Deputy CCO

0000891943-21-000001.txt : 20210125 0000891943-21-000001.hdr.sgml : 20210125 20210122202828 ACCESSION NUMBER: 0000891943-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210122 EFFECTIVENESS DATE: 20210125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 21547575 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000891943 XXXXXXXX 12-31-2020 12-31-2020 CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N Kevin Lee Deputy CCO 714-456-1790 Kevin Lee Anaheim CA 01-22-2021 0 772 950068 false INFORMATION TABLE 2 cfi4Q20_13f.xml ABBOTT LABS COM 002824100 1170 10690 SH SOLE 0 0 10690 ABIOMED INC COM 003654100 287 884 SH SOLE 0 0 884 ADVANCED MICRO DEVICES INC COM 007903107 3210 34999 SH SOLE 0 0 34999 AIRBNB INC COM CL A 009066101 174 1187 SH SOLE 0 0 1187 AIR PRODS & CHEMS INC COM 009158106 113 415 SH SOLE 0 0 415 ALARM COM HLDGS INC COM 011642105 19387 187401 SH SOLE 0 0 187401 ALASKA AIR GROUP INC COM 011659109 169 3249 SH SOLE 0 0 3249 ALIGN TECHNOLOGY INC COM 016255101 165 308 SH SOLE 0 0 308 ALLIANZGI CONV & INCOME FD COM 018828103 97 16935 SH SOLE 0 0 16935 ALLSTATE CORP COM 020002101 120 1095 SH SOLE 0 0 1095 AMAZON COM INC COM 023135106 9585 2943 SH SOLE 0 0 2943 AMERICAN ELEC PWR CO INC COM 025537101 212 2546 SH SOLE 0 0 2546 AMERICAN EXPRESS CO COM 025816109 122 1012 SH SOLE 0 0 1012 AMERICAN WTR WKS CO INC NEW COM 030420103 136 889 SH SOLE 0 0 889 AMGEN INC COM 031162100 756 3289 SH SOLE 0 0 3289 AMPLIFY ETF TR ONLIN RETL ETF 032108102 1584 13860 SH SOLE 0 0 13860 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 317 9075 SH SOLE 0 0 9075 AMPLIFY ETF TR HIGH INCOME 032108847 1654 103808 SH SOLE 0 0 103808 ANNALY CAPITAL MANAGEMENT IN COM 035710409 126 14931 SH SOLE 0 0 14931 APACHE CORP COM 037411105 409 28796 SH SOLE 0 0 28796 APPLE INC COM 037833100 28218 212658 SH SOLE 0 0 212658 APPLIED MATLS INC COM 038222105 154 1787 SH SOLE 0 0 1787 ARBOR REALTY TRUST INC COM 038923108 117 8250 SH SOLE 0 0 8250 ARCOSA INC COM 039653100 108 1968 SH SOLE 0 0 1968 ARISTA NETWORKS INC COM 040413106 221 760 SH SOLE 0 0 760 ASTRAZENECA PLC SPONSORED ADR 046353108 822 16446 SH SOLE 0 0 16446 AUTODESK INC COM 052769106 215 703 SH SOLE 0 0 703 AUTOMATIC DATA PROCESSING IN COM 053015103 484 2748 SH SOLE 0 0 2748 BP PLC SPONSORED ADR 055622104 611 29768 SH SOLE 0 0 29768 BK OF AMERICA CORP COM 060505104 1944 64140 SH SOLE 0 0 64140 BANK NEW YORK MELLON CORP COM 064058100 162 3827 SH SOLE 0 0 3827 BAXTER INTL INC COM 071813109 121 1509 SH SOLE 0 0 1509 BECTON DICKINSON & CO COM 075887109 136 543 SH SOLE 0 0 543 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2184 9419 SH SOLE 0 0 9419 BHP GROUP LTD SPONSORED ADS 088606108 137 2100 SH SOLE 0 0 2100 BLACKROCK CR ALLOCATION INCO COM 092508100 128 8687 SH SOLE 0 0 8687 BOEING CO COM 097023105 3413 15946 SH SOLE 0 0 15946 BOOT BARN HLDGS INC COM 099406100 343 7900 SH SOLE 0 0 7900 BOSTON BEER INC CL A 100557107 895 900 SH SOLE 0 0 900 BOYD GAMING CORP COM 103304101 382 8894 SH SOLE 0 0 8894 BRISTOL-MYERS SQUIBB CO COM 110122108 1682 27121 SH SOLE 0 0 27121 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 244 6499 SH SOLE 0 0 6499 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 2430 136300 SH SOLE 0 0 136300 CF INDS HLDGS INC COM 125269100 149 3859 SH SOLE 0 0 3859 CIGNA CORP NEW COM 125523100 220 1058 SH SOLE 0 0 1058 CSX CORP COM 126408103 388 4277 SH SOLE 0 0 4277 CVS HEALTH CORP COM 126650100 707 10346 SH SOLE 0 0 10346 CAPITAL SOUTHWEST CORP COM 140501107 140 7894 SH SOLE 0 0 7894 CARNIVAL CORP UNIT 99/99/9999 143658300 1065 49191 SH SOLE 0 0 49191 CATERPILLAR INC COM 149123101 1058 5812 SH SOLE 0 0 5812 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 196 20708 SH SOLE 0 0 20708 LUMEN TECHNOLOGIES INC COM 156700106 1190 122081 SH SOLE 0 0 122081 CEVA INC COM 157210105 694 15250 SH SOLE 0 0 15250 CHEVRON CORP NEW COM 166764100 1848 21879 SH SOLE 0 0 21879 CITIGROUP INC COM NEW 172967424 263 4273 SH SOLE 0 0 4273 CLOROX CO DEL COM 189054109 873 4321 SH SOLE 0 0 4321 COCA COLA CO COM 191216100 3592 65497 SH SOLE 0 0 65497 COLGATE PALMOLIVE CO COM 194162103 261 3055 SH SOLE 0 0 3055 COMMERCIAL METALS CO COM 201723103 142 6917 SH SOLE 0 0 6917 COMMVAULT SYSTEMS INC COM 204166102 113 2039 SH SOLE 0 0 2039 CONAGRA BRANDS INC COM 205887102 1120 30878 SH SOLE 0 0 30878 CONSOLIDATED EDISON INC COM 209115104 615 8510 SH SOLE 0 0 8510 COPART INC COM 217204106 1042 8189 SH SOLE 0 0 8189 CORNING INC COM 219350105 861 23917 SH SOLE 0 0 23917 COUSINS PPTYS INC COM NEW 222795502 182 5418 SH SOLE 0 0 5418 CUMMINS INC COM 231021106 203 896 SH SOLE 0 0 896 CUSHING NEXTGEN INFRA INCM F COM 231647207 119 3272 SH SOLE 0 0 3272 DBX ETF TR XTRACK MSCI EMRG 233051101 3696 134117 SH SOLE 0 0 134117 DBX ETF TR XTRACK MSCI ALL 233051820 127 4194 SH SOLE 0 0 4194 DBX ETF TR XTRACK MSCI EURP 233051853 103 3435 SH SOLE 0 0 3435 DANAHER CORPORATION COM 235851102 484 2179 SH SOLE 0 0 2179 DARDEN RESTAURANTS INC COM 237194105 326 2736 SH SOLE 0 0 2736 DARLING INGREDIENTS INC COM 237266101 4270 74026 SH SOLE 0 0 74026 DEERE & CO COM 244199105 310 1154 SH SOLE 0 0 1154 DELTA AIR LINES INC DEL COM NEW 247361702 287 7139 SH SOLE 0 0 7139 DESCARTES SYS GROUP INC COM 249906108 4473 76490 SH SOLE 0 0 76490 DEXCOM INC COM 252131107 388 1050 SH SOLE 0 0 1050 DISNEY WALT CO COM 254687106 4728 26097 SH SOLE 0 0 26097 DOCUSIGN INC COM 256163106 466 2096 SH SOLE 0 0 2096 DOLLAR GEN CORP NEW COM 256677105 130 616 SH SOLE 0 0 616 DOLLAR TREE INC COM 256746108 192 1777 SH SOLE 0 0 1777 DOUBLELINE INCOME SOLUTIONS COM 258622109 583 35144 SH SOLE 0 0 35144 DOVER CORP COM 260003108 350 2772 SH SOLE 0 0 2772 DOW INC COM 260557103 515 9272 SH SOLE 0 0 9272 DZS INC COM 268211109 140 9042 SH SOLE 0 0 9042 EAGLE PT CR CO LLC COM 269808101 248 24600 SH SOLE 0 0 24600 EMERSON ELEC CO COM 291011104 192 2390 SH SOLE 0 0 2390 ENCORE CAP GROUP INC COM 292554102 186 4767 SH SOLE 0 0 4767 ENTERPRISE PRODS PARTNERS L COM 293792107 261 13318 SH SOLE 0 0 13318 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1042 17119 SH SOLE 0 0 17119 FAIR ISAAC CORP COM 303250104 284 556 SH SOLE 0 0 556 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 666 1328 SH SOLE 0 0 1328 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 940 8990 SH SOLE 0 0 8990 FIRST SOLAR INC COM 336433107 210 2118 SH SOLE 0 0 2118 FIRST