy to Phase Out Use of Against Against Shareholder Medically Important Antibiotics For Growth Promotion and Disease Prevention 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For For Management 1.2 Elect Director Barry L. Cottle For For Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For For Management 1.5 Elect Director M. Gavin Isaacs For For Management 1.6 Elect Director Viet D. Dinh For For Management 1.7 Elect Director Gerald J. Ford For For Management 1.8 Elect Director David L. Kennedy For For Management 1.9 Elect Director Gabrielle K. McDonald For For Management 1.10 Elect Director Paul M. Meister For For Management 1.11 Elect Director Michael J. Regan For For Management 1.12 Elect Director Barry F. Schwartz For For Management 1.13 Elect Director Kevin M. Sheehan For For Management 1.14 Elect Director Frances F. Townsend For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Stock Ownership Limitations For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn A. Byrne For For Management 1.2 Elect Director Alfonse M. D'Amato For For Management 1.3 Elect Director Jeffrey W. Meshel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SITEONE LANDSCAPE SUPPLY, INC. Ticker: SITE Security ID: 82982L103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doug Black For For Management 1.2 Elect Director Jack L. Wyszomierski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Aldrich For For Management 1.2 Elect Director Kevin L. Beebe For For Management 1.3 Elect Director Timothy R. Furey For For Management 1.4 Elect Director Liam K. Griffin For For Management 1.5 Elect Director Balakrishnan S. Iyer For For Management 1.6 Elect Director Christine King For For Management 1.7 Elect Director David P. McGlade For For Management 1.8 Elect Director David J. McLachlan For For Management 1.9 Elect Director Robert A. Schriesheim For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Ratify Existing Ownership Threshold For For Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Candace H. Duncan For For Management 1b Elect Director Liam J. Kelly For For Management 1c Elect Director Stephen K. Klasko For For Management 1d Elect Director Stuart A. Randle For For Management 1e Elect Director Andrew A. Krakauer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul G. Boynton For For Management 1.2 Elect Director Ian D. Clough For For Management 1.3 Elect Director Susan E. Docherty For For Management 1.4 Elect Director Reginald D. Hedgebeth For For Management 1.5 Elect Director Dan R. Henry For For Management 1.6 Elect Director Michael J. Herling For For Management 1.7 Elect Director Douglas A. Pertz For For Management 1.8 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Deloitte and Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Ticker: MTW Security ID: 563571405 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Donald M. Condon, Jr. For For Management 1.3 Elect Director Anne M. Cooney For For Management 1.4 Elect Director Kenneth W. Krueger For For Management 1.5 Elect Director C. David Myers For For Management 1.6 Elect Director Barry L. Pennypacker For For Management 1.7 Elect Director John C. Pfeifer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote Against Against Shareholder -------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION Ticker: MIDD Security ID: 596278101 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Selim A. Bassoul For For Management 1.2 Elect Director Sarah Palisi Chapin For For Management 1.3 Elect Director Robert B. Lamb For For Management 1.4 Elect Director Cathy L. McCarthy For For Management 1.5 Elect Director John R. Miller, III For For Management 1.6 Elect Director Gordon O'Brien For For Management 1.7 Elect Director Nassem Ziyad For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Sustainability, Including Against Against Shareholder GHG Goals -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 12, 2017 Meeting Type: Annual Record Date: OCT 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan H. Suwinski For For Management 1.2 Elect Director J. Allen Kosowsky For For Management 1.3 Elect Director Wilson Jones For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Kriss Cloninger, III For For Management 1c Elect Director Walter W. Driver, Jr. For For Management 1d Elect Director Sidney E. Harris For For Management 1e Elect Director William M. Isaac For For Management 1f Elect Director Mason H. Lampton For For Management 1g Elect Director Connie D. McDaniel For For Management 1h Elect Director Richard A. Smith For For Management 1i Elect Director Philip W. Tomlinson For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director Richard W. Ussery For For Management 1l Elect Director M. Troy Woods For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINET GROUP, INC. Ticker: TNET Security ID: 896288107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine August-deWilde For For Management 1.2 Elect Director H. Raymond Bingham For For Management 1.3 Elect Director Kenneth Goldman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Donald R. Brattain For For Management 1B Elect Director Glenn A. Carter For For Management 1C Elect Director Brenda A. Cline For For Management 1D Elect Director J. Luther King, Jr. For For Management 1E Elect Director John S. Marr, Jr. For For Management 1F Elect Director H. Lynn Moore, Jr. For For Management 1G Elect Director Daniel M. Pope For For Management 1H Elect Director Dustin R. Womble For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Other Business For For Management -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. DiRomualdo For For Management 1.2 Elect Director Catherine A. Halligan For For Management 1.3 Elect Director George R. Mrkonic For For Management 1.4 Elect Director Lorna E. Nagler For For Management 1.5 Elect Director Sally E. Blount For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIFIRST CORPORATION Ticker: UNF Security ID: 904708104 Meeting Date: JAN 09, 2018 Meeting Type: Annual Record Date: NOV 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen M. Camilli For For Management 1.2 Elect Director Michael Iandoli For For Management 1.3 Elect Director Steven S. Sintros For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTEON CORPORATION Ticker: VC Security ID: 92839U206 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Barrese For For Management 1b Elect Director Naomi M. Bergman For For Management 1c Elect Director Jeffrey D. Jones For For Management 1d Elect Director Sachin S. Lawande For For Management 1e Elect Director Joanne M. Maguire For For Management 1f Elect Director Robert J. Manzo For For Management 1g Elect Director Francis M. Scricco For For Management 1h Elect Director David L. Treadwell For For Management 1i Elect Director Harry J. Wilson For For Management 1j Elect Director Rouzbeh Yassini-Fard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Fanning For For Management 1b Elect Director J. Thomas Hill For For Management 1c Elect Director Cynthia L. Hostetler For For Management 1d Elect Director Richard T. O'Brien For For Management 1e Elect Director Kathleen L. Quirk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director William S. Boyd For For Management 1c Elect Director Howard N. Gould For For Management 1d Elect Director Steven J. Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert P. Latta For For Management 1g Elect Director Cary Mack For For Management 1h Elect Director Todd Marshall For For Management 1i Elect Director James E. Nave For For Management 1j Elect Director Michael Patriarca For For Management 1k Elect Director Robert Gary Sarver For For Management 1l Elect Director Donald D. Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 27, 2017 Meeting Type: Annual Record Date: AUG 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Endres For For Management 1.2 Elect Director Ozey K. Horton, Jr. For For Management 1.3 Elect Director Peter Karmanos, Jr. For For Management 1.4 Elect Director Carl A. Nelson, Jr. For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: DEC 20, 2017 Meeting Type: Special Record Date: NOV 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Qualified Employee Stock For For Management Purchase Plan 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director AnnaMaria DeSalva For For Management 1.4 Elect Director Michael G. Jesselson For For Management 1.5 Elect Director Adrian P. Kingshott For For Management 1.6 Elect Director Jason D. Papastavrou For For Management 1.7 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Sustainability Against Against Shareholder 6 Clawback of Incentive Payments Against Against Shareholder ======================= Hennessy Cornerstone Value Fund ======================= ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly-Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wanda M. Austin For For Management 1.2 Elect Director Robert A. Bradway For For Management 1.3 Elect Director Brian J. Druker For For Management 1.4 Elect Director Robert A. Eckert For For Management 1.5 Elect Director Greg C. Garland For For Management 1.6 Elect Director Fred Hassan For For Management 1.7 Elect Director Rebecca M. Henderson For For Management 1.8 Elect Director Frank C. Herringer For For Management 1.9 Elect Director Charles M. Holley, Jr. For For Management 1.10 Elect Director Tyler Jacks For For Management 1.11 Elect Director Ellen J. Kullman For For Management 1.12 Elect Director Ronald D. Sugar For For Management 1.13 Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Michael B. McCallister For For Management 1.8 Elect Director Beth E. Mooney For For Management 1.9 Elect Director Joyce M. Roche For For Management 1.10 Elect Director Matthew K. Rose For For Management 1.11 Elect Director Cynthia B. Taylor For For Management 1.12 Elect Director Laura D'Andrea Tyson For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Purchase and Deferral Plan For For Management 5 Approve Omnibus Stock Plan For For Management 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: APR 05, 2018 Meeting Type: Annual Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director Christine A. Edwards For For Management 1.5 Elect Director Martin S. Eichenbaum For For Management 1.6 Elect Director Ronald H. Farmer For For Management 1.7 Elect Director David Harquail For For Management 1.8 Elect Director Linda Huber For For Management 1.9 Elect Director Eric R. La Fleche For For Management 1.10 Elect Director Lorraine Mitchelmore For For Management 1.11 Elect Director Philip S. Orsino For For Management 1.12 Elect Director J. Robert S. Prichard For For Management 1.13 Elect Director Darryl White For For Management 1.14 Elect Director Don M. Wilson III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: 055622104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Bob Dudley as Director For For Management 4 Re-elect Brian Gilvary as Director For For Management 5 Re-elect Nils Andersen as Director For For Management 6 Re-elect Alan Boeckmann as Director For For Management 7 Re-elect Frank Bowman as Director For For Management 8 Elect Dame Alison Carnwath as Director For For Management 9 Re-elect Ian Davis as Director For For Management 10 Re-elect Dame Ann Dowling as Director For For Management 11 Re-elect Melody Meyer as Director For For Management 12 Re-elect Brendan Nelson as Director For For Management 13 Re-elect Paula Reynolds as Director For For Management 14 Re-elect Sir John Sawers as Director For For Management 15 Re-elect Carl-Henric Svanberg as For For Management Director 16 Appoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Approve Scrip Dividend Program For For Management 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Jose Baselga For For Management 1C Elect Director Robert J. Bertolini For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Michael Grobstein For For Management 1G Elect Director Alan J. Lacy For For Management 1H Elect Director Dinesh C. Paliwal For For Management 1I Elect Director Theodore R. Samuels For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Vicki L. Sato For For Management 1L Elect Director Karen H. Vousden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Elect Jason Glen Cahilly as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Debra Kelly-Ennis as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management (in accordance with legal requirements applicable to UK companies) 14 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 15 Authorize Board to Fix Remuneration of For For Management Auditors 16 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Ronald D. Sugar For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 6 Report on Transition to a Low Carbon Against Against Shareholder Business Model 7 Report on Methane Emissions Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Require Director Nominee with Against Against Shareholder Environmental Experience 10 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAR 13, 2018 Meeting Type: Special Record Date: FEB 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: JUN 04, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Bracken For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Anne M. Finucane For For Management 1g Elect Director Larry J. Merlo For For Management 1h Elect Director Jean-Pierre Millon For For Management 1i Elect Director Mary L. Schapiro For For Management 1j Elect Director Richard J. Swift For For Management 1k Elect Director William C. Weldon For For Management 1l Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For For Management 1d Elect Director Ellen R. Marram For For Management 1e Elect Director Jackson P. Tai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Omnibus Stock Plan For For Management 7 Support the Descheduling of Cannabis Against Against Shareholder 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Policies and Practices Against Against Shareholder Regarding Contract Animal Laboratories 10 Report on Integrating Drug Pricing Against Against Shareholder Risks into Incentive Compensation Plans -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 06, 2018 Meeting Type: Annual Record Date: NOV 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur F. Golden For For Management 1.2 Elect Director Candace Kendle For For Management 1.3 Elect Director James S. Turley For For Management 1.4 Elect Director Gloria A. Flach For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Shareholders the Right to Amend Bylaws 5 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Political Contributions Against Against Shareholder 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Adopt Quantitative Company-wide GHG Against Against Shareholder Goals -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Douglas R. Oberhelman For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Amend Bylaws -- Call Special Meetings Against Against Shareholder 6 Disclose a Board Diversity and Against Against Shareholder Qualifications Matrix 7 Report on lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen G. Butler For For Management 1b Elect Director Kimberly A. Casiano For For Management 1c Elect Director Anthony F. Earley, Jr. For For Management 1d Elect Director Edsel B. Ford, II For For Management 1e Elect Director William Clay Ford, Jr. For For Management 1f Elect Director James P. Hackett For For Management 1g Elect Director William W. Helman, IV For For Management 1h Elect Director William E. Kennard For For Management 1i Elect Director John C. Lechleiter For For Management 1j Elect Director Ellen R. Marram For For Management 1k Elect Director John L. Thornton For For Management 1l Elect Director John B. Veihmeyer For For Management 1m Elect Director Lynn M. Vojvodich For For Management 1n Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Fleet GHG Emissions in Against Against Shareholder Relation to CAFE Standards 8 Transparent Political Spending Against Against Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien M. Bazin For For Management 2 Elect Director W. Geoffrey Beattie For For Management 3 Elect Director John J. Brennan For For Management 4 Elect Director H. Lawrence Culp, Jr. For For Management 5 Elect Director Francisco D'Souza For For Management 6 Elect Director John L. Flannery For For Management 7 Elect Director Edward P. Garden For For Management 8 Elect Director Thomas W. Horton For For Management 9 Elect Director Risa Lavizzo-Mourey For For Management 10 Elect Director James J. Mulva For For Management 11 Elect Director Leslie F. Seidman For For Management 12 Elect Director James S. Tisch For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Amend Nonqualified Employee Stock For For Management Purchase Plan 15 Ratify KPMG LLP as Auditors For For Management 16 Require Independent Board Chairman Against Against Shareholder 17 Provide for Cumulative Voting Against Against Shareholder 18 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 19 Report on Lobbying Payments and Policy Against Against Shareholder 20 Report on Stock Buybacks Against Against Shareholder 21 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 26, 2017 Meeting Type: Annual Record Date: JUL 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson For For Management 1b Elect Director Alicia Boler Davis For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director David M. Cordani For For Management 1e Elect Director Roger W. Ferguson, Jr. For For Management 1f Elect Director Henrietta H. Fore For For Management 1g Elect Director Jeffrey L. Harmening For For Management 1h Elect Director Maria G. Henry For For Management 1i Elect Director Heidi G. Miller For For Management 1j Elect Director Steve Odland For For Management 1k Elect Director Kendall J. Powell For For Management 1l Elect Director Eric D. Sprunk For For Management 1m Elect Director Jorge A. Uribe For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Linda R. Gooden For For Management 1c Elect Director Joseph Jimenez For For Management 1d Elect Director Jane L. Mendillo For For Management 1e Elect Director Michael G. Mullen For For Management 1f Elect Director James J. Mulva For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Fleet GHG Emissions in Against Against Shareholder Relation to CAFE Standards -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Cogan For For Management 1b Elect Director Jacqueline K. Barton For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director John C. Martin For For Management 1f Elect Director John F. Milligan For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Gayle E. Wilson For For Management 1i Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Dr Hal Barron as Director For For Management 4 Elect Dr Laurie Glimcher as Director For For Management 5 Re-elect Philip Hampton as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Judy Lewent as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 03, 2018 Meeting Type: Special Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Buyout of Novartis' For For Management Interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For For Management 1h Elect Director Stacey Mobley For For Management 1i Elect Director Subra Suresh For For Management 1j Elect Director Dion J. Weisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: 404280406 Meeting Date: APR 20, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3(a) Elect Mark Tucker as Director For For Management 3(b) Elect John Flint as Director For For Management 3(c) Re-elect Kathleen Casey as Director For For Management 3(d) Re-elect Laura Cha as Director For For Management 3(e) Re-elect Henri de Castries as Director For For Management 3(f) Re-elect Lord Evans of Weardale as For For Management Director 3(g) Re-elect Irene Lee as Director For For Management 3(h) Re-elect Iain Mackay as Director For For Management 3(i) Re-elect Heidi Miller as Director For For Management 3(j) Re-elect Marc Moses as Director For For Management 3(k) Re-elect David Nish as Director For For Management 3(l) Re-elect Jonathan Symonds as Director For For Management 3(m) Re-elect Jackson Tai as Director For For Management 3(n) Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Approve Scrip Dividend Alternative For For Management 15 Adopt New Articles of Association For For Management 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Adjusting Compensation Against Against Shareholder Metrics for Legal or Compliance Costs 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Sheldon G. Adelson For For Management 2.2 Elect Director Irwin Chafetz For For Management 2.3 Elect Director Micheline Chau For For Management 2.4 Elect Director Patrick Dumont For For Management 2.5 Elect Director Charles D. Forman For For Management 2.6 Elect Director Steven L. Gerard For For Management 2.7 Elect Director Robert G. Goldstein For For Management 2.8 Elect Director George Jamieson For For Management 2.9 Elect Director Charles A. Koppelman For For Management 2.10 Elect Director Lewis Kramer For For Management 2.11 Elect Director David F. Levi For For Management 3.1 Elect Director Micheline Chau For For Management 3.2 Elect Director Patrick Dumont For For Management 3.3 Elect Director David F. Levi For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORPORATION Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronalee H. Ambrose For For Management 1.2 Elect Director Joseph P. Caron For For Management 1.3 Elect Director John M. Cassaday For For Management 1.4 Elect Director Susan F. Dabarno For For Management 1.5 Elect Director Sheila S. Fraser For For Management 1.6 Elect Director Roy Gori For For Management 1.7 Elect Director Luther S. Helms For For Management 1.8 Elect Director Tsun-yan Hsieh For For Management 1.9 Elect Director P. Thomas Jenkins For For Management 1.10 Elect Director Pamela O. Kimmet For For Management 1.11 Elect Director Donald R. Lindsay For For Management 1.12 Elect Director John R.V. Palmer For For Management 1.13 Elect Director C. James Prieur For For Management 1.14 Elect Director Andrea S. Rosen For For Management 1.15 Elect Director Lesley D. Webster For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4A SP 1: Presence in Tax Havens or Against Against Shareholder Jurisdictions with Low Tax Rates 4B SP 2: Disclosure of the Use of Equity Against Against Shareholder Ratio in Executive Compensation-Setting Process -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Donna A. James For For Management 1c Elect Director James E. Rohr For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 6 Eliminate Supermajority Vote For For Management Requirement to Amend Charter 7 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Rochelle B. Lazarus For For Management 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: OCT 19, 2017 Meeting Type: Special Record Date: SEP 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Spencer Abraham For For Management 1b Elect Director Howard I. Atkins For For Management 1c Elect Director Eugene L. Batchelder For For Management 1d Elect Director John E. Feick For For Management 1e Elect Director Margaret M. Foran For For Management 1f Elect Director Carlos M. Gutierrez For For Management 1g Elect Director Vicki Hollub For For Management 1h Elect Director William R. Klesse For For Management 1i Elect Director Jack B. Moore For For Management 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Elisse B. Walter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian M. Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Richard W. Fisher For For Management 1g Elect Director William R. Johnson For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director David C. Page For For Management 1j Elect Director Robert C. Pohlad For For Management 1k Elect Director Daniel Vasella For For Management 1l Elect Director Darren Walker For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Massimo Ferragamo For For Management 1.5 Elect Director Werner Geissler For For Management 1.6 Elect Director Lisa A. Hook For For Management 1.7 Elect Director Jennifer Li For For Management 1.8 Elect Director Jun Makihara For For Management 1.9 Elect Director Sergio Marchionne For For Management 1.10 Elect Director Kalpana Morparia For For Management 1.11 Elect Director Lucio A. Noto For For Management 1.12 Elect Director Frederik Paulsen For For Management 1.13 Elect Director Robert B. Polet For For Management 1.14 Elect Director Stephen M. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditors -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Brian Ferguson For For Management 1b Elect Director Harold W. McGraw, III For For Management 1c Elect Director Victoria J. Tschinkel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 06, 2018 Meeting Type: Annual Record Date: FEB 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H. McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Thomas A. Renyi For For Management 1.10 Elect Director Kathleen Taylor For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Ann Godbehere as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Euleen Goh as Director For For Management 6 Re-elect Charles Holliday as Director For For Management 7 Re-elect Catherine Hughes as Director For For Management 8 Re-elect Gerard Kleisterlee as Director For For Management 9 Re-elect Roberto Setubal as Director For For Management 10 Re-elect Sir Nigel Sheinwald as For For Management Director 11 Re-elect Linda Stuntz as Director For For Management 12 Re-elect Jessica Uhl as Director For For Management 13 Re-elect Gerrit Zalm as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 04, 2018 Meeting Type: Annual Record Date: FEB 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director V. Maureen Kempston For For Management Darkes 1d Elect Director Paal Kibsgaard For For Management 1e Elect Director Nikolay Kudryavtsev For For Management 1f Elect Director Helge Lund For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Lubna S. Olayan For For Management 1j Elect Director Leo Rafael Reif For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STATOIL ASA Ticker: STL Security ID: 85771P102 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting For For Management 4 Approve Notice of Meeting and Agenda For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.23 Per Share 7 Authorize Board to Distribute Dividends For For Management 8 Change Company Name to Equinor ASA For For Management 9 Instruct Board to Present a Strategy Against Against Shareholder for Business Transformation from Producing Energy from Fossil Sources to Renewable Energy 10 Discontinuation of Exploration Against Against Shareholder Drilling in the Barents Sea 11 Approve Company's Corporate Governance For For Management Statement 12.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 12.2 Approve Remuneration Linked to For For Management Development of Share Price (Binding) 13 Approve Remuneration of Auditors For For Management 14 Elect Members and Deputy Members of For For Management Corporate Assembly as a Joint Proposal (or Individually for Each Candidate in item 14a-14p) 14a Reelect Tone Lunde Bakker (Chairman) For For Management as Member of Corporate Assembly 14b Reelect Nils Bastiansen (Vice Chair) For For Management as Member of Corporate Assembly 14c Reelect Greger Mannsverk as Member of For For Management Corporate Assembly 14d Reelect Ingvald Strommen as Member of For For Management Corporate Assembly 14e Reelect Rune Bjerke as Member of For For Management Corporate Assembly 14f Reelect Siri Kalvig as Member of For For Management Corporate Assembly 14g Reelect Terje Venold as Member of For For Management Corporate Assembly 14h Reelect Kjersti Kleven as Member of For For Management Corporate Assembly 14i Reelect Birgitte Ringstad Vartdal as For For Management Member of Corporate Assembly 14j Reelect Jarle Roth as Member of For For Management Corporate Assembly 14k Elect Finn Kinserdal as New Member of For For Management Corporate Assembly 14l Elect Kari Skeidsvoll Moe as New For For Management Member of Corporate Assembly 14m Reelect Kjerstin Fyllingen as Deputy For For Management Member of Corporate Assembly 14n Reelect Nina Kivijervi Jonassen as For For Management Deputy Member of Corporate Assembly 14o Elect Marit Hansen as Deputy Member of For For Management Corporate Assembly 14p Elect Martin Wien Fjell as Deputy For For Management Member of Corporate Assembly 15 Approve Remuneration of Corporate For For Management Assembly in the Amount of NOK 125,500 for Chairman, NOK 66,200 for Deputy Chair, NOK 46,500 for Other Members and NOK 6,650 Per Meeting for Deputy Members 16 Elect Members of Nominating Committee For For Management as a Joint Proposal (or Individually for Each Candidate in item 16a-16d) 16a Reelect Tone Lunde Bakker (Chairman) For For Management as Member of Nominating Committee 16b Reelect Elisabeth Berge as Member of For For Management Nominating Committee with Personal Deputy Member Bjorn Stale Haavik 16c Reelect Jarle Roth as Member of For For Management Nominating Committee 16d Reelect Berit L. Henriksen as Member For For Management of Nominating Committee 17 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 12,500 Per Meeting for Chair and NOK 9,250 Per Meeting for Members 18 Approve Equity Plan Financing For For Management 19 Authorize Share Repurchase Program and For For Management Cancellation of Repurchased Shares 20 Amend Marketing Instructions for the For For Management Company -------------------------------------------------------------------------------- SUNCOR ENERGY INC. Ticker: SU Security ID: 867224107 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director Jacynthe Cote For For Management 1.4 Elect Director Dominic D'Alessandro For For Management 1.5 Elect Director John D. Gass For For Management 1.6 Elect Director Dennis M. Houston For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Eira M. Thomas For For Management 1.9 Elect Director Steven W. Williams For For Management 1.10 Elect Director Michael M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Henrique De Castro For For Management 1f Elect Director Robert L. Edwards For For Management 1g Elect Director Melanie L. Healey For For Management 1h Elect Director Donald R. Knauss For For Management 1i Elect Director Monica C. Lozano For For Management 1j Elect Director Mary E. Minnick For For Management 1k Elect Director Kenneth L. Salazar For For Management 1l Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- TEVA- PHARMACEUTICAL INDUSTRIES LTD Ticker: TEVA Security ID: 881624209 Meeting Date: JUL 13, 2017 Meeting Type: Annual Record Date: JUN 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Sol J. Barer as Director Until For For Management 2020 Annual General Meeting 1b Elect Jean-Michel Halfon as Director For For Management Until 2020 Annual General Meeting 1c Elect Murray A. Goldberg as Director For For Management Until 2020 Annual General Meeting 1d Elect Nechemia (Chemi) J. Peres as For For Management Director Until 2020 Annual General Meeting 1e Elect Roberto Mignone as Director For For Management Until 2019 Annual General Meeting 1f Elect Perry D. Nisen as Director Until For For Management 2019 Annual General Meeting 2 Approve Compensation of Sol J. Barer, For For Management Chairman 3 Approve Employment Terms of Yitzhak For For Management Peterburg, Temporary CEO 4 Approve Compensation of Directors For For Management 5 Approve an Amendment to the Equity For For Management Compensation Plan 6 Approve Executive Incentive Bonus Plan For For Management 7 Reduce Teva's Registered Share Capital For For Management to NIS 249,434,338 8 Appoint Kesselman & Kesselman as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 10, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Thomas C. O'Neill For For Management 1.7 Elect Director Eduardo Pacheco For For Management 1.8 Elect Director Michael D. Penner For For Management 1.9 Elect Director Brian J. Porter For For Management 1.10 Elect Director Una M. Power For For Management 1.11 Elect Director Aaron W. Regent For For Management 1.12 Elect Director Indira V. Samarasekera For For Management 1.13 Elect Director Susan L. Segal For For Management 1.14 Elect Director Barbara S. Thomas For For Management 1.15 Elect Director L. Scott Thomson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Revision to Human Rights Policies Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director Feroz Dewan For For Management 1f Elect Director Jeanne P. Jackson For For Management 1g Elect Director Jorge Paulo Lemann For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Marcel Herrmann Telles For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Assess Environmental Impact of Against Against Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: FEB 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Bennett For For Management 1.2 Elect Director Amy W. Brinkley For For Management 1.3 Elect Director Brian C. Ferguson For For Management 1.4 Elect Director Colleen A. Goggins For For Management 1.5 Elect Director Mary Jo Haddad For For Management 1.6 Elect Director Jean-Rene Halde For For Management 1.7 Elect Director David E. Kepler For For Management 1.8 Elect Director Brian M. Levitt For For Management 1.9 Elect Director Alan N. MacGibbon For For Management 1.10 Elect Director Karen E. Maidment For For Management 1.11 Elect Director Bharat B. Masrani For For Management 1.12 Elect Director Irene R. Miller For For Management 1.13 Elect Director Nadir H. Mohamed For For Management 1.14 Elect Director Claude Mongeau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Board Misconduct Against Against Shareholder 5 SP B: Reimbursement of Shareholder Against Against Shareholder Expenses -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903105 Meeting Date: JUN 06, 2018 Meeting Type: Annual/Special Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director James C. Smith For For Management 1.3 Elect Director Sheila C. Bair For For Management 1.4 Elect Director David W. Binet For For Management 1.5 Elect Director W. Edmund Clark For For Management 1.6 Elect Director Michael E. Daniels For For Management 1.7 Elect Director Vance K. Opperman For For Management 1.8 Elect Director Kristin C. Peck For For Management 1.9 Elect Director Barry Salzberg For For Management 1.10 Elect Director Peter J. Thomson For For Management 1.11 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Articles of Amalgamation For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: JUN 01, 2018 Meeting Type: Annual/Special Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.48 per Share 4 Approve Stock Dividend Program (Cash For For Management or New Shares) 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Patrick Pouyanne as Director For For Management 7 Reelect Patrick Artus as Director For For Management 8 Reelect Anne-Marie Idrac as Director For For Management 9 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 10 Approve Agreements with Patrick For For Management Pouyanne 11 Approve Compensation of Chairman and For For Management CEO 12 Approve Remuneration Policy of For For Management Chairman and CEO 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million 15 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million 16 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Amend Article 11 of Bylaws to Comply Against Against Shareholder with Legal Changes Re: Employee Representatives -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: 904767704 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Nils Andersen as Director For For Management 5 Re-elect Laura Cha as Director For For Management 6 Re-elect Vittorio Colao as Director For For Management 7 Re-elect Dr Marijn Dekkers as Director For For Management 8 Re-elect Dr Judith Hartmann as Director For For Management 9 Re-elect Mary Ma as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect Paul Polman as Director For For Management 14 Re-elect John Rishton as Director For For Management 15 Re-elect Feike Sijbesma as Director For For Management 16 Elect Andrea Jung as Director For For Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Candace Kendle For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Rudy H.P. Markham For For Management 1h Elect Director Franck J. Moison For For Management 1i Elect Director Clark "Sandy" T. Randt, For For Management Jr. 1j Elect Director Christiana Smith Shi For For Management 1k Elect Director John T. Stankey For For Management 1l Elect Director Carol B. Tome For For Management 1m Elect Director Kevin M. Warsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against Against Shareholder 9 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 28, 2017 Meeting Type: Annual Record Date: JUN 02, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Gerard Kleisterlee as Director For For Management 3 Re-elect Vittorio Colao as Director For For Management 4 Re-elect Nick Read as Director For For Management 5 Re-elect Sir Crispin Davis as Director For For Management 6 Re-elect Dr Mathias Dopfner as Director For For Management 7 Re-elect Dame Clara Furse as Director For For Management 8 Re-elect Valerie Gooding as Director For For Management 9 Re-elect Renee James as Director For For Management 10 Re-elect Samuel Jonah as Director For For Management 11 Elect Maria Amparo Moraleda Martinez For For Management as Director 12 Re-elect David Nish as Director For For Management 13 Approve Final Dividend For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Report For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice ======================= Hennessy Equity and Income Fund ======================== ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William K. Lavin For For Management 1b Elect Director Phillip M. Martineau For For Management 1c Elect Director Raymond L.M. Wong For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly-Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Gault For For Management 1.2 Elect Director Mark C. Biderman For For Management 1.3 Elect Director Robert A. Kasdin For For Management 1.4 Elect Director Eric L. Press For For Management 1.5 Elect Director Scott S. Prince For For Management 1.6 Elect Director Stuart A. Rothstein For For Management 1.7 Elect Director Michael E. Salvati For For Management 1.8 Elect Director Cindy Z. Michel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 03, 2017 Meeting Type: Annual Record Date: JUN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanette W. Loeb For For Management 1.2 Elect Director Frank C. Puleo For For Management 1.3 Elect Director Carl Spielvogel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 13, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Proxy Access Amendments Against For Shareholder 6 Establish Human Rights Committee Against Against Shareholder -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: MAY 14, 2018 Meeting Type: Special Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steve Bartlett For For Management 1b Elect Director Robert L. Rosen For For Management 1c Elect Director Bennett Rosenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Michael D. White For For Management 1m Elect Director Thomas D. Woods For For Management 1n Elect Director R. David Yost For For Management 1o Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 05, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For For Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Report on Methane Emissions Against Against Shareholder Management, Including Reduction Targets 3 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mathis Cabiallavetta For For Management 1b Elect Director Pamela Daley For For Management 1c Elect Director William S. Demchak For For Management 1d Elect Director Jessica P. Einhorn For For Management 1e Elect Director Laurence D. Fink For For Management 1f Elect Director William E. Ford For For Management 1g Elect Director Fabrizio Freda For For Management 1h Elect Director Murry S. Gerber For For Management 1i Elect Director Margaret L. Johnson For For Management 1j Elect Director Robert S. Kapito For For Management 1k Elect Director Deryck Maughan For For Management 1l Elect Director Cheryl D. Mills For For Management 1m Elect Director Gordon M. Nixon For For Management 1n Elect Director Charles H. Robbins For For Management 1o Elect Director Ivan G. Seidenberg For For Management 1p Elect Director Marco Antonio Slim Domit For For Management 1q Elect Director Susan L. Wagner For For Management 1r Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Jose Baselga For For Management 1C Elect Director Robert J. Bertolini For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Michael Grobstein For For Management 1G Elect Director Alan J. Lacy For For Management 1H Elect Director Dinesh C. Paliwal For For Management 1I Elect Director Theodore R. Samuels For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Vicki L. Sato For For Management 1L Elect Director Karen H. Vousden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Bensen For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Sona Chawla For For Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Shira Goodman For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director David W. McCreight For For Management 1.8 Elect Director William D. Nash For For Management 1.9 Elect Director Marcella Shinder For For Management 1.10 Elect Director Mitchell D. Steenrod For For Management 1.11 Elect Director William R. Tiefel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 11, 2018 Meeting Type: Annual Record Date: FEB 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Elect Jason Glen Cahilly as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Debra Kelly-Ennis as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management (in accordance with legal requirements applicable to UK companies) 14 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 15 Authorize Board to Fix Remuneration of For For Management Auditors 16 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Ronald D. Sugar For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 6 Report on Transition to a Low Carbon Against Against Shareholder Business Model 7 Report on Methane Emissions Against For Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Require Director Nominee with Against For Shareholder Environmental Experience 10 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Bryce Bazemore For For Management 1b Elect Director Dennis M. Mahoney For For Management 1c Elect Director Debra W. Still For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 28, 2018 Meeting Type: Annual Record Date: DEC 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Vance D. Coffman For For Management 1c Elect Director Alan C. Heuberger For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Dipak C. Jain For For Management 1f Elect Director Michael O. Johanns For For Management 1g Elect Director Clayton M. Jones For For Management 1h Elect Director Brian M. Krzanich For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Sherry M. Smith For For Management 1k Elect Director Dmitri L. Stockton For For Management 1l Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Amend Bylaws-- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Gregory M. Bridgeford For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director Conrad M. Hall For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Jeffrey G. Naylor For For Management 1.7 Elect Director Gary M. Philbin For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Stephanie P. Stahl For For Management 1.11 Elect Director Thomas E. Whiddon For For Management 1.12 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For For Management 1d Elect Director Ellen R. Marram For Abstain Management 1e Elect Director Jackson P. Tai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Omnibus Stock Plan For For Management 7 Support the Descheduling of Cannabis Against Against Shareholder 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Policies and Practices Against Against Shareholder Regarding Contract Animal Laboratories 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Incentive Compensation Plans -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 25, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director John A. Edwardson For For Management 1.3 Elect Director Marvin R. Ellison For For Management 1.4 Elect Director John C. ("Chris") Inglis For For Management 1.5 Elect Director Kimberly A. Jabal For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director R. Brad Martin For For Management 1.8 Elect Director Joshua Cooper Ramo For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director Frederick W. Smith For For Management 1.11 Elect Director David P. Steiner For For Management 1.12 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Amend Proxy Access Right Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Provide For Confidential Running Vote Against Against Shareholder Tallies On Executive Pay Matters 9 Report on Company Non-Discrimination Against Against Shareholder Policies in States with Pro-Discrimination Laws -------------------------------------------------------------------------------- FS INVESTMENT CORPORATION Ticker: FSIC Security ID: 302635107 Meeting Date: JUL 27, 2017 Meeting Type: Annual Record Date: APR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Hagan For Withhold Management 1.2 Elect Director Jeffrey K. Harrow For Withhold Management 1.3 Elect Director Pedro Ramos For Withhold Management 1.4 Elect Director Joseph P. Ujobai For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FS INVESTMENT CORPORATION Ticker: FSIC Security ID: 302635107 Meeting Date: MAR 26, 2018 Meeting Type: Special Record Date: JAN 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Advisory Agreement For For Management between FS Investment Corporation, FB Income Advisor, LLC, and KKR Credit Advisors (US) LLC 2 Approve Investment Advisory Agreement For For Management between FS Investment Corporation and FS/KKR Advisor, LLC -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Lester L. Lyles For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director Phebe N. Novakovic For For Management 1f Elect Director C. Howard Nye For For Management 1g Elect Director William A. Osborn For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 08, 2018 Meeting Type: Annual Record Date: DEC 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Terry Lee Brubaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GUGGENHEIM CREDIT ALLOCATION FUND Ticker: GGM Security ID: 