0000894189-14-003642.txt : 20140812
0000894189-14-003642.hdr.sgml : 20140811
20140808171114
ACCESSION NUMBER: 0000894189-14-003642
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140808
DATE AS OF CHANGE: 20140808
EFFECTIVENESS DATE: 20140808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY FUNDS TRUST
CENTRAL INDEX KEY: 0000891944
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07168
FILM NUMBER: 141028314
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BOULEVARD
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 8009664354
MAIL ADDRESS:
STREET 1: C/O US BANCORP FUND SERVICES, LLC
STREET 2: 615 E MICHIGAN ST MK-WI-LC-2
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: HENLOPEN FUND
DATE OF NAME CHANGE: 19921217
0000891944
S000019531
Hennessy Cornerstone Large Growth Fund
C000054248
Hennessy Cornerstone Large Growth Fund - Investor Class
HFLGX
C000074662
Hennessy Cornerstone Large Growth Fund - Institutional Class
HILGX
0000891944
S000025096
Hennessy Large Value Fund
C000074660
Hennessy Large Value Fund - Investor Class
HLVFX
C000074661
Hennessy Large Value Fund - Institutional Class
HLVIX
0000891944
S000038529
Hennessy Focus Fund
C000118915
Investor Class
HFCSX
C000118916
Institutional Class
HFCIX
0000891944
S000038530
Hennessy Large Cap Financial Fund
C000118917
Investor Class
HLFNX
0000891944
S000038531
Hennessy Small Cap Financial Fund
C000118918
Investor Class
HSFNX
C000118919
Institutional Class
HISFX
0000891944
S000038532
Hennessy Technology Fund
C000118920
Investor Class
HTECX
C000118921
Institutional Class
HTCIX
0000891944
S000038533
Hennessy Gas Utility Index Fund
C000118922
Investor Class
GASFX
0000891944
S000038534
Hennessy Equity and Income Fund
C000118923
Institutional Class
HEIFX
C000118924
Investor Class
HEIIX
0000891944
S000038535
Hennessy Core Bond Fund
C000118925
Investor Class
HCBFX
C000118926
Institutional Class
HCBIX
0000891944
S000044800
Hennessy Cornerstone Growth Fund
C000139151
Investor Class
HFCGX
C000139152
Institutional Class
HICGX
0000891944
S000044801
Hennessy Cornerstone Mid Cap 30 Fund
C000139153
Investor Class
HFMDX
C000139154
Institutional Class
HIMDX
0000891944
S000044802
Hennessy Cornerstone Value Fund
C000139155
Investor Class
HFCVX
C000139156
Institutional Class
HICVX
0000891944
S000044803
Hennessy Total Return Fund
C000139157
Investor Class
HDOGX
0000891944
S000044804
Hennessy Balanced Fund
C000139158
Investor Class
HBFBX
0000891944
S000044805
Hennessy Japan Fund
C000139159
Institutional Class
HJPIX
C000139160
Investor Class
HJPNX
0000891944
S000044806
Hennessy Japan Small Cap Fund
C000139161
Investor Class
JHPSX
N-PX
1
hft_npx.txt
ANNUAL REPORT OF PROXY VOTING
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07168
Reporting Period: 07/01/2013 - 06/30/2014
Hennessy Funds Trust
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07168)
Hennessy Funds Trust
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 to June 30, 2014
Item 1. Proxy Voting Record.
========================== Hennessy Technology Fund ===========================
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Curran For For Management
1.2 Elect Director Peter H. Diamandis For For Management
1.3 Elect Director Charles W. Hull For For Management
1.4 Elect Director Jim D. Kever For For Management
1.5 Elect Director G. Walter Loewenbaum, II For For Management
1.6 Elect Director Kevin S. Moore For For Management
1.7 Elect Director Abraham N. Reichental For For Management
1.8 Elect Director Daniel S. Van Riper For For Management
1.9 Elect Director Karen E. Welke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: NOV 01, 2013 Meeting Type: Special
Record Date: SEP 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLIANCE FIBER OPTIC PRODUCTS, INC.
Ticker: AFOP Security ID: 018680306
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Sun For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC TECHNOLOGIES, INC.
Ticker: AETI Security ID: 025576109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Dauber For For Management
1.2 Elect Director Neal M. Dikeman For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director J. Hoke Peacock, II For For Management
1.5 Elect Director Edward L. Kuntz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: JUN 23, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04270V106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director Andrew T. Heller For For Management
1.5 Elect Director Matthew B. Kearney For For Management
1.6 Elect Director Robert J. Stanzione For For Management
1.7 Elect Director Doreen A. Toben For For Management
1.8 Elect Director Debora J. Wilson For For Management
1.9 Elect Director David A. Woodle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Abernethy For For Management
1.2 Elect Director Jonathan Bush For For Management
1.3 Elect Director Brandon Hull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director Clyde R. Hosein For For Management
1.3 Elect Director Robert A. Ingram For For Management
1.4 Elect Director Franco Plastina For For Management
1.5 Elect Director Alan J. Ruud For For Management
1.6 Elect Director Robert L. Tillman For For Management
1.7 Elect Director Thomas H. Werner For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For For Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For For Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENVESTNET, INC.
Ticker: ENV Security ID: 29404K106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross Chapin For For Management
1.2 Elect Director Cynthia Egan For For Management
1.3 Elect Director Gates Hawn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Sharon L. Allen For For Management
1.3 Elect Director Richard D. Chapman For For Management
1.4 Elect Director George A. ('Chip') For For Management
Hambro
1.5 Elect Director James A. Hughes For For Management
1.6 Elect Director Craig Kennedy For For Management
1.7 Elect Director James F. Nolan For For Management
1.8 Elect Director William J. Post For For Management
1.9 Elect Director J. Thomas Presby For For Management
1.10 Elect Director Paul H. Stebbins For For Management
1.11 Elect Director Michael Sweeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
FUEL TECH, INC.
Ticker: FTEK Security ID: 359523107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Bailey For For Management
1.2 Elect Director Miguel Espinosa For For Management
1.3 Elect Director W. Grant Gregory For For Management
1.4 Elect Director Thomas L. Jones For For Management
1.5 Elect Director George F. MacCormack For For Management
1.6 Elect Director Thomas S. Shaw, Jr. For For Management
1.7 Elect Director Delbert L. Williamson For For Management
1.8 Elect Director Dennis L. Zeitler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Cavoores For For Management
1.2 Elect Director Guy Dubois For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IGATE CORPORATION
Ticker: IGTE Security ID: 45169U105
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sunil Wadhwani For For Management
1.2 Elect Director Goran Lindahl For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bradbury For For Management
1.2 Elect Director Robert S. Epstein For For Management
1.3 Elect Director Roy A. Whitfield For For Management
1.4 Elect Director Francis A. deSouza For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
IMPERVA, INC.
Ticker: IMPV Security ID: 45321L100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shlomo Kramer For For Management
1.2 Elect Director Albert A. Pimentel For For Management
1.3 Elect Director James R. Tolonen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFOBLOX INC.
Ticker: BLOX Security ID: 45672H104
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Daniel J. Phelps For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC.
Ticker: ININ Security ID: 45841V109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Brown For For Management
1.2 Elect Director Richard A. Reck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director Robert J. Cresci For For Management
1c Elect Director W. Brian Kretzmer For For Management
1d Elect Director Richard S. Ressler For For Management
1e Elect Director Stephen Ross For For Management
1f Elect Director Michael P. Schulhof For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC.
Ticker: MDSO Security ID: 58471A105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tarek A. Sherif For For Management
1.2 Elect Director Glen M. de Vries For For Management
1.3 Elect Director Carlos Dominguez For For Management
1.4 Elect Director Neil M. Kurtz For For Management
1.5 Elect Director George W. McCulloch For For Management
1.6 Elect Director Lee A. Shapiro For For Management
1.7 Elect Director Robert B. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reed Hastings For For Management
1.2 Elect Director Jay C. Hoag For For Management
1.3 Elect Director A. George (Skip) Battle For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Declassify the Board of Directors Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
8 Provide For Confidential Running Vote Against Against Shareholder
Tallies
9 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NETSUITE INC.
Ticker: N Security ID: 64118Q107
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary Nelson For For Management
1.2 Elect Director Kevin Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shaw Hong For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Feiber For For Management
1.2 Elect Director Eric Hahn For For Management
1.3 Elect Director Kevin Harvey For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RF INDUSTRIES, LTD.
Ticker: RFIL Security ID: 749552105
Meeting Date: AUG 02, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin H. Fink For For Management
1.2 Elect Director Howard F. Hill For For Management
1.3 Elect Director William L. Reynolds For For Management
1.4 Elect Director Darren Clark For For Management
1.5 Elect Director Joseph Benoit For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael E. Marks For For Management
1b Elect Director Irwin Federman For For Management
1c Elect Director Steven J. Gomo For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Chenming Hu For For Management
1f Elect Director Catherine P. Lego For For Management
1g Elect Director Sanjay Mehrotra For For Management
1h Elect Director D. Scott Mercer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Orwin For For Management
1.2 Elect Director Srinivas Akkaraju For For Management
1.3 Elect Director David W. Gryska For For Management
1.4 Elect Director John P. McLaughlin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Normand A. Boulanger For For Management
1.2 Elect Director David A. Varsano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRATASYS LTD.
Ticker: SSYS Security ID: M85548101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Did Not Vote Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Did Not Vote Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Michael Barnes For For Management
1.2 Elect Director Thomas Dannenfeldt For For Management
1.3 Elect Director Srikant M. Datar For For Management
1.4 Elect Director Lawrence H. Guffey For For Management
1.5 Elect Director Timotheus Hottges For For Management
1.6 Elect Director Bruno Jacobfeuerborn For For Management
1.7 Elect Director Raphael Kubler For For Management
1.8 Elect Director Thorsten Langheim For For Management
1.9 Elect Director John J. Legere For For Management
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
Ticker: TYL Security ID: 902252105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Brattain For For Management
1.2 Elect Director Glenn A. Carter For For Management
1.3 Elect Director Brenda A. Cline For For Management
1.4 Elect Director J. Luther King, Jr. For For Management
1.5 Elect Director John S. Marr, Jr. For For Management
1.6 Elect Director Dustin R. Womble For For Management
1.7 Elect Director John M. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRATECH, INC.
Ticker: UTEK Security ID: 904034105
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur W. Zafiropoulo For For Management
1.2 Elect Director Michael Child For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Nicholas Konidaris For For Management
1.5 Elect Director Dennis R. Raney For For Management
1.6 Elect Director Henri Richard For For Management
1.7 Elect Director Rick Timmins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christa Davies For For Management
1.2 Elect Director George J. Still, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZILLOW, INC.
Ticker: Z Security ID: 98954A107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Gurley For For Management
1.2 Elect Director Jay C. Hoag For For Management
1.3 Elect Director Gregory B. Maffei For For Management
============================ Hennessy Balanced Fund ============================
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
1l Elect Director Patrick J. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Contributions Against Against Shareholder
5 Report on Herbicide Use on GMO Crops Against Against Shareholder
6 Establish Committee on Plant Closures Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
=========================== Hennessy Core Bond Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Hennessy Cornerstone Growth Fund =======================
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene R. Allspach For For Management
1b Elect Director Gregory T. Barmore For For Management
1c Elect Director David G. Birney For For Management
1d Elect Director Howard R. Curd For For Management
1e Elect Director Joseph M. Gingo For For Management
1f Elect Director Michael A. McManus, Jr. For For Management
1g Elect Director Lee D. Meyer For For Management
1h Elect Director James A. Mitarotonda For For Management
1i Elect Director Ernest J. Novak, Jr. For For Management
1j Elect Director Irvin D. Reid For For Management
1k Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Fiona P. Dias For For Management
1.4 Elect Director Darren R. Jackson For For Management
1.5 Elect Director William S. Oglesby For For Management
1.6 Elect Director J. Paul Raines For For Management
1.7 Elect Director Gilbert T. Ray For For Management
1.8 Elect Director Carlos A. Saladrigas For For Management
1.9 Elect Director O. Temple Sloan, III For For Management
1.10 Elect Director Jimmie L. Wade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
AK STEEL HOLDING CORPORATION
Ticker: AKS Security ID: 001547108
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Richard A. Abdoo For For Management
A2 Elect Director John S. Brinzo For For Management
A3 Elect Director Dennis C. Cuneo For For Management
A4 Elect Director Mark G. Essig For For Management
A5 Elect Director William K. Gerber For For Management
A6 Elect Director Robert H. Jenkins For For Management
A7 Elect Director Ralph S. Michael, III For For Management
A8 Elect Director Shirley D. Peterson For For Management
A9 Elect Director James A. Thomson For For Management
A10 Elect Director James L. Wainscott For For Management
A11 Elect Director Vicente Wright For For Management
B Ratify Auditors For For Management
C Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
D Amend Omnibus Stock Plan For For Management
E Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Marion C. Blakey For For Management
1.3 Elect Director Phyllis J. Campbell For For Management
1.4 Elect Director Jessie J. Knight, Jr. For For Management
1.5 Elect Director Dennis F. Madsen For For Management
1.6 Elect Director Byron I. Mallott For For Management
1.7 Elect Director Helvi K. Sandvik For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Bradley D. Tilden For For Management
1.10 Elect Director Eric K. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Brandt, Jr. For For Management
1.2 Elect Director Andrew B. Cogan For For Management
1.3 Elect Director Martha M. Dally For For Management
1.4 Elect Director James G. Davis, Jr. For For Management
1.5 Elect Director Kent B. Guichard For For Management
1.6 Elect Director Daniel T. Hendrix For For Management
1.7 Elect Director Kent J. Hussey For For Management
1.8 Elect Director Carol B. Moerdyk For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For For Management
1.2 Elect Director Paul M. Isabella For For Management
1.3 Elect Director Richard W. Frost For For Management
1.4 Elect Director James J. Gaffney For For Management
1.5 Elect Director Peter M. Gotsch For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Stuart A. Randle For For Management
1.8 Elect Director Wilson B. Sexton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BGC PARTNERS, INC.
Ticker: BGCP Security ID: 05541T101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For For Management
1.2 Elect Director John H. Dalton For For Management
1.3 Elect Director Stephen T. Curwood For For Management
1.4 Elect Director Albert M. Weis For For Management
1.5 Elect Director William J. Moran For For Management
1.6 Elect Director Linda A. Bell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARMIKE CINEMAS, INC.
Ticker: CKEC Security ID: 143436400
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roland C. Smith For For Management
1.2 Elect Director Mark R. Bell For For Management
1.3 Elect Director Jeffrey W. Berkman For For Management
1.4 Elect Director Sean T. Erwin For For Management
1.5 Elect Director James A. Fleming For For Management
1.6 Elect Director Alan J. Hirschfield For For Management
1.7 Elect Director S. David Passman, III For For Management
1.8 Elect Director Patricia A. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELADON GROUP, INC.
Ticker: CGI Security ID: 150838100
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Russell For For Management
1.2 Elect Director Anthony Heyworth For For Management
1.3 Elect Director Catherine Langham For For Management
1.4 Elect Director Michael Miller For For Management
1.5 Elect Director Paul Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Foss For For Management
1.2 Elect Director Roman Martinez IV For For Management
1.3 Elect Director William D. Zollars For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. (Nina) Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For For Management
1i Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Allen For For Management
1b Elect Director Stuart W. Booth For For Management
1c Elect Director Gary F. Colter For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Thomas B. Perkins For For Management
1f Elect Director Harvey L. Tepner For For Management
1g Elect Director Randolph I. Thornton For For Management
1h Elect Director J. Michael Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Barnes For For Management
1.2 Elect Director John L. M. Hughes For For Management
1.3 Elect Director Donald V. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
ENGILITY HOLDINGS, INC.
Ticker: EGL Security ID: 29285W104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Principi For For Management
1.2 Elect Director David A. Savner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTERRAN HOLDINGS, INC.
Ticker: EXH Security ID: 30225X103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Bradley Childers For For Management
1.2 Elect Director William M. Goodyear For For Management
1.3 Elect Director Gordon T. Hall For For Management
1.4 Elect Director J.W.G. 'Will' For For Management
Honeybourne
1.5 Elect Director Mark A. McCollum For For Management
1.6 Elect Director Stephen M. Pazuk For For Management
1.7 Elect Director John P. Ryan For For Management
1.8 Elect Director Christopher T. Seaver For For Management
1.9 Elect Director Mark R. Sotir For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Jeanette Nostra For For Management
1.7 Elect Director Laura Pomerantz For For Management
1.8 Elect Director Allen Sirkin For For Management
1.9 Elect Director Willem van Bokhorst For For Management
1.10 Elect Director Cheryl L. Vitali For For Management
1.11 Elect Director Richard White For For Management
2 Amend Employment Agreement with Morris For For Management
Goldfarb
3 Amend Employment Agreement with Sammy For For Management
Aaron
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For For Management
1.2 Elect Director Wayne Hoovestol For For Management
2 Change Company Name For For Management
3 Approve Conversion of Securities For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For Did Not Vote Management
1.2 Elect Director Anastasia D. Kelly For Did Not Vote Management
1.3 Elect Director Thomas C. Schievelbein For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For Did Not Vote Management
5 Declassify the Board of Directors None Did Not Vote Shareholder
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Giacomini For For Management
1.2 Elect Director Polly B. Kawalek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann E. Dunwoody For For Management
1.2 Elect Director Vincent Pagano, Jr. For For Management
1.3 Elect Director H. Hugh Shelton For For Management
1.4 Elect Director Michael T. Strianese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
Ticker: LII Security ID: 526107107
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director John W. Norris, III For For Management
1.3 Elect Director Paul W. Schmidt For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Boyce For For Management
1.2 Elect Director John J. Brennan For For Management
1.3 Elect Director Mark S. Casady For For Management
1.4 Elect Director Anne M. Mulcahy For For Management
1.5 Elect Director James S. Putnam For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director Richard P. Schifter For For Management
2 Declassify the Board of Directors For For Management
3 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDCA Security ID: 552697104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miles S. Nadal For For Management
1.2 Elect Director Clare Copeland For For Management
1.3 Elect Director Scott L. Kauffman For For Management
1.4 Elect Director Michael J.L. Kirby For For Management
1.5 Elect Director Stephen M. Pustil For For Management
1.6 Elect Director Irwin D. Simon For For Management
2 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC.
Ticker: MWIV Security ID: 55402X105
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith E. Alessi For For Management
1.2 Elect Director Bruce C. Bruckmann For For Management
1.3 Elect Director James F. Cleary, Jr. For For Management
1.4 Elect Director A. Craig Olson For For Management
1.5 Elect Director Robert N. Rebholtz, Jr. For For Management
1.6 Elect Director William J. Robison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice I. Obuchowski For For Management
1b Elect Director Frank L. Salizzoni For For Management
1c Elect Director Harrison H. Schmitt For For Management
1d Elect Director David W. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC.