TR MORNINGSTAR DIVID L SHS 336917109 654 22090 SH SOLE 0 0 22090 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 189 1873 SH SOLE 0 0 1873 FISERV INC COM 337738108 351 3083 SH SOLE 0 0 3083 FIRSTENERGY CORP COM 337932107 156 5092 SH SOLE 0 0 5092 FLAHERTY & CRUMRINE PFD SECS COM 338478100 342 14579 SH SOLE 0 0 14579 FLOOR & DECOR HLDGS INC CL A 339750101 13681 147345 SH SOLE 0 0 147345 FORD MTR CO DEL COM 345370860 366 41674 SH SOLE 0 0 41674 FRANKLIN COVEY CO COM 353469109 162 7256 SH SOLE 0 0 7256 GALECTIN THERAPEUTICS INC COM NEW 363225202 35 15614 SH SOLE 0 0 15614 GENERAL DYNAMICS CORP COM 369550108 357 2401 SH SOLE 0 0 2401 GENERAL ELECTRIC CO COM 369604103 323 29879 SH SOLE 0 0 29879 GENERAL MLS INC COM 370334104 614 10443 SH SOLE 0 0 10443 GENUINE PARTS CO COM 372460105 143 1428 SH SOLE 0 0 1428 GILEAD SCIENCES INC COM 375558103 411 7062 SH SOLE 0 0 7062 GILDAN ACTIVEWEAR INC COM 375916103 339 12116 SH SOLE 0 0 12116 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 258 6762 SH SOLE 0 0 6762 HEICO CORP NEW COM 422806109 192 1448 SH SOLE 0 0 1448 HERCULES CAPITAL INC COM 427096508 11230 778746 SH SOLE 0 0 778746 HERSHEY CO COM 427866108 457 3000 SH SOLE 0 0 3000 HOLLYFRONTIER CORP COM 436106108 368 14226 SH SOLE 0 0 14226 HOME DEPOT INC COM 437076102 1512 5691 SH SOLE 0 0 5691 HONEYWELL INTL INC COM 438516106 511 2401 SH SOLE 0 0 2401 HOWMET AEROSPACE INC COM 443201108 369 12945 SH SOLE 0 0 12945 HUNTINGTON INGALLS INDS INC COM 446413106 764 4479 SH SOLE 0 0 4479 IBIO INC COM NEW 451033203 49 46850 SH SOLE 0 0 46850 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 640 12640 SH SOLE 0 0 12640 ILLINOIS TOOL WKS INC COM 452308109 246 1209 SH SOLE 0 0 1209 INSPIRE MED SYS INC COM 457730109 178 944 SH SOLE 0 0 944 INTEL CORP COM 458140100 999 20056 SH SOLE 0 0 20056 INTERNATIONAL BUSINESS MACHS COM 459200101 397 3156 SH SOLE 0 0 3156 ISHARES GOLD TRUST ISHARES 464285105 1677 92486 SH SOLE 0 0 92486 ISHARES INC MSCI GBL MIN VOL 464286525 5790 59744 SH SOLE 0 0 59744 ISHARES INC MSCI CHILE ETF 464286640 135 4472 SH SOLE 0 0 4472 ISHARES INC MSCI MEXICO ETF 464286822 145 3364 SH SOLE 0 0 3364 ISHARES TR MRNGSTR LG-CP GR 464287119 154 530 SH SOLE 0 0 530 ISHARES TR CORE S&P TTL STK 464287150 166 1925 SH SOLE 0 0 1925 ISHARES TR SELECT DIVID ETF 464287168 206 2137 SH SOLE 0 0 2137 ISHARES TR TIPS BD ETF 464287176 315 2465 SH SOLE 0 0 2465 ISHARES TR CHINA LG-CAP ETF 464287184 1403 30218 SH SOLE 0 0 30218 ISHARES TR CORE S&P500 ETF 464287200 5015 13360 SH SOLE 0 0 13360 ISHARES TR CORE US AGGBD ET 464287226 843 7136 SH SOLE 0 0 7136 ISHARES TR MSCI EMG MKT ETF 464287234 1696 32826 SH SOLE 0 0 32826 ISHARES TR IBOXX INV CP ETF 464287242 987 7142 SH SOLE 0 0 7142 ISHARES TR GLOBAL TECH ETF 464287291 117 391 SH SOLE 0 0 391 ISHARES TR S&P 500 GRWT ETF 464287309 948 14851 SH SOLE 0 0 14851 ISHARES TR S&P 500 VAL ETF 464287408 148 1152 SH SOLE 0 0 1152 ISHARES TR 20 YR TR BD ETF 464287432 344 2178 SH SOLE 0 0 2178 ISHARES TR BARCLAYS 7 10 YR 464287440 2005 16717 SH SOLE 0 0 16717 ISHARES TR 1 3 YR TREAS BD 464287457 742 8589 SH SOLE 0 0 8589 ISHARES TR MSCI EAFE ETF 464287465 1163 15939 SH SOLE 0 0 15939 ISHARES TR RUS MDCP VAL ETF 464287473 122 1255 SH SOLE 0 0 1255 ISHARES TR RUS MD CP GR ETF 464287481 195 1896 SH SOLE 0 0 1896 ISHARES TR CORE S&P MCP ETF 464287507 1012 4403 SH SOLE 0 0 4403 ISHARES TR EXPANDED TECH 464287515 639 1804 SH SOLE 0 0 1804 ISHARES TR PHLX SEMICND ETF 464287523 2978 7855 SH SOLE 0 0 7855 ISHARES TR EXPND TEC SC ETF 464287549 1109 3170 SH SOLE 0 0 3170 ISHARES TR NASDAQ BIOTECH 464287556 215 1416 SH SOLE 0 0 1416 ISHARES TR U.S. CNSM SV ETF 464287580 165 2340 SH SOLE 0 0 2340 ISHARES TR S&P MC 400GR ETF 464287606 703 9739 SH SOLE 0 0 9739 ISHARES TR RUS 1000 GRW ETF 464287614 441 1828 SH SOLE 0 0 1828 ISHARES TR RUS 1000 ETF 464287622 379 1791 SH SOLE 0 0 1791 ISHARES TR RUSSELL 2000 ETF 464287655 635 3240 SH SOLE 0 0 3240 ISHARES TR U.S. TECH ETF 464287721 564 6628 SH SOLE 0 0 6628 ISHARES TR US INDUSTRIALS 464287754 143 1468 SH SOLE 0 0 1468 ISHARES TR US HLTHCARE ETF 464287762 187 762 SH SOLE 0 0 762 ISHARES TR U.S. FIN SVC ETF 464287770 509 3390 SH SOLE 0 0 3390 ISHARES TR U.S. FINLS ETF 464287788 157 2348 SH SOLE 0 0 2348 ISHARES TR CORE S&P SCP ETF 464287804 1174 12771 SH SOLE 0 0 12771 ISHARES TR U.S. CNSM GD ETF 464287812 157 2348 SH SOLE 0 0 2348 ISHARES TR U.S. BAS MTL ETF 464287838 693 6109 SH SOLE 0 0 6109 ISHARES TR SP SMCP600VL ETF 464287879 2174 26734 SH SOLE 0 0 26734 ISHARES TR S&P SML 600 GWT 464287887 398 3483 SH SOLE 0 0 3483 ISHARES TR INTL TREA BD ETF 464288117 1065 19150 SH SOLE 0 0 19150 ISHARES TR AGENCY BOND ETF 464288166 180 1504 SH SOLE 0 0 1504 ISHARES TR MSCI ACWI ETF 464288257 8374 92309 SH SOLE 0 0 92309 ISHARES TR MRGSTR MD CP GRW 464288307 194 508 SH SOLE 0 0 508 ISHARES TR NATIONAL MUN ETF 464288414 924 7880 SH SOLE 0 0 7880 ISHARES TR INTL SEL DIV ETF 464288448 2012 68278 SH SOLE 0 0 68278 ISHARES TR IBOXX HI YD ETF 464288513 1585 18160 SH SOLE 0 0 18160 ISHARES TR IBOXX HI YD ETF 464288513 6 78900 SH Put SOLE 0 0 78900 ISHARES TR MBS ETF 464288588 6660 60478 SH SOLE 0 0 60478 ISHARES TR GOV/CRED BD ETF 464288596 171 1359 SH SOLE 0 0 1359 ISHARES TR MRGSTR SM CP GR 464288604 425 1399 SH SOLE 0 0 1399 ISHARES TR ISHS 5-10YR INVT 464288638 3773 61060 SH SOLE 0 0 61060 ISHARES TR ISHS 1-5YR INVS 464288646 2313 41916 SH SOLE 0 0 41916 ISHARES TR 3 7 YR TREAS BD 464288661 284 2135 SH SOLE 0 0 2135 ISHARES TR PFD AND INCM SEC 464288687 1308 33958 SH SOLE 0 0 33958 ISHARES TR US HOME CONS ETF 464288752 449 8040 SH SOLE 0 0 8040 ISHARES TR US AER DEF ETF 464288760 137 1445 SH SOLE 0 0 1445 ISHARES TR U.S. MED DVC ETF 464288810 3889 11882 SH SOLE 0 0 11882 ISHARES TR US HLTHCR PR ETF 464288828 269 1147 SH SOLE 0 0 1147 ISHARES TR EAFE GRWTH ETF 464288885 2051 20327 SH SOLE 0 0 20327 ISHARES TR RUS TP200 GR ETF 464289438 107 803 SH SOLE 0 0 803 ISHARES TR RUS TOP 200 ETF 464289446 1191 13195 SH SOLE 0 0 13195 ISHARES TR AGGRES ALLOC ETF 464289859 394 6134 SH SOLE 0 0 6134 ISHARES TR GRWT ALLOCAT ETF 464289867 450 8617 SH SOLE 0 0 8617 ISHARES TR MODERT ALLOC ETF 464289875 160 3694 SH SOLE 0 0 3694 ISHARES TR CONSER ALLOC ETF 464289883 5344 137916 SH SOLE 0 0 137916 JETBLUE AWYS CORP COM 477143101 346 23823 SH SOLE 0 0 23823 JOHNSON & JOHNSON COM 478160104 1484 