40168G108 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry B. Farley For For Management 1b Elect Director Roman Friedrich, III For For Management 1c Elect Director Ronald A. Nyberg For For Management -------------------------------------------------------------------------------- HERCULES CAPITAL, INC. Ticker: HTGC Security ID: 427096508 Meeting Date: DEC 13, 2017 Meeting Type: Annual Record Date: OCT 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert P. Badavas For For Management 1.2 Elect Director Jorge Titinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HERCULES CAPITAL, INC. Ticker: HTGC Security ID: 427096508 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Fallon For For Management 1.2 Elect Director Brad Koenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Non-Employee Director For For Management Restricted Stock Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director James H. Morgan For For Management 1.9 Elect Director Robert A. Niblock For For Management 1.10 Elect Director Brian C. Rogers For For Management 1.11 Elect Director Bertram L. Scott For For Management 1.12 Elect Director Lisa W. Wardell For For Management 1.13 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MAIN STREET CAPITAL CORPORATION Ticker: MAIN Security ID: 56035L104 Meeting Date: APR 30, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Appling, Jr. For For Management 1.2 Elect Director Valerie L. Banner For For Management 1.3 Elect Director Joseph E. Canon For For Management 1.4 Elect Director Arthur L. French For For Management 1.5 Elect Director J. Kevin Griffin For For Management 1.6 Elect Director John E. Jackson For For Management 1.7 Elect Director Brian E. Lane For For Management 1.8 Elect Director Stephen B. Solcher For For Management 1.9 Elect Director Vincent D. Foster For For Management 1.10 Elect Director Dwayne L. Hyzak For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Shareholders the Right to Amend Bylaws -------------------------------------------------------------------------------- MONROE CAPITAL CORPORATION Ticker: MRCC Security ID: 610335101 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore L. Koenig For Withhold Management 1.2 Elect Director Jeffrey D. Steele For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Reduce Required Asset Coverage Ratio For Against Management -------------------------------------------------------------------------------- NEW MOUNTAIN FINANCE CORPORATION Ticker: NMFC Security ID: 647551100 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Ogens For For Management 1.2 Elect Director Adam B. Weinstein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW MOUNTAIN FINANCE CORPORATION Ticker: NMFC Security ID: 647551100 Meeting Date: JUN 08, 2018 Meeting Type: Special Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Required Asset Coverage Ratio For For Management -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 21, 2017 Meeting Type: Annual Record Date: JUL 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder Disclosure 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Daniel A. Carp For For Management 1d Elect Director Mitchell E. Daniels, Jr. For For Management 1e Elect Director Marcela E. Donadio For For Management 1f Elect Director Steven F. Leer For For Management 1g Elect Director Michael D. Lockhart For For Management 1h Elect Director Amy E. Miles For For Management 1i Elect Director Martin H. Nesbitt For For Management 1j Elect Director Jennifer F. Scanlon For For Management 1k Elect Director James A. Squires For For Management 1l Elect Director John R. Thompson For For Management 2 Ratify KPMG LLPas Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Rosalie O'Reilly Wooten For For Management 1d Elect Director Greg Henslee For For Management 1e Elect Director Jay D. Burchfield For For Management 1f Elect Director Thomas T. Hendrickson For For Management 1g Elect Director John R. Murphy For For Management 1h Elect Director Dana M. Perlman For For Management 1i Elect Director Ronald Rashkow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Barry S. Sternlicht For For Management 1.6 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 87265K102 Meeting Date: MAY 17, 2018 Meeting Type: Special Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 87265K102 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Higginbotham For For Management 1.2 Elect Director Ronald Tanemura For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIANGLE CAPITAL CORPORATION Ticker: TCAP Security ID: 895848109 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Ashton Poole For For Management 1.2 Elect Director Steven C. Lilly For For Management 1.3 Elect Director W. McComb Dunwoody For For Management 1.4 Elect Director Mark M. Gambill For For Management 1.5 Elect Director Benjamin S. Goldstein For For Management 1.6 Elect Director Mark F. Mulhern For For Management 1.7 Elect Director Simon B. Rich, Jr. For For Management 1.8 Elect Director Garland S. Tucker, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Stephen G. Kasnet For For Management 1d Elect Director Lisa A. Pollina For For Management 1e Elect Director William Roth For For Management 1f Elect Director W. Reid Sanders For For Management 1g Elect Director Thomas E. Siering For For Management 1h Elect Director Brian C. Taylor For For Management 1i Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VANGUARD FIXED INCOME SECURITIES FUND Ticker: VFICX-US Security ID: 922031760 Meeting Date: NOV 15, 2017 Meeting Type: Special Record Date: AUG 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mortimer J. Buckley For For Management 1.2 Elect Director Emerson U. Fullwood For For Management 1.3 Elect Director Amy Gutmann For For Management 1.4 Elect Director JoAnn Heffernan Heisen For For Management 1.5 Elect Director F. Joseph Loughrey For For Management 1.6 Elect Director Mark Loughridge For For Management 1.7 Elect Director Scott C. Malpass For For Management 1.8 Elect Director F. William McNabb, III For For Management 1.9 Elect Director Deanna Mulligan For For Management 1.10 Elect Director Andre F. Perold For For Management 1.11 Elect Director Sarah Bloom Raskin For For Management 1.12 Elect Director Peter F. Volanakis For For Management 3 Approve Manager of Managers For For Management Arrangement with Wholly-owned Subsidiaries of Vanguard -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against For Shareholder 9 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Gary A. Hoffman For For Management 1e Elect Director Alfred F. Kelly, Jr. For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Suzanne Nora Johnson For For Management 1i Elect Director John A.C. Swainson For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Karen B. Peetz For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Timothy J. Sloan For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Reform Executive Compensation Policy Against Against Shareholder with Social Responsibility 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses ============================= Hennessy Focus Fund ============================== ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Roger W. Ferguson, Jr. For For Management 1.6 Elect Director Diane B. Greene For For Management 1.7 Elect Director John L. Hennessy For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For For Management 1.10 Elect Director Sundar Pichai For For Management 1.11 Elect Director K. Ram Shriram For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Adopt Simple Majority Vote Against Against Shareholder 8 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 9 Adopt a Policy on Board Diversity Against Against Shareholder 10 Report on Major Global Content Against Against Shareholder Management Controversies -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gustavo Lara Cantu For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Grace D. Lieblein For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director JoAnn A. Reed For For Management 1g Elect Director Pamela D.A. Reeve For For Management 1h Elect Director David E. Sharbutt For For Management 1i Elect Director James D. Taiclet, Jr. For For Management 1j Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 24, 2017 Meeting Type: Annual Record Date: JUN 19, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston For For Management 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Carol B. Moerdyk For For Management 1.7 Elect Director David W. Moon For For Management 1.8 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth R. Varet For For Management 1b Elect Director Dennis K. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Remuneration Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Ratify Ernst & Young LLP as Aon's U.K. For For Management Statutory Auditor 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Authorise Shares for Market Purchase For For Management 9 Issue of Equity or Equity-Linked For For Management Securities with Pre-emptive Rights 10 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 11 Approve Political Donations For For Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 15, 2018 Meeting Type: Annual/Special Record Date: MAY 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Murilo Ferreira For For Management 1.4 Elect Director Frank J. McKenna For For Management 1.5 Elect Director Rafael Miranda For For Management 1.6 Elect Director Youssef A. Nasr For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Escrowed Stock Plan For For Management -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Bensen For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Sona Chawla For For Management 1.4 Elect Director Thomas J. Folliard For For Management 1.5 Elect Director Shira Goodman For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director David W. McCreight For For Management 1.8 Elect Director William D. Nash For For Management 1.9 Elect Director Marcella Shinder For For Management 1.10 Elect Director Mitchell D. Steenrod For For Management 1.11 Elect Director William R. Tiefel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker: ECPG Security ID: 292554102 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Monaco For For Management 1.2 Elect Director Ashwini (Ash) Gupta For For Management 1.3 Elect Director Wendy G. Hannam For For Management 1.4 Elect Director Laura Newman Olle For For Management 1.5 Elect Director Francis E. Quinlan For For Management 1.6 Elect Director Norman R. Sorensen For For Management 1.7 Elect Director Richard J. Srednicki For For Management 1.8 Elect Director Ashish Masih For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Handler For For Management 1.2 Elect Director Joseph W. Marshall, III For For Management 1.3 Elect Director James B. Perry For For Management 1.4 Elect Director Barry F. Schwartz For For Management 1.5 Elect Director Earl C. Shanks For For Management 1.6 Elect Director E. Scott Urdang For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 2 Increase Authorized Common Stock For For Management 3 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Amend Certificate of Incorporation For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick L. Stanage For For Management 1.2 Elect Director Joel S. Beckman For For Management 1.3 Elect Director Lynn Brubaker For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Cynthia M. Egnotovich For For Management 1.6 Elect Director W. Kim Foster For For Management 1.7 Elect Director Thomas A. Gendron For For Management 1.8 Elect Director Jeffrey A. Graves For For Management 1.9 Elect Director Guy C. Hachey For For Management 1.10 Elect Director David L. Pugh For For Management 1.11 Elect Directorn Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Alfred Broaddus, Jr. For For Management 1b Elect Director K. Bruce Connell For For Management 1c Elect Director Thomas S. Gayner For For Management 1d Elect Director Stewart M. Kasen For For Management 1e Elect Director Alan I. Kirshner For For Management 1f Elect Director Diane Leopold For For Management 1g Elect Director Lemuel E. Lewis For For Management 1h Elect Director Anthony F. Markel For For Management 1i Elect Director Steven A. Markel For For Management 1j Elect Director Darrell D. Martin For For Management 1k Elect Director Michael O'Reilly For For Management 1l Elect Director Michael J. Schewel For For Management 1m Elect Director Richard R. Whitt, III For For Management 1n Elect Director Debora J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARLIN BUSINESS SERVICES CORP. Ticker: MRLN Security ID: 571157106 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Calamari For For Management 1.2 Elect Director Lawrence J. DeAngelo For For Management 1.3 Elect Director Scott A. Heimes For For Management 1.4 Elect Director Jeffrey A. Hilzinger For For Management 1.5 Elect Director Matthew J. Sullivan For For Management 1.6 Elect Director J. Christopher Teets For For Management 1.7 Elect Director James W. Wert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MISTRAS GROUP, INC. Ticker: MG Security ID: 60649T107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Bertolotti For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director James J. Forese For For Management 1.4 Elect Director Richard H. Glanton For For Management 1.5 Elect Director Michael J. Lange For For Management 1.6 Elect Director Manuel N. Stamatakis For For Management 1.7 Elect Director Sotirios J. Vahaviolos For For Management 1.8 Elect Director W. Curtis Weldon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. E. Andrews For For Management 1.2 Elect Director Timothy M. Donahue For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Alfred E. Festa For For Management 1.5 Elect Director Ed Grier For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Mel Martinez For For Management 1.8 Elect Director William A. Moran For For Management 1.9 Elect Director David A. Preiser For For Management 1.10 Elect Director W. Grady Rosier For For Management 1.11 Elect Director Susan Williamson Ross For For Management 1.12 Elect Director Dwight C. Schar For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Rosalie O'Reilly Wooten For For Management 1d Elect Director Greg Henslee For For Management 1e Elect Director Jay D. Burchfield For For Management 1f Elect Director Thomas T. Hendrickson For For Management 1g Elect Director John R. Murphy For For Management 1h Elect Director Dana M. Perlman For For Management 1i Elect Director Ronald Rashkow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: MAR 29, 2018 Meeting Type: Special Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Handler For For Management 1.2 Elect Director John M. Jacquemin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For For Management 1e Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Prepare Employment Diversity Report Against Against Shareholder 7 Report on Political Contributions Against Against Shareholder ========================== Hennessy Gas Utility Fund =========================== ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher Ball For For Management 2.2 Elect Director Melissa Stapleton Barnes For For Management 2.3 Elect Director Christopher Jarratt For For Management 2.4 Elect Director D. Randy Laney For For Management 2.5 Elect Director Kenneth Moore For For Management 2.6 Elect Director Ian Robertson For For Management 2.7 Elect Director Masheed Saidi For For Management 2.8 Elect Director Dilek Samil For For Management 2.9 Elect Director George Steeves For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director Sidney W. Emery, Jr. For For Management 1c Elect Director George G. Goldfarb For For Management 1d Elect Director James S. Haines, Jr. For For Management 1e Elect Director Alan R. Hodnik For For Management 1f Elect Director James J. Hoolihan For For Management 1g Elect Director Heidi E. Jimmerson For For Management 1h Elect Director Madeleine W. Ludlow For For Management 1i Elect Director Susan K. Nestegard For For Management 1j Elect Director Douglas C. Neve For For Management 1k Elect Director Robert P. Powers For For Management 1l Elect Director Leonard C. Rodman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Catherine S. Brune For For Management 1c Elect Director J. Edward Coleman For For Management 1d Elect Director Ellen M. Fitzsimmons For For Management 1e Elect Director Rafael Flores For For Management 1f Elect Director Walter J. Galvin For For Management 1g Elect Director Richard J. Harshman For For Management 1h Elect Director Craig S. Ivey For For Management 1i Elect Director Gayle P. W. Jackson For For Management 1j Elect Director James C. Johnson For For Management 1k Elect Director Steven H. Lipstein For For Management 1l Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Coal Combustion Residual and Against Against Shareholder Water Impacts -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 07, 2018 Meeting Type: Annual Record Date: DEC 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Kelly H. Compton For For Management 1d Elect Director Richard W. Douglas For For Management 1e Elect Director Ruben E. Esquivel For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Michael E. Haefner For For Management 1j Elect Director Nancy K. Quinn For For Management 1k Elect Director Richard A. Sampson For For Management 1l Elect Director Stephen R. Springer For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANGRID, INC. Ticker: AGR Security ID: 05351W103 Meeting Date: JUN 07, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ignacio Sanchez Galan For For Management 1.2 Elect Director John E. Baldacci For For Management 1.3 Elect Director Pedro Azagra Blazquez For For Management 1.4 Elect Director Felipe de Jesus For For Management Calderon Hinojosa 1.5 Elect Director Arnold L. Chase For For Management 1.6 Elect Director Alfredo Elias Ayub For For Management 1.7 Elect Director Carol L. Folt For For Management 1.8 Elect Director John L. Lahey For For Management 1.9 Elect Director Santiago Martinez For For Management Garrido 1.10 Elect Director Juan Carlos Rebollo For For Management Liceaga 1.11 Elect Director Jose Sainz Armada For For Management 1.12 Elect Director Alan D. Solomont For For Management 1.13 Elect Director Elizabeth Timm For For Management 1.14 Elect Director James P. Torgerson For For Management 2 Ratify KPMG US, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: NOV 21, 2017 Meeting Type: Special Record Date: SEP 29, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erik J. Anderson For For Management 1b Elect Director Kristianne Blake For For Management 1c Elect Director Donald C. Burke For For Management 1d Elect Director Rebecca A. Klein For For Management 1e Elect Director Scott H. Maw For For Management 1f Elect Director Scott L. Morris For For Management 1g Elect Director Marc F. Racicot For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670108 Meeting Date: MAY 05, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For For Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Report on Methane Emissions Against Against Shareholder Management, Including Reduction Targets 3 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. Madison For For Management 1.2 Elect Director Linda K. Massman For For Management 1.3 Elect Director Steven R. Mills For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Scott J. McLean For For Management 1d Elect Director Martin H. Nesbitt For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Scott M. Prochazka For For Management 1g Elect Director Susan O. Rheney For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director John W. Somerhalder, II For For Management 1j Elect Director Peter S. Wareing For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director G. Andrea Botta For For Management 1b Elect Director Jack A. Fusco For For Management 1c Elect Director Vicky A. Bailey For For Management 1d Elect Director Nuno Brandolini For For Management 1e Elect Director David I. Foley For For Management 1f Elect Director David B. Kilpatrick For For Management 1g Elect Director Andrew Langham For For Management 1h Elect Director Courtney R. Mather For For Management 1i Elect Director Donald F. Robillard, Jr. For For Management 1j Elect Director Neal A. Shear For For Management 1k Elect Director Heather R. Zichal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker: CPK Security ID: 165303108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas P. Hill, Jr. For For Management 1.2 Elect Director Dennis S. Hudson, III For For Management 1.3 Elect Director Calvert A. Morgan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director Stephen E. Ewing For For Management 1e Elect Director William D. Harvey For For Management 1f Elect Director Patricia K. Poppe For For Management 1g Elect Director John G. Russell For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George Campbell, Jr. For For Management 1b Elect Director Ellen V. Futter For For Management 1c Elect Director John F. Killian For For Management 1d Elect Director John McAvoy For For Management 1e Elect Director William J. Mulrow For For Management 1f Elect Director Armando J. Olivera For For Management 1g Elect Director Michael W. Ranger For For Management 1h Elect Director Linda S. Sanford For For Management 1i Elect Director Deirdre Stanley For For Management 1j Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING NATURAL GAS HOLDING CORPORATION Ticker: CNIG Security ID: 219387107 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry B. Cook, Jr. For For Management 1.2 Elect Director Michael I. German For For Management 1.3 Elect Director Ted W. Gibson For For Management 1.4 Elect Director Robert B. Johnston For For Management 1.5 Elect Director Joseph P. Mirabito For For Management 1.6 Elect Director William Mirabito For For Management 1.7 Elect Director George J. Welch For For Management 1.8 Elect Director John B. Williamson, III For For Management 2 Increase Authorized Preferred and For For Management Common Stock 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Freed Maxick CPAs, P.C. as For For Management Auditors -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Barr For For Management 1.2 Elect Director Helen E. Dragas For For Management 1.3 Elect Director James O. Ellis, Jr. For For Management 1.4 Elect Director Thomas F. Farrell, II For For Management 1.5 Elect Director John W. Harris For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Mark J. Kington For For Management 1.8 Elect Director Joseph M. Rigby For For Management 1.9 Elect Director Pamela J. Royal For For Management 1.10 Elect Director Robert H. Spilman, Jr. For For Management 1.11 Elect Director Susan N. Story For For Management 1.12 Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Methane Emissions Management Against Against Shareholder and Reduction Targets 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Josue Robles, Jr. For For Management 1.9 Elect Director Ruth G. Shaw For For Management 1.10 Elect Director Robert C. Skaggs, Jr. For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Independent Economic Analysis of Early Against Against Shareholder Closure of Fermi 2 Nuclear Plant 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Theodore F. Craver, Jr. For