Ticker: PZZA Security ID: 698813102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Schnatter For For Management
1b Elect Director Mark S. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director John H. Burgoyne For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Terry E. London For For Management
1.7 Elect Director Alexander W. Smith For For Management
1.8 Elect Director Cece Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fearon For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Gordon D. Harnett For For Management
1.4 Elect Director Sandra B. Lin For For Management
1.5 Elect Director Richard A. Lorraine For For Management
1.6 Elect Director Stephen D. Newlin For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Farah M. Walters For For Management
1.11 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Tinstman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Thomas A. Kennedy For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Michael C. Ruettgers For For Management
1g Elect Director Ronald L. Skates For For Management
1h Elect Director William R. Spivey For For Management
1i Elect Director Linda G. Stuntz For For Management
1j Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Gary C. Kelly For For Management
1g Elect Director Nancy B. Loeffler For For Management
1h Elect Director John T. Montford For For Management
1i Elect Director Thomas M. Nealon For For Management
1j Elect Director Daniel D. Villanueva For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For For Management
1.2 Elect Director William P. Crawford For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director R. David Hoover For For Management
1.6 Elect Director David W. Joos For For Management
1.7 Elect Director James P. Keane For For Management
1.8 Elect Director Elizabeth Valk Long For For Management
1.9 Elect Director Robert C. Pew, III For For Management
1.10 Elect Director Cathy D. Ross For For Management
1.11 Elect Director P. Craig Welch, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emmett J. Lescroart For For Management
1.2 Elect Director Sidney B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Condon For For Management
1.2 Elect Director Keith D. Nosbusch For For Management
1.3 Elect Director Glen E. Tellock For For Management
1.4 Elect Director Robert G. Bohn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY
Ticker: NYT Security ID: 650111107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul E. Cesan For For Management
1.2 Elect Director Joichi Ito For For Management
1.3 Elect Director David E. Liddle For For Management
1.4 Elect Director Ellen R. Marram For For Management
2 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Ettinger For For Management
1.2 Elect Director Katherine J. Harless For For Management
1.3 Elect Director Michael J. Hoffman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 14, 2014 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Croatti For For Management
1.2 Elect Director Donald J. Evans For For Management
1.3 Elect Director Thomas S. Postek For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer, III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director William R. Nuti For For Management
1.7 Elect Director Laurence E. Simmons For For Management
1.8 Elect Director Jeffery A. Smisek For For Management
1.9 Elect Director David J. Vitale For For Management
1.10 Elect Director John H. Walker For For Management
1.11 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For For Management
1.2 Elect Director Sean P. Downes For For Management
1.3 Elect Director Darryl L. Lewis For For Management
1.4 Elect Director Ralph J. Palmieri For For Management
1.5 Elect Director Richard D. Peterson For For Management
1.6 Elect Director Michael A. Pietrangelo For For Management
1.7 Elect Director Ozzie A. Schindler For For Management
1.8 Elect Director Jon W. Springer For For Management
1.9 Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Duncan H. Cocroft For For Management
1b Elect Director Jeffrey D. Jones For For Management
1c Elect Director Timothy D. Leuliette For For Management
1d Elect Director Robert J. Manzo For For Management
1e Elect Director Francis M. Scricco For For Management
1f Elect Director David L. Treadwell For For Management
1g Elect Director Harry J. Wilson For For Management
1h Elect Director Kam Ho George Yuen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director John P. McConnell For For Management
1c Elect Director Mary Schiavo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
==================== Hennessy Cornerstone Large Growth Fund ====================
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Sue E. Gove For For Management
1.4 Elect Director Earl G. Graves, Jr. For For Management
1.5 Elect Director Enderson Guimaraes For For Management
1.6 Elect Director J. R. Hyde, III For For Management
1.7 Elect Director D. Bryan Jordan For For Management
1.8 Elect Director W. Andrew McKenna For For Management
1.9 Elect Director George R. Mrkonic, Jr. For For Management
1.10 Elect Director Luis P. Nieto For For Management
1.11 Elect Director William C. Rhodes, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wayne T. Hockmeyer For For Management
1b Elect Director Robert L. Parkinson, Jr. For For Management
1c Elect Director Thomas T. Stallkamp For For Management
1d Elect Director Albert P. L. Stroucken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Lawrence C. Karlson For For Management
1.5 Elect Director Randall W. Larrimore For For Management
1.6 Elect Director Mary Alice Dorrance For For Management
Malone
1.7 Elect Director Sara Mathew For For Management
1.8 Elect Director Denise M. Morrison For For Management
1.9 Elect Director Charles R. Perrin For For Management
1.10 Elect Director A. Barry Rand For For Management
1.11 Elect Director Nick Shreiber For For Management
1.12 Elect Director Tracey T. Travis For For Management
1.13 Elect Director Archbold D. van Beuren For For Management
1.14 Elect Director Les C. Vinney For For Management
1.15 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Patricia A. Hemingway For For Management
Hall
1.9 Elect Director Clayton M. Jones For For Management
1.10 Elect Director Gregory B. Kenny For For Management
1.11 Elect Director David P. King For For Management
1.12 Elect Director Richard C. Notebaert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against Against Shareholder
7 Report on Controls to Ensure no Sales Against Against Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director John B. Breaux For For Management
1c Elect Director Pamela L. Carter For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Edward J. Kelly, III For For Management
1f Elect Director Gilbert H. Lamphere For For Management
1g Elect Director John D. McPherson For For Management
1h Elect Director Timothy T. O'Toole For For Management
1i Elect Director David M. Ratcliffe For For Management
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Michael J. Ward For For Management
1l Elect Director J.C. Watts, Jr. For For Management
1m Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against Against Shareholder
Tallies
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Thomas H. Patrick For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Anthony Vinciquerra For For Management
1l Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Patricia D. Fili-Krushel For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director Leldon E. Echols For For Management
1c Elect Director R. Kevin Hardage For For Management
1d Elect Director Michael C. Jennings For For Management
1e Elect Director Robert J. Kostelnik For For Management
1f Elect Director James H. Lee For For Management
1g Elect Director Franklin Myers For For Management
1h Elect Director Michael E. Rose For For Management
1i Elect Director Tommy A. Valenta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Amend Certificate of Incorporation to For For Management
Eliminate Provisions Regarding Board
Size
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Doheny, II For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director John T. Gremp For For Management
1.4 Elect Director John Nils Hanson For For Management
1.5 Elect Director Gale E. Klappa For For Management
1.6 Elect Director Richard B. Loynd For For Management
1.7 Elect Director P. Eric Siegert For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Barnholt For For Management
1.2 Elect Director Emiko Higashi For For Management
1.3 Elect Director Stephen P. Kaufman For For Management
1.4 Elect Director Richard P. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against Against Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director Andrew H. Card, Jr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director David E.R. Dangoor For For Management
1.5 Elect Director Murray S. Kessler For For Management
1.6 Elect Director Jerry W. Levin For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For For Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Thomas A. Kennedy For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Michael C. Ruettgers For For Management
1g Elect Director Ronald L. Skates For For Management
1h Elect Director William R. Spivey For For Management
1i Elect Director Linda G. Stuntz For For Management
1j Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris A. Davis For For Management
1.2 Elect Director Ralph E. Eberhart For For Management
1.3 Elect Director David Lilley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael E. Marks For For Management
1b Elect Director Irwin Federman For For Management
1c Elect Director Steven J. Gomo For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Chenming Hu For For Management
1f Elect Director Catherine P. Lego For For Management
1g Elect Director Sanjay Mehrotra For For Management
1h Elect Director D. Scott Mercer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Domenico De Sole For For Management
1b Elect Director Robert J. Fisher For For Management
1c Elect Director William S. Fisher For For Management
1d Elect Director Isabella D. Goren For For Management
1e Elect Director Bob L. Martin For For Management
1f Elect Director Jorge P. Montoya For For Management
1g Elect Director Glenn K. Murphy For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Katherine Tsang For For Management
1j Elect Director Padmasree Warrior For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reuben V. Anderson For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director David B. Lewis For For Management
1f Elect Director W. Rodney McMullen For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Clyde R. Moore For For Management
1i Elect Director Susan M. Phillips For For Management
1j Elect Director Steven R. Rogel For For Management
1k Elect Director James A. Runde For For Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Bobby S. Shackouls For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Report on Extended Producer Against Against Shareholder
Responsibility Policy Position and
Assess Alternatives
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director Henry T. DeNero For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Thomas E. Pardun For For Management
1j Elect Director Arif Shakeel For For Management
1k Elect Director Akio Yamamoto For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
===================== Hennessy Cornerstone Mid Cap 30 Fund =====================
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Marion C. Blakey For For Management
1.3 Elect Director Phyllis J. Campbell For For Management
1.4 Elect Director Jessie J. Knight, Jr. For For Management
1.5 Elect Director Dennis F. Madsen For For Management
1.6 Elect Director Byron I. Mallott For For Management
1.7 Elect Director Helvi K. Sandvik For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Bradley D. Tilden For For Management
1.10 Elect Director Eric K. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce A. Chapman For For Management
1.2 Elect Director James M. Gerlach For For Management
1.3 Elect Director Robert L. Howe For For Management
1.4 Elect Director Debra J. Richardson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC.
Ticker: AFSI Security ID: 032359309
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For For Management
1.2 Elect Director Susan C. Fisch For For Management
1.3 Elect Director Abraham Gulkowitz For For Management
1.4 Elect Director George Karfunkel For For Management
1.5 Elect Director Michael Karfunkel For For Management
1.6 Elect Director Jay J. Miller For For Management
1.7 Elect Director Barry D. Zyskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Nelson For For Management
1.2 Elect Director Alun Cathcart For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman For For Management
1.5 Elect Director Jeffrey H. Fox For For Management
1.6 Elect Director John D. Hardy, Jr. For For Management
1.7 Elect Director Lynn Krominga For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director F. Robert Salerno For For Management
1.10 Elect Director Stender E. Sweeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director Dustan E. McCoy For For Management
1c Elect Director Ralph C. Stayer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC.
Ticker: CBRL Security ID: 22410J106
Meeting Date: APR 23, 2014 Meeting Type: Proxy Contest
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Seek Sale of Company/Assets Against Against Shareholder
2 Amend Tennessee Business Corporation Against Against Shareholder
Act to Permit Biglari Capital to
Engage in Extraordinary Transaction
with the Company
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Seek Sale of Company/Assets For For Shareholder
2 Amend Tennessee Business Corporation For For Shareholder
Act to Permit Biglari Capital to
Engage in Extraordinary Transaction
with the Company
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin H. Griswold, IV For For Management
1.2 Elect Director Margaret G. Lewis For For Management
1.3 Elect Director Allen L. Shiver For For Management
1.4 Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby J. Griffin For For Management
1.2 Elect Director James C. Johnson For For Management
1.3 Elect Director Jessica T. Mathews For For Management
1.4 Elect Director Robert F. Moran For For Management
1.5 Elect Director J. Patrick Mulcahy For For Management
1.6 Elect Director Ronald L. Nelson For For Management
1.7 Elect Director Richard A. Noll For For Management
1.8 Elect Director Andrew J. Schindler For For Management
1.9 Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For Did Not Vote Management
1.2 Elect Director Anastasia D. Kelly For Did Not Vote Management
1.3 Elect Director Thomas C. Schievelbein For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For Did Not Vote Management
5 Declassify the Board of Directors None Did Not Vote Shareholder
--------------------------------------------------------------------------------
ITT CORPORATION
Ticker: ITT Security ID: 450911201
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director G. Peter D. Aloia For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Christina A. Gold For For Management
1e Elect Director Rebecca A. McDonald For For Management
1f Elect Director Richard P. Lavin For For Management
1g Elect Director Frank T. MacInnis For For Management
1h Elect Director Denise L. Ramos For For Management
1i Elect Director Donald J. Stebbins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney B. DeBoer For For Management
1.2 Elect Director Thomas R. Becker For For Management
1.3 Elect Director Susan O. Cain For For Management
1.4 Elect Director Bryan B. DeBoer For For Management
1.5 Elect Director M. L. Dick Heimann For For Management
1.6 Elect Director Kenneth E. Roberts For For Management
1.7 Elect Director William J. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John L. Bernbach For For Management
1b Elect Director James G. Carlson For For Management
1c Elect Director Mark A. Emmert For For Management
1d Elect Director Steven J. Heyer For For Management
1e Elect Director Samuel R. Leno For For Management
1f Elect Director Barry P. Schochet For For Management
1g Elect Director James D. Shelton For For Management
1h Elect Director Amy Wallman For For Management
1i Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Donnelly For For Management
1.2 Elect Director Peter B. Hamilton For For Management
1.3 Elect Director Kathleen J. Hempel For For Management
1.4 Elect Director Leslie F. Kenne For For Management
1.5 Elect Director Stephen D. Newlin For For Management
1.6 Elect Director Craig P. Omtvedt For For Management
1.7 Elect Director Duncan J. Palmer For For Management
1.8 Elect Director John S. Shiely For For Management
1.9 Elect Director Richard G. Sim For For Management
1.10 Elect Director Charles L. Szews For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUL 02, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire H. Babrowski For For Management
1.2 Elect Director Cheryl A. Bachelder For For Management
1.3 Elect Director John H. Burgoyne For For Management
1.4 Elect Director Hamish A. Dodds For For Management
1.5 Elect Director Brendan L. Hoffman For For Management
1.6 Elect Director Terry E. London For For Management
1.7 Elect Director Alexander W. Smith For For Management
1.8 Elect Director Cece Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For For Management
1.2 Elect Director Joesley Mendonca Batista For For Management
1.3 Elect Director Wesley Mendonca Batista For For Management
1.4 Elect Director William W. Lovette For For Management
1.5 Elect Director Marcus Vinicius Pratini For For Management
de Moraes
1.6 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
2.1 Elect Director David E. Bell For For Management
2.2 Elect Director Michael L. Cooper For For Management
2.3 Elect Director Charles Macaluso For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geyer Kosinski For For Management
1.2 Elect Director Richard Rappaport For For Management
1.3 Elect Director Richard Siskind For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. McDaniel For For Management
1.2 Elect Director Humbert de Wendel For For Management
1.3 Elect Director Thomas H. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For For Management
1.3 Elect Director David VanderPloeg For For Management
1.4 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Emil J. Brolick For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
URS CORPORATION
Ticker: URS Security ID: 903236107
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane C. Creel For For Management
1b Elect Director Mickey P. Foret For For Management
1c Elect Director William H. Frist For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Martin M. Koffel For For Management
1f Elect Director Timothy R. McLevish For For Management
1g Elect Director Joseph W. Ralston For For Management
1h Elect Director John D. Roach For For Management
1i Elect Director William H. Schumann, III For For Management
1j Elect Director David N. Siegel For For Management
1k Elect Director Douglas W. Stotlar For For Management
1l Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Duncan H. Cocroft For For Management
1b Elect Director Jeffrey D. Jones For For Management
1c Elect Director Timothy D. Leuliette For For Management
1d Elect Director Robert J. Manzo For For Management
1e Elect Director Francis M. Scricco For For Management
1f Elect Director David L. Treadwell For For Management
1g Elect Director Harry J. Wilson For For Management
1h Elect Director Kam Ho George Yuen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================= Hennessy Cornerstone Value Fund =======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER S.A.
Ticker: SAN Security ID: 05964H105
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Discharge of Board For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.A Ratify Appointment of and Elect Jose For For Management
Javier Marin Romano as Director
3.B Ratify Appointment of Juan Miguel For For Management
Villar Mir as Director
3.C Ratify Appointment of and Elect Sheila For For Management
Bair as Director
3.D Reelect Ana Patricia Botin-Sanz de For For Management
Sautuola y O'Shea as Director
3.E Reelect Rodrigo Echenique Gordillo as For For Management
Director
3.F Reelect Esther Gimenez-Salinas i For For Management
Colomer as Director
3.G Reelect Vittorio Corbo Lioi as Director For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Authorize Share Repurchase Program For For Management
6.A Amend Articles Re: Board Composition For For Management
and Director Compensation
6.B Amend Articles Re: Board and Committees For For Management
7 Amend Article 18 of General Meeting For For Management
Regulations Re: Audit Committee
8 Approve Capital Raising of up to EUR For For Management
500 Million
9 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to
20 Percent
10.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.C Authorize Capitalization of Reserves For For Management
for Scrip Dividends
10.D Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.A Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 10 Billion
11.B Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
12 Fix Maximum Variable Compensation Ratio For For Management
13.A Approve Deferred Share Bonus Plan For For Management
13.B Approve Performance Shares Plan For For Management
13.C Approve Employee Stock Purchase Plan For For Management
13.D Approve Employee Stock Purchase Plan For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wayne T. Hockmeyer For For Management
1b Elect Director Robert L. Parkinson, Jr. For For Management
1c Elect Director Thomas T. Stallkamp For For Management
1d Elect Director Albert P. L. Stroucken For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For Did Not Vote Management
1B Elect Director Lewis B. Campbell For Did Not Vote Management
1C Elect Director James M. Cornelius For Did Not Vote Management
1D Elect Director Laurie H. Glimcher For Did Not Vote Management
1E Elect Director Michael Grobstein For Did Not Vote Management
1F Elect Director Alan J. Lacy For Did Not Vote Management
1G Elect Director Thomas J. Lynch, Jr. For Did Not Vote Management
1H Elect Director Dinesh C. Paliwal For Did Not Vote Management
1I Elect Director Vicki L. Sato For Did Not Vote Management
1J Elect Director Gerald L. Storch For Did Not Vote Management
1K Elect Director Togo D. West, Jr. For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None Did Not Vote Shareholder
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Boulet For For Management
1.2 Elect Director Peter C. Brown For For Management
1.3 Elect Director Richard A. Gephardt For For Management
1.4 Elect Director W. Bruce Hanks For For Management
1.5 Elect Director Gregory J. McCray For For Management
1.6 Elect Director C. G. Melville, Jr. For For Management
1.7 Elect Director Fred R. Nichols For For Management
1.8 Elect Director William A. Owens For For Management
1.9 Elect Director Harvey P. Perry For For Management
1.10 Elect Director Glen F. Post, III For For Management
1.11 Elect Director Michael J. Roberts For For Management
1.12 Elect Director Laurie A. Siegel For For Management
1.13 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Provide Proxy Access Right For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
1l Elect Director Patrick J. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Contributions Against Against Shareholder
5 Report on Herbicide Use on GMO Crops Against Against Shareholder
6 Establish Committee on Plant Closures Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Sir Christopher Gent as For For Management
Director
5 Re-elect Sir Andrew Witty as Director For For Management
6 Re-elect Sir Roy Anderson as Director For For Management
7 Re-elect Dr Stephanie Burns as Director For For Management
8 Re-elect Stacey Cartwright as Director For For Management
9 Re-elect Simon Dingemans as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Judy Lewent as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect Dr Daniel Podolsky as Director For For Management
14 Re-elect Dr Moncef Slaoui as Director For For Management
15 Re-elect Tom de Swaan as Director For For Management
16 Re-elect Jing Ulrich as Director For For Management
17 Re-elect Hans Wijers as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director La June Montgomery For For Management
Tabron
1.4 Elect Director Rogelio Rebolledo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against Against Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director John J. Ferriola For For Management
1.3 Elect Director Harvey B. Gantt For For Management
1.4 Elect Director Gregory J. Hayes For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Bernard L. Kasriel For For Management
1.7 Elect Director Christopher J. Kearney For For Management
1.8 Elect Director Raymond J. Milchovich For For Management
1.9 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against Against Shareholder
8 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Cassaday For For Management
1b Elect Director Jonathan Golden For For Management
1c Elect Director Joseph A. Hafner, Jr. For For Management
1d Elect Director Hans-Joachim Koerber For For Management
1e Elect Director Nancy S. Newcomb For For Management
1f Elect Director Jackie M. Ward For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director Pamela H. Patsley For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Wayne R. Sanders For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Richard K. Templeton For For Management
1k Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION
Ticker: TRI Security ID: 884903105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Thomson For For Management
1.2 Elect Director James C. Smith For For Management
1.3 Elect Director Sheila C. Bair For For Management
1.4 Elect Director Manvinder S. Banga For For Management
1.5 Elect Director David W. Binet For For Management
1.6 Elect Director Mary Cirillo For For Management
1.7 Elect Director Michael E. Daniels For For Management
1.8 Elect Director Steven A. Denning For For Management
1.9 Elect Director P. Thomas Jenkins For For Management
1.10 Elect Director Ken Olisa For For Management
1.11 Elect Director Vance K. Opperman For For Management
1.12 Elect Director Peter J. Thomson For For Management
1.13 Elect Director Wulf von Schimmelmann For For Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
21 Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
22 Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
23 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
24 Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
25 Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: 904767704
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Paul Polman as Director For For Management
5 Re-elect Jean-Marc Huet as Director For For Management
6 Re-elect Laura Cha as Director For For Management
7 Re-elect Louise Fresco as Director For For Management
8 Re-elect Ann Fudge as Director For For Management
9 Re-elect Dr Byron Grote as Director For For Management
10 Re-elect Mary Ma as Director For For Management
11 Re-elect Hixonia Nyasulu as Director For For Management
12 Re-elect Sir Malcolm Rifkind as For For Management
Director
13 Re-elect John Rishton as Director For For Management
14 Re-elect Kees Storm as Director For For Management
15 Re-elect Michael Treschow as Director For For Management
16 Re-elect Paul Walsh as Director For For Management
17 Elect Feike Sijbesma as Director For For Management
18 Appoint KPMG LLP as Auditors For For Management
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise EU Political Donations and For For Management
Expenditure
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director Frank M. Clark, Jr. For For Management
1c Elect Director Patrick W. Gross For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director John C. Pope For For Management
1f Elect Director W. Robert Reum For For Management
1g Elect Director David P. Steiner For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
======================= Hennessy Equity and Income Fund ========================
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Hernandez For For Management
1.2 Elect Director Luther C. Kissam, IV For For Management
1.3 Elect Director Joseph M. Mahady For For Management
1.4 Elect Director Jim W. Nokes For For Management
1.5 Elect Director James J. O'Brien For For Management
1.6 Elect Director Barry W. Perry For For Management
1.7 Elect Director John Sherman, Jr. For For Management
1.8 Elect Director Gerald A. Steiner For For Management
1.9 Elect Director Harriett Tee Taggart For For Management
1.10 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director A.D. Frazier, Jr. For For Management
3 Elect Director Amy H. Nelson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF For For Management
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS For For Management
CABIALLAVETTA
1C. ELECTION OF DIRECTOR: PAMELA DALEY For For Management
1D. ELECTION OF DIRECTOR: JESSICA P. For For Management
EINHORN
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA For For Management
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER For For Management
1G. ELECTION OF DIRECTOR: JAMES GROSFELD For For Management
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY For For Management
1I. ELECTION OF DIRECTOR: SIR DERYCK For For Management
MAUGHAN
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS For For Management
1K. ELECTION OF DIRECTOR: MARCO ANTONIO For For Management
SLIM DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY For For Management
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER For For Management
2. APPROVAL OF THE AMENDMENT TO THE For Against Management
AMENDED AND RESTATED BLACKROCK, INC.