9427 SH SOLE 0 0 9427 KANSAS CITY SOUTHERN COM NEW 485170302 102 500 SH SOLE 0 0 500 KEMPER CORP COM 488401100 186 2420 SH SOLE 0 0 2420 KIMBERLY-CLARK CORP COM 494368103 230 1707 SH SOLE 0 0 1707 KRAFT HEINZ CO COM 500754106 133 3837 SH SOLE 0 0 3837 KRANESHARES TR CSI CHI INTERNET 500767306 183 2380 SH SOLE 0 0 2380 L3HARRIS TECHNOLOGIES INC COM 502431109 238 1258 SH SOLE 0 0 1258 LAM RESEARCH CORP COM 512807108 1057 2238 SH SOLE 0 0 2238 LAS VEGAS SANDS CORP COM 517834107 250 4187 SH SOLE 0 0 4187 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 835 29480 SH SOLE 0 0 29480 LENNAR CORP CL A 526057104 112 1468 SH SOLE 0 0 1468 LENNOX INTL INC COM 526107107 351 1280 SH SOLE 0 0 1280 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 697 101001 SH SOLE 0 0 101001 LOCKHEED MARTIN CORP COM 539830109 781 2201 SH SOLE 0 0 2201 LOWES COS INC COM 548661107 866 5396 SH SOLE 0 0 5396 LULULEMON ATHLETICA INC COM 550021109 208 597 SH SOLE 0 0 597 MFS CHARTER INCOME TR SH BEN INT 552727109 1859 212028 SH SOLE 0 0 212028 MGM RESORTS INTERNATIONAL COM 552953101 134 4238 SH SOLE 0 0 4238 MP MATERIALS CORP COM CL A 553368101 796 24732 SH SOLE 0 0 24732 MARKEL CORP COM 570535104 2888 2795 SH SOLE 0 0 2795 MARSH & MCLENNAN COS INC COM 571748102 255 2183 SH SOLE 0 0 2183 MARRIOTT INTL INC NEW CL A 571903202 157 1192 SH SOLE 0 0 1192 MCDONALDS CORP COM 580135101 571 2661 SH SOLE 0 0 2661 MELCO RESORTS AND ENTMNT LTD ADR 585464100 133 7157 SH SOLE 0 0 7157 MICROSOFT CORP COM 594918104 11142 50095 SH SOLE 0 0 50095 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1666 214983 SH SOLE 0 0 214983 MONDELEZ INTL INC CL A 609207105 482 8248 SH SOLE 0 0 8248 MORGAN STANLEY COM NEW 617446448 1384 20194 SH SOLE 0 0 20194 MOTOROLA SOLUTIONS INC COM NEW 620076307 297 1746 SH SOLE 0 0 1746 NMI HLDGS INC CL A 629209305 138 6092 SH SOLE 0 0 6092 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 942 26138 SH SOLE 0 0 26138 NIKE INC CL B 654106103 287 2029 SH SOLE 0 0 2029 NORDSTROM INC COM 655664100 112 3581 SH SOLE 0 0 3581 NORFOLK SOUTHN CORP COM 655844108 141 593 SH SOLE 0 0 593 NORTHROP GRUMMAN CORP COM 666807102 261 857 SH SOLE 0 0 857 NORTONLIFELOCK INC COM 668771108 1210 58253 SH SOLE 0 0 58253 NOVAVAX INC COM NEW 670002401 138 1238 SH SOLE 0 0 1238 NUVEEN AMT FREE QLTY MUN INC COM 670657105 133 8838 SH SOLE 0 0 8838 OCCIDENTAL PETE CORP COM 674599105 374 21585 SH SOLE 0 0 21585 OKTA INC CL A 679295105 953 3750 SH SOLE 0 0 3750 OMEGA HEALTHCARE INVS INC COM 681936100 138 3797 SH SOLE 0 0 3797 ON SEMICONDUCTOR CORP COM 682189105 221 6750 SH SOLE 0 0 6750 ONEOK INC NEW COM 682680103 388 10101 SH SOLE 0 0 10101 ORMAT TECHNOLOGIES INC COM 686688102 131 1452 SH SOLE 0 0 1452 PNC FINL SVCS GROUP INC COM 693475105 303 2032 SH SOLE 0 0 2032 PPG INDS INC COM 693506107 164 1136 SH SOLE 0 0 1136 PATRICK INDS INC COM 703343103 3575 52309 SH SOLE 0 0 52309 PEPSICO INC COM 713448108 497 3354 SH SOLE 0 0 3354 PFIZER INC COM 717081103 1934 52543 SH SOLE 0 0 52543 PHILIP MORRIS INTL INC COM 718172109 289 3491 SH SOLE 0 0 3491 PHILLIPS 66 COM 718546104 122 1748 SH SOLE 0 0 1748 PROCTER AND GAMBLE CO COM 742718109 595 4276 SH SOLE 0 0 4276 PRUDENTIAL FINL INC COM 744320102 104 1331 SH SOLE 0 0 1331 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 128 2204 SH SOLE 0 0 2204 QUALCOMM INC COM 747525103 768 5044 SH SOLE 0 0 5044 REALTY INCOME CORP COM 756109104 233 3752 SH SOLE 0 0 3752 REAVES UTIL INCOME FD COM SH BEN INT 756158101 135 4114 SH SOLE 0 0 4114 REPUBLIC FIRST BANCORP INC COM 760416107 71 24744 SH SOLE 0 0 24744 REVANCE THERAPEUTICS INC COM 761330109 1526 53839 SH SOLE 0 0 53839 ROCKWELL AUTOMATION INC COM 773903109 114 455 SH SOLE 0 0 455 ROPER TECHNOLOGIES INC COM 776696106 1762 4088 SH SOLE 0 0 4088 ROYAL BK CDA COM 780087102 288 3515 SH SOLE 0 0 3515 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 351 10441 SH SOLE 0 0 10441 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 123 3512 SH SOLE 0 0 3512 ROYCE VALUE TR INC COM 780910105 3139 194504 SH SOLE 0 0 194504 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 105 1157 SH SOLE 0 0 1157 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2584 20120 SH SOLE 0 0 20120 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2669 39140 SH SOLE 0 0 39140 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1836 20628 SH SOLE 0 0 20628 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 122 3988 SH SOLE 0 0 3988 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2207 34416 SH SOLE 0 0 34416 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1899 36953 SH SOLE 0 0 36953 SHARPSPRING INC COM 820054104 104 6381 SH SOLE 0 0 6381 SHERWIN WILLIAMS CO COM 824348106 270 367 SH SOLE 0 0 367 SHYFT GROUP INC COM 825698103 11273 397204 SH SOLE 0 0 397204 SKYWEST INC COM 830879102 215 5343 SH SOLE 0 0 5343 SNOWFLAKE INC CL A 833445109 254 903 SH SOLE 0 0 903 SOUTH JERSEY INDS INC COM 838518108 489 22701 SH SOLE 0 0 22701 SOUTHERN CO COM 842587107 1746 28425 SH SOLE 0 0 28425 SOUTHWEST AIRLS CO COM 844741108 786 16866 SH SOLE 0 0 16866 SQUARE INC CL A 852234103 729 3350 SH SOLE 0 0 3350 STARBUCKS CORP COM 855244109 2398 22414 SH SOLE 0 0 22414 STEEL DYNAMICS INC COM 858119100 2127 57690 SH SOLE 0 0 57690 STRYKER CORPORATION COM 863667101 418 1705 SH SOLE 0 0 1705 SYNOPSYS INC COM 871607107 130 500 SH SOLE 0 0 500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 183 882 SH SOLE 0 0 882 TASEKO MINES LTD COM 876511106 23 17739 SH SOLE 0 0 17739 TATA MTRS LTD SPONSORED ADR 876568502 290 23005 SH SOLE 0 0 23005 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 100 10389 SH SOLE 0 0 10389 TEXAS INSTRS INC COM 882508104 247 1505 SH SOLE 0 0 1505 THERMO FISHER SCIENTIFIC INC COM 883556102 319 685 SH SOLE 0 0 685 TORONTO DOMINION BK ONT COM NEW 891160509 128 2273 SH SOLE 0 0 2273 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 155 1000 SH SOLE 0 0 1000 TRACTOR SUPPLY CO COM 892356106 159 1130 SH SOLE 0 0 1130 TRANSDIGM GROUP INC COM 893641100 376 607 SH SOLE 0 0 607 TYLER TECHNOLOGIES INC COM 902252105 5103 11691 SH SOLE 0 0 11691 UNDER ARMOUR INC CL A 904311107 758 44173 SH SOLE 0 0 44173 UNION PAC CORP COM 907818108 1107 5315 SH SOLE 0 0 5315 UNITED AIRLS HLDGS INC COM 910047109 130 3008 SH SOLE 0 0 3008 UNITED PARCEL SERVICE INC CL B 911312106 1539 9136 SH SOLE 0 0 9136 UNITED RENTALS