For Management 1.3 Elect Director Robert M. Davis For For Management 1.4 Elect Director Daniel R. DiMicco For For Management 1.5 Elect Director John H. Forsgren For For Management 1.6 Elect Director Lynn J. Good For For Management 1.7 Elect Director John T. Herron For For Management 1.8 Elect Director James B. Hyler, Jr. For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Carlos A. Saladrigas For For Management 1.13 Elect Director Thomas E. Skains For For Management 1.14 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Benefits of Lobbying Against Against Shareholder -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Clarence P. Cazalot, Jr. For For Management 1.3 Elect Director Marcel R. Coutu For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Charles W. Fischer For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Michael McShane For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Michael E.J. Phelps For For Management 1.11 Elect Director Dan C. Tutcher For For Management 1.12 Elect Director Catherine L. Williams For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 04, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director Stuart L. Levenick For For Management 1h Elect Director Blanche Lambert Lincoln For For Management 1i Elect Director Karen A. Puckett For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Distributed Renewable Against Against Shareholder Generation Resources -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: NOV 09, 2017 Meeting Type: Proxy Contest Record Date: SEP 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Issue Shares in Connection with Merger For For Management 2 Establish Range For Board Size For For Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) None 1 Issue Shares in Connection with Merger Against Did Not Vote Management 2 Establish Range For Board Size Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Kenneth M. Burke For For Management 1.4 Elect Director A. Bray Cary, Jr. For For Management 1.5 Elect Director Margaret K. Dorman For For Management 1.6 Elect Director Thomas F. Karam For For Management 1.7 Elect Director David L. Porges For For Management 1.8 Elect Director Daniel J. Rice, IV For For Management 1.9 Elect Director James E. Rohr For For Management 1.10 Elect Director Norman J. Szydlowski For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Lee T. Todd, Jr. For For Management 1.13 Elect Director Christine J. Toretti For For Management 1.14 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director Sanford Cloud, Jr. For For Management 1.3 Elect Director James S. DiStasio For For Management 1.4 Elect Director Francis A. Doyle For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director William C. Van Faasen For For Management 1.9 Elect Director Frederica M. Williams For For Management 1.10 Elect Director Dennis R. Wraase For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director Christopher M. Crane For For Management 1d Elect Director Yves C. de Balmann For For Management 1e Elect Director Nicholas DeBenedictis For For Management 1f Elect Director Linda P. Jojo For For Management 1g Elect Director Paul L. Joskow For For Management 1h Elect Director Robert J. Lawless For For Management 1i Elect Director Richard W. Mies For For Management 1j Elect Director John W. Rogers, Jr. For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Ida J. Goodreau For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director Barry V. Perry For For Management 1.11 Elect Director Joseph L. Welch For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Report on Methane Emissions Management Against Against Shareholder 6 Report on Sustainability Against Against Shareholder 7 Assess Portfolio Impacts of Policies Against Against Shareholder to Meet 2 Degree Scenario -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director William E. McCracken For For Management 1g Elect Director Patricia L. Moss For For Management 1h Elect Director Harry J. Pearce For For Management 1i Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker: MGEE Security ID: 55277P104 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia M. Anderson For For Management 1.2 Elect Director Jeffrey M. Keebler For For Management 1.3 Elect Director Gary J. Wolter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Request a Study of the Electrification Against Against Shareholder of the Transportation Sector 5 Disclose Business Strategy for Against Against Shareholder Aligning with 2 Degree Warming Goal 6 Report on Renewable Energy Adoption Against Against Shareholder -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 08, 2018 Meeting Type: Annual Record Date: JAN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip C. Ackerman For For Management 1.2 Elect Director Stephen E. Ewing For For Management 1.3 Elect Director Rebecca Ranich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Examine and Take Active Steps to Against Against Shareholder Participate in Natural Gas Local Distribution Sector -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG. Security ID: 636274409 Meeting Date: JUL 31, 2017 Meeting Type: Annual Record Date: JUN 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andrew Bonfield as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Nora Brownell as Director For For Management 9 Re-elect Jonathan Dawson as Director For For Management 10 Elect Pierre Dufour as Director For For Management 11 Re-elect Therese Esperdy as Director For For Management 12 Re-elect Paul Golby as Director For For Management 13 Re-elect Mark Williamson as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maureen A. Borkowski For For Management 1.2 Elect Director Thomas C. O'Connor For For Management 1.3 Elect Director Donald L. Correll For For Management 1.4 Elect Director M. William Howard For For Management 1.5 Elect Director J. Terry Strange For For Management 1.6 Elect Director George R. Zoffinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 08, 2018 Meeting Type: Annual Record Date: MAR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Altabef For For Management 1.2 Elect Director Eric L. Butler For For Management 1.3 Elect Director Aristides S. Candris For For Management 1.4 Elect Director Wayne S. DeVeydt For For Management 1.5 Elect Director Joseph Hamrock For For Management 1.6 Elect Director Deborah A. Henretta For For Management 1.7 Elect Director Michael E. Jesanis For For Management 1.8 Elect Director Kevin T. Kabat For For Management 1.9 Elect Director Richard L. Thompson For For Management 1.10 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NORTHWEST NATURAL GAS COMPANY Ticker: NWN Security ID: 667655104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Mark S. Dodson For For Management 1.3 Elect Director Malia H. Wasson For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Formation of Holding Company For For Management -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For For Management -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Gibson For For Management 1.2 Elect Director Pattye L. Moore For For Management 1.3 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Articles of Incorporation to For For Management Declassify the Board, to Provide for the Annual Election of All Directors, and to Provide Directors May Be Removed With or Without Cause -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Fred J. Fowler For For Management 1.3 Elect Director Richard C. Kelly For For Management 1.4 Elect Director Roger H. Kimmel For For Management 1.5 Elect Director Richard A. Meserve For For Management 1.6 Elect Director Forrest E. Miller For For Management 1.7 Elect Director Eric D. Mullins For For Management 1.8 Elect Director Rosendo G. Parra For For Management 1.9 Elect Director Barbara L. Rambo For For Management 1.10 Elect Director Anne Shen Smith For For Management 1.11 Elect Director Geisha J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Cease Charitable Contributions Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobby S. Shackouls For For Management 1.2 Elect Director Christopher M. Temple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Phoebe A. Wood For For Management 1.10 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director William V. Hickey For For Management 1.3 Elect Director Ralph Izzo For For Management 1.4 Elect Director Shirley Ann Jackson For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Barry H. Ostrowsky For For Management 1.7 Elect Director Thomas A. Renyi For For Management 1.8 Elect Director Hak Cheol (H.C.) Shin For For Management 1.9 Elect Director Richard J. Swift For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RGC RESOURCES, INC. Ticker: RGCO Security ID: 74955L103 Meeting Date: FEB 05, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Joe Crawford For For Management 1.2 Elect Director John S. D'Orazio For For Management 1.3 Elect Director Maryellen F. Goodlatte For For Management 2 Ratify Brown, Edwards & Company, L.L.P. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director William G. Ouchi For For Management 1.10 Elect Director Debra L. Reed For For Management 1.11 Elect Director William C. Rusnack For For Management 1.12 Elect Director Lynn Schenk For For Management 1.13 Elect Director Jack T. Taylor For For Management 1.14 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Thomas A. Bracken For For Management 1c Elect Director Keith S. Campbell For For Management 1d Elect Director Victor A. Fortkiewicz For For Management 1e Elect Director Sheila Hartnett-Devlin For For Management 1f Elect Director Walter M. Higgins, III For For Management 1g Elect Director Sunita Holzer For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Change Company Name to SJI, Inc. For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: OCT 17, 2017 Meeting Type: Special Record Date: AUG 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Cumulative Voting For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Thomas E. Chestnut For For Management 1.4 Elect Director Stephen C. Comer For For Management 1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management 1.6 Elect Director John P. Hester For For Management 1.7 Elect Director Anne L. Mariucci For For Management 1.8 Elect Director Michael J. Melarkey For For Management 1.9 Elect Director A. Randall Thoman For For Management 1.10 Elect Director Thomas A. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRE INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Borer For For Management 1.2 Elect Director Maria V. Fogarty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TELLURIAN INC. Ticker: TELL Security ID: 87968A104 Meeting Date: JUN 06, 2018 Meeting Type: Annual Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Houston For For Management 1b Elect Director Jean Jaylet For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juanita Powell Baranco For For Management 1b Elect Director Jon A. Boscia For For Management 1c Elect Director Henry A. "Hal" Clark, For For Management III 1d Elect Director Thomas A. Fanning For For Management 1e Elect Director David J. Grain For For Management 1f Elect Director Veronica M. Hagen For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director Larry D. Thompson For For Management 1o Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Stephan Cretier For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director S. Barry Jackson For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director Mary Pat Salomone For For Management 1.8 Elect Director Indira V. Samarasekera For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Thierry Vandal For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Report on Climate Change For For Shareholder -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 25, 2018 Meeting Type: Annual Record Date: NOV 14, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Richard W. Gochnauer For For Management 1.4 Elect Director Frank S. Hermance For For Management 1.5 Elect Director Anne Pol For For Management 1.6 Elect Director Marvin O. Schlanger For For Management 1.7 Elect Director James B. Stallings, Jr. For For Management 1.8 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITIL CORPORATION Ticker: UTL Security ID: 913259107 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas P. Meissner, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VECTREN CORPORATION Ticker: VVC Security ID: 92240G101 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Derrick Burks For For Management 1.2 Elect Director Carl L. Chapman For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director John D. Engelbrecht For For Management 1.5 Elect Director Anton H. George For For Management 1.6 Elect Director Robert G. Jones For For Management 1.7 Elect Director Patrick K. Mullen For For Management 1.8 Elect Director R. Daniel Sadlier For For Management 1.9 Elect Director Michael L. Smith For For Management 1.10 Elect Director Teresa J. Tanner For For Management 1.11 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: FEB 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Barbara L. Bowles For For Management 1.3 Elect Director William J. Brodsky For For Management 1.4 Elect Director Albert J. Budney, Jr. For For Management 1.5 Elect Director Patricia W. Chadwick For For Management 1.6 Elect Director Curt S. Culver For For Management 1.7 Elect Director Danny L. Cunningham For For Management 1.8 Elect Director William M. Farrow, III For For Management 1.9 Elect Director Thomas J. Fischer For For Management 1.10 Elect Director Gale E. Klappa For For Management 1.11 Elect Director Henry W. Knueppel For For Management 1.12 Elect Director Allen L. Leverett For For Management 1.13 Elect Director Ulice Payne, Jr. For For Management 1.14 Elect Director Mary Ellen Stanek For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard K. Davis For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Richard T. O'Brien For For Management 1d Elect Director David K. Owens For For Management 1e Elect Director Christopher J. For For Management Policinski 1f Elect Director James T. Prokopanko For For Management 1g Elect Director A. Patricia Sampson For For Management 1h Elect Director James J. Sheppard For For Management 1i Elect Director David A. Westerlund For For Management 1j Elect Director Kim Williams For For Management 1k Elect Director Timothy V. Wolf For For Management 1l Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors ============================= Hennessy Japan Fund ============================== ASICS CORP. Ticker: 7936 Security ID: J03234150 Meeting Date: MAR 29, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23.5 2 Amend Articles to Authorize Board to For For Management Pay Interim Dividends 3.1 Elect Director Oyama, Motoi For For Management 3.2 Elect Director Hirota, Yasuhito For For Management 3.3 Elect Director Nakano, Hokuto For For Management 3.4 Elect Director Nishimae, Manabu For For Management 3.5 Elect Director Nishiwaki, Tsuyoshi For For Management 3.6 Elect Director Matsushita, Naoki For For Management 3.7 Elect Director Tanaka, Katsuro For For Management 3.8 Elect Director Hanai, Takeshi For For Management 3.9 Elect Director Kashiwaki, Hitoshi For For Management 3.10 Elect Director Sumi, Kazuo For For Management 4 Appoint Statutory Auditor Suto, Miwa For For Management 5 Appoint Alternate Statutory Auditor For For Management Onishi, Hirofumi -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Inoue, Noriyuki For For Management 2.2 Elect Director Togawa, Masanori For For Management 2.3 Elect Director Terada, Chiyono For For Management 2.4 Elect Director Kawada, Tatsuo For For Management 2.5 Elect Director Makino, Akiji For For Management 2.6 Elect Director Tayano, Ken For For Management 2.7 Elect Director Minaka, Masatsugu For For Management 2.8 Elect Director Tomita, Jiro For For Management 2.9 Elect Director Fang Yuan For For Management 2.10 Elect Director Kanwal Jeet Jawa For For Management 3 Appoint Alternate Statutory Auditor For For Management Ono, Ichiro -------------------------------------------------------------------------------- FAST RETAILING Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 30, 2017 Meeting Type: Annual Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yanai, Tadashi For For Management 1.2 Elect Director Hambayashi, Toru For For Management 1.3 Elect Director Hattori, Nobumichi For For Management 1.4 Elect Director Murayama, Toru For For Management 1.5 Elect Director Shintaku, Masaaki For For Management 1.6 Elect Director Nawa, Takashi For For Management 2 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm -------------------------------------------------------------------------------- FUJI SEAL INTERNATIONAL INC. Ticker: 7864 Security ID: J15183106 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Clarify Director Authority on Shareholder Meetings - Indemnify Directors 2.1 Elect Director Kato, Fumio For For Management 2.2 Elect Director Toyama, Akira For For Management 2.3 Elect Director Shioji, Hiromi For For Management 2.4 Elect Director Maki, Tatsundo For For Management 2.5 Elect Director Okazaki, Shigeko For For Management 2.6 Elect Director Sonoda, Takato For For Management 2.7 Elect Director Furusawa, Rikio For For Management 2.8 Elect Director Aikawa, Ritsuo For For Management 2.9 Elect Director Shirokawa, Masayuki For For Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD. Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Hosoi, Susumu For For Management 2.2 Elect Director Nakagawa, Hiroshi For For Management 2.3 Elect Director Kawahara, Makoto For For Management 2.4 Elect Director Maekawa, Hiroyuki For For Management 2.5 Elect Director Sugimoto, Shigeji For For Management 2.6 Elect Director Minami, Shinsuke For For Management 2.7 Elect Director Shibata, Mitsuyoshi For For Management 3 Appoint Statutory Auditor Fujimori, For For Management Masayuki -------------------------------------------------------------------------------- JAPAN TOBACCO INC Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 27, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2 Amend Articles to Remove All For For Management Provisions on Advisory Positions 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Terabatake, Masamichi For For Management 3.3 Elect Director Iwai, Mutsuo For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Koda, Main For For Management 3.7 Elect Director Watanabe, Koichiro For For Management 4 Appoint Statutory Auditor Nagata, Ryoko For For Management 5 Appoint Alternate Statutory Auditor For For Management Masaki, Michio -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 23, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 56 2.1 Elect Director Sawada, Michitaka For For Management 2.2 Elect Director Yoshida, Katsuhiko For For Management 2.3 Elect Director Takeuchi, Toshiaki For For Management 2.4 Elect Director Hasebe, Yoshihiro For For Management 2.5 Elect Director Kadonaga, Sonosuke For For Management 2.6 Elect Director Oku, Masayuki For For Management 2.7 Elect Director Shinobe, Osamu For For Management 3 Appoint Statutory Auditor Oka, Nobuhiro For For Management -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: MAR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Takizaki, Takemitsu For For Management 2.2 Elect Director Yamamoto, Akinori For For Management 2.3 Elect Director Kimura, Keiichi For For Management 2.4 Elect Director Ideno, Tomohide For For Management 2.5 Elect Director Yamaguchi, Akiji For For Management 2.6 Elect Director Miki, Masayuki For For Management 2.7 Elect Director Kanzawa, Akira For For Management 2.8 Elect Director Fujimoto, Masato For For Management 2.9 Elect Director Tanabe, Yoichi For For Management 3 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KUBOTA CORPORATION Ticker: 6326 Security ID: J36662138 Meeting Date: MAR 23, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimata, Masatoshi For For Management 1.2 Elect Director Kubo, Toshihiro For For Management 1.3 Elect Director Kimura, Shigeru For For Management 1.4 Elect Director Ogawa, Kenshiro For For Management 1.5 Elect Director Kitao, Yuichi For For Management 1.6 Elect Director Yoshikawa, Masato For For Management 1.7 Elect Director Sasaki, Shinji For For Management 1.8 Elect Director Matsuda, Yuzuru For For Management 1.9 Elect Director Ina, Koichi For For Management 1.10 Elect Director Shintaku, Yutaro For For Management 2.1 Appoint Statutory Auditor Fukuyama, For For Management Toshikazu 2.2 Appoint Statutory Auditor Hiyama, For For Management Yasuhiko 2.3 Appoint Statutory Auditor Fujiwara, For For Management Masaki 3 Approve Compensation Ceiling for For For Management Directors 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MISUMI GROUP INC. Ticker: 9962 Security ID: J43293109 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11.08 2.1 Elect Director Ono, Ryusei For For Management 2.2 Elect Director Ikeguchi, Tokuya For For Management 2.3 Elect Director Otokozawa, Ichiro For For Management 2.4 Elect Director Sato, Toshinari For For Management 2.5 Elect Director Ogi, Takehiko For For Management 2.6 Elect Director Nishimoto, Kosuke For For Management 3 Appoint Statutory Auditor Miyamoto, For For Management Hiroshi 4 Appoint Alternate Statutory Auditor For For Management Maruyama, Teruhisa -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 63 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Nishiura, Kanji For For Management 2.4 Elect Director Masu, Kazuyuki For For Management 2.5 Elect Director Toide, Iwao For For Management 2.6 Elect Director Murakoshi, Akira For For Management 2.7 Elect Director Sakakida, Masakazu For For Management 2.8 Elect Director Icho, Mitsumasa For For Management 2.9 Elect Director Nishiyama, Akihiko For For Management 2.10 Elect Director Omiya, Hideaki For For Management 2.11 Elect Director Oka, Toshiko For For Management 2.12 Elect Director Saiki, Akitaka For For Management 2.13 Elect Director Tatsuoka, Tsuneyoshi For For Management 3 Appoint Statutory Auditor Uchino, Shuma For For Management 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Kawakami, Hiroshi For For Management 2.2 Elect Director Kawamoto, Yuko For For Management 2.3 Elect Director Matsuyama, Haruka For For Management 2.4 Elect Director Toby S. Myerson For For Management 2.5 Elect Director Okuda, Tsutomu For For Management 2.6 Elect Director Shingai, Yasushi For For Management 2.7 Elect Director Tarisa Watanagase For For Management 2.8 Elect Director Yamate, Akira For For Management 2.9 Elect Director Kuroda, Tadashi For For Management 2.10 Elect Director Okamoto, Junichi For For Management 2.11 Elect Director Sono, Kiyoshi For For Management 2.12 Elect Director Ikegaya, Mikio For For Management 2.13 Elect Director Mike, Kanetsugu For For Management 2.14 Elect Director Araki, Saburo For For Management 2.15 Elect Director Hirano, Nobuyuki For For Management 3 Amend Articles to Require Individual Against Abstain Shareholder Compensation Disclosure for Directors 4 Amend Articles to Separate Chairman of Against Abstain Shareholder the Board and CEO 5 Amend Articles to Require Company to Against Abstain Shareholder Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately 6 Remove Director Nobuyuki Hirano from Against Abstain Shareholder the