1999 STOCK AWARD AND INCENTIVE PLAN
(THE "STOCK PLAN") AND RE- APPROVAL OF
THE PERFORMANCE GOALS UNDER THE STOCK
PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS For Against Management
SET FORTH IN THE AMENDED BLACKROCK,
INC. 1999 ANNUAL INCENTIVE PERFORMANCE
PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY For Against Management
VOTE, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS, AS DISCLOSED AND
DISCUSSED IN THE PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS BLACKROCK'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For Did Not Vote Management
1B Elect Director Lewis B. Campbell For Did Not Vote Management
1C Elect Director James M. Cornelius For Did Not Vote Management
1D Elect Director Laurie H. Glimcher For Did Not Vote Management
1E Elect Director Michael Grobstein For Did Not Vote Management
1F Elect Director Alan J. Lacy For Did Not Vote Management
1G Elect Director Thomas J. Lynch, Jr. For Did Not Vote Management
1H Elect Director Dinesh C. Paliwal For Did Not Vote Management
1I Elect Director Vicki L. Sato For Did Not Vote Management
1J Elect Director Gerald L. Storch For Did Not Vote Management
1K Elect Director Togo D. West, Jr. For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None Did Not Vote Shareholder
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: RONALD E. For For Management
BLAYLOCK
1B. ELECTION OF DIRECTOR: THOMAS J. For For Management
FOLLIARD
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL For For Management
1D. ELECTION OF DIRECTOR: JEFFREY E. GARTEN For For Management
1E. ELECTION OF DIRECTOR: SHIRA GOODMAN For For Management
1F. ELECTION OF DIRECTOR: W. ROBERT GRAFTON For For Management
1G. ELECTION OF DIRECTOR: EDGAR H. GRUBB For For Management
1H. ELECTION OF DIRECTOR: MITCHELL D. For For Management
STEENROD
1I. ELECTION OF DIRECTOR: THOMAS G. For For Management
STEMBERG
1J. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL For For Management
2. TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE, IN AN ADVISORY (NON- For For Management
BINDING) VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
6 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
7 Reelect Stuart Subotnick As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
10 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
11 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
12 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Remuneration Report of For For Management
Executive Directors
15 Approve Remuneration Policy of For For Management
Executive Directors
16 Authorize Issue of Equity with For For Management
Pre-emptive Rights
17 Authorize Issue of Equity without For For Management
Pre-emptive Rights
18 Authorize Shares for Market Purchase For For Management
19 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: L.F. DEILY For For Management
1B. ELECTION OF DIRECTOR: R.E. DENHAM For For Management
1C. ELECTION OF DIRECTOR: A.P. GAST For For Management
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. For For Management
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, For For Management
JR.
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND For For Management
1G. ELECTION OF DIRECTOR: C.W. MOORMAN For For Management
1H. ELECTION OF DIRECTOR: K.W. SHARER For For Management
1I. ELECTION OF DIRECTOR: J.G. STUMPF For For Management
1J. ELECTION OF DIRECTOR: R.D. SUGAR For For Management
1K. ELECTION OF DIRECTOR: C. WARE For For Management
1L. ELECTION OF DIRECTOR: J.S. WATSON For For Management
2. RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED For For Management
EXECUTIVE OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Against Against Shareholder
5. LOBBYING DISCLOSURE Against Against Shareholder
6. SHALE ENERGY OPERATIONS Against Against Shareholder
7. INDEPENDENT CHAIRMAN Against Against Shareholder
8. SPECIAL MEETINGS Against Against Shareholder
9. INDEPENDENT DIRECTOR WITH Against Against Shareholder
ENVIRONMENTAL EXPERTISE
10. COUNTRY SELECTION GUIDELINES Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Johnson For For Management
1.2 Elect Director Ward M. Klein For For Management
1.3 Elect Director W. Patrick McGinnis For For Management
1.4 Elect Director John R. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Limit Accelerated Vesting of Awards Against Against Shareholder
8 Adopt Policy Prohibiting Hedging and Against Against Shareholder
Pledging Transactions
9 Report on Political Contributions Against Against Shareholder
10 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
11 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director James N. Mattis For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Laura J. Schumacher For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Neal Blixt For For Management
1.2 Elect Director Andrew H. Card, Jr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director David E.R. Dangoor For For Management
1.5 Elect Director Murray S. Kessler For For Management
1.6 Elect Director Jerry W. Levin For For Management
1.7 Elect Director Richard W. Roedel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Inform Poor and Less Educated on Against Against Shareholder
Health Consequences of Tobacco
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-RAUL ALVAREZ For For Management
1..2 DIRECTOR-DAVID W. BERNAUER For For Management
1..3 DIRECTOR-LEONARD L. BERRY For For Management
1..4 DIRECTOR-ANGELA F. BRALY For For Management
1..5 DIRECTOR-RICHARD W. DREILING For For Management
1..6 DIRECTOR-DAWN E. HUDSON For For Management
1..7 DIRECTOR-ROBERT L. JOHNSON For For Management
1..8 DIRECTOR-MARSHALL O. LARSEN For For Management
1..9 DIRECTOR-RICHARD K. LOCHRIDGE For For Management
1..10 DIRECTOR-ROBERT A. NIBLOCK For For Management
1..11 DIRECTOR-ERIC C. WISEMAN For For Management
2. APPROVAL OF THE COMPANY'S AMENDED AND For For Management
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S For For Management
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT Against Against Shareholder
ON IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director Charles B. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. For For Management
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN For For Management
1C. ELECTION OF CLASS I DIRECTOR: NANA For For Management
MENSAH
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. For For Management
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. For For Management
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR For For Management
NICHOLAS SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. For For Management
AMENDED AND RESTATED 2009 OMNIBUS
INCENTIVE COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE For For Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF For For Management
KPMG LLP AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Against Against Shareholder
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Against Against Shareholder
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan M. Cameron For For Management
1b Elect Director Luc Jobin For For Management
1c Elect Director Nana Mensah For For Management
1d Elect Director Ronald S. Rolfe For For Management
1e Elect Director John J. Zillmer For For Management
1f Elect Director Nicholas Scheele For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director John P. Bilbrey For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Charles A. Davis For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Robert M. Malcolm For For Management
1.7 Elect Director James M. Mead For For Management
1.8 Elect Director James E. Nevels For For Management
1.9 Elect Director Anthony J. Palmer For For Management
1.10 Elect Director Thomas J. Ridge For For Management
1.11 Elect Director David L. Shedlarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Denise C. Johnson For For Management
2b Elect Director Nancy E. Cooper For For Management
2c Elect Director James L. Popowich For For Management
2d Elect Director James T. Prokopanko For For Management
2e Elect Director Steven M. Seibert For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ For Against Management
1B. ELECTION OF DIRECTOR: JAMES I. CASH, For Against Management
JR.
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT For For Management
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG For For Management
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT For For Management
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE For Against Management
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN For For Management
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER For For Management
1I. ELECTION OF DIRECTOR: C. DOUGLAS For For Management
MCMILLON
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER For For Management
1K. ELECTION OF DIRECTOR: STEVEN S For For Management
REINEMUND
1L. ELECTION OF DIRECTOR: JIM C. WALTON For For Management
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON For For Management
1N. ELECTION OF DIRECTOR: LINDA S. WOLF For For Management
2. RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED For For Management
EXECUTIVE OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Against For Shareholder
5. REQUEST FOR ANNUAL REPORT ON Against For Shareholder
RECOUPMENT OF EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF CLASS II DIRECTOR TO A For For Management
TERM ENDING IN 2017: RAYMOND BARRETTE
1B ELECTION OF CLASS II DIRECTOR TO A For For Management
TERM ENDING IN 2017: YVES BROUILLETTE
1C ELECTION OF CLASS II DIRECTOR TO A For For Management
TERM ENDING IN 2017: JOHN D. GILLESPIE
2A ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
MONICA CRAMER-MANHEM
2B ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
JEFFREY DAVIS
2C ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
LARS EK
2D ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
BRIAN E. KENSIL
2E ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
JAN ONSELIUS
2F ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
GORAN A. THORSTENSSON
2G ELECTION OF DIRECTOR OF SIRIUS For For Management
INTERNATIONAL INSURANCE CORPORATION:
ALLAN L. WATERS
3A ELECTION OF DIRECTOR OF HG RE LTD: For For Management
SHEILA E. NICOLL
3B ELECTION OF DIRECTOR OF HG RE LTD: For For Management
KEVIN PEARSON
3C ELECTION OF DIRECTOR OF HG RE LTD: For For Management
WARREN J. TRACE
3D ELECTION OF DIRECTOR OF HG RE LTD: For For Management
ALLAN L. WATERS
4A ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS LIFE REINSURANCE (BERMUDA)
LTD: JENNIFER L. PITTS
4B ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS LIFE REINSURANCE (BERMUDA)
LTD: CHRISTINE H. REPASY
4C ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS LIFE REINSURANCE (BERMUDA)
LTD: WARREN J. TRACE
4D ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS LIFE REINSURANCE (BERMUDA)
LTD: ALLAN L. WATERS
5A ELECTION OF DIRECTOR OF WHITE SHOALS For For Management
RE LTD: CHRISTINE H. REPASY
5B ELECTION OF DIRECTOR OF WHITE SHOALS For For Management
RE LTD: WARREN J. TRACE
5C ELECTION OF DIRECTOR OF WHITE SHOALS For For Management
RE LTD: ALLAN L. WATERS
6A ELECTION OF DIRECTOR OF STAR RE LTD: For For Management
CHRISTINE H. REPASY
6B ELECTION OF DIRECTOR OF STAR RE LTD: For For Management
GORAN A. THORSTENSSON
6C ELECTION OF DIRECTOR OF STAR RE LTD: For For Management
WARREN J. TRACE
6D ELECTION OF DIRECTOR OF STAR RE LTD: For For Management
ALLAN L. WATERS
7A ELECTION OF DIRECTOR OF ALSTEAD For For Management
REINSURANCE (SAC) LTD: RAYMOND BARRETTE
7B ELECTION OF DIRECTOR OF ALSTEAD For For Management
REINSURANCE (SAC) LTD: DAVID FOY
7C ELECTION OF DIRECTOR OF ALSTEAD For For Management
REINSURANCE (SAC) LTD: SHEILA E. NICOLL
7D ELECTION OF DIRECTOR OF ALSTEAD For For Management
REINSURANCE (SAC) LTD: JENNIFER L.
PITTS
8A ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS RE SIRIUS CAPITAL LTD:
MICHAEL DASHFIELD
8B ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS RE SIRIUS CAPITAL LTD: LARS
EK
8C ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS RE SIRIUS CAPITAL LTD: GORAN
A. THORSTENSSON
8D ELECTION OF DIRECTOR OF WHITE For For Management
MOUNTAINS RE SIRIUS CAPITAL LTD: ALLAN
L. WATERS
9A ELECTION OF DIRECTOR OF SPLIT ROCK For For Management
INSURANCE, LTD: CHRISTOPHER GARROD
9B ELECTION OF DIRECTOR OF SPLIT ROCK For For Management
INSURANCE, LTD: SARAH A. KOLAR
9C ELECTION OF DIRECTOR OF SPLIT ROCK For For Management
INSURANCE, LTD: SHEILA E. NICOLL
9D ELECTION OF DIRECTOR OF SPLIT ROCK For For Management
INSURANCE, LTD: JOHN C. TREACY
10A ELECTION OF DIRECTOR FOR ANY NEW For For Management
NON-UNITED STATES OPERATING
SUBSIDIARY: RAYMOND BARRETTE
10B ELECTION OF DIRECTOR FOR ANY NEW For For Management
NON-UNITED STATES OPERATING
SUBSIDIARY: DAVID T. FOY
10C ELECTION OF DIRECTOR FOR ANY NEW For For Management
NON-UNITED STATES OPERATING
SUBSIDIARY: JENNIFER L. PITTS
10D ELECTION OF DIRECTOR FOR ANY NEW For For Management
NON-UNITED STATES OPERATING
SUBSIDIARY: WARREN J. TRACE
11 APPROVAL OF THE ADVISORY RESOLUTION ON For For Management
EXECUTIVE COMPENSATION.
12 APPROVAL OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP ("PWC") AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
============================= Hennessy Focus Fund ==============================
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Brandt, Jr. For For Management
1.2 Elect Director Andrew B. Cogan For For Management
1.3 Elect Director Martha M. Dally For For Management
1.4 Elect Director James G. Davis, Jr. For For Management
1.5 Elect Director Kent B. Guichard For For Management
1.6 Elect Director Daniel T. Hendrix For For Management
1.7 Elect Director Kent J. Hussey For For Management
1.8 Elect Director Carol B. Moerdyk For For Management
1.9 Elect Director Vance W. Tang For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director Edgar D. Jannotta For For Management
1.6 Elect Director James W. Leng For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Gloria Santona For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditor
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
9 Amend Omnibus Stock Plan For For Management
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC.
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haddrill For For Management
1.2 Elect Director Josephine Linden For For Management
1.3 Elect Director Ramesh Srinivasan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Thomas J. Folliard For For Management
1.3 Elect Director Rakesh Gangwal For For Management
1.4 Elect Director Jeffrey E. Garten For For Management
1.5 Elect Director Shira Goodman For For Management
1.6 Elect Director W. Robert Grafton For For Management
1.7 Elect Director Edgar H. Grubb For For Management
1.8 Elect Director Mitchell D. Steenrod For For Management
1.9 Elect Director Thomas G. Stemberg For For Management
1.10 Elect Director William R. Tiefel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC.
Ticker: DHIL Security ID: 25264R207
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. Dillon For For Management
1.2 Elect Director Randolph J. Fortener For For Management
1.3 Elect Director James F. Laird For For Management
1.4 Elect Director Donald B. Shackelford For For Management
1.5 Elect Director Bradley C. Shoup For For Management
1.6 Elect Director Frances A. Skinner For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Code of Regulations to Separate For For Management
the Positions of President and Chief
Executive Officer
5 Amend Code of Regulations to Permit For For Management
the Board to Amend the Code of
Regulations in Accordance with Ohio Law
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem Mesdag For For Management
1.2 Elect Director Laura Newman Olle For For Management
1.3 Elect Director Francis E. Quinlan For For Management
1.4 Elect Director Norman R. Sorensen For For Management
1.5 Elect Director Richard J. Srednicki For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Marshall, III For For Management
1.2 Elect Director E. Scott Urdang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M. Bergman For For Management
1.2 Elect Director Gerald A. Benjamin For For Management
1.3 Elect Director James P. Breslawski For For Management
1.4 Elect Director Mark E. Mlotek For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Barry J. Alperin For For Management
1.7 Elect Director Paul Brons For For Management
1.8 Elect Director Donald J. Kabat For For Management
1.9 Elect Director Philip A. Laskawy For For Management
1.10 Elect Director Karyn Mashima For For Management
1.11 Elect Director Norman S. Matthews For For Management
1.12 Elect Director Carol Raphael For For Management
1.13 Elect Director E. Dianne Rekow For For Management
1.14 Elect Director Bradley T. Sheares For For Management
1.15 Elect Director Louis W. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director K. Bruce Connell For For Management
1.3 Elect Director Douglas C. Eby For For Management
1.4 Elect Director Stewart M. Kasen For For Management
1.5 Elect Director Alan I. Kirshner For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Darrell D. Martin For For Management
1.10 Elect Director Michael O'Reilly For For Management
1.11 Elect Director Jay M. Weinberg For For Management
1.12 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
Ticker: MRLN Security ID: 571157106
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Calamari For For Management
1.2 Elect Director Lawrence J. DeAngelo For For Management
1.3 Elect Director Daniel P. Dyer For For Management
1.4 Elect Director Kevin J. McGinty For For Management
1.5 Elect Director Matthew J. Sullivan For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director James W. Wert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
Ticker: MRLN Security ID: 571157106
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Calamari For For Management
1.2 Elect Director Lawrence J. DeAngelo For For Management
1.3 Elect Director Daniel P. Dyer For For Management
1.4 Elect Director Matthew J. Sullivan For For Management
1.5 Elect Director J. Christopher Teets For For Management
1.6 Elect Director James W. Wert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. L. Giannopoulos For For Management
1.2 Elect Director Peter A. Altabef For For Management
1.3 Elect Director Louis M. Brown, Jr. For For Management
1.4 Elect Director B. Gary Dando For For Management
1.5 Elect Director F. Suzanne Jenniches For For Management
1.6 Elect Director John G. Puente For For Management
1.7 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Rosalie O'Reilly Wooten For For Management
1d Elect Director Jay D. Burchfield For For Management
1e Elect Director Thomas T. Hendrickson For For Management
1f Elect Director Paul R. Lederer For For Management
2 Amend Articles of Incorporation of the For For Management
Company's Subsidiary O'Reilly
Automotive Stores, Inc.
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Carlino For For Management
1.2 Elect Director Harold Cramer For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROADRUNNER TRANSPORTATION SYSTEMS, INC.
Ticker: RRTS Security ID: 76973Q105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Doerr For For Management
1.2 Elect Director James D. Staley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J Fitzmyers For For Management
1b Elect Director Karen Colonias For For Management
1c Elect Director Celeste Volz Ford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Prepare Employment Diversity Report Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Paul H. Stebbins For For Management
1.3 Elect Director Ken Bakshi For For Management
1.4 Elect Director Richard A. Kassar For For Management
1.5 Elect Director Myles Klein For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director Stephen K. Roddenberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
======================= Hennessy Gas Utility Index Fund ========================
AGL RESOURCES INC.