INC COM 911363109 248 1071 SH SOLE 0 0 1071 V F CORP COM 918204108 289 3384 SH SOLE 0 0 3384 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1876 13286 SH SOLE 0 0 13286 VANGUARD STAR FDS VG TL INTL STK F 921909768 5826 96842 SH SOLE 0 0 96842 VANGUARD WORLD FD ESG INTL STK ETF 921910725 109 1843 SH SOLE 0 0 1843 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1338 6568 SH SOLE 0 0 6568 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1204 13864 SH SOLE 0 0 13864 VANGUARD WORLD FD MEGA CAP INDEX 921910873 238 1780 SH SOLE 0 0 1780 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 331 1438 SH SOLE 0 0 1438 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 209 1690 SH SOLE 0 0 1690 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 105 750 SH SOLE 0 0 750 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 2149 19599 SH SOLE 0 0 19599 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1697 18272 SH SOLE 0 0 18272 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4900 59108 SH SOLE 0 0 59108 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1408 15967 SH SOLE 0 0 15967 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 992 21016 SH SOLE 0 0 21016 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2133 23305 SH SOLE 0 0 23305 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1063 17488 SH SOLE 0 0 17488 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 211 2281 SH SOLE 0 0 2281 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1254 21482 SH SOLE 0 0 21482 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4318 86166 SH SOLE 0 0 86166 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1695 21297 SH SOLE 0 0 21297 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 422 7648 SH SOLE 0 0 7648 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2106 6127 SH SOLE 0 0 6127 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2007 16869 SH SOLE 0 0 16869 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 734 3462 SH SOLE 0 0 3462 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 375 4419 SH SOLE 0 0 4419 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2512 9386 SH SOLE 0 0 9386 VANGUARD INDEX FDS SM CP VAL ETF 922908611 784 5510 SH SOLE 0 0 5510 VANGUARD INDEX FDS MID CAP ETF 922908629 2674 12932 SH SOLE 0 0 12932 VANGUARD INDEX FDS LARGE CAP ETF 922908637 228 1300 SH SOLE 0 0 1300 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 9787 59430 SH SOLE 0 0 59430 VANGUARD INDEX FDS GROWTH ETF 922908736 2929 11561 SH SOLE 0 0 11561 VANGUARD INDEX FDS VALUE ETF 922908744 4998 42017 SH SOLE 0 0 42017 VANGUARD INDEX FDS SMALL CP ETF 922908751 1122 5763 SH SOLE 0 0 5763 VANGUARD INDEX FDS TOTAL STK MKT 922908769 148 758 SH SOLE 0 0 758 VMWARE INC CL A COM 928563402 179 1275 SH SOLE 0 0 1275 VORNADO RLTY TR SH BEN INT 929042109 373 9986 SH SOLE 0 0 9986 WALMART INC COM 931142103 1308 9073 SH SOLE 0 0 9073 WALGREENS BOOTS ALLIANCE INC COM 931427108 186 4666 SH SOLE 0 0 4666 WATSCO INC COM 942622200 1706 7531 SH SOLE 0 0 7531 WELLS FARGO CO NEW COM 949746101 1057 35019 SH SOLE 0 0 35019 WILLIAMS COS INC COM 969457100 512 25559 SH SOLE 0 0 25559 WINGSTOP INC COM 974155103 862 6505 SH SOLE 0 0 6505 WYNN RESORTS LTD COM 983134107 113 999 SH SOLE 0 0 999 XILINX INC COM 983919101 112 791 SH SOLE 0 0 791 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 231 602 SH SOLE 0 0 602 RAYTHEON TECHNOLOGIES CORP COM 75513E101 758 10597 SH SOLE 0 0 10597 QUANTA SVCS INC COM 74762E102 211 2931 SH SOLE 0 0 2931 INVESCO QQQ TR UNIT SER 1 46090E103 13449 42865 SH SOLE 0 0 42865 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 192 2847 SH SOLE 0 0 2847 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 428 38493 SH SOLE 0 0 38493 TARGET CORP COM 87612E106 844 4780 SH SOLE 0 0 4780 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 228 11272 SH SOLE 0 0 11272 EVENTBRITE INC COM CL A 29975E109 122 6745 SH SOLE 0 0 6745 TRAVELERS COMPANIES INC COM 89417E109 203 1444 SH SOLE 0 0 1444 GLOBAL X FDS REIT ETF 37950E127 314 35313 SH SOLE 0 0 35313 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 641 3775 SH SOLE 0 0 3775 FIRSTSERVICE CORP NEW COM 33767E202 419 3066 SH SOLE 0 0 3066 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 647 3852 SH SOLE 0 0 3852 GLOBAL X FDS GLOBX SUPDV US 37950E291 209 12393 SH SOLE 0 0 12393 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 4231 19938 SH SOLE 0 0 19938 ALPS ETF TR ALERIAN MLP 00162Q452 549 21385 SH SOLE 0 0 21385 ALPS ETF TR DISRUPTIVE TECH 00162Q478 146 3150 SH SOLE 0 0 3150 AT&T INC COM 00206R102 891 30997 SH SOLE 0 0 30997 ARK ETF TR INNOVATION ETF 00214Q104 732 5883 SH SOLE 0 0 5883 ARK ETF TR GENOMIC REV ETF 00214Q302 610 6540 SH SOLE 0 0 6540 ARK ETF TR NEXT GNRTN INTER 00214Q401 1706 11653 SH SOLE 0 0 11653 ARK ETF TR FINTECH INNOVA 00214Q708 586 11798 SH SOLE 0 0 11798 ABBVIE INC COM 00287Y109 916 8549 SH SOLE 0 0 8549 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 251 28372 SH SOLE 0 0 28372 ACTIVISION BLIZZARD INC COM 00507V109 241 2592 SH SOLE 0 0 2592 ADOBE SYSTEMS INCORPORATED COM 00724F101 707 1413 SH SOLE 0 0 1413 ADVISORSHARES TR PURE US CANNABIS 00768Y453 206 5644 SH SOLE 0 0 5644 AKAMAI TECHNOLOGIES INC COM 00971T101 121 1148 SH SOLE 0 0 1148 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 465 1996 SH SOLE 0 0 1996 ALLISON TRANSMISSION HLDGS I COM 01973R101 102 2355 SH SOLE 0 0 2355 ALPHABET INC CAP STK CL C 02079K107 1608 918 SH SOLE 0 0 918 ALPHABET INC CAP STK CL A 02079K305 3048 1739 SH SOLE 0 0 1739 ALTERYX INC COM CL A 02156B103 427 3505 SH SOLE 0 0 3505 ALTRIA GROUP INC COM 02209S103 748 18245 SH SOLE 0 0 18245 AMERICAN FIN TR INC COM CLASS A 02607T109 155 20924 SH SOLE 0 0 20924 AMERICAN TOWER CORP NEW COM 03027X100 1927 8586 SH SOLE 0 0 8586 APARTMENT INVT & MGMT CO CL A 03748R747 473 89511 SH SOLE 0 0 89511 APOLLO INVT CORP COM NEW 03761U502 235 22101 SH SOLE 0 0 22101 APHRIA INC COM 03765K104 1343 194050 SH SOLE 0 0 194050 APPIAN CORP CL A 03782L101 110 677 SH SOLE 0 0 677 ARES CAPITAL CORP COM 04010L103 3572 211504 SH SOLE 0 0 211504 BNY MELLON STRATEGIC MUNS IN COM 05588W108 378 44500 SH SOLE 0 0 44500 BANDWIDTH INC COM CL A 05988J103 108 700 SH SOLE 0 0 700 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 5044 300425 SH SOLE 0 0 300425 BLACKROCK INC COM 09247X101 512 710 SH SOLE 0 0 