Board 7 Amend Articles to Establish Special Against Abstain Shareholder Investigation Committee on Transactional Relationship with Kenko Tokina Corporation 8 Amend Articles to Reconsider Customer Against Abstain Shareholder Service for Socially Vulnerable 9 Amend Articles to Disclose Reason for Against Abstain Shareholder Compulsory Termination of Account -------------------------------------------------------------------------------- NIDEC CORP. Ticker: 6594 Security ID: J52968104 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Clarify Director For For Management Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings 2.1 Elect Director Nagamori, Shigenobu For For Management 2.2 Elect Director Kobe, Hiroshi For For Management 2.3 Elect Director Katayama, Mikio For For Management 2.4 Elect Director Yoshimoto, Hiroyuki For For Management 2.5 Elect Director Sato, Akira For For Management 2.6 Elect Director Miyabe, Toshihiko For For Management 2.7 Elect Director Onishi, Tetsuo For For Management 2.8 Elect Director Sato, Teiichi For For Management 2.9 Elect Director Shimizu, Osamu For For Management 3 Appoint Statutory Auditor Ochiai, For For Management Hiroyuki 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- PIGEON CORP. Ticker: 7956 Security ID: J63739106 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: JAN 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakata, Yoichi For For Management 2.2 Elect Director Okoshi, Akio For For Management 2.3 Elect Director Yamashita, Shigeru For For Management 2.4 Elect Director Kitazawa, Norimasa For For Management 2.5 Elect Director Akamatsu, Eiji For For Management 2.6 Elect Director Itakura, Tadashi For For Management 2.7 Elect Director Kurachi, Yasunori For For Management 2.8 Elect Director Kevin Vyse-Peacock For For Management 2.9 Elect Director Nitta, Takayuki For For Management 2.10 Elect Director Hatoyama, Rehito For For Management 2.11 Elect Director Okada, Erika For For Management 3 Appoint Statutory Auditor Hashimoto, For For Management Nobuyuki -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JAN 17, 2018 Meeting Type: Special Record Date: OCT 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Media and Solution For For Management Operations to Wholly Owned Subsidiary -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Ikeuchi, Shogo For For Management 1.3 Elect Director Sagawa, Keiichi For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Fujiwara, For For Management Akihito 2.2 Appoint Alternate Statutory Auditor For For Management Shinkawa, Asa 3 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- ROHTO PHARMACEUTICAL CO. LTD. Ticker: 4527 Security ID: J65371106 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamada, Kunio For For Management 1.2 Elect Director Yoshino, Toshiaki For For Management 1.3 Elect Director Lekh Raj Juneja For For Management 1.4 Elect Director Saito, Masaya For For Management 1.5 Elect Director Kambara, Yoichi For For Management 1.6 Elect Director Kunisaki, Shinichi For For Management 1.7 Elect Director Yamada, Tetsumasa For For Management 1.8 Elect Director Uemura, Hideto For For Management 1.9 Elect Director Rikiishi, Masako For For Management 1.10 Elect Director Segi, Hidetoshi For For Management 1.11 Elect Director Yamada, Yasuhiro For For Management 1.12 Elect Director Matsunaga, Mari For For Management 1.13 Elect Director Torii, Shingo For For Management 2 Appoint Statutory Auditor Masumoto, For For Management Takeshi -------------------------------------------------------------------------------- RYOHIN KEIKAKU CO. LTD. Ticker: 7453 Security ID: J6571N105 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 183 2.1 Elect Director Kanai, Masaaki For For Management 2.2 Elect Director Suzuki, Kei For For Management 2.3 Elect Director Yagyu, Masayoshi For For Management 2.4 Elect Director Yoshikawa, Atsushi For For Management 3 Appoint Statutory Auditor Ichikawa, For For Management Sachiko -------------------------------------------------------------------------------- SHIMANO INC. Ticker: 7309 Security ID: J72262108 Meeting Date: MAR 27, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77.5 2.1 Elect Director Shimano, Yozo For For Management 2.2 Elect Director Hirata, Yoshihiro For For Management 2.3 Elect Director Shimano, Taizo For For Management 2.4 Elect Director Tsuzaki, Masahiro For For Management 2.5 Elect Director Toyoshima, Takashi For For Management 2.6 Elect Director Tarutani, Kiyoshi For For Management 2.7 Elect Director Matsui, Hiroshi For For Management 2.8 Elect Director Otake, Masahiro For For Management 2.9 Elect Director Kiyotani, Kinji For For Management 3.1 Appoint Statutory Auditor Katsuoka, For For Management Hideo 3.2 Appoint Statutory Auditor Nozue, Kanako For For Management 3.3 Appoint Statutory Auditor Hashimoto, For For Management Toshihiko -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 22 2.1 Elect Director Son, Masayoshi For For Management 2.2 Elect Director Ronald Fisher For For Management 2.3 Elect Director Marcelo Claure For For Management 2.4 Elect Director Rajeev Misra For For Management 2.5 Elect Director Miyauchi, Ken For For Management 2.6 Elect Director Simon Segars For For Management 2.7 Elect Director Yun Ma For For Management 2.8 Elect Director Yasir O. Al-Rumayyan For For Management 2.9 Elect Director Sago, Katsunori For For Management 2.10 Elect Director Yanai, Tadashi For For Management 2.11 Elect Director Mark Schwartz For For Management 2.12 Elect Director Iijima, Masami For For Management 3 Approve Compensation Ceiling for For For Management Directors, Stock Option Plan and Deep Discount Stock Option Plan 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Miyata, Koichi For For Management 2.2 Elect Director Kunibe, Takeshi For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Ogino, Kozo For For Management 2.5 Elect Director Ota, Jun For For Management 2.6 Elect Director Tanizaki, Katsunori For For Management 2.7 Elect Director Yaku, Toshikazu For For Management 2.8 Elect Director Teramoto, Toshiyuki For For Management 2.9 Elect Director Mikami, Toru For For Management 2.10 Elect Director Kubo, Tetsuya For For Management 2.11 Elect Director Matsumoto, Masayuki For For Management 2.12 Elect Director Arthur M. Mitchell For For Management 2.13 Elect Director Yamazaki, Shozo For For Management 2.14 Elect Director Kono, Masaharu For For Management 2.15 Elect Director Tsutsui, Yoshinobu For For Management 2.16 Elect Director Shimbo, Katsuyoshi For For Management 2.17 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- TERUMO CORP. Ticker: 4543 Security ID: J83173104 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27 2.1 Elect Director Mimura, Takayoshi For For Management 2.2 Elect Director Sato, Shinjiro For For Management 2.3 Elect Director Takagi, Toshiaki For For Management 2.4 Elect Director Hatano, Shoji For For Management 2.5 Elect Director David Perez For For Management 2.6 Elect Director Mori, Ikuo For For Management 2.7 Elect Director Ueda, Ryuzo For For Management 2.8 Elect Director Kuroda,Yukiko For For Management 3 Elect Alternate Director and Audit For For Management Committee Member Sakaguchi, Koichi -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Kobayashi, Koji For For Management 1.5 Elect Director Didier Leroy For For Management 1.6 Elect Director Terashi, Shigeki For For Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For For Management 1.9 Elect Director Kudo, Teiko For For Management 2.1 Appoint Statutory Auditor Yasuda, For For Management Masahide 2.2 Appoint Statutory Auditor Hirano, For For Management Nobuyuki 3 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: MAR 28, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahara, Keiichiro For For Management 1.2 Elect Director Takahara, Takahisa For For Management 1.3 Elect Director Futagami, Gumpei For For Management 1.4 Elect Director Ishikawa, Eiji For For Management 1.5 Elect Director Mori, Shinji For For Management 1.6 Elect Director Nakano, Kennosuke For For Management 1.7 Elect Director Takai, Masakatsu For For Management 1.8 Elect Director Miyabayashi, Yoshihiro For For Management ======================== Hennessy Japan Small Cap Fund ========================= AOZORA BANK, LTD. Ticker: 8304 Security ID: J0172K107 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Fukuda, Makoto For For Management 2.2 Elect Director Baba, Shinsuke For For Management 2.3 Elect Director Sekizawa, Yukio For For Management 2.4 Elect Director Takeda, Shunsuke For For Management 2.5 Elect Director Mizuta, Hiroyuki For For Management 2.6 Elect Director Murakami, Ippei For For Management 2.7 Elect Director Ito, Tomonori For For Management 2.8 Elect Director Tanikawa, Kei For For Management 3 Appoint Statutory Auditor Hashiguchi, For For Management Satoshi 4.1 Appoint Alternate Statutory Auditor For For Management Uchida, Keiichiro 4.2 Appoint Alternate Statutory Auditor For For Management Mitch R. Fulscher -------------------------------------------------------------------------------- ASAHI HOLDINGS, INC. Ticker: 5857 Security ID: J02773109 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terayama, Mitsuharu For For Management 1.2 Elect Director Higashiura, Tomoya For For Management 1.3 Elect Director Takeuchi, Yoshikatsu For For Management 1.4 Elect Director Kojima, Amane For For Management 1.5 Elect Director Nakanishi, Hiroyuki For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- ASIA PILE HOLDINGS CORP Ticker: 5288 Security ID: J28007102 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurose, Akira For For Management 1.2 Elect Director Aratani, Takeshi For For Management 1.3 Elect Director Isono, Yoriyuki For For Management 1.4 Elect Director Kotera, Koji For For Management 1.5 Elect Director Baba, Osami For For Management 1.6 Elect Director Okoshi, Masahiko For For Management 1.7 Elect Director Sigematsu, Toru For For Management 1.8 Elect Director Phan Khac Long For For Management 1.9 Elect Director Watanabe, Akira For For Management 1.10 Elect Director Shiraga, Yohei For For Management 1.11 Elect Director Kamimae, Osamu For For Management 2.1 Appoint Statutory Auditor Takemoto, For For Management Toru 2.2 Appoint Statutory Auditor Nakashita, For For Management Yoshihiro -------------------------------------------------------------------------------- BELLSYSTEM24 HOLDINGS INC. Ticker: 6183 Security ID: ADPV30685 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Tsuge, Ichiro For For Management 2.2 Elect Director Hayata, Noriyuki For For Management 2.3 Elect Director Matsumura, Ichizo For For Management 2.4 Elect Director Kanazawa, Akihiko For For Management 2.5 Elect Director Imagawa, Kiyoshi For For Management 2.6 Elect Director Yamaguchi, Takuya For For Management 2.7 Elect Director Ishizaka, Nobuya For For Management 2.8 Elect Director Tsurumaki, Aki For For Management 2.9 Elect Director Takahashi, Makiko For For Management 3 Appoint Alternate Statutory Auditor For For Management Yogo, Masami 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- BENEFIT ONE INC. Ticker: 2412 Security ID: J0447X108 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Fukasawa, Junko For For Management 2.2 Elect Director Shiraishi, Norio For For Management 2.3 Elect Director Suzuki, Masako For For Management 2.4 Elect Director Ozaki, Kenji For For Management 2.5 Elect Director Kubo, Nobuyasu For For Management 2.6 Elect Director Hamada, Toshiaki For For Management 2.7 Elect Director Tanaka, Hideyo For For Management 3 Appoint Statutory Auditor Goto, Takeshi For For Management 4 Appoint Alternate Statutory Auditor For For Management Nomura, Kazufumi -------------------------------------------------------------------------------- DAIHEN CORP. Ticker: 6622 Security ID: J09114109 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2 Approve Reverse Stock Split to Comply For For Management with Exchange Mandate and Decrease Authorized Capital in Connection with Reverse Stock Split 3 Appoint Statutory Auditor Yoshida, For For Management Masashi -------------------------------------------------------------------------------- DCM HOLDINGS CO., LTD. Ticker: 3050 Security ID: J12549101 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 13 2.1 Elect Director Hisada, Toshihiro For For Management 2.2 Elect Director Ishiguro, Yasunori For Against Management 2.3 Elect Director Toyoda, Yoshiyuki For Against Management 2.4 Elect Director Kojima, Masashi For For Management 2.5 Elect Director Shimizu, Toshimitsu For Against Management 2.6 Elect Director Kumagai, Hisato For For Management 2.7 Elect Director Ogame, Hiroshi For Against Management 2.8 Elect Director Daigo, Shigeo For For Management 2.9 Elect Director Iwashita, Tomochika For For Management 2.10 Elect Director Masukawa, Michio For For Management 3.1 Appoint Statutory Auditor Kitani, For For Management Tetsuya 3.2 Appoint Statutory Auditor Higaki, For For Management Hitoshi 3.3 Appoint Statutory Auditor Oguchi, For For Management Hikaru -------------------------------------------------------------------------------- DIGITAL GARAGE, INC. Ticker: 4819 Security ID: J1229F109 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 24 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Soda, Makoto For For Management 2.3 Elect Director Odori, Keizo For For Management 2.4 Elect Director Tanaka, Masashi For For Management 2.5 Elect Director Edasawa, Hideo For For Management 2.6 Elect Director Ito, Joichi For For Management 2.7 Elect Director Fujiwara, Kenji For For Management 2.8 Elect Director Omura, Emi For For Management 2.9 Elect Director Okuma, Masahito For For Management 3.1 Elect Director and Audit Committee For For Management Member Sakai, Makoto 3.2 Elect Director and Audit Committee For For Management Member Inoue, Junji 3.3 Elect Director and Audit Committee For For Management Member Makino, Koji 3.4 Elect Director and Audit Committee For For Management Member Rokuyata, Yasuyuki -------------------------------------------------------------------------------- DOSHISHA CO. Ticker: 7483 Security ID: J1235R105 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Nomura, Masaharu For For Management 2.2 Elect Director Nomura, Masayuki For For Management 2.3 Elect Director Kimbara, Toneri For For Management 2.4 Elect Director Niki, Kazuhiro For For Management 2.5 Elect Director Matsumoto, Takahiro For For Management 2.6 Elect Director Goto, Chohachi For For Management 2.7 Elect Director Kumamoto, Noriaki For For Management 2.8 Elect Director Takamasu, Keiji For For Management -------------------------------------------------------------------------------- ELECOM CO LTD Ticker: 6750 Security ID: J12884102 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2 Elect Director Toyoizumi, Toshiro For For Management 3 Approve Stock Option Plan For For Management 4 Approve Director Retirement Bonus For For Management -------------------------------------------------------------------------------- FOSTER ELECTRIC CO. LTD. Ticker: 6794 Security ID: J13650106 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 -------------------------------------------------------------------------------- HAKUDO CO. LTD. Ticker: 7637 Security ID: J1803M108 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsunoda, Koji For For Management 1.2 Elect Director Yamada, Tetsuya For For Management 1.3 Elect Director Yamada, Mitsushige For For Management 1.4 Elect Director Noda, Chiaki For For Management 1.5 Elect Director Furukawa, Junichi For For Management 1.6 Elect Director Ishimoto, Masatoshi For For Management 2 Approve Annual Bonus For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- HAMAKYOREX Ticker: 9037 Security ID: J1825T107 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Osuka, Masataka For For Management 1.2 Elect Director Osuka, Hidenori For For Management 1.3 Elect Director Yamazaki, Hiroyasu For For Management 1.4 Elect Director Nasuda, Kiichi For For Management 1.5 Elect Director Okutsu, Yasuo For For Management 1.6 Elect Director Ariga, Akio For Against Management 1.7 Elect Director Yamaoka, Tsuyoshi For For Management 1.8 Elect Director Nakane, Hiroshi For Against Management 1.9 Elect Director Miyagawa, Isamu For For Management 1.10 Elect Director Otsu, Yoshitaka For For Management 2 Appoint Statutory Auditor Sugiyama, For For Management Toshiaki 3 Appoint Alternate Statutory Auditor For For Management Fujita, Masaharu -------------------------------------------------------------------------------- HANWA CO. LTD. Ticker: 8078 Security ID: J18774166 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Furukawa, Hironari For For Management 2.2 Elect Director Serizawa, Hiroshi For For Management 2.3 Elect Director Kato, Yasumichi For For Management 2.4 Elect Director Nagashima, Hidemi For For Management 2.5 Elect Director Nakagawa, Yoichi For For Management 2.6 Elect Director Kurata, Yasuharu For For Management 2.7 Elect Director Seki, Osamu For For Management 2.8 Elect Director Hori, Ryuji For For Management 2.9 Elect Director Tejima, Tatsuya For For Management 2.10 Elect Director Yamamoto, Hiromasa For For Management 2.11 Elect Director Hatanaka, Yasushi For For Management 2.12 Elect Director Sasayama, Yoichi For For Management 2.13 Elect Director Ideriha, Chiro For For Management 2.14 Elect Director Kuchiishi, Takatoshi For For Management 3 Appoint Statutory Auditor Ogasawara, For For Management Akihiko -------------------------------------------------------------------------------- HIRAMATSU INC. Ticker: 2764 Security ID: J19688100 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 3 2.1 Elect Director Jinnai, Takaya For For Management 2.2 Elect Director Hattori, Akito For For Management 2.3 Elect Director Nakatani, Kazunori For For Management 2.4 Elect Director Kumagai, Shintaro For For Management 2.5 Elect Director Nagatsuyu, Hideo For For Management 2.6 Elect Director Nukaga, Kotaro For For Management -------------------------------------------------------------------------------- HITO-COMMUNICATIONS, INC Ticker: 3654 Security ID: J22315105 Meeting Date: NOV 29, 2017 Meeting Type: Annual Record Date: AUG 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.5 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Yasui, Toyomi For For Management 3.2 Elect Director Seki, Masayoshi For For Management 3.3 Elect Director Yoshitsuna, Toshiaki For For Management 3.4 Elect Director Fukuhara, Naomichi For For Management 3.5 Elect Director Koga, Tetsuo For For Management 3.6 Elect Director Nakano, Masayuki For For Management 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru 5 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- HONEYS HOLDINGS CO LTD. Ticker: 2792 Security ID: J21394101 Meeting Date: AUG 22, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ejiri, Yoshihisa For For Management 1.2 Elect Director Nishina, Takashi For For Management 1.3 Elect Director Ejiri, Eisuke For For Management 1.4 Elect Director Ouchi, Noriko For For Management 1.5 Elect Director Sato, Shigenobu For For Management 2.1 Elect Director and Audit Committee For For Management Member Fukuda, Teruo 2.2 Elect Director and Audit Committee For For Management Member Suzuki, Soichiro 2.3 Elect Director and Audit Committee For For Management Member Kunii, Tatsuo 2.4 Elect Director and Audit Committee For For Management Member Suzuki, Yoshio -------------------------------------------------------------------------------- INTELLEX CO. LTD. Ticker: 8940 Security ID: J24823106 Meeting Date: AUG 25, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Takuya For For Management 1.2 Elect Director Tsuruta, Toyohiko For Against Management 1.3 Elect Director Sato, Hiroki For Against Management 1.4 Elect Director Takikawa, Tomoyasu For Against Management 1.5 Elect Director Koyama, Jun For Against Management 1.6 Elect Director Soma, Hiroaki For Against Management 1.7 Elect Director Toshinari, Seiji For Against Management 1.8 Elect Director Taneichi, Kazumi For Against Management 1.9 Elect Director Muraki, Tetsutaro For Against Management -------------------------------------------------------------------------------- JAPAN MEAT CO., LTD. Ticker: 3539 Security ID: ADPV35570 Meeting Date: OCT 23, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Amend Articles to Change Location of For For Management Head Office 3.1 Elect Director Sakai, Masahiro For For Management 3.2 Elect Director Mori, Toshiro For For Management 3.3 Elect Director Sakai, Koji For Against Management 3.4 Elect Director Sakai, Kazuhiro For Against Management 3.5 Elect Director Fujiwara, Katsuro For For Management 3.6 Elect Director Nakajima, Katsutoshi For For Management 3.7 Elect Director Kuroda, Kenichi For For Management 3.8 Elect Director Fujihara, Kenichi For For Management 3.9 Elect Director Midorikawa, Kiyoharu For For Management 3.10 Elect Director Otaki, Atsuko For For Management -------------------------------------------------------------------------------- JEOL LTD. Ticker: 6951 Security ID: J23317100 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4.5 2 Approve Reverse Stock Split to Comply For For Management with Exchange Mandate and Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Reduce Share Trading Unit 4.1 Elect Director Kurihara, Gonemon For For Management 4.2 Elect Director Tazawa, Toyohiko For For Management 4.3 Elect Director Nagakubo, Satoshi For For Management 4.4 Elect Director Seki, Atsushi For For Management 4.5 Elect Director Nakao, Koji For For Management 5 Appoint Statutory Auditor Kuroiwa, For For Management Norio 6 Appoint Alternate Statutory Auditor For For Management Nakanishi, Kazuyuki 7 Approve Trust-Type Equity Compensation For For Management Plan 8 Approve Bonus Related to Retirement For For Management Bonus System Abolition -------------------------------------------------------------------------------- KAKAKU.COM INC Ticker: 2371 Security ID: J29258100 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Hayashi, Kaoru For For Management 2.2 Elect Director Hata, Shonosuke For For Management 2.3 Elect Director Fujiwara, Kenji For For Management 2.4 Elect Director Uemura, Hajime For For Management 2.5 Elect Director Yuki, Shingo For For Management 2.6 Elect Director Murakami, Atsuhiro For For Management 2.7 Elect Director Hayakawa, Yoshiharu For For Management 2.8 Elect Director Konno, Shiho For For Management 2.9 Elect Director Kuretani, Norihiro For For Management 2.10 Elect Director Kato, Tomoharu For For Management 3 Appoint Statutory Auditor Kajiki, For For Management Hisashi 4 Appoint Alternate Statutory Auditor For For Management Yamaoka, Shinichiro -------------------------------------------------------------------------------- KANEMATSU CORP. Ticker: 8020 Security ID: J29868106 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shimojima, Masayuki For For Management 1.2 Elect Director Tanigawa, Kaoru For For Management 1.3 Elect Director Hasegawa, Masao For For Management 1.4 Elect Director Miyabe, Yoshiya For For Management 1.5 Elect Director Tsutano, Tetsuro For For Management 1.6 Elect Director Hirai, Yutaka For For Management 1.7 Elect Director Katayama, Seiichi For For Management 1.8 Elect Director Yajima, Tsutomu For For Management 2 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KASAI KOGYO Ticker: 7256 Security ID: J30685101 