Ticker: GAS Security ID: 001204106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra N. Bane For For Management
1.2 Elect Director Thomas D. Bell, Jr. For For Management
1.3 Elect Director Norman R. Bobins For For Management
1.4 Elect Director Charles R. Crisp For For Management
1.5 Elect Director Brenda J. Gaines For For Management
1.6 Elect Director Arthur E. Johnson For For Management
1.7 Elect Director Wyck A. Knox, Jr. For For Management
1.8 Elect Director Dennis M. Love For For Management
1.9 Elect Director Dean R. O'Hare For For Management
1.10 Elect Director Armando J. Olivera For For Management
1.11 Elect Director John E. Rau For For Management
1.12 Elect Director James A. Rubright For For Management
1.13 Elect Director John W. Somerhalder, II For For Management
1.14 Elect Director Bettina M. Whyte For For Management
1.15 Elect Director Henry C. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Sidney W. Emery, Jr. For For Management
1c Elect Director George G. Goldfarb For For Management
1d Elect Director James S. Haines, Jr. For For Management
1e Elect Director Alan R. Hodnik For For Management
1f Elect Director James J. Hoolihan For For Management
1g Elect Director Heidi E. Jimmerson For For Management
1h Elect Director Madeleine W. Ludlow For For Management
1i Elect Director Douglas C. Neve For For Management
1j Elect Director Leonard C. Rodman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Allen For For Management
1.2 Elect Director Patricia L. Kampling For For Management
1.3 Elect Director Singleton B. McAllister For For Management
1.4 Elect Director Susan D. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warner L. Baxter For For Management
1.2 Elect Director Catherine S. Brune For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Richard J. Harshman For For Management
1.6 Elect Director Gayle P. W. Jackson For For Management
1.7 Elect Director James C. Johnson For For Management
1.8 Elect Director Steven H. Lipstein For For Management
1.9 Elect Director Patrick T. Stokes For For Management
1.10 Elect Director Thomas R. Voss For For Management
1.11 Elect Director Stephen R. Wilson For For Management
1.12 Elect Director Jack D. Woodard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Adoption of Policies to Meet Against Against Shareholder
National GHG Reduction Goal
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 05, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Best For For Management
1b Elect Director Kim R. Cocklin For For Management
1c Elect Director Richard W. Douglas For For Management
1d Elect Director Ruben E. Esquivel For For Management
1e Elect Director Richard K. Gordon For For Management
1f Elect Director Robert C. Grable For For Management
1g Elect Director Thomas C. Meredith For For Management
1h Elect Director Nancy K. Quinn For For Management
1i Elect Director Richard A. Sampson For For Management
1j Elect Director Stephen R. Springer For For Management
1k Elect Director Richard Ware, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erik J. Anderson For For Management
1b Elect Director Kristianne Blake For For Management
1c Elect Director Donald C. Burke For For Management
1d Elect Director John F. Kelly For For Management
1e Elect Director Rebecca A. Klein For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Marc F. Racicot For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670108
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Rebecca B. Roberts For For Management
1.3 Elect Director Warren L. Robinson For For Management
1.4 Elect Director John B. Vering For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Carroll For For Management
1b Elect Director Michael P. Johnson For For Management
1c Elect Director Janiece M. Longoria For For Management
1d Elect Director Scott J. McLean For For Management
1e Elect Director Scott M. Prochazka For For Management
1f Elect Director Susan O. Rheney For For Management
1g Elect Director Phillip R. Smith For For Management
1h Elect Director R. A. Walker For For Management
1i Elect Director Peter S. Wareing For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Bresnan For For Management
1.2 Elect Director Joseph E. Moore For For Management
1.3 Elect Director Dianna F. Morgan For For Management
1.4 Elect Director John R. Schimkaitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director Kurt L. Darrow For For Management
1.3 Elect Director Stephen E. Ewing For For Management
1.4 Elect Director Richard M. Gabrys For For Management
1.5 Elect Director William D. Harvey For For Management
1.6 Elect Director David W. Joos For For Management
1.7 Elect Director Philip R. Lochner, Jr. For For Management
1.8 Elect Director John G. Russell For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director Laura H. Wright For For Management
1.11 Elect Director John B. Yasinsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin Burke For For Management
1b Elect Director Vincent A. Calarco For For Management
1c Elect Director George Campbell, Jr. For For Management
1d Elect Director Michael J. Del Giudice For For Management
1e Elect Director Ellen V. Futter For For Management
1f Elect Director John F. Hennessy, III For For Management
1g Elect Director John F. Killian For For Management
1h Elect Director John McAvoy For For Management
1i Elect Director Armando J. Olivera For For Management
1j Elect Director Sally H. Pinero For For Management
1k Elect Director Michael W. Ranger For For Management
1l Elect Director L. Frederick Sutherland For For Management
2 Ratify Auditors For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORNING NATURAL GAS CORPORATION
Ticker: CNIG Security ID: 219381100
Meeting Date: NOV 06, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formation of Holding Company For For Management
--------------------------------------------------------------------------------
CORNING NATURAL GAS HOLDING CORPORATION
Ticker: CNIG Security ID: 219387107
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry B. Cook, Jr. For For Management
1.2 Elect Director Michael I. German For For Management
1.3 Elect Director Ted W. Gibson For For Management
1.4 Elect Director Joseph P. Mirabito For For Management
1.5 Elect Director William Mirabito For For Management
1.6 Elect Director George J. Welch For For Management
1.7 Elect Director John B. Williamson, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELTA NATURAL GAS COMPANY, INC.
Ticker: DGAS Security ID: 247748106
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: OCT 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
2.1 Elect Director Sandra C. Gray For For Management
2.2 Elect Director Edward J. Holmes For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Mark J. Kington For For Management
1.8 Elect Director Pamela J. Royal For For Management
1.9 Elect Director Robert H. Spilman, Jr. For For Management
1.10 Elect Director Michael E. Szymanczyk For For Management
1.11 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Financial and Physical Risks Against Against Shareholder
of Climate Change
7 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Environmental Impacts of Against Against Shareholder
Biomass and Assess Risks
10 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director Lillian Bauder For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director W. Frank Fountain, Jr. For For Management
1.5 Elect Director Charles G. McClure, Jr. For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Mark A. Murray For For Management
1.8 Elect Director James B. Nicholson For For Management
1.9 Elect Director Charles W. Pryor, Jr. For For Management
1.10 Elect Director Josue Robles, Jr. For For Management
1.11 Elect Director Ruth G. Shaw For For Management
1.12 Elect Director David A. Thomas For For Management
1.13 Elect Director James H. Vandenberghe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Alex Bernhardt, Sr. For For Management
1.2 Elect Director Michael G. Browning For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director William E. Kennard For For Management
1.12 Elect Director E. Marie McKee For For Management
1.13 Elect Director E. James Reinsch For For Management
1.14 Elect Director James T. Rhodes For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Less than For For Management
Unanimous Written Consent
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Dewey For For Management
1.2 Elect Director M. James Gorrie For For Management
1.3 Elect Director James T. McManus, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Scannell Bateman For For Management
1b Elect Director Leo P. Denault For For Management
1c Elect Director Kirkland H. Donald For For Management
1d Elect Director Gary W. Edwards For For Management
1e Elect Director Alexis M. Herman For For Management
1f Elect Director Donald C. Hintz For For Management
1g Elect Director Stuart L. Levenick For For Management
1h Elect Director Blanche Lambert Lincoln For For Management
1i Elect Director Stewart C. Myers For For Management
1j Elect Director W.J. 'Billy' Tauzin For For Management
1k Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Decommission Indian Point Nuclear Against Against Shareholder
Reactors
5 Report on Major Nuclear Safety Against Against Shareholder
Concerns and NRC Actions
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret K. Dorman For For Management
1.2 Elect Director David L. Porges For For Management
1.3 Elect Director James E. Rohr For For Management
1.4 Elect Director David S. Shapira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve the Material Terms of For For Management
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: IBE Security ID: 450737101
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Management Reports For For Management
3 Approve Discharge of Board For For Management
4 Renew Appointment of Ernst & Young as For For Management
Auditor
5 Approve Allocation of Income and For For Management
Dividends
6a Authorize Capitalization of Reserves For For Management
for Scrip Dividends
6b Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Approve Restricted Stock Plan For For Management
8 Reelect Georgina Yamilet Kessel For For Management
Martinez as Director
9 Authorize Share Repurchase Program For For Management
10a Amend Article 34.5 Re: Technical and For For Management
Textual Adjustments
10b Amend Article 44.3 Re: Term of Audit For For Management
Committee Chairman
11 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC.
Ticker: TEG Security ID: 45822P105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director Albert J. Budney, Jr. For For Management
1.3 Elect Director Ellen Carnahan For For Management
1.4 Elect Director Michelle L. Collins For For Management
1.5 Elect Director Kathryn M. For For Management
Hasselblad-Pascale
1.6 Elect Director John W. Higgins For For Management
1.7 Elect Director Paul W. Jones For For Management
1.8 Elect Director Holly Keller Koeppel For For Management
1.9 Elect Director Michael E. Lavin For For Management
1.10 Elect Director William F. Protz, Jr. For For Management
1.11 Elect Director Charles A. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Anthony W. Hall, Jr. For For Management
1.4 Elect Director Deborah A. Macdonald For For Management
1.5 Elect Director Michael J. Miller For For Management
1.6 Elect Director Michael C. Morgan For For Management
1.7 Elect Director Fayez Sarofim For For Management
1.8 Elect Director C. Park Shaper For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John M. Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
3 Report on Financial Risks of Climate Against Against Shareholder
Change
4 Report on Methane Emissions Against Against Shareholder
Management, Pipeline Maintenance and
Reduction Targets
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Everist For For Management
1.2 Elect Director Karen B. Fagg For For Management
1.3 Elect Director David L. Goodin For For Management
1.4 Elect Director Mark A. Hellerstein For For Management
1.5 Elect Director A. Bart Holaday For For Management
1.6 Elect Director Dennis W. Johnson For For Management
1.7 Elect Director William E. McCracken For For Management
1.8 Elect Director Patricia L. Moss For For Management
1.9 Elect Director Harry J. Pearce For For Management
1.10 Elect Director J. Kent Wells For For Management
1.11 Elect Director John K. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MGE ENERGY, INC.
Ticker: MGEE Security ID: 55277P104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Regina M. Millner For For Management
1.2 Elect Director Londa J. Dewey For For Management
1.3 Elect Director Thomas R. Stolper For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
Ticker: NFG Security ID: 636180101
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Jibson For For Management
1.2 Elect Director Jeffrey W. Shaw For For Management
1.3 Elect Director Ronald J. Tanski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender
Identity and Expression
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: 636274300
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Tom King as Director For For Management
7 Re-elect Nick Winser as Director For For Management
8 Re-elect Philip Aiken as Director For For Management
9 Re-elect Nora Brownell as Director For For Management
10 Elect Jonathan Dawson as Director For For Management
11 Re-elect Paul Golby as Director For For Management
12 Re-elect Ruth Kelly as Director For For Management
13 Re-elect Maria Richter as Director For For Management
14 Elect Mark Williamson as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane M. Kenny For For Management
1.2 Elect Director Sharon C. Taylor For For Management
1.3 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Abdoo For For Management
1.2 Elect Director Aristides S. Candris For For Management
1.3 Elect Director Sigmund L. Cornelius For For Management
1.4 Elect Director Michael E. Jesanis For For Management
1.5 Elect Director Marty R. Kittrell For For Management
1.6 Elect Director W. Lee Nutter For For Management
1.7 Elect Director Deborah S. Parker For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director Teresa A. Taylor For For Management
1.10 Elect Director Richard L. Thompson For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director William C. Van Faasen For For Management
1.12 Elect Director Frederica M. Williams For For Management
1.13 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHWEST NATURAL GAS COMPANY
Ticker: NWN Security ID: 667655104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha L. 'Stormy' For For Management
Byorum
1.2 Elect Director John D. Carter For For Management
1.3 Elect Director C. Scott Gibson For For Management
1.4 Elect Director Gregg S. Kantor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Dorothy M. Bradley For For Management
1.3 Elect Director E. Linn Draper, Jr. For For Management
1.4 Elect Director Dana J. Dykhouse For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Philip L. Maslowe For For Management
1.7 Elect Director Denton Louis Peoples For For Management
1.8 Elect Director Robert C. Rowe For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NV ENERGY, INC.
Ticker: NVE Security ID: 67073Y106
Meeting Date: SEP 25, 2013 Meeting Type: Special
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Jack B. Dunn, IV For For Management
1.3 Elect Director H. Russell Frisby, Jr. For For Management
1.4 Elect Director Terence C. Golden For For Management
1.5 Elect Director Patrick T. Harker For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Chew For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Fred J. Fowler For For Management
1.4 Elect Director Maryellen C. Herringer For For Management
1.5 Elect Director Richard C. Kelly For For Management
1.6 Elect Director Roger H. Kimmel For For Management
1.7 Elect Director Richard A. Meserve For For Management
1.8 Elect Director Forrest E. Miller For For Management
1.9 Elect Director Rosendo G. Parra For For Management
1.10 Elect Director Barbara L. Rambo For For Management
1.11 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC.
Ticker: PNY Security ID: 720186105
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Malcolm E. Everett, III For For Management
1.2 Elect Director Frank B. Holding, Jr. For For Management
1.3 Elect Director Minor M. Shaw For For Management
1.4 Elect Director Michael C. Tarwater For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
in the Articles of Incorporation
5 Reduce Supermajority Vote Requirement For For Management
in the Bylaws
6 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUESTAR CORPORATION
Ticker: STR Security ID: 748356102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa Beck For For Management
1b Elect Director R. Don Cash For For Management
1c Elect Director Laurence M. Downes For For Management
1d Elect Director Christopher A. Helms For For Management
1e Elect Director Ronald W. Jibson For For Management
1f Elect Director Rebecca Ranich For For Management
1g Elect Director Harris H. Simmons For For Management
1h Elect Director Bruce A. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RGC RESOURCES, INC.
Ticker: RGCO Security ID: 74955L103
Meeting Date: FEB 03, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Howell Agee For For Management
1.2 Elect Director J. Allen Layman For For Management
1.3 Elect Director Raymond D. Smoot, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F.A.V. Cecil For For Management
1.2 Elect Director D. Maybank Hagood For For Management
1.3 Elect Director Alfredo Trujillo For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director Kathleen L. Brown For For Management
1.4 Elect Director Pablo A. Ferrero For For Management
1.5 Elect Director William D. Jones For For Management
1.6 Elect Director William G. Ouchi For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director William P. Rutledge For For Management
1.10 Elect Director Lynn Schenk For For Management
1.11 Elect Director Jack T. Taylor For For Management
1.12 Elect Director Luis M. Tellez For For Management
1.13 Elect Director James C. Yardley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Barpoulis For For Management
1.2 Elect Director Thomas A. Bracken For For Management
1.3 Elect Director Keith S. Campbell For For Management
1.4 Elect Director Sheila Hartnett-Devlin For For Management
1.5 Elect Director Victor A. Fortkiewicz For For Management
1.6 Elect Director Edward J. Graham For For Management
1.7 Elect Director Walter M. Higgins, III For For Management
1.8 Elect Director Sunita Holzer For For Management
1.9 Elect Director Joseph H. Petrowski For For Management
1.10 Elect Director Michael J. Renna For For Management
1.11 Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Articles For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Thomas E. Chestnut For For Management
1.4 Elect Director Stephen C. Comer For For Management
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management
1.6 Elect Director Michael O. Maffie For For Management
1.7 Elect Director Anne L. Mariucci For For Management
1.8 Elect Director Michael J. Melarkey For For Management
1.9 Elect Director Jeffrey W. Shaw For For Management
1.10 Elect Director A. Randall Thoman For For Management
1.11 Elect Director Thomas A. Thomas For For Management
1.12 Elect Director Terrence 'Terry' L. For For Management
Wright
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory L. Ebel For For Management
1b Elect Director Austin A. Adams For For Management
1c Elect Director Joseph Alvarado For For Management
1d Elect Director Pamela L. Carter For For Management
1e Elect Director Clarence P. Cazalot, Jr. For For Management
1f Elect Director F. Anthony Comper For For Management
1g Elect Director Peter B. Hamilton For For Management
1h Elect Director Michael McShane For For Management
1i Elect Director Michael G. Morris For For Management
1j Elect Director Michael E. J. Phelps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Ferman, Jr. For For Management
1.2 Elect Director Evelyn V. Follit For For Management
1.3 Elect Director John B. Ramil For For Management
1.4 Elect Director Tom L. Rankin For For Management
1.5 Elect Director William D. Rockford For For Management
1.6 Elect Director Paul L. Whiting For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY
Ticker: EDE Security ID: 291641108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth R. Allen For For Management
1.2 Elect Director Bradley P. Beecher For For Management
1.3 Elect Director William L. Gipson For For Management
1.4 Elect Director Thomas M. Ohlmacher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Amend Stock Unit Plan for Directors For For Management
--------------------------------------------------------------------------------
THE LACLEDE GROUP, INC.
Ticker: LG Security ID: 505597104
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Glotzbach For For Management
1.2 Elect Director W. Stephen Maritz For For Management
1.3 Elect Director John P. Stupp, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director John Richels For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lon R. Greenberg For For Management
1.2 Elect Director Marvin O. Schlanger For For Management
1.3 Elect Director Anne Pol For For Management
1.4 Elect Director Ernest E. Jones For For Management
1.5 Elect Director John L. Walsh For For Management
1.6 Elect Director Roger B. Vincent For For Management
1.7 Elect Director M. Shawn Puccio For For Management
1.8 Elect Director Richard W. Gochnauer For For Management
1.9 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
1.2 Elect Director Arnold L. Chase For For Management
1.3 Elect Director Betsy Henley-Cohn For For Management
1.4 Elect Director Suedeen G. Kelly For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Daniel J. Miglio For For Management
1.7 Elect Director William F. Murdy For For Management
1.8 Elect Director William B. Plummer For For Management
1.9 Elect Director Donald R. Shassian For For Management
1.10 Elect Director James P. Torgerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
UNITIL CORPORATION
Ticker: UTL Security ID: 913259107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Antonucci For For Management
1.2 Elect Director David P. Brownell For For Management
1.3 Elect Director Albert H. Elfner, III For For Management
1.4 Elect Director Michael B. Green For For Management
1.5 Elect Director M. Brian O'Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNS ENERGY CORPORATION
Ticker: UNS Security ID: 903119105
Meeting Date: MAR 26, 2014 Meeting Type: Special
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNS ENERGY CORPORATION
Ticker: UNS Security ID: 903119105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Bonavia For For Management
1.2 Elect Director Lawrence J. Aldrich For For Management
1.3 Elect Director Barbara M. Baumann For For Management
1.4 Elect Director Larry W. Bickle For For Management
1.5 Elect Director Robert A. Elliott For For Management
1.6 Elect Director Daniel W.L. Fessler For For Management
1.7 Elect Director Louise L. Francesconi For For Management
1.8 Elect Director David G. Hutchens For For Management
1.9 Elect Director Ramiro G. Peru For For Management
1.10 Elect Director Gregory A. Pivirotto For For Management
1.11 Elect Director Joaquin Ruiz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl L. Chapman For For Management
1.2 Elect Director James H. For For Management
DeGraffenreidt, Jr.
1.3 Elect Director Niel C. Ellerbrook For For Management
1.4 Elect Director John D. Engelbrecht For For Management
1.5 Elect Director Anton H. George For For Management
1.6 Elect Director Martin C. Jischke For For Management
1.7 Elect Director Robert G. Jones For For Management
1.8 Elect Director J. Timothy McGinley For For Management
1.9 Elect Director R. Daniel Sadlier For For Management
1.10 Elect Director Michael L. Smith For For Management
1.11 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WGL HOLDINGS, INC.
Ticker: WGL Security ID: 92924F106
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnes For For Management
1.2 Elect Director George P. Clancy, Jr. For For Management
1.3 Elect Director James W. Dyke, Jr. For For Management
1.4 Elect Director Melvyn J. Estrin For For Management
1.5 Elect Director Nancy C. Floyd For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director James F. Lafond For For Management
1.8 Elect Director Debra L. Lee For For Management
1.9 Elect Director Terry D. McCallister For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Thomas J. Fischer For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Henry W. Knueppel For For Management
1.8 Elect Director Ulice Payne, Jr. For For Management
1.9 Elect Director Mary Ellen Stanek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gail Koziara Boudreaux For For Management
1b Elect Director Richard K. Davis For For Management
1c Elect Director Ben Fowke For For Management
1d Elect Director Albert F. Moreno For For Management
1e Elect Director Richard T. O'Brien For For Management
1f Elect Director Christopher J. For For Management
Policinski
1g Elect Director A. Patricia Sampson For For Management
1h Elect Director James J. Sheppard For For Management
1i Elect Director David A. Westerlund For For Management
1j Elect Director Kim Williams For For Management
1k Elect Director Timothy V. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
============================= Hennessy Japan Fund ==============================
ASICS CORP.