710 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 497 18424 SH SOLE 0 0 18424 BLACKROCK MUNIYIELD FD INC COM 09253W104 420 29295 SH SOLE 0 0 29295 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 156 10393 SH SOLE 0 0 10393 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 101 6932 SH SOLE 0 0 6932 BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 361 26867 SH SOLE 0 0 26867 BLACKSTONE MTG TR INC COM CL A 09257W100 9472 344073 SH SOLE 0 0 344073 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 487 9134 SH SOLE 0 0 9134 BLACKSTONE GROUP INC COM CL A 09260D107 2104 32457 SH SOLE 0 0 32457 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 453 35766 SH SOLE 0 0 35766 BOISE CASCADE CO DEL COM 09739D100 1101 23039 SH SOLE 0 0 23039 BROADCOM INC COM 11135F101 1401 3199 SH SOLE 0 0 3199 BURGERFI INTERNATIONAL INC COM 12122L101 504 36816 SH SOLE 0 0 36816 CBRE CLARION GLOBAL REAL EST COM 12504G100 2023 294113 SH SOLE 0 0 294113 CARRIER GLOBAL CORPORATION COM 14448C104 2015 53428 SH SOLE 0 0 53428 CENTENE CORP DEL COM 15135B101 126 2096 SH SOLE 0 0 2096 CHARTER COMMUNICATIONS INC N CL A 16119P108 6203 9377 SH SOLE 0 0 9377 CHIMERA INVT CORP COM NEW 16934Q208 123 12032 SH SOLE 0 0 12032 CISCO SYS INC COM 17275R102 791 17678 SH SOLE 0 0 17678 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 290 21572 SH SOLE 0 0 21572 COHEN & STEERS MLP & ENGY OP COM SHS 19249B106 58 24970 SH SOLE 0 0 24970 COLLABORATIVE INVESTMNT SER THE SPAC AND NEW 19423L672 441 16985 SH SOLE 0 0 16985 COLONY CR REAL ESTATE INC COM CL A 19625T101 513 68348 SH SOLE 0 0 68348 COLUMBIA SELIGM PREM TECH GR COM 19842X109 489 17938 SH SOLE 0 0 17938 COMCAST CORP NEW CL A 20030N101 142 2709 SH SOLE 0 0 2709 CORNERSTONE STRATEGIC VALUE COM 21924B302 8766 747378 SH SOLE 0 0 747378 CORTEVA INC COM 22052L104 115 2972 SH SOLE 0 0 2972 COSTCO WHSL CORP NEW COM 22160K105 1310 3478 SH SOLE 0 0 3478 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 57 25000 SH SOLE 0 0 25000 CROWDSTRIKE HLDGS INC CL A 22788C105 494 2330 SH SOLE 0 0 2330 CROWN CASTLE INTL CORP NEW COM 22822V101 1833 11515 SH SOLE 0 0 11515 DATADOG INC CL A COM 23804L103 164 1668 SH SOLE 0 0 1668 DELL TECHNOLOGIES INC CL C 24703L202 303 4134 SH SOLE 0 0 4134 DIGITAL TURBINE INC COM NEW 25400W102 1528 27018 SH SOLE 0 0 27018 DRAFTKINGS INC COM CL A 26142R104 277 5947 SH SOLE 0 0 5947 DUKE ENERGY CORP NEW COM NEW 26441C204 351 3837 SH SOLE 0 0 3837 DUPONT DE NEMOURS INC COM 26614N102 2716 38200 SH SOLE 0 0 38200 DYNEX CAP INC COM 26817Q886 5011 281503 SH SOLE 0 0 281503 ETF SER SOLUTIONS ALPCLONE ALTER 26922A305 151 1969 SH SOLE 0 0 1969 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 626 10870 SH SOLE 0 0 10870 ETF MANAGERS TR WEDBUSH VID GAME 26924G706 212 2680 SH SOLE 0 0 2680 EAGLE MATLS INC COM 26969P108 539 5322 SH SOLE 0 0 5322 EATON VANCE TAX-MANAGED DIVE COM 27828N102 488 39830 SH SOLE 0 0 39830 EATON VANCE TX ADV GLBL DIV COM 27828S101 203 11129 SH SOLE 0 0 11129 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 493 32092 SH SOLE 0 0 32092 EATON VANCE TAX-MANAGED GLOB COM 27829C105 222 22938 SH SOLE 0 0 22938 EATON VANCE TAX-MANAGED GLOB COM 27829F108 2116 241280 SH SOLE 0 0 241280 EATON VANCE RISK-MANAGED DIV COM 27829G106 180 17357 SH SOLE 0 0 17357 ELANCO ANIMAL HEALTH INC COM 28414H103 526 17155 SH SOLE 0 0 17155 ENBRIDGE INC COM 29250N105 145 4539 SH SOLE 0 0 4539 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 68 10953 SH SOLE 0 0 10953 ENOVA INTL INC COM 29357K103 186 7496 SH SOLE 0 0 7496 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 636 30542 SH SOLE 0 0 30542 EQUINIX INC COM 29444U700 2398 3358 SH SOLE 0 0 3358 ESSENTIAL UTILS INC COM 29670G102 244 5157 SH SOLE 0 0 5157 EVERI HLDGS INC COM 30034T103 109 7900 SH SOLE 0 0 7900 EXACT SCIENCES CORP COM 30063P105 264 1990 SH SOLE 0 0 1990 EXELON CORP COM 30161N101 123 2920 SH SOLE 0 0 2920 EXXON MOBIL CORP COM 30231G102 2658 64482 SH SOLE 0 0 64482 FACEBOOK INC CL A 30303M102 3333 12203 SH SOLE 0 0 12203 FEDEX CORP COM 31428X106 431 1661 SH SOLE 0 0 1661 FIRST TR INTER DUR PFD & IN COM 33718W103 839 34885 SH SOLE 0 0 34885 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 1246 17743 SH SOLE 0 0 17743 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 154 5220 SH SOLE 0 0 5220 FIRST TR VALUE LINE DIVID IN SHS 33734H106 962 27425 SH SOLE 0 0 27425 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 186 3605 SH SOLE 0 0 3605 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 393 3644 SH SOLE 0 0 3644 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 131 2613 SH SOLE 0 0 2613 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1908 17065 SH SOLE 0 0 17065 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1293 13610 SH SOLE 0 0 13610 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 616 13878 SH SOLE 0 0 13878 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 240 4370 SH SOLE 0 0 4370 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 463 4794 SH SOLE 0 0 4794 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 354 5413 SH SOLE 0 0 5413 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 570 9232 SH SOLE 0 0 9232 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 131 6246 SH SOLE 0 0 6246 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 822 17277 SH SOLE 0 0 17277 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 121 2482 SH SOLE 0 0 2482 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 154 5220 SH SOLE 0 0 5220 FIRST TR MLP & ENERGY INCOM COM 33739B104 59 10148 SH SOLE 0 0 10148 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 220 3418 SH SOLE 0 0 3418 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 114 2111 SH SOLE 0 0 2111 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 289 5614 SH SOLE 0 0 5614 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 924 78272 SH SOLE 0 0 78272 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 187 5416 SH SOLE 0 0 5416 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 6830 124801 SH SOLE 0 0 124801 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U208 130 3943 SH SOLE 0 0 3943 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1035 35629 SH SOLE 0 0 35629 FLEXSHARES TR QLT DIV DEF IDX 33939L845 6153 128404 SH SOLE 0 0 128404 FORTIVE CORP COM 34959J108 1156 16329 SH SOLE 0 0 16329 