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Watanabe, Kuniyuki For For Management 2.2 Elect Director Hori, Koji For For Management 2.3 Elect Director Sugisawa, Masaki For For Management 2.4 Elect Director Hanya, Katsuji For For Management 2.5 Elect Director Nishikawa, Itaru For For Management 2.6 Elect Director Ueshima, Hiroyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Hirata, Shozo 3.2 Elect Director and Audit Committee For For Management Member Izuno, Manabu 3.3 Elect Director and Audit Committee For For Management Member Yokoyama, Kazuhiko 4 Elect Alternate Director and Audit For For Management Committee Member Sugino, Shoko -------------------------------------------------------------------------------- KITO CORPORATION Ticker: 6409 Security ID: J33996117 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Kito, Yoshio For For Management 2.2 Elect Director Edward W. Hunter For For Management 2.3 Elect Director Yuzurihara, Tsuneo For For Management 2.4 Elect Director Osozawa, Shigeki For For Management 2.5 Elect Director Tannawa, Keizo For For Management 2.6 Elect Director Nakamura, Katsumi For For Management 2.7 Elect Director Hirai, Takashi For For Management 3 Approve Director Retirement Bonus For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- KOA CORPORATION Ticker: 6999 Security ID: J34125104 Meeting Date: JUN 16, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Mukaiyama, Koichi For For Management 2.2 Elect Director Hanagata, Tadao For For Management 2.3 Elect Director Fukano, Kayoko For For Management 2.4 Elect Director Nonomura, Akira For For Management 2.5 Elect Director Momose, Katsuhiko For For Management 2.6 Elect Director Yamaoka, Etsuji For For Management 2.7 Elect Director Kojima, Toshihiro For For Management 2.8 Elect Director Michael John Korver For For Management 2.9 Elect Director Kitagawa, Toru For For Management 3 Appoint Alternate Statutory Auditor For For Management Kakuta, Kenichi -------------------------------------------------------------------------------- KOMEDA HOLDINGS CO., LTD. Ticker: 3543 Security ID: J35889104 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Usui, Okitane For For Management 1.2 Elect Director Komamba, Masashi For For Management 1.3 Elect Director Takahashi, Toshio For For Management 1.4 Elect Director Shintani, Seiji For For Management 2.1 Elect Director and Audit Committee For For Management Member Ishikawa, Yasuhisa 2.2 Elect Director and Audit Committee For For Management Member Yoshimoto, Yoko 3 Elect Alternate Director and Audit For For Management Committee Member Morimoto, Shigeru 4 Approve Equity Compensation Plan For For Management -------------------------------------------------------------------------------- KURIYAMA HOLDINGS CORP. Ticker: 3355 Security ID: J37243102 Meeting Date: MAR 28, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 36 2.1 Elect Director Nose, Hironobu For For Management 2.2 Elect Director Lester Kraska For For Management 2.3 Elect Director Thomas Hanyok For For Management 2.4 Elect Director Konuki, Shigehiko For For Management 2.5 Elect Director Futami, Takeshi For For Management 2.6 Elect Director Omura, Nobuhiko For For Management 3.1 Elect Director and Audit Committee For For Management Member Miyachi, Hisato 3.2 Elect Director and Audit Committee For For Management Member Izumoto, Tetsuya 3.3 Elect Director and Audit Committee For For Management Member Matsumoto, Kunio 3.4 Elect Director and Audit Committee For For Management Member Nanayama, Seigaku 4 Approve Trust-Type Equity Compensation For For Management Plan and Phantom Stock Plan -------------------------------------------------------------------------------- KYOSAN ELECTRIC MFG. CO. LTD. Ticker: 6742 Security ID: J37866118 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Tokodai, Tsutomu For For Management 3.2 Elect Director Nishikawa, Tsutomu For Against Management 3.3 Elect Director Onodera, Toru For For Management 3.4 Elect Director Toho, Hisazumi For For Management 3.5 Elect Director Yoshikawa, Takashi For For Management 3.6 Elect Director Nishida, Shigenobu For Against Management 3.7 Elect Director Kaneshi, Toyoaki For For Management 3.8 Elect Director Fujimoto, Katsuhiko For For Management 3.9 Elect Director Sakamoto, Masanari For For Management 4 Appoint Alternate Statutory Auditor For For Management Konno, Akio 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- LIFENET INSURANCE COMPANY Ticker: 7157 Security ID: J38957106 Meeting Date: JUN 24, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iwase, Daisuke For Against Management 1.2 Elect Director Mori, Ryosuke For Against Management 1.3 Elect Director Nishida, Masayuki For Against Management 1.4 Elect Director Hatta, Hitoshi For Against Management 1.5 Elect Director Sakasai, Masanori For Against Management 1.6 Elect Director Koba, Yasuhiro For Against Management 1.7 Elect Director Shinotsuka, Eiko For Against Management 1.8 Elect Director Takatani, Masanobu For Against Management 1.9 Elect Director Mizukoshi, Yutaka For Against Management 1.10 Elect Director Katsuki, Tomohiko For Against Management 2 Approve Compensation Ceiling for For Against Management Directors -------------------------------------------------------------------------------- MACNICA FUJI ELECTRONICS HOLDINGS INC. Ticker: 3132 Security ID: J3923S106 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32.5 2 Elect Director Kinoshita, Hitoshi For For Management -------------------------------------------------------------------------------- MAEDA KOSEN CO., LTD. Ticker: 7821 Security ID: J39495106 Meeting Date: DEC 19, 2017 Meeting Type: Annual Record Date: SEP 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maeda, Yukitoshi For For Management 1.2 Elect Director Maeda, Takahiro For For Management 1.3 Elect Director Saito, Yasuo For For Management 1.4 Elect Director Mimura, Tomo For For Management 1.5 Elect Director Matsumoto, Akira For For Management 1.6 Elect Director Shinki, Fujio For For Management 2 Appoint Statutory Auditor Sumida, For For Management Toshiichiro -------------------------------------------------------------------------------- MEC CO. LTD. Ticker: 4971 Security ID: J4580E109 Meeting Date: MAR 23, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maeda, Kazuo For For Management 1.2 Elect Director Nagai, Makoto For For Management 1.3 Elect Director Nakagawa, Toshiko For For Management 1.4 Elect Director Nishiyama, Yutaka For For Management 2.1 Elect Director and Audit Committee For For Management Member Satake, Takayuki 2.2 Elect Director and Audit Committee For For Management Member Tanaka, Akiko 2.3 Elect Director and Audit Committee For For Management Member Takao, Mitsutoshi 3 Elect Alternate Director and Audit For For Management Committee Member Okuda, Takao -------------------------------------------------------------------------------- METAWATER CO.,LTD. Ticker: 9551 Security ID: J4231P107 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nakamura, Yasushi For For Management 1.2 Elect Director Fukushima, Ichiro For For Management 1.3 Elect Director Kato, Akira For For Management 1.4 Elect Director Nishio, Akira For For Management 1.5 Elect Director Sakabe, Susumu For For Management 1.6 Elect Director Matsumura, Motofumi For For Management 1.7 Elect Director Sue, Keiichiro For For Management 1.8 Elect Director Aizawa, Kaoru For For Management 1.9 Elect Director Kosao, Fumiko For For Management 2.1 Appoint Statutory Auditor Uemura, For For Management Kimihiko 2.2 Appoint Statutory Auditor Takimoto, For For Management Kazuo 3.1 Appoint Alternate Statutory Auditor For For Management Sato, Junichi 3.2 Appoint Alternate Statutory Auditor For For Management Shoda, Kenji -------------------------------------------------------------------------------- MIMAKI ENGINEERING CO LTD Ticker: 6638 Security ID: J4318H101 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2.1 Elect Director Ikeda, Akira For For Management 2.2 Elect Director Ikeda, Kazuaki For For Management 2.3 Elect Director Takeuchi, Kazuyuki For For Management 2.4 Elect Director Miyake, Hiroshi For For Management 2.5 Elect Director Haba, Yasuhiro For For Management 2.6 Elect Director Shimizu, Koji For For Management 2.7 Elect Director Makino, Nariaki For For Management 2.8 Elect Director Tanaka, Noriyuki For Against Management 2.9 Elect Director Tanaka, Makoto For For Management 2.10 Elect Director Arai, Hisamitsu For For Management 3.1 Appoint Statutory Auditor Iwashita, For For Management Tomokazu 3.2 Appoint Statutory Auditor Tsuchiya, For For Management Yukio 4 Appoint Alternate Statutory Auditor For For Management Sato, Tetsuo 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- MIRAIT HOLDINGS CORP Ticker: 1417 Security ID: J4307G106 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Approve Share Exchange Agreement with For For Management TTK 3.1 Elect Director Suzuki, Masatoshi For Against Management 3.2 Elect Director Takahatake, Koichi For Against Management 3.3 Elect Director Nakayama, Toshiki For Against Management 3.4 Elect Director Kiriyama, Manabu For Against Management 3.5 Elect Director Hara, Ryuichi For Against Management 3.6 Elect Director Yamamoto, Yasuhiro For Against Management 3.7 Elect Director Hosokawa, Masayoshi For For Management 3.8 Elect Director Doi, Mikio For Against Management 3.9 Elect Director Ebinuma, Eiji For For Management 3.10 Elect Director Baba, Chiharu For For Management 4.1 Appoint Statutory Auditor Seki, Hiroshi For For Management 4.2 Appoint Statutory Auditor Katsumaru, For For Management Chiaki 5 Appoint Alternate Statutory Auditor For For Management Takamiya, Yoichi -------------------------------------------------------------------------------- MITSUBISHI LOGISNEXT CO LTD Ticker: 7105 Security ID: J56558109 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 11 2.1 Elect Director Ninomiya, Hideaki For For Management 2.2 Elect Director Mikogami, Takashi For For Management 2.3 Elect Director Kagami, Masanori For For Management 2.4 Elect Director Fujita,Shinji For For Management 2.5 Elect Director Yamamoto, Hiroaki For For Management 2.6 Elect Director Kato, Takayuki For For Management 2.7 Elect Director Okochi, Ken For For Management -------------------------------------------------------------------------------- MITSUBISHI NICHIYU FORKLIFT CO. Ticker: 7105 Security ID: J56558109 Meeting Date: SEP 15, 2017 Meeting Type: Special Record Date: AUG 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management -------------------------------------------------------------------------------- NEC NETWORKS & SYSTEM INTEGRATION CORP. Ticker: 1973 Security ID: J4884R103 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wada, Masao For For Management 1.2 Elect Director Ushijima, Yushi For For Management 1.3 Elect Director Goji, Masafumi For For Management 1.4 Elect Director Ito, Yasuhiro For For Management 1.5 Elect Director Fuwa, Hisayoshi For For Management 1.6 Elect Director Hirono, Michiko For For Management 1.7 Elect Director Ashida, Junji For For Management 1.8 Elect Director Noda, Osamu For For Management 1.9 Elect Director Ashizawa, Michiko For For Management 1.10 Elect Director Kudo, Morihiko For For Management 2 Appoint Statutory Auditor Kikuchi, Yuji For For Management -------------------------------------------------------------------------------- NIHON FLUSH CO LTD Ticker: 7820 Security ID: J50518109 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takahashi, Eiji For For Management 1.2 Elect Director Nishihara, Yoshihiko For For Management 1.3 Elect Director Yan, Sombyo For For Management 1.4 Elect Director Shono, Jun For For Management 1.5 Elect Director Tomonari, Muneyasu For For Management 1.6 Elect Director Kishi, Ichiro For For Management 1.7 Elect Director Iwashima, Toshiya For For Management -------------------------------------------------------------------------------- NIHON KOHDEN CORP. Ticker: 6849 Security ID: J50538115 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 18 2.1 Elect Director Ogino, Hirokazu For For Management 2.2 Elect Director Tamura, Takashi For For Management 2.3 Elect Director Hasegawa, Tadashi For For Management 2.4 Elect Director Yanagihara, Kazuteru For For Management 2.5 Elect Director Hirose, Fumio For For Management 2.6 Elect Director Tanaka, Eiichi For For Management 2.7 Elect Director Yoshitake, Yasuhiro For For Management 2.8 Elect Director Yamauchi, Masaya For For Management 2.9 Elect Director Obara, Minoru For For Management 3.1 Elect Director and Audit Committee For For Management Member Ikuta, Kazuhiko 3.2 Elect Director and Audit Committee For For Management Member Kawamura, Masahiro 3.3 Elect Director and Audit Committee For For Management Member Kawatsuhara, Shigeru 4 Elect Alternate Director and Audit For For Management Committee Member Moriwaki, Sumio -------------------------------------------------------------------------------- NIHON UNISYS LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Hiraoka, Akiyoshi For For Management 2.2 Elect Director Mukai, Susumu For For Management 2.3 Elect Director Mukai, Toshio For For Management 2.4 Elect Director Saito, Noboru For For Management 2.5 Elect Director Katsuya, Koji For For Management 2.6 Elect Director Sugimoto, Toshiki For For Management 2.7 Elect Director Kawada, Go For For Management 2.8 Elect Director Sonoda, Ayako For For Management 2.9 Elect Director Sato, Chie For For Management 3.1 Appoint Statutory Auditor Uchiyama, For For Management Etsuo 3.2 Appoint Statutory Auditor Hashimoto, For For Management Hirofumi 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NIPPON KOEI CO. LTD. Ticker: 1954 Security ID: J34770107 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Takano, Noboru For Against Management 1.2 Elect Director Mizukoshi, Akira For Against Management 1.3 Elect Director Arimoto, Ryuichi For For Management 1.4 Elect Director Akiyoshi, Hiroyuki For For Management 1.5 Elect Director Tsuyusaki, Takayasu For For Management 1.6 Elect Director Kanai, Haruhiko For For Management 1.7 Elect Director Sakunaka, Hideyuki For For Management 1.8 Elect Director Shinya, Hiroaki For For Management 1.9 Elect Director Hirusaki, Yasushi For For Management 1.10 Elect Director Ichikawa, Hiizu For For Management 1.11 Elect Director Kusaka, Kazumasa For For Management 2 Appoint Statutory Auditor Koizumi, For For Management Yoshiko 3 Appoint Alternate Statutory Auditor For For Management Sudo, Hideaki 4 Approve Equity Compensation Plan For For Management 5 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- NIPPON SEIKI CO. Ticker: 7287 Security ID: J55483101 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagai, Shoji For Against Management 1.2 Elect Director Takada, Hirotoshi For For Management 1.3 Elect Director Sato, Morito For For Management 1.4 Elect Director Okawa, Makoto For For Management 1.5 Elect Director Sato, Koichi For For Management 1.6 Elect Director Suzuki, Junichi For For Management 1.7 Elect Director Hirata, Yuji For For Management 1.8 Elect Director Sakikawa, Takashi For For Management 1.9 Elect Director Tomiyama, Eiko For For Management 2.1 Appoint Statutory Auditor Otaki, For For Management Haruhiko 2.2 Appoint Statutory Auditor Nagai, For For Management Tatsuya 3 Appoint Alternate Statutory Auditor For For Management Shimamune, Ryuichi -------------------------------------------------------------------------------- NISSEI ASB MACHINE CO. LTD. Ticker: 6284 Security ID: J5730N105 Meeting Date: DEC 19, 2017 Meeting Type: Annual Record Date: SEP 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Provisions on For For Management Number of Directors 2.1 Elect Director Aoki, Daiichi For For Management 2.2 Elect Director Miyasaka, Junichi For For Management 2.3 Elect Director Ogihara, Shuichi For For Management 2.4 Elect Director Oi, Masahiko For For Management 2.5 Elect Director Aoki, Kota For For Management 2.6 Elect Director Fujiwara, Hideaki For For Management 2.7 Elect Director Karel For For Management Keersmaekers-Michiels 2.8 Elect Director Hiromatsu, Kuniaki For For Management 2.9 Elect Director Sakai, Masayuki For For Management 2.10 Elect Director Himori, Keiji For For Management 2.11 Elect Director Midorikawa, Masahiro For For Management 3 Appoint Statutory Auditor Fuse, Keiichi For For Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- NITTOKU ENGINEERING Ticker: 6145 Security ID: J49936107 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2.1 Elect Director Sugimoto, Shinji For For Management 2.2 Elect Director Matsuo, Mitsugu For For Management 2.3 Elect Director Usami, Noboru For For Management 3 Appoint Alternate Statutory Auditor For For Management Sugimoto, Toshiharu -------------------------------------------------------------------------------- NS SOLUTIONS CORP. Ticker: 2327 Security ID: J59332106 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Shashiki, Munetaka For For Management 2.2 Elect Director Kitamura, Koichi For For Management 2.3 Elect Director Kondo, Kazumasa For For Management 2.4 Elect Director Oshiro, Takashi For For Management 2.5 Elect Director Morita, Hiroyuki For For Management 2.6 Elect Director Kunimoto, Mamoru For For Management 2.7 Elect Director Fukushima, Tetsuji For For Management 2.8 Elect Director Tamaoki, Kazuhiko For For Management 2.9 Elect Director Kamoshida, Akira For For Management 2.10 Elect Director Aoshima, Yaichi For For Management -------------------------------------------------------------------------------- OBIC BUSINESS CONSULTANTS CO. LTD. Ticker: 4733 Security ID: J59469106 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management - Authorize Public Announcements in Electronic Format 3 Elect Director Kawanishi, Atsushi For For Management 4 Appoint Statutory Auditor Isaka, Shinji For For Management 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- OKAMURA CORP. Ticker: 7994 Security ID: J60514114 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2 Approve Takeover Defense Plan (Poison For Against Management Pill) 3.1 Elect Director Nakamura, Masayuki For Against Management 3.2 Elect Director Sato, Kiyoshi For Against Management 3.3 Elect Director Kikuchi, Shigeji For Against Management 3.4 Elect Director Toshida, Teiichi For Against Management 3.5 Elect Director Iwata, Toshikazu For Against Management 3.6 Elect Director Yamamoto, Fumio For Against Management 3.7 Elect Director Yamaki, Kenichi For Against Management 3.8 Elect Director Tanaka, Norikazu For For Management 3.9 Elect Director Asano, Hiromi For For Management 3.10 Elect Director Ito, Hiroyoshi For For Management 3.11 Elect Director Koguma, Seiji For Against Management 3.12 Elect Director Kaneko, Hajime For Against Management 3.13 Elect Director Inoue, Ken For Against Management 3.14 Elect Director Tajiri, Makoto For Against Management 3.15 Elect Director Makino, Hiroshi For Against Management 3.16 Elect Director Sakatoku, Shinji For Against Management 3.17 Elect Director Kono, Naoki For Against Management 3.18 Elect Director Arakawa, Kazumi For For Management 4.1 Appoint Alternate Statutory Auditor For For Management Hayashi, Mutsuo 4.2 Appoint Alternate Statutory Auditor For For Management Oki, Shohachi -------------------------------------------------------------------------------- PACIFIC INDUSTRIAL CO. LTD. Ticker: 7250 Security ID: J63438105 Meeting Date: JUN 16, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Ogawa, Shinya For For Management 2.2 Elect Director Ishizuka, Takayuki For For Management 2.3 Elect Director Ogawa, Tetsushi For Against Management 2.4 Elect Director Suzuki, Katsuya For For Management 2.5 Elect Director Kayukawa, Hisashi For For Management 2.6 Elect Director Kurokawa, Hiroshi For For Management 2.7 Elect Director Motojima, Osamu For For Management 3 Appoint Alternate Statutory Auditor For For Management Kinjo, Toshio -------------------------------------------------------------------------------- RESORTTRUST INC. Ticker: 4681 Security ID: J6448M108 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Ito, Yoshiro For For Management 2.2 Elect Director Ito, Katsuyasu For For Management 2.3 Elect Director Fushimi, Ariyoshi For For Management 2.4 Elect Director Ito, Masaaki For For Management 2.5 Elect Director Iuchi, Katsuyuki For Against Management 2.6 Elect Director Shintani, Atsuyuki For Against Management 2.7 Elect Director Uchiyama, Toshihiko For Against Management 2.8 Elect Director Takagi, Naoshi For For Management 2.9 Elect Director Ogino, Shigetoshi For For Management 2.10 Elect Director Furukawa, Tetsuya For For Management 2.11 Elect Director Kawaguchi, Masahiro For For Management 2.12 Elect Director Nonaka, Tomoyo For Against Management 2.13 Elect Director Hanada, Shinichiro For For Management 2.14 Elect Director Terazawa, Asako For For Management 3 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- SANKO GOSEI LTD. Ticker: 7888 Security ID: J67543108 Meeting Date: AUG 29, 2017 Meeting Type: Annual Record Date: MAY 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2 Amend Articles to Amend Business Lines For For Management - Amend Provisions on Number of Directors 3.1 Elect Director Kuroda, Kenso For For Management 3.2 Elect Director Shibata, Tatsuo For For Management 3.3 Elect Director Mitsushima, Toshio For For Management 3.4 Elect Director Serikawa, Akira For For Management 3.5 Elect Director Kusumi, Armen For For Management 3.6 Elect Director Nakamura, Koji For For Management 3.7 Elect Director Hanzawa, Hiroaki For For Management 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- SATO HOLDING CORPORATION Ticker: 6287 Security ID: J69682102 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 33 2.1 Elect Director Kotaki, Ryutaro For For Management 2.2 Elect Director Nishida, Koichi For For Management 2.3 Elect Director Dobashi, Ikuo For For Management 2.4 Elect Director Narumi, Tatsuo For For Management 2.5 Elect Director Abe, Yoichi For For Management 2.6 Elect Director Suzuki, Ken For For Management 2.7 Elect Director Tanaka, Yuko For For Management 2.8 Elect Director Ito, Ryoji For For Management 2.9 Elect Director Shimaguchi, Mitsuaki For For Management 2.10 Elect Director Yamada, Hideo For For Management 2.11 Elect Director Matsuda, Chieko For For Management 3 Appoint Statutory Auditor Yokoi, For For Management Nobuhiro -------------------------------------------------------------------------------- SBS HOLDINGS INC. Ticker: 2384 Security ID: J6985F102 Meeting Date: MAR 27, 2018 Meeting Type: Annual Record Date: DEC 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kamata, Masahiko For For Management 1.2 Elect Director Iriyama, Kenichi For For Management 1.3 Elect Director Taiji, Masato For For Management 1.4 Elect Director Sato, Yoshitsugu For For Management 1.5 Elect Director Iwasaki, Jiro For For Management 1.6 Elect Director Sekimoto, Tetsuya For For Management 2 Appoint Alternate Statutory Auditor For For Management Suzuki, Tomoyuki -------------------------------------------------------------------------------- SEIREN CO. LTD. Ticker: 3569 Security ID: J70402102 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 15 2.1 Elect Director Kawada, Tatsuo For For Management 2.2 Elect Director Tsubota, Koji For For Management 2.3 Elect Director Nomura, Masakazu For For Management 2.4 Elect Director U, Ki For For Management 2.5 Elect