Ticker: 7936 Security ID: J03234150
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2 Amend Articles To Change Fiscal Year For For Management
End
3.1 Elect Director Oyama, Motoi For For Management
3.2 Elect Director Hashimoto, Kosuke For For Management
3.3 Elect Director Hijikata, Masao For For Management
3.4 Elect Director Kato, Katsumi For For Management
3.5 Elect Director Sano, Toshiyuki For For Management
3.6 Elect Director Matsuo, Kazuhito For For Management
3.7 Elect Director Kato, Isao For For Management
3.8 Elect Director Tanaka, Katsuro For For Management
3.9 Elect Director Miyakawa, Keiji For For Management
3.10 Elect Director Kajiwara, Kenji For For Management
3.11 Elect Director Hanai, Takeshi For For Management
4 Appoint Statutory Auditor Mitsuya, Yuko For For Management
5 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2 Authorize Share Repurchase Program For For Management
3.1 Elect Director Inoue, Noriyuki For For Management
3.2 Elect Director Togawa, Masanori For For Management
3.3 Elect Director Terada, Chiyono For For Management
3.4 Elect Director Ikebuchi, Kosuke For For Management
3.5 Elect Director Kawamura, Guntaro For For Management
3.6 Elect Director Tayano, Ken For For Management
3.7 Elect Director Minaka, Masatsugu For For Management
3.8 Elect Director Tomita, Jiro For For Management
3.9 Elect Director Matsuzaki, Takashi For For Management
3.10 Elect Director Takahashi, Koichi For For Management
3.11 Elect Director Frans Hoorelbeke For For Management
3.12 Elect Director David Swift For For Management
4 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
FUJI SEAL INTERNATIONAL INC.
Ticker: 7864 Security ID: J15183106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kakegawa, Masahito For For Management
1.2 Elect Director Kato, Fumio For For Management
1.3 Elect Director Toga, Yuuzo For For Management
1.4 Elect Director Okazaki, Hiro For For Management
1.5 Elect Director Okazaki, Shigeko For For Management
1.6 Elect Director Sonoda, Takato For For Management
1.7 Elect Director Furusawa, Rikio For For Management
1.8 Elect Director Aikawa, Ritsuo For For Management
--------------------------------------------------------------------------------
ISUZU MOTORS LTD.
Ticker: 7202 Security ID: J24994105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Approve 2 into 1 Reverse Stock Split For For Management
3 Amend Articles to Update Authorized For For Management
Capital to Reflect Reverse Stock Split
- Reduce Share Trading Unit - Clarify
Director Authorities - Streamline
Board Structure
4.1 Elect Director Hosoi, Susumu For For Management
4.2 Elect Director Furuta, Takanobu For For Management
4.3 Elect Director Ito,Kazuhiko For For Management
4.4 Elect Director Kawahara, Makoto For For Management
4.5 Elect Director Nakagawa, Kuniharu For For Management
4.6 Elect Director Mori, Kazuhiro For For Management
5 Appoint Statutory Auditor Kumazawa, For For Management
Fumihide
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Yoshida, Tomofumi For For Management
2.8 Elect Director Okamoto, Hitoshi For For Management
2.9 Elect Director Shiomi, Takao For For Management
2.10 Elect Director Fukuda, Yuuji For For Management
2.11 Elect Director Yonekura, Eiichi For For Management
2.12 Elect Director Fujisaki, Ichiro For For Management
2.13 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Mochizuki, For For Management
Harufumi
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Yoshida, Katsuhiko For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Kadonaga, Sonosuke For For Management
2.5 Elect Director Nagashima, Toru For For Management
2.6 Elect Director Oku, Masayuki For For Management
3 Appoint Statutory Auditor Waseda, For For Management
Yumiko
--------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: J32491102
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Takizaki, Takemitsu For For Management
3.2 Elect Director Yamamoto, Akinori For For Management
3.3 Elect Director Kanzawa, Akira For For Management
3.4 Elect Director Kimura, Tsuyoshi For For Management
3.5 Elect Director Konishi, Masayuki For For Management
3.6 Elect Director Kimura, Keiichi For For Management
3.7 Elect Director Miki, Masayuki For For Management
3.8 Elect Director Sasaki, Michio For For Management
3.9 Elect Director Fujimoto, Masato For For Management
4 Appoint Statutory Auditor Ueda, For For Management
Yoshihiro
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29
2.1 Elect Director Noji, Kunio For For Management
2.2 Elect Director Ohashi, Tetsuji For For Management
2.3 Elect Director Fujitsuka, Mikio For For Management
2.4 Elect Director Takamura, Fujitoshi For For Management
2.5 Elect Director Shinozuka, Hisashi For For Management
2.6 Elect Director Kuromoto, Kazunori For For Management
2.7 Elect Director Mori, Masanao For For Management
2.8 Elect Director Ikeda, Koichi For For Management
2.9 Elect Director Oku, Masayuki For For Management
2.10 Elect Director Yabunaka, Mitoji For For Management
3 Appoint Statutory Auditor Yamaguchi, For For Management
Hirohide
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Masumoto, Yasuo For For Management
1.2 Elect Director Kimata, Masatoshi For For Management
1.3 Elect Director Kubo, Toshihiro For For Management
1.4 Elect Director Kimura, Shigeru For For Management
1.5 Elect Director Ogawa, Kenshiro For For Management
1.6 Elect Director Kitao, Yuuichi For For Management
1.7 Elect Director Funo, Yukitoshi For For Management
1.8 Elect Director Matsuda, Yuzuru For For Management
2.1 Appoint Statutory Auditor Sakamoto, For For Management
Satoru
2.2 Appoint Statutory Auditor Fukuyama, For For Management
Toshikazu
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MANI INC.
Ticker: 7730 Security ID: J39673108
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: AUG 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matsutani, Kanji For For Management
1.2 Elect Director Matsutani, Masaaki For For Management
1.3 Elect Director Takai, Toshihide For For Management
1.4 Elect Director Mashiko, Takanori For For Management
1.5 Elect Director Kurihara, Yoshikazu For For Management
1.6 Elect Director Goto, Mitsuhiro For For Management
1.7 Elect Director Sakai, Kiyoshi For For Management
2 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Asada, Teruo For For Management
1.2 Elect Director Kokubu, Fumiya For For Management
1.3 Elect Director Ota, Michihiko For For Management
1.4 Elect Director Akiyoshi, Mitsuru For For Management
1.5 Elect Director Yamazoe, Shigeru For For Management
1.6 Elect Director Kawai, Shinji For For Management
1.7 Elect Director Tanaka, Kazuaki For For Management
1.8 Elect Director Matsumura, Yukihiko For For Management
1.9 Elect Director Terakawa, Akira For For Management
1.10 Elect Director Takahara, Ichiro For For Management
1.11 Elect Director Kitabata, Takao For For Management
1.12 Elect Director Kuroda, Yukiko For For Management
2 Appoint Statutory Auditor Takahashi, For For Management
Kyohei
--------------------------------------------------------------------------------
MISUMI GROUP INC.
Ticker: 9962 Security ID: J43293109
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15.48
2 Amend Articles to Clarify Director For For Management
Authorities
3.1 Elect Director Saegusa, Tadashi For For Management
3.2 Elect Director Ono, Ryuusei For For Management
3.3 Elect Director Takaya, Masayuki For For Management
3.4 Elect Director Eguchi, Masahiko For For Management
3.5 Elect Director Ikeguchi, Tokuya For For Management
3.6 Elect Director Otokozawa, Ichiro For For Management
3.7 Elect Director Numagami, Tsuyoshi For For Management
4.1 Appoint Statutory Auditor Miyamoto, For For Management
Hiroshi
4.2 Appoint Statutory Auditor Hirai, For For Management
Hidetada
5 Appoint Alternate Statutory Auditor For For Management
Maruyama, Teruhisa
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
7 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
8 Approve Deep Discount Stock Option Plan For For Management
9 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2 Amend Articles To Clarify that Company For For Management
President is a Role Filled by an
Executive Officer
3.1 Elect Director Kojima, Yorihiko For For Management
3.2 Elect Director Kobayashi, Ken For For Management
3.3 Elect Director Nakahara, Hideto For For Management
3.4 Elect Director Yanai, Jun For For Management
3.5 Elect Director Kinukawa, Jun For For Management
3.6 Elect Director Miyauchi, Takahisa For For Management
3.7 Elect Director Uchino, Shuma For For Management
3.8 Elect Director Mori, Kazuyuki For For Management
3.9 Elect Director Hirota, Yasuhito For For Management
3.10 Elect Director Ito, Kunio For For Management
3.11 Elect Director Tsukuda, Kazuo For For Management
3.12 Elect Director Kato, Ryozo For For Management
3.13 Elect Director Konno, Hidehiro For For Management
3.14 Elect Director Sakie Tachibana For For Management
Fukushima
4 Appoint Statutory Auditor Nabeshima, For For Management
Hideyuki
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3.5
2 Amend Articles To Adopt U.S.-Style For For Management
Board Structure - Reduce Directors'
Term - Recognize Validity of Board
Resolutions in Written or Electronic
Format - Authorize Board to Determine
Income Allocation - Remove Provisions
on Class 13 Preferred Shares
3.1 Elect Director Sato, Yasuhiro For For Management
3.2 Elect Director Tsujita, Yasunori For For Management
3.3 Elect Director Aya, Ryusuke For For Management
3.4 Elect Director Shimbo, Junichi For For Management
3.5 Elect Director Fujiwara, Koji For For Management
3.6 Elect Director Takahashi, Hideyuki For For Management
3.7 Elect Director Funaki, Nobukatsu For For Management
3.8 Elect Director Nomiyama, Akihiko For For Management
3.9 Elect Director Ohashi, Mitsuo For For Management
3.10 Elect Director Kawamura, Takashi For For Management
3.11 Elect Director Kainaka, Tatsuo For For Management
3.12 Elect Director Anraku, Kanemitsu For For Management
3.13 Elect Director Ota, Hiroko For For Management
4 Amend Articles to Guide Subsidiaries Against For Shareholder
and Affiliates to Make Appropriate
Valuation Reports when Hired to Do So
5 Approve Alternate Income Allocation, Against Against Shareholder
with a Final Dividend of JPY 5
6 Amend Articles to Put Director Against Abstain Shareholder
Nominees' and Statutory Auditor
Nominees' Concurrent Posts at Listed
Companies in Proxy Materials
7 Amend Articles to Require Company to Against For Shareholder
Urge Subsidiaries Owning Shares in
Allied Firms to Vote Shares
Appropriately
8 Amend Articles to Prohibit Directors, Against Abstain Shareholder
Employees or Shareholders from Using
Defamatory Terms Such as "Vulture" to
Characterize Foreign Shareholders
9 Amend Articles to Attach Unique Number Against Abstain Shareholder
to Each Account Created after My
Number Act Takes Effect
10 Amend Articles to Refrain from Against Abstain Shareholder
Disrespecting Shareholders and
Providing Loans to Anti-Social Groups
11 Amend Articles to Disclose Voting Against Abstain Shareholder
Decisions of Asset Managers Managing
Pension Funds on the Company's Website
12 Amend Articles to Prohibit Mizuho Against Abstain Shareholder
Financial Group's Securities Companies
from Manipulating Stock Prices on
Green-Sheet Markets
--------------------------------------------------------------------------------
NIDEC CORP.
Ticker: 6594 Security ID: J52968104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Expand Board For For Management
Eligibility
2.1 Elect Director Nagamori, Shigenobu For For Management
2.2 Elect Director Kure, Bunsei For For Management
2.3 Elect Director Kobe, Hiroshi For For Management
2.4 Elect Director Sato, Akira For For Management
2.5 Elect Director Hamada, Tadaaki For For Management
2.6 Elect Director Yoshimatsu, Masuo For For Management
2.7 Elect Director Miyabe, Toshihiko For For Management
2.8 Elect Director Hayafune, Kazuya For For Management
2.9 Elect Director Otani, Toshiaki For For Management
2.10 Elect Director Tahara, Mutsuo For For Management
2.11 Elect Director Ido, Kiyoto For For Management
2.12 Elect Director Ishida, Noriko For For Management
3 Appoint Statutory Auditor Nishikawa, For For Management
Ikuo
4.1 Appoint Alternate Statutory Auditor For For Management
Ono, Susumu
4.2 Appoint Alternate Statutory Auditor For For Management
Suematsu, Chihiro
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PIGEON CORP.
Ticker: 7956 Security ID: J63739106
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Nakata, Yoichi For For Management
2.2 Elect Director Okoshi, Akio For For Management
2.3 Elect Director Yamashita, Shigeru For For Management
2.4 Elect Director Akamatsu, Eiji For For Management
2.5 Elect Director Kitazawa, Norimasa For For Management
2.6 Elect Director Amari, Kazuhisa For For Management
2.7 Elect Director Kurachi, Yasunori For For Management
2.8 Elect Director Itakura, Tadashi For For Management
3 Approve Retirement Bonus Payment for For For Management
Director
4 Appoint External Audit Firm For For Management
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ROHTO PHARMACEUTICAL CO. LTD.
Ticker: 4527 Security ID: J65371106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamada, Kunio For For Management
1.2 Elect Director Yoshino, Toshiaki For For Management
1.3 Elect Director Yoshida, Akiyoshi For For Management
1.4 Elect Director Lekh Raj Juneja For For Management
1.5 Elect Director Nishikawa, Mitsuru For For Management
1.6 Elect Director Kimura, Masanori For For Management
1.7 Elect Director Kambara, Yoichi For For Management
1.8 Elect Director Kunisaki, Shinichi For For Management
1.9 Elect Director Masumoto, Takeshi For For Management
1.10 Elect Director Saito, Masaya For For Management
1.11 Elect Director Yamada, Yasuhiro For For Management
1.12 Elect Director Kanai, Toshihiro For For Management
1.13 Elect Director Matsunaga, Mari For For Management
2 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
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RYOHIN KEIKAKU CO. LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Kanai, Masaaki For For Management
3.2 Elect Director Suzuki, Kei For For Management
3.3 Elect Director Sakamaki, Hisashi For For Management
3.4 Elect Director Ito, Toshiaki For For Management
4 Appoint Statutory Auditor Hara, Kuniaki For For Management
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SHIMANO INC.
Ticker: 7309 Security ID: J72262108
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43.5
2.1 Elect Director Shimano, Yozo For For Management
2.2 Elect Director Watarai, Etsuyoshi For For Management
2.3 Elect Director Hirata, Yoshihiro For For Management
2.4 Elect Director Shimano, Taizo For For Management
2.5 Elect Director Tarutani, Kiyoshi For For Management
2.6 Elect Director Tsuzaki, Masahiro For For Management
2.7 Elect Director Toyoshima, Takashi For For Management
2.8 Elect Director Hitomi, Yasuhiro For For Management
2.9 Elect Director Matsui, Hiroshi For For Management
3.1 Appoint Statutory Auditor Katsuoka, For For Management
Hideo
3.2 Appoint Statutory Auditor Matsumoto, For For Management
Gohei
3.3 Appoint Statutory Auditor Nozue, Kanako For For Management
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SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Omori, Kazuo For For Management
2.2 Elect Director Nakamura, Kuniharu For For Management
2.3 Elect Director Sasaki, Shinichi For For Management
2.4 Elect Director Kawahara, Takuro For For Management
2.5 Elect Director Togashi, Kazuhisa For For Management
2.6 Elect Director Abe, Yasuyuki For For Management
2.7 Elect Director Hidaka, Naoki For For Management
2.8 Elect Director Inohara, Hiroyuki For For Management
2.9 Elect Director Kanegae, Michihiko For For Management
2.10 Elect Director Fujita, Masahiro For For Management
2.11 Elect Director Harada, Akio For For Management
2.12 Elect Director Matsunaga, Kazuo For For Management
3 Appoint Statutory Auditor Yuki, For For Management
Nobuhiko
4 Approve Annual Bonus Payment to For For Management
Directors
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SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Miyata, Koichi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Inoue, Atsuhiko For For Management
2.4 Elect Director Ota, Jun For For Management
2.5 Elect Director Yokoyama, Yoshinori For For Management
3 Appoint Statutory Auditor Nakao, For For Management
Kazuhiko
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TERUMO CORP.
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29
2.1 Elect Director Nakao, Koji For For Management
2.2 Elect Director Shintaku, Yuutaro For For Management
2.3 Elect Director Matsumura, Hiroshi For For Management
2.4 Elect Director Mimura, Takayoshi For For Management
2.5 Elect Director Oguma, Akira For For Management
2.6 Elect Director Arase, Hideo For For Management
2.7 Elect Director Shoji, Kuniko For For Management
2.8 Elect Director Takagi, Toshiaki For For Management
2.9 Elect Director Sato, Shinjiro For For Management
2.10 Elect Director David Perez For For Management
2.11 Elect Director Kakizoe, Tadao For For Management
2.12 Elect Director Matsunaga, Mari For For Management
2.13 Elect Director Mori, Ikuo For For Management
3 Appoint Alternate Statutory Auditor For For Management
Tabuchi, Tomohisa
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
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TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Ihara, Yasumori For For Management
2.8 Elect Director Sudo, Seiichi For For Management
2.9 Elect Director Saga, Koei For For Management
2.10 Elect Director Fukuichi, Tokuo For For Management
2.11 Elect Director Terashi, Shigeki For For Management
2.12 Elect Director Ishii, Yoshimasa For For Management
2.13 Elect Director Uno, Ikuo For For Management
2.14 Elect Director Kato, Haruhiko For For Management
2.15 Elect Director Mark T. Hogan For For Management
3.1 Appoint Statutory Auditor Nakatsugawa, For For Management
Masaki
3.2 Appoint Statutory Auditor Kitayama, For For Management
Teisuke
4 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuuji
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Disposal of Treasury Shares For For Management
for a Private Placement
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UNICHARM CORP.
Ticker: 8113 Security ID: J94104114
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Fiscal Year For For Management
End
2.1 Elect Director Takahara, Keiichiro For For Management
2.2 Elect Director Takahara, Takahisa For For Management
2.3 Elect Director Futagami, Gumpei For For Management
2.4 Elect Director Ishikawa, Eiji For For Management
2.5 Elect Director Mori, Shinji For For Management
2.6 Elect Director Nakano, Kennosuke For For Management
2.7 Elect Director Ando, Yoshiro For For Management
2.8 Elect Director Takai, Masakatsu For For Management
2.9 Elect Director Miyabayashi, Yoshihiro For For Management
2.10 Elect Director Sakaguchi, Katsuhiko For For Management
2.11 Elect Director Moriyama, Shigeo For For Management
======================== Hennessy Japan Small Cap Fund =========================
AHRESTY CORP.
Ticker: 5852 Security ID: J16674103
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takahashi, Arata For For Management
1.2 Elect Director Ishimaru, Hiroshi For For Management
1.3 Elect Director Nonaka, Kenichi For For Management
1.4 Elect Director Gamo, Shinichi For For Management
1.5 Elect Director Hara, Takashi For For Management
2 Appoint Statutory Auditor Furuya, For For Management
Shigeru
3 Amend Deep Discount Stock Option Plan For For Management
Approved at 2006 AGM
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AIPHONE CO.