FRANKLIN LTD DURATION INCOME COM 35472T101 622 66036 SH SOLE 0 0 66036 FRANKLIN TEMPLETON ETF TR LIBERTY INVT 35473P603 813 30035 SH SOLE 0 0 30035 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 136 4559 SH SOLE 0 0 4559 FREEPORT-MCMORAN INC CL B 35671D857 432 16596 SH SOLE 0 0 16596 FREQUENCY THERAPEUTICS INC COM 35803L108 160 4550 SH SOLE 0 0 4550 FS KKR CAP CORP II COM 35952V303 740 45133 SH SOLE 0 0 45133 GABELLI DIVID & INCOME TR COM 36242H104 110 5113 SH SOLE 0 0 5113 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 165 47022 SH SOLE 0 0 47022 GAMESTOP CORP NEW CL A 36467W109 581 30827 SH SOLE 0 0 30827 GANNETT CO INC COM 36472T109 77 22820 SH SOLE 0 0 22820 GLOBAL PMTS INC COM 37940X102 518 2403 SH SOLE 0 0 2403 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 109 9255 SH SOLE 0 0 9255 GLOBAL X FDS GLB X SUPERDIV 37950E549 771 60028 SH SOLE 0 0 60028 GLOBAL X FDS GLBX MSCI COLUM 37954Y327 154 4744 SH SOLE 0 0 4744 GLOBAL X FDS E COMMERCE ETF 37954Y467 158 4956 SH SOLE 0 0 4956 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1002 43929 SH SOLE 0 0 43929 GLOBAL X FDS X YIELDCO RENE 37954Y707 115 6359 SH SOLE 0 0 6359 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 172 5180 SH SOLE 0 0 5180 GLOBAL X FDS FINTECH ETF 37954Y814 120 2573 SH SOLE 0 0 2573 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1793 28971 SH SOLE 0 0 28971 GOLDMAN SACHS GROUP INC COM 38141G104 1918 7274 SH SOLE 0 0 7274 GOLDMAN SACHS BDC INC SHS 38147U107 184 9608 SH SOLE 0 0 9608 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 200 10303 SH SOLE 0 0 10303 HCA HEALTHCARE INC COM 40412C101 223 1354 SH SOLE 0 0 1354 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 150 10612 SH SOLE 0 0 10612 HEALTHPEAK PROPERTIES INC COM 42250P103 1397 46209 SH SOLE 0 0 46209 ISTAR INC COM 45031U101 8184 551144 SH SOLE 0 0 551144 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 182 9088 SH SOLE 0 0 9088 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 623 18692 SH SOLE 0 0 18692 INNOVATIVE INDL PPTYS INC COM 45781V101 156 852 SH SOLE 0 0 852 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 1114 22348 SH SOLE 0 0 22348 INSULET CORP COM 45784P101 206 805 SH SOLE 0 0 805 INVESCO CURRENCYSHARES AUSTR AUSTRALIAN DOL 46090N103 104 1350 SH SOLE 0 0 1350 INTUITIVE SURGICAL INC COM NEW 46120E602 1513 1850 SH SOLE 0 0 1850 INVESCO MUN OPPORTUNITY TR COM 46132C107 155 12085 SH SOLE 0 0 12085 INVESCO MUNI INCOME OPP TRST COM 46132X101 88 11150 SH SOLE 0 0 11150 INVESCO QUALITY MUN INCOME T COM 46133G107 578 44355 SH SOLE 0 0 44355 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 549 8086 SH SOLE 0 0 8086 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1575 15229 SH SOLE 0 0 15229 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 5531 19389 SH SOLE 0 0 19389 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 113 2694 SH SOLE 0 0 2694 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 2147 34938 SH SOLE 0 0 34938 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 747 4587 SH SOLE 0 0 4587 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 106 420 SH SOLE 0 0 420 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 147 1056 SH SOLE 0 0 1056 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 126 990 SH SOLE 0 0 990 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 1006 32356 SH SOLE 0 0 32356 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 1524 9905 SH SOLE 0 0 9905 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 1154 28826 SH SOLE 0 0 28826 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 139 2064 SH SOLE 0 0 2064 INVESCO EXCHANGE TRADED FD T DYNMC FOOD BEV 46137V753 133 3711 SH SOLE 0 0 3711 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 1673 11891 SH SOLE 0 0 11891 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 1050 6562 SH SOLE 0 0 6562 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 116 2058 SH SOLE 0 0 2058 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 183 8163 SH SOLE 0 0 8163 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 298 19503 SH SOLE 0 0 19503 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 257 9480 SH SOLE 0 0 9480 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 1200 72449 SH SOLE 0 0 72449 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E669 5459 245867 SH SOLE 0 0 245867 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 130 6687 SH SOLE 0 0 6687 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 113 5330 SH SOLE 0 0 5330 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 412 14295 SH SOLE 0 0 14295 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 181 2198 SH SOLE 0 0 2198 INVESCO EXCH TRADED FD TR II DWA SMLCP MENT 46138E842 535 7108 SH SOLE 0 0 7108 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 1313 12780 SH SOLE 0 0 12780 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 361 16500 SH SOLE 0 0 16500 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 398 18300 SH SOLE 0 0 18300 IQVIA HLDGS INC COM 46266C105 134 750 SH SOLE 0 0 750 ISHARES SILVER TR ISHARES 46428Q109 235 9572 SH SOLE 0 0 9572 ISHARES TR US TREAS BD ETF 46429B267 3383 124194 SH SOLE 0 0 124194 ISHARES TR GNMA BOND ETF 46429B333 1043 20460 SH SOLE 0 0 20460 ISHARES TR MSCI INDIA ETF 46429B598 1234 30687 SH SOLE 0 0 30687 ISHARES TR CORE HIGH DV ETF 46429B663 216 2460 SH SOLE 0 0 2460 ISHARES TR MSCI EAFE MIN VL 46429B689 1721 23445 SH SOLE 0 0 23445 ISHARES TR MSCI USA MIN VOL 46429B697 8010 118003 SH SOLE 0 0 118003 ISHARES TR 0-5 YR TIPS ETF 46429B747 434 4156 SH SOLE 0 0 4156 ISHARES TR MSCI USA QLT FCT 46432F339 5607 48250 SH SOLE 0 0 48250 ISHARES TR MSCI USA SZE FT 46432F370 550 4947 SH SOLE 0 0 4947 ISHARES TR MSCI USA VALUE 46432F388 1402 16136 SH SOLE 0 0 16136 ISHARES TR MSCI USA MMENTM 46432F396 14031 86990 SH SOLE 0 0 86990 ISHARES TR CORE MSCI EAFE 46432F842 1013 14658 SH SOLE 0 0 14658 ISHARES TR CORE 1 5 YR USD 46432F859 147 2846 SH SOLE 0 0 2846 ISHARES INC CORE MSCI EMKT 46434G103 3427 55240 SH SOLE 0 0 55240 ISHARES TR MSCI INTL MULTFT 46434V274 158 5810 SH SOLE 0 0 5810 ISHARES TR EXPONENTIAL TECH 46434V381 186 3247 SH SOLE 0 0 3247 ISHARES TR 0-5YR HI YL CP 46434V407 1448 31861 SH SOLE 0 0 31861 ISHARES TR MSCI INTL QUALTY 46434V456 209 5857 SH SOLE 0 0 5857 ISHARES TR CORE DIV GRWTH 46434V621 886 