Director Makida, Hiroyuki For For Management 2.6 Elect Director Oenoki, Toshiyuki For For Management 2.7 Elect Director Yoshino, Ryujiro For For Management 2.8 Elect Director Kitabata, Takao For For Management 2.9 Elect Director Hotta, Kensuke For For Management 2.10 Elect Director Ueyama, Koichi For For Management 2.11 Elect Director Yamada, Hideyuki For For Management 2.12 Elect Director Kawada, Koji For For Management 2.13 Elect Director Katsuki, Tomofumi For For Management 3 Appoint Statutory Auditor Kaiami, For For Management Makoto 4 Approve Equity Compensation Plan For For Management -------------------------------------------------------------------------------- SHIBUYA KOGYO CO. LTD. Ticker: 6340 Security ID: J71649107 Meeting Date: SEP 26, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Shibuya, Hirotoshi For Against Management 2.2 Elect Director Shibuya, Susumu For Against Management 2.3 Elect Director Kubo, Naoyoshi For Against Management 2.4 Elect Director Kobayashi, Takeo For Against Management 2.5 Elect Director Naka, Toshiaki For For Management 2.6 Elect Director Mori, Katsumi For For Management 2.7 Elect Director Yoshimichi, Yoshiaki For For Management 2.8 Elect Director Kitamura, Hiroshi For For Management 2.9 Elect Director Honda, Munetaka For For Management 2.10 Elect Director Kawamura, Takashi For For Management 2.11 Elect Director Shibuya, Mitsutoshi For Against Management 2.12 Elect Director Shibuya, Hidetoshi For Against Management 2.13 Elect Director Nishino, Yukinobu For For Management 2.14 Elect Director Tsuchimoto, Kazunori For For Management 2.15 Elect Director Nishida, Masakiyo For For Management 2.16 Elect Director Nagai, Hidetsugu For For Management 2.17 Elect Director Ota, Masato For For Management 2.18 Elect Director Nakanishi, Shinji For For Management 2.19 Elect Director Watanabe, Hidekatsu For For Management 2.20 Elect Director Sugai, Toshiaki For For Management 3 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- SHIP HEALTHCARE HOLDINGS INC Ticker: 3360 Security ID: J7T445100 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 64 2.1 Elect Director Furukawa, Kunihisa For For Management 2.2 Elect Director Konishi, Kenzo For For Management 2.3 Elect Director Ogawa, Hirotaka For For Management 2.4 Elect Director Ohashi, Futoshi For For Management 2.5 Elect Director Okimoto, Koichi For For Management 2.6 Elect Director Masuda, Jun For For Management 2.7 Elect Director Kobayashi, Hiroyuki For For Management 2.8 Elect Director Yokoyama, Hiroshi For For Management 2.9 Elect Director Hayakawa, Kiyoshi For For Management 2.10 Elect Director Izumi, Yasuo For For Management 2.11 Elect Director Wada, Yoshiaki For For Management 2.12 Elect Director Sano, Seiichiro For For Management 3 Appoint Statutory Auditor Ouchi, For For Management Yoichiro -------------------------------------------------------------------------------- STELLA CHEMIFA CORP. Ticker: 4109 Security ID: J7674E109 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fukada, Junko For For Management 1.2 Elect Director Hashimoto, Aki For For Management 1.3 Elect Director Saka, Kiyonori For For Management 1.4 Elect Director Takano, Jun For For Management 1.5 Elect Director Miyashita, Masayuki For For Management 1.6 Elect Director Ogata, Norio For For Management 1.7 Elect Director Tsuchiya, Masaaki For For Management 1.8 Elect Director Izumi, Hiroto For For Management 1.9 Elect Director Nakashima, Yasuhiko For For Management 2.1 Elect Director and Audit Committee For For Management Member Kikuyama, Hirohisa 2.2 Elect Director and Audit Committee For For Management Member Okano, Isao 2.3 Elect Director and Audit Committee For For Management Member Nishimura, Yusaku 2.4 Elect Director and Audit Committee For For Management Member Matsumura, Sine 3 Approve Director Retirement Bonus For Against Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SUN CORPORATION Ticker: 6736 Security ID: J7287N108 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 20 2.1 Elect Director Yamaguchi, Masanori For For Management 2.2 Elect Director Kamegai, Katsuhisa For For Management 2.3 Elect Director Yamamoto, Yasushi For For Management 2.4 Elect Director Yamagishi, Sakae For For Management 2.5 Elect Director Sano, Masahito For For Management 2.6 Elect Director Iribe, Naoyuki For For Management 3.1 Elect Director and Audit Committee For For Management Member Kitajima, Mitsuharu 3.2 Elect Director and Audit Committee For For Management Member Okajima, Akira 3.3 Elect Director and Audit Committee For For Management Member Miyata, Yutaka -------------------------------------------------------------------------------- SUZUKI CO. LTD. Ticker: 6785 Security ID: J7845N103 Meeting Date: SEP 28, 2017 Meeting Type: Annual Record Date: JUN 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2.1 Elect Director Suzuki, Noriyoshi For For Management 2.2 Elect Director Yokoyama, Katsuto For For Management 2.3 Elect Director Takayama, Akira For For Management 3.1 Elect Director and Audit Committee For For Management Member Yoshida, Shoichi 3.2 Elect Director and Audit Committee For For Management Member Matsumoto, Mitsuhiro 3.3 Elect Director and Audit Committee For For Management Member Kawabe, Yusuke 4 Elect Alternate Director and Audit For For Management Committee Member Kobayashi, Kiyomoto -------------------------------------------------------------------------------- TAKEEI CORP. Ticker: 2151 Security ID: J81304107 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Mitsumoto, Mamoru For For Management 2.2 Elect Director Yamaguchi, Hitoshi For For Management 2.3 Elect Director Koshiishi, Hiroshi For For Management 2.4 Elect Director Koike, Yoji For For Management 2.5 Elect Director Yoshitomi, Hideo For For Management 2.6 Elect Director Abe, Mitsuo For For Management 2.7 Elect Director Kasuya, Takeshi For For Management 2.8 Elect Director Yokoi, Naoto For For Management 2.9 Elect Director Umeda, Akihiko For For Management 3.1 Appoint Statutory Auditor Ishii, Tomoji For For Management 3.2 Appoint Statutory Auditor Sugino, Shoko For For Management -------------------------------------------------------------------------------- TAKUMA CO. LTD. Ticker: 6013 Security ID: J81539108 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2.1 Elect Director Kato, Takaaki For For Management 2.2 Elect Director Numata, Kengo For For Management 2.3 Elect Director Nanjo, Hiroaki For For Management 2.4 Elect Director Nishiyama, Tsuyohito For For Management 2.5 Elect Director Takeguchi, Hideki For For Management 2.6 Elect Director Tanaka, Koji For For Management 3.1 Elect Director and Audit Committee For For Management Member Enomoto, Yasushi 3.2 Elect Director and Audit Committee For For Management Member Satake, Hiromichi 3.3 Elect Director and Audit Committee For For Management Member Iwahashi, Osamu 3.4 Elect Director and Audit Committee For For Management Member Murata, Minoru -------------------------------------------------------------------------------- TOCALO CO LTD Ticker: 3433 Security ID: J84227123 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 15 2.1 Elect Director Miki, Takeshi For For Management 2.2 Elect Director Goto, Hiroshi For For Management 2.3 Elect Director Takihara, Keiko For For Management 3 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TONAMI HOLDINGS CO., LTD. Ticker: 9070 Security ID: J8T195109 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2 Amend Articles to Amend Business Lines For For Management - Clarify Provisions on Alternate Statutory Auditors 3 Appoint Alternate Statutory Auditor For For Management Oda, Toshiyuki -------------------------------------------------------------------------------- TOPRE CORP. Ticker: 5975 Security ID: J89365100 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Uchigasaki, Shinichiro For For Management 2.2 Elect Director Matsuoka, Kunikazu For For Management 2.3 Elect Director Sawa, Takashi For For Management 2.4 Elect Director Yamamoto, Yutaka For For Management 2.5 Elect Director Tsuyuki, Yoshinori For For Management 2.6 Elect Director Furusawa, Ryosuke For For Management 2.7 Elect Director Imaizumi, Kiminari For For Management 2.8 Elect Director Harata, Katsuro For For Management 2.9 Elect Director Osaki, Masao For For Management 2.10 Elect Director Shimizu, Hideo For For Management 2.11 Elect Director Takada, Tsuyoshi For For Management 2.12 Elect Director Ogasawara, Naoshi For For Management 3 Appoint Statutory Auditor Kitagawa, For For Management Koichi -------------------------------------------------------------------------------- UKC HOLDINGS CORPORATION Ticker: 3156 Security ID: J9404A100 Meeting Date: SEP 15, 2017 Meeting Type: Annual Record Date: JUL 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurita, Nobuki For For Management 1.2 Elect Director Taguchi, Masaaki For For Management 1.3 Elect Director Yajima, Hiroshi For For Management 1.4 Elect Director Shimazaki, Noriaki For For Management 1.5 Elect Director Iwamoto, Eisaburo For For Management 2.1 Appoint Statutory Auditor Morita, For For Management Kiyofumi 2.2 Appoint Statutory Auditor Sakakura, For For Management Yuji 2.3 Appoint Statutory Auditor Togawa, For For Management Kiyoshi 3 Appoint Alternate Statutory Auditor For For Management Akiyama, Harukazu -------------------------------------------------------------------------------- UMC ELECTRONICS CO., LTD. Ticker: 6615 Security ID: ADPV33788 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAR 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 30 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Nozoe, Kuniaki For For Management 3.2 Elect Director Uchiyama, Shigeki For For Management 3.3 Elect Director Kashiwagi, Ryoji For For Management 3.4 Elect Director Takasu, Kazuhisa For For Management 3.5 Elect Director Okamoto, Keizo For For Management 3.6 Elect Director Takada, Akito For For Management 3.7 Elect Director Otoshi, Kota For For Management 3.8 Elect Director Kuwahara, Hiroshi For For Management 3.9 Elect Director Omiya, Tadashi For For Management 4 Appoint Statutory Auditor Nagamine, For For Management Haruhito ====================== Hennessy Large Cap Financial Fund ======================= AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne L. Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Richard C. Levin For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Michael D. White For For Management 1m Elect Director Thomas D. Woods For For Management 1n Elect Director R. David Yost For For Management 1o Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 05, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For For Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Report on Methane Emissions Against Against Shareholder Management, Including Reduction Targets 3 Report on Sustainability Against Against Shareholder -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard D. Fairbank For For Management 1B Elect Director Aparna Chennapragada For For Management 1C Elect Director Ann Fritz Hackett For For Management 1D Elect Director Lewis Hay, III For For Management 1E Elect Director Benjamin P. Jenkins, III For For Management 1F Elect Director Peter Thomas Killalea For For Management 1G Elect Director Pierre E. Leroy For For Management 1H Elect Director Peter E. Raskind For For Management 1I Elect Director Mayo A. Shattuck, III For For Management 1J Elect Director Bradford H. Warner For For Management 1K Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Existing Ownership Threshold For For Management for Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director John C. Dugan For For Management 1d Elect Director Duncan P. Hennes For For Management 1e Elect Director Peter B. Henry For For Management 1f Elect Director Franz B. Humer For For Management 1g Elect Director S. Leslie Ireland For For Management 1h Elect Director Renee J. James For For Management 1i Elect Director Eugene M. McQuade For For Management 1j Elect Director Michael E. O'Neill For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Anthony M. Santomero For For Management 1m Elect Director Diana L. Taylor For For Management 1n Elect Director James S. Turley For For Management 1o Elect Director Deborah C. Wright For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management De Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Human and Indigenous People's Against Against Shareholder Rights Policy 6 Provide for Cumulative Voting Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder 8 Amend Proxy Access Right Against Against Shareholder 9 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 10 Amend Bylaws -- Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Mark Casady For For Management 1.3 Elect Director Christine M. Cumming For For Management 1.4 Elect Director Anthony Di Iorio For For Management 1.5 Elect Director William P. Hankowsky For For Management 1.6 Elect Director Howard W. Hanna, III For For Management 1.7 Elect Director Leo I. ("Lee") Higdon For For Management 1.8 Elect Director Charles J. ("Bud") Koch For For Management 1.9 Elect Director Arthur F. Ryan For For Management 1.10 Elect Director Shivan S. Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director Gary R. Heminger For For Management 1.9 Elect Director Jewell D. Hoover For For Management 1.10 Elect Director Eileen A. Mallesch For For Management 1.11 Elect Director Michael B. McCallister For For Management 1.12 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William I. Jacobs For For Management 1.2 Elect Director Robert H.B. Baldwin, Jr. For For Management 1.3 Elect Director Alan M. Silberstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Stephen B. Burke For For Management 1d Elect Director Todd A. Combs For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Mellody Hobson For For Management 1i Elect Director Laban P. Jackson, Jr. For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Lee R. Raymond For For Management 1l Elect Director William C. Weldon For For Management 2 Ratify Existing Ownership Threshold For For Management for Shareholders to Call Special Meeting 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chairman Against Against Shareholder 7 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 8 Institute Procedures to Prevent Against Against Shareholder Investments in Companies that Contribute to Genocide or Crimes Against Humanity 9 Restore or Provide for Cumulative Against Against Shareholder Voting -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Gary M. Crosby For For Management 1.4 Elect Director Alexander M. Cutler For For Management 1.5 Elect Director H. James Dallas For For Management 1.6 Elect Director Elizabeth R. Gile For For Management 1.7 Elect Director Ruth Ann M. Gillis For For Management 1.8 Elect Director William G. Gisel, Jr. For For Management 1.9 Elect Director Carlton L. Highsmith For For Management 1.10 Elect Director Richard J. Hipple For For Management 1.11 Elect Director Kristen L. Manos For For Management 1.12 Elect Director Beth E. Mooney For For Management 1.13 Elect Director Demos Parneros For For Management 1.14 Elect Director Barbara R. Snyder For For Management 1.15 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Steven J. Freiberg For For Management 1g Elect Director Julius Genachowski For For Management 1h Elect Director Choon Phong Goh For For Management 1i Elect Director Merit E. Janow For For Management 1j Elect Director Nancy Karch For For Management 1k Elect Director Oki Matsumoto For For Management 1l Elect Director Rima Qureshi For For Management 1m Elect Director Jose Octavio Reyes For For Management Lagunes 1n Elect Director Jackson Tai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Jorge A. Bermudez For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Kathryn M. Hill For For Management 1.5 Elect Director Raymond W. McDaniel, Jr. For For Management 1.6 Elect Director Henry A. McKinnell, Jr. For For Management 1.7 Elect Director Leslie F. Seidman For For Management 1.8 Elect Director Bruce Van Saun For For Management 1.9 Elect Director Gerrit Zalm For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Compensation Clawback Policy Against Against Shareholder -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Jami Miscik For For Management 1h Elect Director Dennis M. Nally For For Management 1i Elect Director Hutham S. Olayan For For Management 1j Elect Director Ryosuke Tamakoshi For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 03, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Wences Casares For For Management 1c Elect Director Jonathan Christodoro For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Belinda J. Johnson For For Management 1g Elect Director Gail J. McGovern For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Amend Proxy Access Right Against Against Shareholder 7 Report on Political Contributions Against Against Shareholder 8 Amend Board Governance Documents to Against Against Shareholder Define Human Rights Responsibilities -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: MAR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn A. Byrne For For Management 1.2 Elect Director Alfonse M. D'Amato For For Management 1.3 Elect Director Jeffrey W. Meshel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For For Management 1.2 Elect Director Mary Meeker For For Management 1.3 Elect Director Naveen Rao For For Management 1.4 Elect Director Lawrence Summers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Agnes Bundy Scanlan For For Management 1.2 Elect Director Dallas S. Clement For For Management 1.3 Elect Director Paul R. Garcia For For Management 1.4 Elect Director M. Douglas Ivester For For Management 1.5 Elect Director Donna S. Morea For For Management 1.6 Elect Director David M. Ratcliffe For For Management 1.7 Elect Director William H. Rogers, Jr. For For Management 1.8 Elect Director Frank P. Scruggs, Jr. For For Management 1.9 Elect Director Bruce L. Tanner For For Management 1.10 Elect Director Steven C. Voorhees For For Management 1.11 Elect Director Thomas R. Watjen For For Management 1.12 Elect Director Phail Wynn, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For For Management 1e Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Prepare Employment Diversity Report Against Against Shareholder 7 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 02, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director William W. George For For Management 1e Elect Director James A. Johnson For For Management 1f Elect Director Ellen J. Kullman For For Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Bunch For For Management 1.2 Elect Director Debra A. Cafaro For For Management 1.3 Elect Director Marjorie Rodgers For For Management Cheshire 1.4 Elect Director William S. Demchak For For Management 1.5 Elect Director Andrew T. Feldstein For For Management 1.6 Elect Director Daniel R. Hesse For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Linda R. Medler For For Management 1.9 Elect Director Martin Pfinsgraff For For Management 1.10 Elect Director Donald J. Shepard For For Management 1.11 Elect Director Michael J. Ward For For Management 1.12 Elect Director Gregory D. Wasson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Kriss Cloninger, III For For Management 1c Elect Director Walter W. Driver, Jr. For For Management 1d Elect Director Sidney E. Harris For For Management 1e Elect Director William M. Isaac For For Management 1f Elect Director Mason H. Lampton For For Management 1g Elect Director Connie D. McDaniel For For Management 1h Elect Director Richard A. Smith For For Management 1i Elect Director Philip W. Tomlinson For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director Richard W. Ussery For For Management 1l Elect Director M. Troy Woods For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 17, 2018 Meeting Type: Annual Record Date: FEB 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Marc N. Casper For For Management 1c Elect Director Andrew Cecere For For Management 1d Elect Director Arthur D. Collins, Jr. For For Management 1e Elect Director Kimberly J. Harris For For Management 1f Elect Director Roland A. Hernandez For For Management 1g Elect Director Doreen Woo Ho For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director David B. O'Maley For For Management 1l Elect Director O'dell M. Owens For For Management 1m Elect Director Craig D. Schnuck For For Management 1n Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 30, 2018 Meeting Type: Annual Record Date: DEC 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Gary A. Hoffman For For Management 1e Elect Director Alfred F. Kelly, Jr. For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Suzanne Nora Johnson For For Management 1i Elect Director John A.C. Swainson For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Elizabeth A. "Betsy" For For Management Duke 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Karen B. Peetz For For Management 1h Elect Director Juan A. Pujadas For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Timothy J. Sloan For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 5 Reform Executive Compensation Policy Against Against Shareholder with Social Responsibility 6 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses -------------------------------------------------------------------------------- ZILLOW GROUP, INC. Ticker: Z Security ID: 98954M101 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erik Blachford For For Management 1.2 Elect Director Spencer M. Rascoff For For Management 1.3 Elect Director Gordon Stephenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ZIONS BANCORPORATION Ticker: ZION Security ID: 989701107 Meeting Date: JUN 01, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jerry C. Atkin For For Management 1B Elect Director Gary L. Crittenden For For Management 1C Elect Director Suren K. Gupta For For Management 1D Elect Director J. David Heaney For For Management 1E Elect Director Vivian S. Lee For For Management 1F Elect Director Edward F. Murphy For For Management 1G Elect Director Roger B. Porter For For Management 1H Elect Director Stephen D. Quinn For For Management 1I Elect Director Harris H. Simmons For For Management 1J Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ====================== Hennessy Small Cap Financial Fund ======================= BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie G. Hill For For Management 1.2 Elect Director W. Kirk Wycoff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Amend Articles of Incorporation to For For Management Eliminate Ability of the Board to Change Number of Authorized Shares Without Stockholder Approval -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Kanas For For Management 1.2 Elect Director Rajinder P. Singh For For Management 1.3 Elect Director Tere Blanca For For Management 1.4 Elect Director Eugene F. DeMark For For Management 1.5 Elect Director Michael J. Dowling For For Management 1.6 Elect Director Douglas J. Pauls For For Management 1.7 Elect Director A. Gail Prudenti For For Management 1.8 Elect Director William S. Rubenstein For For Management 1.9 Elect Director Sanjiv Sobti For For Management 1.10 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roberto R. Herencia For For Management 