Ticker: 6718 Security ID: J0060M108
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Increase Maximum For Against Management
Number of Statutory Auditors
3.1 Elect Director Ichikawa, Shuusaku For For Management
3.2 Elect Director Terao, Hironori For For Management
3.3 Elect Director Hirako, Atsuo For For Management
3.4 Elect Director Wada, Tatsuru For For Management
3.5 Elect Director Iritani, Masaaki For For Management
4 Appoint Statutory Auditor Takahashi, For For Management
Shoji
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ALPEN CO LTD
Ticker: 3028 Security ID: J01219104
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: JUN 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mizuno, Taizo For For Management
1.2 Elect Director Murase, Kazuo For For Management
1.3 Elect Director Ishida, Yoshitaka For For Management
1.4 Elect Director Mizumaki, Yasuhiko For For Management
1.5 Elect Director Suzuki, Takehito For For Management
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ANEST IWATA CORP.
Ticker: 6381 Security ID: J01544105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Tsubota, Takahiro For For Management
3.2 Elect Director Iida, Toshiyuki For For Management
3.3 Elect Director Koga, Hiroshi For For Management
3.4 Elect Director Tsukamoto, Shinya For For Management
3.5 Elect Director Morimoto, Kiyoshi For For Management
3.6 Elect Director Machida, Atsumi For For Management
4 Approve Takeover Defense Plan (Poison For For Management
Pill)
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ASAHI NET INC
Ticker: 3834 Security ID: J02983104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8.5
2 Amend Articles To Change Company Name For For Management
3.1 Elect Director Hijikata, Jiro For For Management
3.2 Elect Director Takiguchi, Akira For For Management
3.3 Elect Director Mizokami, Satoshi For For Management
3.4 Elect Director Nakano, Koichi For For Management
3.5 Elect Director Hasegawa, Satoko For For Management
4.1 Appoint Statutory Auditor Yoshida, For For Management
Nozomu
4.2 Appoint Statutory Auditor Imanishi, For For Management
Hiroyuki
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BIC CAMERA INC.
Ticker: 3048 Security ID: J04516100
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: AUG 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 500
2 Amend Articles To Limit Rights of For For Management
Odd-Lot Holders
3.1 Elect Director Miyajima, Hiroyuki For For Management
3.2 Elect Director Kawamura, Hitoshi For For Management
3.3 Elect Director Noguchi, Susumu For For Management
3.4 Elect Director Uranishi, Tomoyoshi For For Management
3.5 Elect Director Yumoto, Yoshiyuki For For Management
3.6 Elect Director Abe, Toru For For Management
3.7 Elect Director Ando, Koji For For Management
3.8 Elect Director Kimura, Kazuyoshi For For Management
3.9 Elect Director Namai, Toshishige For For Management
3.10 Elect Director Sato, Masaaki For For Management
4 Appoint Statutory Auditor Sorimachi, For For Management
Koichiro
5 Appoint Alternate Statutory Auditor For For Management
Hirai, Sadao
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CENTRAL GLASS CO. LTD.
Ticker: 4044 Security ID: J05502109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarasawa, Shuuichi For For Management
1.2 Elect Director Maruta, Masamichi For For Management
1.3 Elect Director Nakai, Hajime For For Management
1.4 Elect Director Shimizu, Tadashi For For Management
1.5 Elect Director Kikuchi, Makoto For For Management
1.6 Elect Director Takagi, Kazuyoshi For For Management
1.7 Elect Director Murata, Shigeki For For Management
1.8 Elect Director Takayama, Satoshi For For Management
1.9 Elect Director Yamamoto, Teiichi For For Management
1.10 Elect Director Aizawa, Masuo For For Management
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CHUETSU PULP & PAPER CO. LTD.
Ticker: 3877 Security ID: J1363T105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
2.1 Elect Director Kato, Akiyoshi For For Management
2.2 Elect Director Ubashima, Fumio For For Management
2.3 Elect Director Uematsu, Hisashi For For Management
2.4 Elect Director Furuta, Kiyotaka For For Management
2.5 Elect Director Takagishi, Shin For For Management
2.6 Elect Director Kusuhara, Shouichi For For Management
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DAIKEN CORP. (7905)
Ticker: 7905 Security ID: J09933102
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3.75
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Sawaki, Ryoji For For Management
3.2 Elect Director Okuda, Masanori For For Management
3.3 Elect Director Kanesaka, Kazumasa For For Management
3.4 Elect Director Imamura, Kikuo For For Management
3.5 Elect Director Yamanaka, Kenji For For Management
3.6 Elect Director Shibuya, Tatsuo For For Management
3.7 Elect Director Kato, Tomoaki For For Management
3.8 Elect Director Terubayashi, Takashi For For Management
3.9 Elect Director Aihara, Takashi For For Management
4 Appoint Statutory Auditor Hasunuma, For For Management
Akio
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DOSHISHA CO.
Ticker: 7483 Security ID: J1235R105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles To Change Company Name For For Management
- Expand Board Eligibility
3.1 Elect Director Nomura, Masaharu For For Management
3.2 Elect Director Nomura, Masayuki For For Management
3.3 Elect Director Kimbara, Toneri For For Management
3.4 Elect Director Niki, Kazuhiro For For Management
3.5 Elect Director Kurume, Tadato For For Management
3.6 Elect Director Fujimoto, Toshihiro For For Management
4 Approve Stock Option Plan For Against Management
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EAGLE INDUSTRY CO. LTD.
Ticker: 6486 Security ID: J12558110
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Tsuru, Masato For For Management
3.2 Elect Director Tsuru, Tetsuji For For Management
3.3 Elect Director Unemura, Yasunari For For Management
3.4 Elect Director Aono, Fumiaki For For Management
3.5 Elect Director Abe, Shinji For For Management
3.6 Elect Director Uemura, Norio For For Management
4 Appoint Statutory Auditor Kajitani, Gen For For Management
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ELECOM CO LTD
Ticker: 6750 Security ID: J12884102
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2 Amend Articles to Amend Business Lines For For Management
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FALTEC CO. LTD.
Ticker: 7215 Security ID: J1334X102
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toida, Kazuhiko For For Management
1.2 Elect Director Takamatsu, Katsuhiro For For Management
1.3 Elect Director Miki, Keiji For For Management
1.4 Elect Director Sato, Tatsuro For For Management
1.5 Elect Director Kato, Hiroshi For For Management
1.6 Elect Director Yamamoto, Kenichi For For Management
1.7 Elect Director Tomita, Kenichi For For Management
1.8 Elect Director Yamada, Seishiro For For Management
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FUJIBO HOLDINGS INC.
Ticker: 3104 Security ID: J76594100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Nakano, Mitsuo For For Management
2.2 Elect Director Aoki, Takao For For Management
2.3 Elect Director Yoshida, Kazushi For For Management
2.4 Elect Director Kobayashi, Toshihiko For For Management
2.5 Elect Director Okubo, Seiu For For Management
2.6 Elect Director Nakano, Masao For For Management
3 Appoint Statutory Auditor Momose, Kazuo For For Management
4 Approve Takeover Defense Plan (Poison For For Management
Pill)
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HAGIHARA INDUSTRIES INC.
Ticker: 7856 Security ID: J1798G108
Meeting Date: JAN 24, 2014 Meeting Type: Annual
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
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HAKUDO CO. LTD.
Ticker: 7637 Security ID: J1803M108
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsunoda, Koji For For Management
1.2 Elect Director Oda, Ritsu For For Management
1.3 Elect Director Yamada, Tetsuya For For Management
1.4 Elect Director Yamada, Mitsushige For For Management
1.5 Elect Director Noda, Chiaki For For Management
2 Approve Annual Bonus Payment to For For Management
Directors
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HAKUTO CO., LTD.
Ticker: 7433 Security ID: J18113100
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sugimoto, Ryuusaburo For For Management
1.2 Elect Director Takada, Yoshinae For For Management
1.3 Elect Director Tomioka, Noriaki For For Management
1.4 Elect Director Abe, Ryoji For For Management
1.5 Elect Director Takagi, Jun For For Management
1.6 Elect Director Shintoku, Nobuhito For For Management
1.7 Elect Director Takayama, Ichiro For For Management
1.8 Elect Director Iwashiro, Katsuyoshi For For Management
1.9 Elect Director Kondo, Keiji For For Management
2 Appoint Statutory Auditor Nakaizumi, For For Management
Satoshi
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HANWA CO. LTD.
Ticker: 8078 Security ID: J18774166
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kita, Shuuji For For Management
2.2 Elect Director Furukawa, Hironari For For Management
2.3 Elect Director Kawanishi, Hideo For For Management
2.4 Elect Director Serizawa, Hiroshi For For Management
2.5 Elect Director Ogasawara, Akihiko For For Management
2.6 Elect Director Moriguchi, Atsuhiro For For Management
2.7 Elect Director Seki, Osamu For For Management
2.8 Elect Director Hori, Ryuji For For Management
2.9 Elect Director Kato, Yasumichi For For Management
2.10 Elect Director Matsuoka, Yoshiaki For For Management
2.11 Elect Director Togawa, Naoyuki For For Management
2.12 Elect Director Yamamoto, Hiromasa For For Management
2.13 Elect Director Hatanaka,Yasushi For For Management
3 Appoint Statutory Auditor Okubo, For For Management
Katsunori
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HARIMA CHEMICALS GROUP INC.
Ticker: 4410 Security ID: J18816108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Decrease Maximum For For Management
Board Size
2.1 Elect Director Hasegawa, Yoshihiro For For Management
2.2 Elect Director Kono, Masanao For For Management
2.3 Elect Director Kaneshiro, Teruo For For Management
2.4 Elect Director Inaba, Masashi For For Management
2.5 Elect Director Taninaka, Ichiro For For Management
3.1 Appoint Alternate Statutory Auditor For For Management
Matsuoka, Daizo
3.2 Appoint Alternate Statutory Auditor For For Management
Kobayashi, Takeshi
4 Approve Retirement Bonus Payment for For For Management
Directors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
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HASEKO CORP.
Ticker: 1808 Security ID: J18984104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2.1 Elect Director Nishino, Minoru For For Management
2.2 Elect Director Shimada, Morio For For Management
2.3 Elect Director Yoshida, Ryuichiro For For Management
2.4 Elect Director Kitamura, Kinichi For For Management
2.5 Elect Director Tani, Junichi For For Management
2.6 Elect Director Tsunematsu, Takeshi For For Management
2.7 Elect Director Hirano, Fujio For For Management
3.1 Appoint Statutory Auditor Fukui, For For Management
Yoshitaka
3.2 Appoint Statutory Auditor Isoda, Mitsuo For For Management
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HITACHI ZOSEN CORP.
Ticker: 7004 Security ID: J20790101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Furukawa, Minoru For For Management
3.2 Elect Director Tanisho, Takashi For For Management
3.3 Elect Director Hashikawa, Masaki For For Management
3.4 Elect Director Matsuwake, Hisao For For Management
3.5 Elect Director Morikata, Masayuki For For Management
3.6 Elect Director Abo, Koji For For Management
3.7 Elect Director Yoshioka, Toru For For Management
3.8 Elect Director Shimizu, Toru For For Management
3.9 Elect Director Kobashi, Wataru For For Management
3.10 Elect Director Ito, Chiaki For For Management
4.1 Appoint Statutory Auditor Fujii, For For Management
Motohiro
4.2 Appoint Statutory Auditor Takashima, For For Management
Kenichi
--------------------------------------------------------------------------------
INFORMATION SERVICE INTERNATIONAL - DENTSU, LTD.
Ticker: 4812 Security ID: J2388L101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Kamai, Setsuo For For Management
2.2 Elect Director Fukuyama, Akihiro For For Management
2.3 Elect Director Ichikawa, Kenji For For Management
2.4 Elect Director Uehara, Nobuo For For Management
2.5 Elect Director Umezawa, Konosuke For For Management
2.6 Elect Director Yoshimoto, Atsushi For For Management
2.7 Elect Director Kobayashi, Akira For For Management
2.8 Elect Director Horisawa, Shin For For Management
2.9 Elect Director Toya, Nobuyuki For For Management
3 Appoint Statutory Auditor Tani, Atsushi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Nagano, Mitsuru
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
IRISO ELECTRONICS CO.
Ticker: 6908 Security ID: J2429P103
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Sato, Sadao For For Management
2.2 Elect Director Imazu, Toshiyuki For For Management
2.3 Elect Director Hara, Mitsuru For For Management
2.4 Elect Director Chiba, Toshiyuki For For Management
2.5 Elect Director Takeda, Keiji For For Management
2.6 Elect Director Yuki, Ikuo For For Management
2.7 Elect Director Ebata, Makoto For For Management
2.8 Elect Director Suzuki, Hitoshi For For Management
3 Approve Retirement Bonus Payment for For For Management
Director
--------------------------------------------------------------------------------
ITOCHU ENEX CO. LTD.
Ticker: 8133 Security ID: J2501Y105
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2 Amend Articles to Amend Business Lines For For Management
- Indemnify Directors and Statutory
Auditors
3.1 Elect Director Takasaka, Masahiko For For Management
3.2 Elect Director Tanaka, Masayasu For For Management
3.3 Elect Director Nakamura, Tsukasa For For Management
3.4 Elect Director Yasuda, Takashi For For Management
4.1 Appoint Statutory Auditor Takagi, For For Management
Masanobu
4.2 Appoint Statutory Auditor Ojima, For For Management
Hisayoshi
4.3 Appoint Statutory Auditor Kawai, For For Management
Toshiharu
--------------------------------------------------------------------------------
JAPAN PULP & PAPER CO. LTD.
Ticker: 8032 Security ID: J27449107
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles To Amend Business Lines For For Management
- Indemnify Directors and Statutory
Auditors
3.1 Elect Director Noguchi, Kenzo For For Management
3.2 Elect Director Nishikawa, Yasuyuki For For Management
3.3 Elect Director Matsuda, Hiroyuki For For Management
3.4 Elect Director Okazaki, Akihiko For For Management
3.5 Elect Director Dazai, Tokuhichi For For Management
3.6 Elect Director Obata, Shingo For For Management
3.7 Elect Director Kobayashi, Hikaru For For Management
--------------------------------------------------------------------------------
KATO WORKS CO. LTD.
Ticker: 6390 Security ID: J31115108
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6.5
2.1 Elect Director Kato, Masao For For Management
2.2 Elect Director Kato, Kimiyasu For For Management
2.3 Elect Director Tagomori, Koji For For Management
2.4 Elect Director Kudo, Kazuhiro For For Management
2.5 Elect Director Okada, Mitsuo For For Management
2.6 Elect Director Konishi, Jiro For For Management
2.7 Elect Director Okami, Yoshiaki For For Management
3 Approve Retirement Bonuses and Special For For Management
Payments in Connection with Abolition
of Retirement Bonus System
4 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
KITO CORPORATION
Ticker: 6409 Security ID: J33996117
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kito, Yoshio For For Management
2.2 Elect Director Yuzurihara, Tsuneo For For Management
2.3 Elect Director Ito, Hajime For For Management
2.4 Elect Director Osozawa, Shigeki For For Management
2.5 Elect Director Yamada, Kazuhiro For For Management
2.6 Elect Director Tannawa, Keizo For For Management
2.7 Elect Director Matsushima, Katsumori For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
KITZ CORP.
Ticker: 6498 Security ID: J34039115
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hotta, Yasuyuki For For Management
1.2 Elect Director Natori, Toshiaki For For Management
1.3 Elect Director Kondo, Masahiko For For Management
1.4 Elect Director Hirashima, Takahito For For Management
1.5 Elect Director Kusano, Shigero For For Management
1.6 Elect Director Matsumoto, Kazuyuki For For Management
2 Appoint Alternate Statutory Auditor For For Management
Tamura, Toshihiro
--------------------------------------------------------------------------------
KOMERI CO. LTD.
Ticker: 8218 Security ID: J3590M101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Sasage, Kenichi For For Management
2.2 Elect Director Sasage, Yuuichiro For For Management
2.3 Elect Director Itagaki, Takayoshi For For Management
2.4 Elect Director Matsuda, Shuuichi For For Management
2.5 Elect Director Ishizawa, Noboru For For Management
2.6 Elect Director Aoki, Mamoru For For Management
2.7 Elect Director Tanabe, Tadashi For For Management
2.8 Elect Director Hayakawa, Hiroshi For For Management
2.9 Elect Director Suzuki, Katsushi For For Management
2.10 Elect Director Hosaka, Naoshi For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
KONDOTEC INC.
Ticker: 7438 Security ID: J36007102
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Sugawara, Akira For For Management
3.2 Elect Director Kondo, Katsuhiko For For Management
3.3 Elect Director Ando, Tomoya For For Management
3.4 Elect Director Hirata, Shigeru For For Management
3.5 Elect Director Takimizu, Kanji For For Management
3.6 Elect Director Yamada, Kiyoshi For For Management
3.7 Elect Director Miya, Haruo For For Management
3.8 Elect Director Yano, Masahiko For For Management
3.9 Elect Director Tokuda, Masaru For For Management
4 Appoint Statutory Auditor Kawase, For For Management
Tetsuo
5 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
KYOSAN ELECTRIC MFG. CO. LTD.
Ticker: 6742 Security ID: J37866118
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Nishikawa, Tsutomu For For Management
2.2 Elect Director Tokodai, Tsutomu For For Management
2.3 Elect Director Toho, Hisazumi For For Management
2.4 Elect Director Yoshikawa, Takashi For For Management
2.5 Elect Director Nishida, Shigenobu For For Management
2.6 Elect Director Onodera, Toru For For Management
2.7 Elect Director Kaneshi, Toyoaki For For Management
2.8 Elect Director Fujimoto, Katsuhiko For For Management
2.9 Elect Director Sakamoto, Masanari For For Management
3 Appoint Alternate Statutory Auditor For For Management
Konno, Akio
--------------------------------------------------------------------------------
MACNICA
Ticker: 7631 Security ID: J3924U100
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
--------------------------------------------------------------------------------
MIYAJI ENGINEERING GROUP INC.
Ticker: 3431 Security ID: J45744109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Aota, Shigetoshi For For Management
3.2 Elect Director Sugai, Mamoru For For Management
3.3 Elect Director Echigoya, Hidehiro For For Management
3.4 Elect Director Iizuka, Kazumichi For For Management
3.5 Elect Director Nishigaki, Noboru For For Management
--------------------------------------------------------------------------------
NIPPON KOEI CO. LTD.
Ticker: 1954 Security ID: J34770107
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUN 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsunoda, Yoshihiko For For Management
1.2 Elect Director Hirose, Noriaki For For Management
1.3 Elect Director Nishitani, Shoji For For Management
1.4 Elect Director Yoshida, Katsumi For For Management
1.5 Elect Director Yamakawa, Asao For For Management
1.6 Elect Director Yoshida, Tamotsu For For Management
1.7 Elect Director Arimoto, Ryuuichi For For Management
1.8 Elect Director Mizukoshi, Akira For For Management
1.9 Elect Director Takano, Noboru For For Management
1.10 Elect Director Inoe, Yoshikimi For For Management
1.11 Elect Director Akiyoshi, Hiroyuki For For Management
1.12 Elect Director Naito, Masahisa For For Management
2 Appoint Statutory Auditor Enomoto, For For Management
Mineo
3 Appoint Alternate Statutory Auditor For For Management
Sudo, Hideaki
4 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
NISSEI BUILD KOGYO CO. LTD.
Ticker: 1916 Security ID: J57332108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Morioka, Atsuhiro For For Management
3.2 Elect Director Morioka, Naoki For For Management
3.3 Elect Director Motoyoshi, Yoshiaki For For Management
3.4 Elect Director Fujiwara, Keiji For For Management
3.5 Elect Director Nawamaki, Masao For For Management
3.6 Elect Director Tanida, Nobu For For Management
3.7 Elect Director Ueda, Hideki For For Management
3.8 Elect Director Kotani, Koji For For Management
3.9 Elect Director Kikuchi, Junya For For Management
4 Appoint Alternate Statutory Auditor For For Management
Inoue, Masazo
--------------------------------------------------------------------------------
NITTOKU ENGINEERING
Ticker: 6145 Security ID: J49936107
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Sugimoto, Shinji For For Management
2.2 Elect Director Matsuo, Mitsugu For For Management
3 Appoint Alternate Statutory Auditor For For Management
Tochigi, Yoshiji
--------------------------------------------------------------------------------
OKAMURA CORP.