19760 SH SOLE 0 0 19760 ISHARES TR YLD OPTIM BD 46434V787 111 4284 SH SOLE 0 0 4284 ISHARES TR BLACKROCK ULTRA 46434V878 751 14857 SH SOLE 0 0 14857 ISHARES TR ESG AWRE USD ETF 46435G193 101 3568 SH SOLE 0 0 3568 ISHARES TR MORTGE REL ETF 46435G342 117 3673 SH SOLE 0 0 3673 ISHARES TR ESG AWR MSCI USA 46435G425 5601 65104 SH SOLE 0 0 65104 ISHARES TR MSCI USA SMCP MN 46435G433 2425 71548 SH SOLE 0 0 71548 ISHARES TR FALN ANGLS USD 46435G474 366 12424 SH SOLE 0 0 12424 ISHARES TR CORE INTL AGGR 46435G672 314 5579 SH SOLE 0 0 5579 ISHARES TR ROBOTICS ARTIF 46435U556 109 2728 SH SOLE 0 0 2728 ISHARES TR BROAD USD HIGH 46435U853 494 11970 SH SOLE 0 0 11970 JPMORGAN CHASE & CO COM 46625H100 4050 31871 SH SOLE 0 0 31871 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 147 2887 SH SOLE 0 0 2887 KIMCO RLTY CORP COM 49446R109 865 57641 SH SOLE 0 0 57641 LAZARD GLOBAL TOTAL RETURN & COM 52106W103 106 5956 SH SOLE 0 0 5956 LEMONADE INC COM 52567D107 140 1139 SH SOLE 0 0 1139 LIVE OAK BANCSHARES INC COM 53803X105 423 8905 SH SOLE 0 0 8905 LYFT INC CL A COM 55087P104 264 5365 SH SOLE 0 0 5365 MFS INTER INCOME TR SH BEN INT 55273C107 18100 4750580 SH SOLE 0 0 4750580 MAIN STR CAP CORP COM 56035L104 1912 59271 SH SOLE 0 0 59271 MARKETAXESS HLDGS INC COM 57060D108 225 394 SH SOLE 0 0 394 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 134 973 SH SOLE 0 0 973 MASTERCARD INCORPORATED CL A 57636Q104 2389 6694 SH SOLE 0 0 6694 MERCK & CO. INC COM 58933Y105 1004 12279 SH SOLE 0 0 12279 MODERNA INC COM 60770K107 547 5240 SH SOLE 0 0 5240 MONGODB INC CL A 60937P106 1939 5400 SH SOLE 0 0 5400 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 27 11315 SH SOLE 0 0 11315 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 100 64000 SH SOLE 0 0 64000 NETFLIX INC COM 64110L106 1718 3178 SH SOLE 0 0 3178 NEUBERGER BERMAN MUN FD INC COM 64124P101 422 27776 SH SOLE 0 0 27776 NEUBERGER BERMAN REAL ESTATE COM 64190A103 110 25000 SH SOLE 0 0 25000 NEXTERA ENERGY INC COM 65339F101 1023 13258 SH SOLE 0 0 13258 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 120 11449 SH SOLE 0 0 11449 NVIDIA CORPORATION COM 67066G104 3085 5908 SH SOLE 0 0 5908 NUVEEN REAL ESTATE INCOME FD COM 67071B108 300 35583 SH SOLE 0 0 35583 NUVEEN PFD & INCM SECURTIES COM 67072C105 116 11945 SH SOLE 0 0 11945 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 466 73549 SH SOLE 0 0 73549 OAKTREE SPECIALTY LENDING CO COM 67401P108 13053 2343371 SH SOLE 0 0 2343371 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 125 5482 SH SOLE 0 0 5482 ORACLE CORP COM 68389X105 694 10724 SH SOLE 0 0 10724 PACER FDS TR BNCHMRK INFRA 69374H741 169 4709 SH SOLE 0 0 4709 PAYCOM SOFTWARE INC COM 70432V102 194 430 SH SOLE 0 0 430 PAYPAL HLDGS INC COM 70450Y103 1495 6382 SH SOLE 0 0 6382 PELOTON INTERACTIVE INC CL A COM 70614W100 110 725 SH SOLE 0 0 725 PENNYMAC MTG INVT TR COM 70931T103 462 26275 SH SOLE 0 0 26275 PIMCO MUN INCOME FD COM 72200R107 131 9445 SH SOLE 0 0 9445 PIMCO CORPORATE & INCOME OPP COM 72201B101 1166 65342 SH SOLE 0 0 65342 PIMCO INCOME STRATEGY FD COM 72201H108 774 67625 SH SOLE 0 0 67625 PIMCO ETF TR ACTIVE BD ETF 72201R775 1521 13444 SH SOLE 0 0 13444 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 143 1460 SH SOLE 0 0 1460 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 18710 183363 SH SOLE 0 0 183363 PIMCO DYNAMIC INCOME FD SHS 72201Y101 286 10816 SH SOLE 0 0 10816 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 718 33870 SH SOLE 0 0 33870 PINTEREST INC CL A 72352L106 1173 17803 SH SOLE 0 0 17803 POOL CORP COM 73278L105 484 1299 SH SOLE 0 0 1299 PREFERRED APT CMNTYS INC COM 74039L103 182 24573 SH SOLE 0 0 24573 PROLOGIS INC. COM 74340W103 163 1632 SH SOLE 0 0 1632 PROSHARES TR S&P 500 DV ARIST 74348A467 100 1253 SH SOLE 0 0 1253 PROSPECT CAP CORP COM 74348T102 386 71296 SH SOLE 0 0 71296 QUIDEL CORP COM 74838J101 800 4453 SH SOLE 0 0 4453 ROKU INC COM CL A 77543R102 379 1141 SH SOLE 0 0 1141 RUBIUS THERAPEUTICS INC COM 78116T103 118 15500 SH SOLE 0 0 15500 S&P GLOBAL INC COM 78409V104 455 1383 SH SOLE 0 0 1383 SPDR S&P 500 ETF TR TR UNIT 78462F103 10396 27807 SH SOLE 0 0 27807 SPDR GOLD TR GOLD SHS 78463V107 3197 17927 SH SOLE 0 0 17927 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 258 7567 SH SOLE 0 0 7567 SPDR SER TR FACTST INV ETF 78464A110 473 2200 SH SOLE 0 0 2200 SPDR SER TR S&P 600 SMCP GRW 78464A201 174 2273 SH SOLE 0 0 2273 SPDR SER TR NUVEEN BBG BRCLY 78464A284 216 3657 SH SOLE 0 0 3657 SPDR SER TR S&P 600 SMCP VAL 78464A300 666 10059 SH SOLE 0 0 10059 SPDR SER TR BLOMBERG BRC INT 78464A334 964 29373 SH SOLE 0 0 29373 SPDR SER TR BLMBRG BRC CNVRT 78464A359 4169 50352 SH SOLE 0 0 50352 SPDR SER TR PORTFOLIO LN COR 78464A367 1637 49464 SH SOLE 0 0 49464 SPDR SER TR PORTFOLIO INTRMD 78464A375 2255 60663 SH SOLE 0 0 60663 SPDR SER TR PRTFLO S&P500 GW 78464A409 105 1895 SH SOLE 0 0 1895 SPDR SER TR PORTFOLIO SHORT 78464A474 534 17000 SH SOLE 0 0 17000 SPDR SER TR FTSE INT GVT ETF 78464A490 402 6852 SH SOLE 0 0 6852 SPDR SER TR PRTFLO S&P500 VL 78464A508 2442 71008 SH SOLE 0 0 71008 SPDR SER TR HLTH CARE SVCS 78464A573 1666 17214 SH SOLE 0 0 17214 SPDR SER TR HLTH CR EQUIP 78464A581 231 2032 SH SOLE 0 0 2032 SPDR SER TR AEROSPACE DEF 78464A631 1746 15216 SH SOLE 0 0 15216 SPDR SER TR PORTFOLIO AGRGTE 78464A649 5352 173828 SH SOLE 0 0 173828 SPDR SER TR PORTFLI TIPS ETF 78464A656 109 3488 SH SOLE 0 0 3488 SPDR SER TR PORTFOLIO LN TSR 78464A664 303 6708 SH SOLE 0 0 6708 SPDR SER TR S&P REGL BKG 78464A698 1619 31173 SH SOLE 0 0 31173 SPDR SER TR S&P RETAIL ETF 78464A714 1140 17719 SH SOLE 0 0 17719 SPDR SER TR S&P PHARMAC 78464A722 1253 24071 SH SOLE 0 0 24071 SPDR SER TR S&P METALS MNG 78464A755 1172 35048 SH SOLE 0 0 35048 SPDR SER TR S&P BK ETF 78464A797 1135 27141 SH SOLE 0 0 27141 SPDR SER TR PORTFOLIO S&P400 78464A847 1925 47643 SH SOLE 0 0 47643 SPDR SER TR PORTFOLIO S&P500 78464A854 4684 106550 SH SOLE 0 0 106550 SPDR SER TR S&P BIOTECH 78464A870 176 1251 SH SOLE 0 0 1251 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 302 6131 SH SOLE 0 0 6131 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1459 4770 SH SOLE 0 0 4770 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1263 3008 SH SOLE 0 0 3008 SPDR SER TR BLOMBERG BRC INV 78468R200 313 10227 SH SOLE 0 0 10227 SPDR SER TR BLOOMBERG SRT TR 78468R408 2532 93951 