1.2 Elect Director John R. Layman For For Management 1.3 Elect Director David I. Matson For For Management 1.4 Elect Director Kevin F. Riordan For For Management 1.5 Elect Director Terry Schwakopf For For Management 1.6 Elect Director Gordon E. Budke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BENEFICIAL BANCORP, INC. Ticker: BNCL Security ID: 08171T102 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: FEB 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Dougherty Buchholz For For Management 1.2 Elect Director Elizabeth H. Gemmill For For Management 1.3 Elect Director Roy D. Yates For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. Ticker: BRKL Security ID: 11373M107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John J. Doyle, Jr. For For Management 1B Elect Director Thomas J. Hollister For For Management 1C Elect Director Charles H. Peck For For Management 1D Elect Director Paul A. Perrault For For Management 1E Elect Director Joseph J. Slotnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPSTAR FINANCIAL HOLDINGS, INC. Ticker: CSTR Security ID: 14070T102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis C. Bottorff For For Management 1.2 Elect Director L. Earl Bentz For For Management 1.3 Elect Director Thomas R. Flynn For For Management 1.4 Elect Director Julie D. Frist For For Management 1.5 Elect Director Louis A. Green, III For For Management 1.6 Elect Director Dale W. Polley For For Management 1.7 Elect Director Stephen B. Smith For For Management 1.8 Elect Director Richard E. Thornburgh For For Management 1.9 Elect Director Claire W. Tucker For For Management 1.10 Elect Director James S. Turner, Jr. For For Management 1.11 Elect Director Toby S. Wilt For For Management 2 Ratify Elliott Davis, LLC as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CLIFTON BANCORP INC. Ticker: CSBK Security ID: 186873105 Meeting Date: AUG 09, 2017 Meeting Type: Annual Record Date: JUN 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Aguggia For For Management 1.2 Elect Director Cynthia Sisco For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLIFTON BANCORP INC. Ticker: CSBK Security ID: 186873105 Meeting Date: MAR 01, 2018 Meeting Type: Special Record Date: JAN 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Alexander A. Bol For For Management 1.4 Elect Director Stephen T. Boswell For For Management 1.5 Elect Director Frederick Fish For For Management 1.6 Elect Director Frank Huttle, III For For Management 1.7 Elect Director Michael Kempner For For Management 1.8 Elect Director Nicholas Minoia For For Management 1.9 Elect Director Joseph Parisi, Jr. For For Management 1.10 Elect Director Harold Schechter For For Management 1.11 Elect Director William A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- DIME COMMUNITY BANCSHARES, INC. Ticker: DCOM Security ID: 253922108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rosemarie Chen For For Management 1.2 Elect Director Michael P. Devine For For Management 1.3 Elect Director Joseph J. Perry For For Management 1.4 Elect Director Kevin Stein For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie M. Alperstein For For Management 1.2 Elect Director Dudley C. Dworken For For Management 1.3 Elect Director Harvey M. Goodman For For Management 1.4 Elect Director Ronald D. Paul For For Management 1.5 Elect Director Norman R. Pozez For For Management 1.6 Elect Director Kathy A. Raffa For For Management 1.7 Elect Director Susan G. Riel For For Management 1.8 Elect Director Donald R. Rogers For For Management 1.9 Elect Director Leland M. Weinstein For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FCB FINANCIAL HOLDINGS, INC. Ticker: FCB Security ID: 30255G103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors and For For Management Eliminate Supermajority Voting Requirement for Amendment of Certain Provisions of the Company's Certificate of Incorporation 2.1 Elect Director Kent S. Ellert For For Management 2.2 Elect Director Gerald Luterman For For Management 2.3 Elect Director Howard R. Curd For For Management 2.4 Elect Director Paul Anthony Novelly For For Management 2.5 Elect Director Vincent S. Tese For For Management 2.6 Elect Director Thomas E. Constance For For Management 2.7 Elect Director Frederic Salerno For For Management 2.8 Elect Director Les J. Lieberman For For Management 2.9 Elect Director Alan S. Bernikow For For Management 2.10 Elect Director William L. Mack For For Management 2.11 Elect Director Stuart I. Oran For For Management 2.12 Elect Director Kent S. Ellert For For Management 2.13 Elect Director Gerald Luterman For For Management 2.14 Elect Director Howard R. Curd For For Management 2.15 Elect Director Paul Anthony Novelly For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BANCORP. Ticker: FBP Security ID: 318672706 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Aurelio Aleman For For Management 1B Elect Director Juan Acosta Reboyras For For Management 1C Elect Director Luz A. Crespo For For Management 1D Elect Director Robert T. Gormley For For Management 1E Elect Director John A. Heffern For For Management 1F Elect Director Roberto R. Herencia For For Management 1G Elect Director David I. Matson For For Management 1H Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRST CONNECTICUT BANCORP, INC. Ticker: FBNK Security ID: 319850103 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Green For For Management 1.2 Elect Director James T. Healey, Jr. For For Management 1.3 Elect Director John J. Patrick, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. D'Iorio For For Management 1b Elect Director Louis C. Grassi For For Management 1c Elect Director Sam S. Han For For Management 1d Elect Director John E. Roe, Sr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- GREEN BANCORP, INC. Ticker: GNBC Security ID: 39260X100 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Ellis For For Management 1.2 Elect Director Scott Schaen For For Management 1.3 Elect Director Stefanie L. Shelley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GUARANTY BANCSHARES, INC. Ticker: GNTY Security ID: 400764106 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Bunch For For Management 1.2 Elect Director Molly Curl For For Management 1.3 Elect Director Christopher B. Elliott For For Management 1.4 Elect Director Weldon C. Miller For For Management 1.5 Elect Director William D. Priefert For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management -------------------------------------------------------------------------------- HARBORONE BANCORP, INC. Ticker: HONE Security ID: 41165F101 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon Jezard For For Management 1.2 Elect Director Edward F. Kent For For Management 1.3 Elect Director William A. Payne For For Management 1.4 Elect Director Wallace H. Peckham, III For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- HINGHAM INSTITUTION FOR SAVINGS Ticker: HIFS Security ID: 433323102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Desmond For For Management 1.2 Elect Director Ronald D. Falcione For For Management 1.3 Elect Director Robert A. Lane For For Management 1.4 Elect Director Scott L. Moser For For Management 1.5 Elect Director Kara Gaughen Smith For For Management 1.6 Elect Director Jacqueline M. Youngworth For For Management 2 Elect Company Clerk Jacqueline M. For For Management Youngworth 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUL 06, 2017 Meeting Type: Annual Record Date: MAY 18, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Steven J. Didion For For Management 1.3 Elect Director Jinho Doo For For Management 1.4 Elect Director Daisy Y. Ha For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Kevin S. Kim For For Management 1.7 Elect Director Steven S. Koh For For Management 1.8 Elect Director Chung Hyun Lee For For Management 1.9 Elect Director William J. Lewis For For Management 1.10 Elect Director David P. Malone For For Management 1.11 Elect Director John R. Taylor For For Management 1.12 Elect Director Scott Yoon-Suk Whang For For Management 1.13 Elect Director Dale S. Zuehls For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Steven J. Didion For For Management 1.3 Elect Director Jinho Doo For For Management 1.4 Elect Director Daisy Y. Ha For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Kevin S. Kim For For Management 1.7 Elect Director Steven S. Koh For For Management 1.8 Elect Director Chung Hyun Lee For For Management 1.9 Elect Director William J. Lewis For For Management 1.10 Elect Director David P. Malone For For Management 1.11 Elect Director John R. Taylor For For Management 1.12 Elect Director Scott Yoon-Suk Whang For For Management 1.13 Elect Director Dale S. Zuehls For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker: IBKC Security ID: 450828108 Meeting Date: MAY 09, 2018 Meeting Type: Annual Record Date: MAR 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest P. Breaux, Jr. For For Management 1.2 Elect Director Daryl G. Byrd For For Management 1.3 Elect Director John N. Casbon For For Management 1.4 Elect Director John E. Koerner, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna L. Abelli For For Management 1.2 Elect Director Kevin J. Jones For For Management 1.3 Elect Director Mary L. Lentz For For Management 1.4 Elect Director John J. Morrissey For For Management 1.5 Elect Director Frederick Taw For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 26, 2017 Meeting Type: Annual Record Date: SEP 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore J. Aanensen For For Management 1.2 Elect Director Joseph P. Mazza For For Management 1.3 Elect Director John F. Regan For For Management 1.4 Elect Director Christopher Petermann For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: MAR 01, 2018 Meeting Type: Special Record Date: JAN 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MERIDIAN BANCORP, INC. Ticker: EBSB Security ID: 58958U103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marilyn A. Censullo For For Management 1.2 Elect Director Russell L. Chin For For Management 1.3 Elect Director Richard J. Gavegnano For For Management 1.4 Elect Director Gregory F. Natalucci For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: JAN 22, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick V. Moore For For Management 1.2 Elect Director Becky S. Shulman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: MAY 29, 2018 Meeting Type: Special Record Date: APR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MIDLAND STATES BANCORP, INC. Ticker: MSBI Security ID: 597742105 Meeting Date: FEB 06, 2018 Meeting Type: Special Record Date: JAN 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MIDLAND STATES BANCORP, INC. Ticker: MSBI Security ID: 597742105 Meeting Date: MAY 07, 2018 Meeting Type: Annual Record Date: MAR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Golden For For Management 1.2 Elect Director Dwight A. Miller For For Management 1.3 Elect Director Robert F. Schultz For For Management 2 Change Range for Size of the Board For For Management 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: OCT 25, 2017 Meeting Type: Special Record Date: SEP 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Devlin For For Management 1.2 Elect Director Jack M. Farris For For Management 1.3 Elect Director Diane F. Rhine For For Management 1.4 Elect Director Mark G. Solow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OPUS BANK Ticker: OPB Security ID: 684000102 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Deason For For Management 1.2 Elect Director Mark Cicirelli For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya M. Acker For For Management 1.2 Elect Director Paul R. Burke For For Management 1.3 Elect Director Craig A. Carlson For For Management 1.4 Elect Director John M. Eggemeyer, III For For Management 1.5 Elect Director C. William Hosler For For Management 1.6 Elect Director Susan E. Lester For For Management 1.7 Elect Director Roger H. Molvar For For Management 1.8 Elect Director James J. Pieczynski For For Management 1.9 Elect Director Daniel B. Platt For For Management 1.10 Elect Director Robert A. Stine For For Management 1.11 Elect Director Matthew P. Wagner For For Management 1.12 Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Adjourn Meeting For For Management 5 Other Business For For Management -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: MAR 01, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Martin For For Management 1.2 Elect Director John Pugliese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director James F. Deutsch For For Management 1.3 Elect Director Navy E. Djonovic For For Management 1.4 Elect Director Fernando Ferrer For For Management 1.5 Elect Director Robert Giambrone For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Robert W. Lazar For For Management 1.9 Elect Director Maureen Mitchell For For Management 1.10 Elect Director Patricia M. Nazemetz For For Management 1.11 Elect Director Richard O'Toole For For Management 1.12 Elect Director Ralph F. Palleschi For For Management 1.13 Elect Director Burt Steinberg For For Management 1.14 Elect Director William E. Whiston For For Management 2 Amend Bylaws to Permit Removal of For For Management Directors With or Without Cause 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- STERLING BANCORP, INC. Ticker: SBT Security ID: 85917W102 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry Allen For For Management 1.2 Elect Director Jon Fox For For Management 1.3 Elect Director Lyle Wolberg For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Ticker: UBSH Security ID: 90539J109 Meeting Date: MAY 01, 2018 Meeting Type: Annual Record Date: MAR 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beverley E. Dalton For For Management 1.2 Elect Director Thomas P. Rohman For For Management 1.3 Elect Director Thomas G. Snead, Jr. For For Management 1.4 Elect Director Charles W. Steger For For Management 1.5 Elect Director Ronald L. Tillett For For Management 1.6 Elect Director Keith L. Wampler For For Management 2.1 Elect Director Patrick E. Corbin For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED FINANCIAL BANCORP, INC. Ticker: UBNK Security ID: 910304104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. W. Crawford, For For Management IV 1b Elect Director Michael F. Crowley For For Management 1c Elect Director Raymond H. Lefurge, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 24, 2018 Meeting Type: Annual Record Date: NOV 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent J. Beardall For For Management 1.2 Elect Director Mark N. Tabbutt For For Management 1.3 Elect Director Roy M. Whitehead For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director William S. Boyd For For Management 1c Elect Director Howard N. Gould For For Management 1d Elect Director Steven J. Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert P. Latta For For Management 1g Elect Director Cary Mack For For Management 1h Elect Director Todd Marshall For For Management 1i Elect Director James E. Nave For For Management 1j Elect Director Michael Patriarca For For Management 1k Elect Director Robert Gary Sarver For For Management 1l Elect Director Donald D. Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAR 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Zed S. Francis, III For For Management 1.5 Elect Director Marla F. Glabe For For Management 1.6 Elect Director H. Patrick Hackett, Jr. For For Management 1.7 Elect Director Scott K. Heitmann For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. "Joe" Sweeney For For Management 1.11 Elect Director Sheila G. Talton For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XENITH BANKSHARES, INC. Ticker: XBKS Security ID: 984102202 Meeting Date: OCT 26, 2017 Meeting Type: Special Record Date: SEP 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management ========================== Hennessy Total Return Fund ========================== CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 02, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Ronald D. Sugar For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 6 Report on Transition to a Low Carbon Against Against Shareholder Business Model 7 Report on Methane Emissions Against Against Shareholder 8 Require Independent Board Chairman Against Against Shareholder 9 Require Director Nominee with Against Against Shareholder Environmental Experience 10 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 11, 2017 Meeting Type: Annual Record Date: OCT 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Amy L. Chang For For Management 1e Elect Director John L. Hennessy For For Management 1f Elect Director Kristina M. Johnson For For Management 1g Elect Director Roderick C. McGeary For For Management 1h Elect Director Charles H. Robbins For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 04, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Douglas R. Oberhelman For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Amend Bylaws -- Call Special Meetings Against Against Shareholder 6 Disclose a Board Diversity and Against Against Shareholder Qualifications Matrix 7 Report on lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien M. Bazin For For Management 2 Elect Director W. Geoffrey Beattie For For Management 3 Elect Director John J. Brennan For For Management 4 Elect Director H. Lawrence Culp, Jr. For For Management 5 Elect Director Francisco D'Souza For For Management 6 Elect Director John L. Flannery For For Management 7 Elect Director Edward P. Garden For For Management 8 Elect Director Thomas W. Horton For For Management 9 Elect Director Risa Lavizzo-Mourey For For Management 10 Elect Director James J. Mulva For For Management 11 Elect Director Leslie F. Seidman For For Management 12 Elect Director James S. Tisch For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Amend Nonqualified Employee Stock For For Management Purchase Plan 15 Ratify KPMG LLP as Auditors For For Management 16 Require Independent Board Chairman Against Against Shareholder 17 Provide for Cumulative Voting Against Against Shareholder 18 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 19 Report on Lobbying Payments and Policy Against Against Shareholder 20 Report on Stock Buybacks Against Against Shareholder 21 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAR 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aneel Bhusri For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Reed E. Hundt For For Management 1d Elect Director Omar Ishrak For For Management 1e Elect Director Brian M. Krzanich For For Management 1f Elect Director Risa Lavizzo-Mourey For For Management 1g Elect Director Tsu-Jae King Liu For For Management 1h Elect Director Gregory D. Smith For For Management 1i Elect Director Andrew Wilson For For Management 1j Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Costs and Benefits of Against Against Shareholder Poltical Contributions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2018 Meeting Type: Annual Record Date: FEB 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Andrew N. Liveris For For Management 1.7 Elect Director Hutham S. Olayan For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Virginia M. Rometty For For Management 1.10 Elect Director Joseph R. Swedish For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Peter R. Voser For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: MAR 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Rochelle B. Lazarus For For Management 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: FEB 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director Albert Bourla For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director Joseph J. Echevarria For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director Ian C. Read For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 25, 2018 Meeting Type: Annual Record Date: FEB 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Christopher C. Davis For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James Quincey For For Management 1.15 Elect Director Caroline J. Tsay For For Management 1.16 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest Record Date: AUG 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) None 1.1 Elect Director Francis S. Blake For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Amy L. Chang For For Management 1.4 Elect Director Kenneth I. Chenault For For Management 1.5 Elect Director Scott D. Cook For For Management 1.6 Elect Director Terry J. Lundgren For For Management 1.7 Elect Director W. James McNerney, Jr. For For Management 1.8 Elect Director David S. Taylor For For Management 1.9 Elect Director Margaret C. Whitman For For Management 1.10 Elect Director Patricia A. Woertz For For Management 1.11 Elect Director Ernesto Zedillo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Report on Company Non-Discrimination Against Against Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in Against Against Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of Against Against Shareholder Regulations Adopted After April 8, 2016 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Nelson Peltz For Did Not Vote Shareholder 1.2 Management Nominee Francis S. Blake For Did Not Vote Shareholder 1.3 Management Nominee Angela F. Braly For Did Not Vote Shareholder 1.4 Management Nominee Amy L. Chang For Did Not Vote Shareholder 1.5 Management Nominee Kenneth I. Chenault For Did Not Vote Shareholder 1.6 Management Nominee Scott D. Cook For Did Not Vote Shareholder 1.7 Management Nominee Terry J. Lundgren For Did Not Vote Shareholder 1.8 Management Nominee W. James McNerney, For Did Not Vote Shareholder Jr. 1.9 Management Nominee David S. Taylor For Did Not Vote Shareholder 1.10 Management Nominee Margaret C. Whitman For Did Not Vote Shareholder 1.11 Management Nominee Patricia A. Woertz For Did Not Vote Shareholder 2 Ratify Deloitte & Touche LLP as None Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named None Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None Did Not Vote Management 5 Adopt Holy Land Principles None Did Not Vote Shareholder 6 Report on Company Non-Discrimination None Did Not Vote Shareholder Policies in States with Pro-Discrimination Laws 7 Report on Risks of Doing Business in None Did Not Vote Shareholder Conflict-Affected Areas 8 Repeal Any Amendments to Code of For Did Not Vote Shareholder Regulations Adopted After April 8, 2016 -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 03, 2018 Meeting Type: Annual Record Date: MAR 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Clarence Otis, Jr. For For Management 1.8 Elect Director Rodney E. Slater For For Management 1.9 Elect Director Kathryn A. Tesija For For Management 1.10 Elect Director Gregory D. Wasson For For Management 1.11 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Assess Feasibility of Cyber Security Against Against Shareholder and Data Privacy as a Performance Measure for Senior Executive Compensation 8 Clawback of Incentive Payments Against Against Shareholder 9 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Hennessy Funds Trust By (Signature and Title)* /s/ Neil J. Hennessy Neil J. Hennessy Principal Executive Officer Date 8/20/18