Ticker: 7994 Security ID: J60514114
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Nakamura, Kikuo For For Management
2.2 Elect Director Nakamura, Masayuki For For Management
2.3 Elect Director Makino, Hiroshi For For Management
2.4 Elect Director Sato, Kiyoshi For For Management
2.5 Elect Director Iwashita, Hiroki For For Management
2.6 Elect Director Kikuchi, Shigeji For For Management
2.7 Elect Director Iwata, Toshikazu For For Management
2.8 Elect Director Toshida, Teiichi For For Management
2.9 Elect Director Kinukawa, Jun For For Management
2.10 Elect Director Ebina, Ken For For Management
2.11 Elect Director Iizuka, Nobuyuki For For Management
2.12 Elect Director Koguma, Seiji For For Management
2.13 Elect Director Yamamoto, Fumio For For Management
2.14 Elect Director Osada, Koichi For For Management
2.15 Elect Director Aratani, Katsunori For For Management
2.16 Elect Director Nakajima, Akio For For Management
2.17 Elect Director Kaneko, Hajime For For Management
2.18 Elect Director Yamaki, Kenichi For For Management
2.19 Elect Director Inoue, Ken For For Management
3.1 Appoint Alternate Statutory Auditor For For Management
Hayashi, Mutsuo
3.2 Appoint Alternate Statutory Auditor For For Management
Iwamoto, Shigeru
--------------------------------------------------------------------------------
PRESTIGE INTERNATIONAL INC.
Ticker: 4290 Security ID: J6401L105
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Make Technical For For Management
Changes
2.1 Elect Director Tamagami, Shinichi For For Management
2.2 Elect Director Yakubo, Katsuya For For Management
2.3 Elect Director Sekine, Hiroshi For For Management
2.4 Elect Director Omukai, Naoko For For Management
--------------------------------------------------------------------------------
RIKEN TECHNOS CORP
Ticker: 4220 Security ID: J65070112
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Shimizu, Hiroshi For For Management
3.2 Elect Director Sumiyoshi, Masamitsu For For Management
3.3 Elect Director Okochi, Yoshitaka For For Management
3.4 Elect Director Irie, Junji For For Management
3.5 Elect Director Otani, Hirofumi For For Management
3.6 Elect Director Tokiwa, Kazuaki For For Management
3.7 Elect Director Tasaka, Michihisa For For Management
3.8 Elect Director Shimada, Takashi For For Management
3.9 Elect Director Nemoto, Hiroshi For For Management
4.1 Appoint Statutory Auditor Sato, Ryoichi For For Management
4.2 Appoint Statutory Auditor Nakamura, For For Management
Shigeharu
--------------------------------------------------------------------------------
S FOODS INC.
Ticker: 2292 Security ID: J76616101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Murakami, Shinnosuke For For Management
2.2 Elect Director Hirai, Hirokatsu For For Management
2.3 Elect Director Yasuoka, Nobuyuki For For Management
2.4 Elect Director Morishima, Yoshimitsu For For Management
2.5 Elect Director Tsujita, Akihiro For For Management
2.6 Elect Director Sugimoto, Mitsufumi For For Management
2.7 Elect Director Komata, Motoaki For For Management
2.8 Elect Director Sawa, Makoto For For Management
2.9 Elect Director Kuwahara, Michio For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kushiro, Mineo
--------------------------------------------------------------------------------
SANKYO SEIKO CO. LTD.
Ticker: 8018 Security ID: J67994103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Kawasaki, Kenzo For For Management
2.2 Elect Director Nagasawa, Kazuyuki For For Management
2.3 Elect Director Yamada, Koji For For Management
2.4 Elect Director Sawai, Akira For For Management
2.5 Elect Director Inoue, Akira For For Management
2.6 Elect Director Nishimura, Hajime For For Management
2.7 Elect Director Iwasa, Yutaka For For Management
3.1 Appoint Alternate Statutory Auditor For For Management
Matsui, Chieko
3.2 Appoint Alternate Statutory Auditor For For Management
Sakai, Takashi
--------------------------------------------------------------------------------
SBS HOLDINGS INC.
Ticker: 2384 Security ID: J6985F102
Meeting Date: MAR 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kamata, Masahiko For For Management
1.2 Elect Director Iriyama, Kenichi For For Management
1.3 Elect Director Sugino, Taiji For For Management
1.4 Elect Director Watanabe, Makoto For For Management
1.5 Elect Director Sekimoto, Tetsuya For For Management
--------------------------------------------------------------------------------
SEIREN CO. LTD.
Ticker: 3569 Security ID: J70402102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Kawada, Tatsuo For For Management
2.2 Elect Director Yuikawa, Koichi For For Management
2.3 Elect Director Nomura, Masakazu For For Management
2.4 Elect Director Tsubota, Koji For For Management
2.5 Elect Director Makida, Hiroyuki For For Management
2.6 Elect Director Tsubota, Toshiro For For Management
2.7 Elect Director Hayashi, Tatsuro For For Management
2.8 Elect Director U, Ki For For Management
2.9 Elect Director Yoshino, Ryuujiro For For Management
2.10 Elect Director Kitabata, Takao For For Management
2.11 Elect Director Yamada, Hideyuki For For Management
2.12 Elect Director Ueyama, Koichi For For Management
2.13 Elect Director Oenoki, Toshiyuki For For Management
2.14 Elect Director Kawada, Koji For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHIN NIPPON AIR TECHNOLOGIES CO. LTD.
Ticker: 1952 Security ID: J7366Q105
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2 Amend Articles To Transfer Authority For For Management
to Preside over Shareholder Meetings
and Board Meetings from President to
Representative Director
3.1 Elect Director Takahashi, Kaoru For For Management
3.2 Elect Director Natsui, Hiroshi For For Management
3.3 Elect Director Usami, Takeshi For For Management
3.4 Elect Director Kusuda, Morio For For Management
3.5 Elect Director Fuchino, Satoshi For For Management
3.6 Elect Director Akamatsu, Keiichi For For Management
3.7 Elect Director Omiya, Yoshimitsu For For Management
4.1 Appoint Statutory Auditor Yamada, Isao For For Management
4.2 Appoint Statutory Auditor Ikio, Toru For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SIIX CORPORATION
Ticker: 7613 Security ID: J75511105
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
--------------------------------------------------------------------------------
SNT CORP.
Ticker: 6319 Security ID: J73670101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Hashimoto, Satoshi For For Management
2.2 Elect Director Bamba, Hidekazu For For Management
2.3 Elect Director Suzuki, Takeshi For For Management
2.4 Elect Director Nagakubo, Shinji For For Management
2.5 Elect Director Kobayashi, Kenji For For Management
2.6 Elect Director Tsujimoto, Yukihiro For For Management
2.7 Elect Director Motoki, Takanori For For Management
--------------------------------------------------------------------------------
STARTS CORPORATION
Ticker: 8850 Security ID: J76702109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muraishi, Hisaji For For Management
1.2 Elect Director Sekido, Hirotaka For For Management
1.3 Elect Director Kawano, Kazutaka For For Management
1.4 Elect Director Otsuki, Mitsuo For For Management
1.5 Elect Director Isozaki, Kazuo For For Management
1.6 Elect Director Nakamatsu, Manabu For For Management
1.7 Elect Director Naoi, Tamotsu For For Management
1.8 Elect Director Muraishi, Toyotaka For For Management
1.9 Elect Director Hasegawa, Takahiro For For Management
1.10 Elect Director Hamanaka, Toshio For For Management
1.11 Elect Director Sasaki, Kazuhiro For For Management
1.12 Elect Director Naoi, Hideyuki For For Management
1.13 Elect Director Saito, Tarouo For For Management
2 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
SUMIDA CORPORATION
Ticker: 6817 Security ID: J76917103
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yawata, Shigeyuki For For Management
1.2 Elect Director Ulrich Ruetz For For Management
1.3 Elect Director Sato, Joji For For Management
1.4 Elect Director Auyang Pak Hong For For Management
1.5 Elect Director Uchida, Soichiro For For Management
1.6 Elect Director Moroe, Yukihiro For For Management
--------------------------------------------------------------------------------
TEIKOKU ELECTRIC MFG. CO. LTD.
Ticker: 6333 Security ID: J82335100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
--------------------------------------------------------------------------------
TOCALO CO LTD
Ticker: 3433 Security ID: J84227123
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2 Appoint Statutory Auditor Namba, Yoshio For For Management
--------------------------------------------------------------------------------
TOCHIGI BANK LTD.
Ticker: 8550 Security ID: J84334101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.5
2.1 Elect Director Kikuchi, Yasuo For For Management
2.2 Elect Director Kikuchi, Masatoshi For For Management
2.3 Elect Director Tsunakawa, Kiyomi For For Management
2.4 Elect Director Ueki, Sakae For For Management
2.5 Elect Director Wanajo, Kenichi For For Management
2.6 Elect Director Aso, Toshimasa For For Management
3 Appoint Statutory Auditor Kimijima, For For Management
Kiyomi
--------------------------------------------------------------------------------
TOKAI TOKYO FINANCIAL HOLDINGS INC
Ticker: 8616 Security ID: J8609T104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Ishida, Tateaki For For Management
2.2 Elect Director Maemura, Yoshimi For For Management
2.3 Elect Director Iizumi, Hiroshi For For Management
2.4 Elect Director Suzuki, Ikuo For For Management
2.5 Elect Director Morisue, Nobuhiro For For Management
2.6 Elect Director Mizuno, Ichiro For For Management
2.7 Elect Director Setta, Masato For For Management
3 Appoint Statutory Auditor Kinoshita, For For Management
Eiichiro
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
TOMOKU CO. LTD.
Ticker: 3946 Security ID: J89236103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Increase Maximum For For Management
Board Size - Indemnify Directors
3.1 Elect Director Saito, Hideo For For Management
3.2 Elect Director Okada, Masato For For Management
3.3 Elect Director Uchino, Mitsugu For For Management
3.4 Elect Director Nakahashi, Mitsuo For For Management
3.5 Elect Director Hirose, Shoji For For Management
3.6 Elect Director Kurihara, Yoshiyuki For For Management
3.7 Elect Director Arai, Takashi For For Management
3.8 Elect Director Murai, Hidetoshi For For Management
3.9 Elect Director Ariga, Takeshi For For Management
3.10 Elect Director Miyasaka, Tomozumi For For Management
3.11 Elect Director Okamoto, Yoshio For For Management
3.12 Elect Director Sakagami, Makoto For For Management
4.1 Appoint Statutory Auditor Sato, Michio For For Management
4.2 Appoint Statutory Auditor Yagi, Shigeki For For Management
4.3 Appoint Statutory Auditor Iida, Kyu For For Management
5 Appoint Alternate Statutory Auditor For For Management
Kanazawa, Toshiaki
--------------------------------------------------------------------------------
TOSHIN GROUP CO., LTD.
Ticker: 2761 Security ID: J89964100
Meeting Date: AUG 02, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Miki, Tomotaro For For Management
2.2 Elect Director Ogi, Kunio For For Management
2.3 Elect Director Tanaka, Keisuke For For Management
3 Appoint External Audit Firm For For Management
--------------------------------------------------------------------------------
TOWA CORPORATION
Ticker: 6315 Security ID: J9042T107
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Bando, Kazuhiko For For Management
2.2 Elect Director Okada, Hirokazu For For Management
2.3 Elect Director Amakawa, Tsuyoshi For For Management
2.4 Elect Director Konishi, Hisaji For For Management
2.5 Elect Director Fukutomi, Makoto For For Management
2.6 Elect Director Uragami, Hiroshi For For Management
2.7 Elect Director Tamura, Yoshizumi For For Management
2.8 Elect Director Kuwaki, Hajime For For Management
--------------------------------------------------------------------------------
TRANSCOSMOS INC.
Ticker: 9715 Security ID: J9297T109
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 46
2 Amend Articles To Amend Business Lines For For Management
- Increase Maximum Board Size
3.1 Elect Director Okuda, Koki For For Management
3.2 Elect Director Funatsu, Koji For For Management
3.3 Elect Director Okuda, Masataka For For Management
3.4 Elect Director Iwami, Koichi For For Management
3.5 Elect Director Mukai, Hiroyuki For For Management
3.6 Elect Director Moriyama, Masakatsu For For Management
3.7 Elect Director Nagakura, Shinichi For For Management
3.8 Elect Director Muta, Masaaki For For Management
3.9 Elect Director Kono, Masatoshi For For Management
3.10 Elect Director Honda, Hitoshi For For Management
3.11 Elect Director Shiraishi, Kiyoshi For For Management
3.12 Elect Director Natsuno, Takeshi For For Management
3.13 Elect Director Takinami, Jutaro For For Management
3.14 Elect Director Yoshida, Nozomu For For Management
3.15 Elect Director Uda, Eiji For For Management
4 Appoint Statutory Auditor Shimofusa, For For Management
Kunio
5 Appoint Alternate Statutory Auditor For For Management
Tsurumori, Miwa
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
V-CUBE, INC.
Ticker: 3681 Security ID: J9451X102
Meeting Date: MAR 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Recognize Validity For For Management
of Board Resolutions in Written or
Electronic Format
2.1 Elect Director Mashita, Naoaki For For Management
2.2 Elect Director Takada, Masaya For For Management
2.3 Elect Director Morita, Shigeru For For Management
2.4 Elect Director Kamezaki, Yosuke For For Management
2.5 Elect Director Okawa, Nariyoshi For For Management
2.6 Elect Director Murakami, Norio For For Management
2.7 Elect Director Komiyama, Hiroshi For For Management
3 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
VILLAGE VANGUARD CO. LTD.
Ticker: 2769 Security ID: J9455E100
Meeting Date: AUG 23, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 1400
2 Amend Articles To Reflect Stock For For Management
Exchange Mandate to Consolidate
Trading Units
--------------------------------------------------------------------------------
YOKOWO CO. LTD.
Ticker: 6800 Security ID: J97624100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Tokuma, Junichi For For Management
3.2 Elect Director Yanagisawa, Wasuke For For Management
3.3 Elect Director Tokuma, Takayuki For For Management
3.4 Elect Director Ohasi, Shuji For For Management
4.1 Appoint Statutory Auditor Mashimo, For For Management
Yasushi
4.2 Appoint Statutory Auditor Ogawa, For For Management
Eikichi
4.3 Appoint Statutory Auditor Tochigi, For For Management
Toshiaki
5 Approve Stock Option Plan For For Management
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
YUSHIRO CHEMICAL INDUSTRY CO. LTD.
Ticker: 5013 Security ID: J98548100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
2.1 Elect Director Ogo, Eiichi For For Management
2.2 Elect Director Kishi, Yuuji For For Management
2.3 Elect Director Hyakusoku, Tatsuharu For For Management
2.4 Elect Director Hamamoto, Shinji For For Management
2.5 Elect Director Arisaka, Masanori For For Management
2.6 Elect Director Katayama, Hisao For For Management
3 Appoint Statutory Auditor Sakaguchi, For For Management
Yoshihiro
4 Appoint Alternate Statutory Auditor For For Management
Yamaguchi, Yutaka
5 Approve Retirement Bonus Payment for For Against Management
Directors and Statutory Auditor
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
====================== Hennessy Large Cap Financial Fund =======================
AMERICAN CAPITAL AGENCY CORP.
Ticker: AGNC Security ID: 02503X105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Michael J. Embler For For Management
1d Elect Director William M. Freeman For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director R. Brad Oates For For Management
1g Elect Director Marianne Miller Parrs For For Management
1h Elect Director Gerald Rosenfeld For For Management
1i Elect Director John R. Ryan For For Management
1j Elect Director Sheila A. Stamps For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Peter J. Tobin For For Management
1m Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For For Management
1.5 Elect Director Richard G. Lindner For For Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann ('Tanny') B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Carrabba For For Management
1.2 Elect Director Charles P. Cooley For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director William G. Gisel, Jr. For For Management
1.8 Elect Director Richard J. Hipple For For Management
1.9 Elect Director Kristen L. Manos For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Demos Parneros For For Management
1.12 Elect Director Barbara R. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
1.15 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gilbert F. Casellas For For Management
1.4 Elect Director James G. Cullen For For Management
1.5 Elect Director Mark B. Grier For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director Martina Hund-Mejean For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Douglas A. Scovanner For For Management
1.11 Elect Director John R. Strangfeld For For Management
1.12 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Lorene K. Steffes For For Management
1.12 Elect Director Dennis F. Strigl For For Management
1.13 Elect Director Thomas J. Usher For For Management
1.14 Elect Director George H. Walls, Jr. For For Management
1.15 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Philip T. (Pete) For For Management
Ruegger, III
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
========================== Hennessy Large Value Fund ===========================
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director William J. Marrazzo For For Management
1h Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Kirk For For Management
1.2 Elect Director James J. O'Brien For For Management
1.3 Elect Director Barry W. Perry For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Betsy Rafael For For Management
1i Elect Director Stacy J. Smith For For Management
1j Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director Murry S. Gerber For For Management
1g Elect Director James Grosfeld For For Management
1h Elect Director David H. Komansky For For Management
1i Elect Director Deryck Maughan For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Marco Antonio Slim Domit For For Management
1l Elect Director John S. Varley For For Management
1m Elect Director Susan L. Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barrett For For Management
1.2 Elect Director John C. Kelly For For Management
1.3 Elect Director David F. Melcher For For Management
1.4 Elect Director Gail K. Naughton For For Management
1.5 Elect Director John H. Weiland For For Management
1.6 Elect Director Anthony Welters For For Management
1.7 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Sustainability Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director James D. Plummer For For Management
1.3 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.4 Elect Director George M. Scalise For For Management
1.5 Elect Director John B. Shoven For For Management
1.6 Elect Director Roger S. Siboni For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against Against Shareholder
7 Report on Controls to Ensure no Sales Against Against Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Foss For For Management
1.2 Elect Director Roman Martinez IV For For Management
1.3 Elect Director William D. Zollars For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Victor Luis For For Management
1.5 Elect Director Ivan Menezes For For Management
1.6 Elect Director Irene Miller For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Stephanie Tilenius For For Management
1.9 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Linda Hefner Filler For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director James N. Mattis For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Laura J. Schumacher For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hans Helmerich For For Management
1b Elect Director John W. Lindsay For For Management
1c Elect Director Paula Marshall For For Management
1d Elect Director Randy A. Foutch For For Management
1e Elect Director John D. Zeglis For For Management
1f Elect Director William L. Armstrong For For Management
1g Elect Director Thomas A. Petrie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon M. Huntsman For For Management
1.2 Elect Director Patrick T. Harker For For Management
1.3 Elect Director Mary C. Beckerle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director John P. Surma For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Renew Directors' Authority to Issue For For Management
Shares
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Anstice For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director Michael R. Cannon For For Management
1.4 Elect Director Youssef A. El-Mansy For For Management
1.5 Elect Director Christine A. Heckart For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Krishna C. Saraswat For For Management
1.10 Elect Director William R. Spivey For For Management
1.11 Elect Director Abhijit Y. Talwalkar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Fanjul For For Management
1b Elect Director Daniel S. Glaser For For Management
1c Elect Director H. Edward Hanway For For Management
1d Elect Director Lord Lang For For Management
1e Elect Director Elaine La Roche For For Management
1f Elect Director Steven A. Mills For For Management
1g Elect Director Bruce P. Nolop For For Management
1h Elect Director Marc D. Oken For For Management
1i Elect Director Morton O. Schapiro For For Management
1j Elect Director Adele Simmons For For Management
1k Elect Director Lloyd M. Yates For For Management
1l Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
1.15 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director William C. Van Faasen For For Management
1.12 Elect Director Frederica M. Williams For For Management
1.13 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against Against Shareholder
8 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Patrick Hassey For For Management
1b Elect Director Michael F. Hilton For For Management
1c Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Regarding the Removal of
Directors
5 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the By-Laws
6 Eliminate Supermajority Vote For For Management
Requirement Regarding the Alteration,
Amendment, Repeal or Adoption of
Certain Provisions of the Articles of
Incorporation
7 Eliminate the Provisions of the For For Management
Articles regarding Business
Combinations with Interested
Shareholders
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director Kathleen L. Brown For For Management
1.4 Elect Director Pablo A. Ferrero For For Management
1.5 Elect Director William D. Jones For For Management
1.6 Elect Director William G. Ouchi For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director William P. Rutledge For For Management
1.10 Elect Director Lynn Schenk For For Management
1.11 Elect Director Jack T. Taylor For For Management
1.12 Elect Director Luis M. Tellez For For Management
1.13 Elect Director James C. Yardley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvyn E. Bergstein For For Management
1.2 Elect Director Larry C. Glasscock For For Management
1.3 Elect Director Karen N. Horn For For Management
1.4 Elect Director Allan Hubbard For For Management
1.5 Elect Director Reuben S. Leibowitz For For Management
1.6 Elect Director Daniel C. Smith For For Management
1.7 Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. McLachlan For For Management
1.2 Elect Director David J. Aldrich For For Management
1.3 Elect Director Kevin L. Beebe For For Management
1.4 Elect Director Timothy R. Furey For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director Robert A. Schriesheim For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Kennett F. Burnes For For Management
1c Elect Director Peter Coym For For Management
1d Elect Director Patrick de Saint-Aignan For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Robert S. Kaplan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Ronald L. Skates For For Management
1k Elect Director Gregory L. Summe For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ADT CORPORATION
Ticker: ADT Security ID: 00101J106
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Colligan For For Management
1b Elect Director Richard Daly For For Management
1c Elect Director Timothy Donahue For For Management
1d Elect Director Robert Dutkowsky For For Management
1e Elect Director Bruce Gordon For For Management
1f Elect Director Naren Gursahaney For For Management
1g Elect Director Bridgette Heller For For Management
1h Elect Director Kathleen Hyle For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Liam E. McGee For For Management
1d Elect Director Kathryn A. Mikells For For Management
1e Elect Director Michael G. Morris For For Management
1f Elect Director Thomas A. Renyi For For Management
1g Elect Director Julie G. Richardson For For Management
1h Elect Director Virginia P. Ruesterholz For For Management
1i Elect Director Charles B. Strauss For For Management
1j Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene T. Begley For For Management
1b Elect Director Steven D. Black For For Management
1c Elect Director Borje E. Ekholm For For Management
1d Elect Director Robert Greifeld For For Management
1e Elect Director Glenn H. Hutchins For For Management
1f Elect Director Essa Kazim For For Management
1g Elect Director John D. Markese For For Management
1h Elect Director Ellyn A. McColgan For For Management
1i Elect Director Thomas F. O Neill For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Charter to Remove Certain For For Management
Provisions
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Lorene K. Steffes For For Management
1.12 Elect Director Dennis F. Strigl For For Management
1.13 Elect Director Thomas J. Usher For For Management
1.14 Elect Director George H. Walls, Jr. For For Management
1.15 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Mark A. Emmert For For Management
1.3 Elect Director John I. Kieckhefer For For Management
1.4 Elect Director Wayne W. Murdy For For Management
1.5 Elect Director Nicole W. Piasecki For For Management
1.6 Elect Director Doyle R. Simons For For Management
1.7 Elect Director Richard H. Sinkfield For For Management
1.8 Elect Director D. Michael Steuert For For Management
1.9 Elect Director Kim Williams For For Management
1.10 Elect Director Charles R. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
====================== Hennessy Small Cap Financial Fund =======================
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASBC Security ID: 045487105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Ruth M. Crowley For For Management
1.3 Elect Director Philip B. Flynn For For Management
1.4 Elect Director Ronald R. Harder For For Management
1.5 Elect Director William R. Hutchinson For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Richard T. Lommen For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director J. Douglas Quick For For Management
1.11 Elect Director Karen T. van Lith For For Management
1.12 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
Ticker: AF Security ID: 046265104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph F. Palleschi For For Management
1.2 Elect Director Jane D. Carlin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tere Blanca For For Management
1.2 Elect Director Sue M. Cobb For For Management
1.3 Elect Director Eugene F. DeMark For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director John A. Kanas For For Management
1.6 Elect Director Douglas J. Pauls For For Management
1.7 Elect Director Rajinder P. Singh For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director A. Robert Towbin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jesse G. Foster For For Management
1.2 Elect Director Mark J. Grescovich For For Management
1.3 Elect Director D. Michael Jones For For Management
1.4 Elect Director David A. Klaue For For Management
1.5 Elect Director Brent A. Orrico For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL BANK FINANCIAL CORP.
Ticker: CBF Security ID: 139794101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha M. Bachman For For Management
1.2 Elect Director Richard M. DeMartini For For Management
1.3 Elect Director Peter N. Foss For For Management
1.4 Elect Director William A. Hodges For For Management
1.5 Elect Director Oscar A. Keller, III For For Management
1.6 Elect Director Jeffrey E. Kirt For For Management
1.7 Elect Director Marc D. Oken For For Management
1.8 Elect Director R. Eugene Taylor For For Management
1.9 Elect Director William G. Ward, Sr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITALSOURCE INC.
Ticker: CSE Security ID: 14055X102
Meeting Date: JAN 13, 2014 Meeting Type: Special
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CENTER BANCORP, INC.
Ticker: CNBC Security ID: 151408101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander Bol For For Management
1.2 Elect Director Lawrence B. Seidman For For Management
1.3 Elect Director Anthony C. Weagley For For Management
1.4 Elect Director Frederick Fish For For Management
1.5 Elect Director Howard Kent For For Management
1.6 Elect Director Nicholas Minoia For For Management
1.7 Elect Director Harold Schechter For For Management
1.8 Elect Director William Thompson For For Management
1.9 Elect Director Raymond Vanaria For For Management
2 Approve Acquisition For For Management
3 Amend Certificate of Incorporation to For For Management
Increase Authorized Shares of Common
Stock and to Change Company Name to
ConnectOne Bancorp, Inc.
4 Adjourn Meeting For For Management
5 Ratify Auditors For For Management
6 Advisory Vote on Golden Parachutes For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
Ticker: CSFL Security ID: 15201P109
Meeting Date: MAY 28, 2014 Meeting Type: Special
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem Mesdag For For Management
1.2 Elect Director Laura Newman Olle For For Management
1.3 Elect Director Francis E. Quinlan For For Management
1.4 Elect Director Norman R. Sorensen For For Management
1.5 Elect Director Richard J. Srednicki For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP
Ticker: EVER Security ID: 29977G102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Wilson For For Management
1.2 Elect Director Mitchell M. Leidner For For Management
1.3 Elect Director William Sanford For For Management
1.4 Elect Director Richard P. Schifter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST BANCORP.
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aurelio Aleman-Bermudez For For Management
1b Elect Director Thomas M. Hagerty For For Management
1c Elect Director Michael P. Harmon For For Management
1d Elect Director Roberto R. Herencia For For Management
1e Elect Director David I. Matson For For Management
1f Elect Director Jose Menendez-Cortada For For Management
1g Elect Director Fernando Rodriguez-Amaro For For Management
1h Elect Director Robert T. Gormley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC.
Ticker: FBNK Security ID: 319850103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Drew For For Management
1.2 Elect Director Michael A. Ziebka For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Becker For For Management
1.2 Elect Director John K. Keach, Jr. For For Management
1.3 Elect Director David R. Lovejoy For For Management
1.4 Elect Director Ann D. Murtlow For For Management
1.5 Elect Director Ralph R. Whitney, Jr. For For Management
1.6 Elect Director Jerry Williams For For Management
1.7 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: AUG 20, 2013 Meeting Type: Annual
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter N. Carter For For Management
1.2 Elect Director Alessandro P. DiNello For For Management
1.3 Elect Director Jay J. Hansen For For Management
1.4 Elect Director John D. Lewis For For Management
1.5 Elect Director David J. Matlin For For Management
1.6 Elect Director James A. Ovenden For For Management
1.7 Elect Director Peter Schoels For For Management
1.8 Elect Director Michael J. Shonka For For Management
1.9 Elect Director David L. Treadwell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alessandro P. DiNello For For Management
1.2 Elect Director Jay J. Hansen For For Management
1.3 Elect Director John D. Lewis For For Management
1.4 Elect Director David J. Matlin For For Management
1.5 Elect Director James A. Ovenden For For Management
1.6 Elect Director Peter Schoels For For Management
1.7 Elect Director David L. Treadwell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Hegarty For For Management
1b Elect Director John J. McCabe For For Management
1c Elect Director Donna M. O'Brien For For Management
1d Elect Director Michael J. Russo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION
Ticker: FULT Security ID: 360271100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Bond, Jr. For For Management
1b Elect Director Craig A. Dally For For Management
1c Elect Director Denise L. Devine For For Management
1d Elect Director Patrick J. Freer For For Management
1e Elect Director George W. Hodges For For Management
1f Elect Director Albert Morrison, III For For Management
1g Elect Director R. Scott Smith, Jr. For For Management
1h Elect Director Gary A. Stewart For For Management
1i Elect Director Ernest J. Waters For For Management
1j Elect Director E. Philip Wenger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Melina E. Higgins For For Management
1.4 Elect Director Nancy J. Karch For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Christine B. Mead For For Management
1.7 Elect Director David M. Moffett For For Management
1.8 Elect Director Thomas E. Moloney For For Management
1.9 Elect Director James A. Parke For For Management
1.10 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel Altman For For Management
1.2 Elect Director Mary J. Dent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS
Ticker: HIFS Security ID: 433323102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Kenner For For Management
1.2 Elect Director Stacey M. Page For For Management
1.3 Elect Director Geoffrey C. Wilkinson, For For Management
Sr.
1.4 Elect Director Robert H. Gaughen, Jr. For For Management
1.5 Elect Director Patrick R. Gaughen For For Management
2 Elect Marion J. Fahey as Company Clerk For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
HOME LOAN SERVICING SOLUTIONS, LTD.
Ticker: HLSS Security ID: G6648D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director John P. Van Vlack For For Management
1.3 Elect Director Kerry Kennedy For For Management
1.4 Elect Director Richard J. Lochrie For For Management
1.5 Elect Director David B. Reiner For For Management
1.6 Elect Director Robert McGinnis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Ederer For For Management
1.2 Elect Director Thomas E. King For For Management
1.3 Elect Director George 'Judd' Kirk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK CORP.
Ticker: INDB Security ID: 453836108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Bissonnette For For Management
1.2 Elect Director Daniel F. O'Brien For For Management
1.3 Elect Director Christopher Oddleifson For For Management
1.4 Elect Director Brian S. Tedeschi For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION
Ticker: IBCP Security ID: 453838609
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Palmer For For Management
1.2 Elect Director Stephen L. Gulis, Jr. For For Management
1.3 Elect Director Terry L. Haske For For Management
1.4 Elect Director William B. Kessel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146P102
Meeting Date: MAY 01, 2014 Meeting Type: Special
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Approve Charitable Donations For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146P102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Bone For For Management
1.2 Elect Director Doreen R. Byrnes For For Management
1.3 Elect Director William V. Cosgrove For For Management
1.4 Elect Director Brendan J. Dugan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Bollenbach For For Management
1.2 Elect Director Timothy W. Finchem For For Management
1.3 Elect Director Thomas W. Gilligan For For Management
1.4 Elect Director Kenneth M. Jastrow, II For For Management
1.5 Elect Director Robert L. Johnson For For Management
1.6 Elect Director Melissa Lora For For Management
1.7 Elect Director Michael G. McCaffery For For Management
1.8 Elect Director Jeffrey T. Mezger For For Management
1.9 Elect Director Luis G. Nogales For For Management
1.10 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KKR FINANCIAL HOLDINGS LLC
Ticker: KFN.P Security ID: 48248A306
Meeting Date: APR 30, 2014 Meeting Type: Special
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph W. Brown For For Management
1b Elect Director Maryann Bruce For For Management
1c Elect Director Sean D. Carney For For Management
1d Elect Director David A. Coulter For For Management
1e Elect Director Steven J. Gilbert For For Management
1f Elect Director Daniel P. Kearney For For Management
1g Elect Director Charles R. Rinehart For For Management
1h Elect Director Theodore Shasta For For Management
1i Elect Director Richard C. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Arrigoni For For Management
1.2 Elect Director Cassandra C. Carr For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Timothy A. Holt For For Management
1.6 Elect Director Kenneth M. Jastrow, II For For Management
1.7 Elect Director Michael E. Lehman For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Gary A. Poliner For For Management
1.10 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOVE, INC.
Ticker: MOVE Security ID: 62458M207
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe F. Hanauer For For Management
1.2 Elect Director Steven H. Berkowitz For For Management
1.3 Elect Director Jennifer Dulski For For Management
1.4 Elect Director Kenneth K. Klein For For Management
1.5 Elect Director V. Paul Unruh For For Management
1.6 Elect Director Bruce G. Willison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Cahouet For For Management
1.2 Elect Director Ralph W. Clermont For For Management
1.3 Elect Director Robert E. Dean For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director G. Timothy Laney For For Management
1.6 Elect Director Micho F. Spring For For Management
1.7 Elect Director Burney S. Warren, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC.
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Gidel For For Management
1.2 Elect Director Brett Hawkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Michael Embler For For Management
1.3 Elect Director James G. Jones For For Management
1.4 Elect Director Michael Montgomery For For Management
1.5 Elect Director John Brandon Osmon For For Management
1.6 Elect Director James H. Ozanne For For Management
1.7 Elect Director Steven L. Scheid For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Burke For For Management
1.2 Elect Director Angelo Catania For For Management
1.3 Elect Director John R. Garbarino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maria Luisa Ferre For For Management
1b Elect Director C. Kim Goodwin For For Management
1c Elect Director William J. Teuber, Jr. For For Management
1d Elect Director John W. Diercksen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC.
Ticker: PRAA Security ID: 73640Q105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Tabakin For For Management
1.2 Elect Director James M. Voss For For Management
1.3 Elect Director Marjorie M. Connelly For For Management
1.4 Elect Director James A. Nussle For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura L. Brooks For For Management
1.2 Elect Director Terence Gallagher For For Management
1.3 Elect Director Carlos Hernandez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director David C. Carney For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Lisa W. Hess For For Management
1e Elect Director Stephen T. Hopkins For For Management
1f Elect Director Sanford A. Ibrahim For For Management
1g Elect Director Brian D. Montgomery For For Management
1h Elect Director Gaetano Muzio For For Management
1i Elect Director Jan Nicholson For For Management
1j Elect Director Gregory V. Serio For For Management
1k Elect Director Noel J. Spiegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
Ticker: RAS Security ID: 749227609
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Edward S. Brown For For Management
1.4 Elect Director Frank A. Farnesi For For Management
1.5 Elect Director S. Kristin Kim For For Management
1.6 Elect Director Jon C. Sarkisian For For Management
1.7 Elect Director Andrew M. Silberstein For For Management
1.8 Elect Director Murray Stempel, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKVILLE FINANCIAL, INC.
Ticker: RCKB Security ID: 774188106
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Set Number of Directors and Reclassify For For Management
Board of Directors from Four Classes
to Three Classes
--------------------------------------------------------------------------------
SQUARE 1 FINANCIAL, INC.
Ticker: SQBK Security ID: 85223W101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Burke For For Management
1.2 Elect Director John T. Pietrzak For For Management
1.3 Elect Director W. Kirk Wycoff For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION
Ticker: STSA Security ID: 859319303
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STONEGATE MORTGAGE CORPORATION
Ticker: SGM Security ID: 86181Q300
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Bhatt For For Management
1.2 Elect Director Richard A. Kraemer For For Management
1.3 Elect Director J. Scott Mumphrey For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUSQUEHANNA BANCSHARES, INC.
Ticker: SUSQ Security ID: 869099101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Agnone, Sr. For For Management
1.2 Elect Director Wayne E. Alter, Jr. For For Management
1.3 Elect Director Henry R. Gibbel For For Management
1.4 Elect Director Bruce A. Hepburn For For Management
1.5 Elect Director Donald L. Hoffman For For Management
1.6 Elect Director Sara G. Kirkland For For Management
1.7 Elect Director Jeffrey F. Lehman For For Management
1.8 Elect Director Michael A. Morello For For Management
1.9 Elect Director Scott J. Newkam For For Management
1.10 Elect Director Robert E. Poole, Jr. For For Management
1.11 Elect Director William J. Reuter For For Management
1.12 Elect Director Andrew S. Samuel For For Management
1.13 Elect Director Christine Sears For For Management
1.14 Elect Director James A. Ulsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Catherine A. Allen For For Management
1B Elect Director Tim E. Bentsen For For Management
1C Elect Director Stephen T. Butler For For Management
1D Elect Director Elizabeth W. Camp For For Management
1E Elect Director T. Michael Goodrich For For Management
1F Elect Director V. Nathaniel Hansford For For Management
1G Elect Director Mason H. Lampton For For Management
1H Elect Director Jerry W. Nix For For Management
1I Elect Director Harris Pastides For For Management
1J Elect Director Joseph J. Prochaska, Jr. For For Management
1K Elect Director Kessel D. Stelling For For Management
1L Elect Director Melvin T. Stith For For Management
1M Elect Director Barry L. Storey For For Management
1N Elect Director Philip W. Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Approve Reverse Stock Split For For Management
6 Amend NOL Rights Plan (NOL Pill) For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERRITORIAL BANCORP INC.
Ticker: TBNK Security ID: 88145X108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Y. Ikeda For For Management
1.2 Elect Director David S. Murakami For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Daniel G. Cohen For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Hersh Kozlov For For Management
1.7 Elect Director Matthew Cohn For For Management
1.8 Elect Director William H. Lamb For For Management
1.9 Elect Director Frank M. Mastrangelo For For Management
1.10 Elect Director James J. McEntee, III For For Management
1.11 Elect Director Mei-Mei Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Kriss Cloninger III For For Management
1.3 Elect Director Walter W. Driver, Jr. For For Management
1.4 Elect Director Gardiner W. Garrard, Jr. For For Management
1.5 Elect Director Sidney E. Harris For For Management
1.6 Elect Director William M. Isaac For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director Connie D. McDaniel For For Management
1.9 Elect Director H. Lynn Page For For Management
1.10 Elect Director Philip W. Tomlinson For For Management
1.11 Elect Director John T. Turner For For Management
1.12 Elect Director Richard W. Ussery For For Management
1.13 Elect Director M. Troy Woods For For Management
1.14 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 91030T109
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
WALTER INVESTMENT MANAGEMENT CORP.
Ticker: WAC Security ID: 93317W102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Meurer For For Management
1.2 Elect Director James L. Pappas For For Management
1.3 Elect Director Michael T. Tokarz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 15, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Grant For For Management
1.2 Elect Director Anna C. Johnson For For Management
1.3 Elect Director Randall H. Talbot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Dubyak For For Management
1.2 Elect Director Eric Duprat For For Management
1.3 Elect Director Ronald T. Maheu For For Management
1.4 Elect Director Rowland T. Moriarty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James, III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Ingrid S. Stafford For For Management
1.12 Elect Director Sheila G. Talton For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis B. Brake, Jr. For For Management
1.2 Elect Director Charles G. Cheleden For For Management
1.3 Elect Director Mark A. Turner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director Patricia Frobes For For Management
1c Elect Director J. David Heaney For For Management
1d Elect Director Roger B. Porter For For Management
1e Elect Director Stephen D. Quinn For For Management
1f Elect Director Harris H. Simmons For For Management
1g Elect Director L.e. Simmons For For Management
1h Elect Director Shelley Thomas Williams For For Management
1i Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
========================== Hennessy Total Return Fund ==========================
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
1l Elect Director Patrick J. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Contributions Against Against Shareholder
5 Report on Herbicide Use on GMO Crops Against Against Shareholder
6 Establish Committee on Plant Closures Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Hennessy Funds Trust
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Principal Executive Officer
Date August 8, 2014