SH SOLE 0 0 93951 SPDR SER TR BLOOMBERG BRCLYS 78468R622 713 6542 SH SOLE 0 0 6542 SPDR SER TR S&P1500MOMTILT 78468R705 400 2466 SH SOLE 0 0 2466 SPDR SER TR SSGA GNDER ETF 78468R747 115 1283 SH SOLE 0 0 1283 SPDR SER TR PRTFLO S&P500 HI 78468R788 738 22413 SH SOLE 0 0 22413 SPDR SER TR PORTFOLIO S&P600 78468R853 1917 53555 SH SOLE 0 0 53555 SVB FINANCIAL GROUP COM 78486Q101 217 560 SH SOLE 0 0 560 SALESFORCE COM INC COM 79466L302 1126 5062 SH SOLE 0 0 5062 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 716 9895 SH SOLE 0 0 9895 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5104 44990 SH SOLE 0 0 44990 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 644 9549 SH SOLE 0 0 9549 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5913 36775 SH SOLE 0 0 36775 SELECT SECTOR SPDR TR ENERGY 81369Y506 1318 34770 SH SOLE 0 0 34770 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 416 14117 SH SOLE 0 0 14117 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 514 5802 SH SOLE 0 0 5802 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 7607 58509 SH SOLE 0 0 58509 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 5707 84567 SH SOLE 0 0 84567 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 409 6521 SH SOLE 0 0 6521 SHOPIFY INC CL A 82509L107 258 228 SH SOLE 0 0 228 SIRIUS XM HOLDINGS INC COM 82968B103 138 21600 SH SOLE 0 0 21600 SIXTH STREET SPECIALTY LENDN COM 83012A109 151 7275 SH SOLE 0 0 7275 SKYWORKS SOLUTIONS INC COM 83088M102 283 1850 SH SOLE 0 0 1850 SNAP INC CL A 83304A106 123 2456 SH SOLE 0 0 2456 SOLAREDGE TECHNOLOGIES INC COM 83417M104 125 391 SH SOLE 0 0 391 SORRENTO THERAPEUTICS INC COM NEW 83587F202 174 25435 SH SOLE 0 0 25435 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 3456 86045 SH SOLE 0 0 86045 STARWOOD PPTY TR INC COM 85571B105 718 37205 SH SOLE 0 0 37205 STONE HBR EMERGING MKTS TOTA COM 86164W100 2658 291768 SH SOLE 0 0 291768 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 107 4500 SH SOLE 0 0 4500 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 1725 108948 SH SOLE 0 0 108948 TELADOC HEALTH INC COM 87918A105 894 4473 SH SOLE 0 0 4473 TEMPUR SEALY INTL INC COM 88023U101 1340 49629 SH SOLE 0 0 49629 TESLA INC COM 88160R101 4007 5679 SH SOLE 0 0 5679 TG THERAPEUTICS INC COM 88322Q108 1353 26000 SH SOLE 0 0 26000 THE TRADE DESK INC COM CL A 88339J105 521 651 SH SOLE 0 0 651 3M CO COM 88579Y101 553 3163 SH SOLE 0 0 3163 TRUIST FINL CORP COM 89832Q109 299 6229 SH SOLE 0 0 6229 TURNING PT BRANDS INC COM 90041L105 166 3731 SH SOLE 0 0 3731 TWILIO INC CL A 90138F102 5147 15205 SH SOLE 0 0 15205 UBER TECHNOLOGIES INC COM 90353T100 263 5148 SH SOLE 0 0 5148 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 172 10000 SH SOLE 0 0 10000 UNITEDHEALTH GROUP INC COM 91324P102 503 1436 SH SOLE 0 0 1436 VALERO ENERGY CORP COM 91913Y100 190 3360 SH SOLE 0 0 3360 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1926 53462 SH SOLE 0 0 53462 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 340 24736 SH SOLE 0 0 24736 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 801 24938 SH SOLE 0 0 24938 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 667 10765 SH SOLE 0 0 10765 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 243 1111 SH SOLE 0 0 1111 VANECK VECTORS ETF TR GAMING ETF 92189F882 126 2700 SH SOLE 0 0 2700 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1034 17667 SH SOLE 0 0 17667 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1775 6451 SH SOLE 0 0 6451 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1027 5907 SH SOLE 0 0 5907 VANGUARD WORLD FDS ENERGY ETF 92204A306 282 5434 SH SOLE 0 0 5434 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 544 7471 SH SOLE 0 0 7471 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 872 3899 SH SOLE 0 0 3899 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 563 3314 SH SOLE 0 0 3314 VANGUARD WORLD FDS INF TECH ETF 92204A702 982 2777 SH SOLE 0 0 2777 VANGUARD WORLD FDS MATERIALS ETF 92204A801 645 4110 SH SOLE 0 0 4110 VANGUARD WORLD FDS UTILITIES ETF 92204A876 517 3765 SH SOLE 0 0 3765 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 368 3061 SH SOLE 0 0 3061 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1121 18204 SH SOLE 0 0 18204 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2374 28519 SH SOLE 0 0 28519 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 3042 37007 SH SOLE 0 0 37007 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1423 8991 SH SOLE 0 0 8991 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 281 1135 SH SOLE 0 0 1135 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2798 40309 SH SOLE 0 0 40309 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 406 7505 SH SOLE 0 0 7505 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 117 1223 SH SOLE 0 0 1223 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 890 9160 SH SOLE 0 0 9160 VEREIT INC COM 92339V308 868 22974 SH SOLE 0 0 22974 VERIZON COMMUNICATIONS INC COM 92343V104 1260 21442 SH SOLE 0 0 21442 VERTEX PHARMACEUTICALS INC COM 92532F100 1066 4510 SH SOLE 0 0 4510 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 310 31492 SH SOLE 0 0 31492 VIACOMCBS INC CL B 92556H206 1996 53570 SH SOLE 0 0 53570 VIACOMCBS INC CL B 92556H206 122 15000 SH Call SOLE 0 0 15000 VIATRIS INC COM 92556V106 214 11411 SH SOLE 0 0 11411 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 152 6395 SH SOLE 0 0 6395 VISA INC COM CL A 92826C839 4266 19503 SH SOLE 0 0 19503 VIRTUS GLOBAL MULTI-SECTOR I COM 92829B101 8341 688811 SH SOLE 0 0 688811 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 7179 817707 SH SOLE 0 0 817707 VISTRA CORP COM 92840M102 777 39521 SH SOLE 0 0 39521 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 117 7103 SH SOLE 0 0 7103 WP CAREY INC COM 92936U109 695 9853 SH SOLE 0 0 9853 WASTE CONNECTIONS INC COM 94106B101 7228 70485 SH SOLE 0 0 70485 WASTE MGMT INC DEL COM 94106L109 531 4499 SH SOLE 0 0 4499 WESTERN ASSET EMERGING MKTS COM 95766A101 127 9168 SH SOLE 0 0 9168 WESTERN ASSET MTG DEFINED OP COM 95790B109 3664 258364 SH SOLE 0 0 258364 WINTRUST FINL CORP COM 97650W108 233 3818 SH SOLE 0 0 3818 WISDOMTREE TR INDIA ERNGS FD 97717W422 1678 57440 SH SOLE 0 0 57440 WISDOMTREE TR HEDGED HI YLD BD 97717W430 612 28037 SH SOLE 0 0 28037 WISDOMTREE TR US MIDCAP DIVID 97717W505 1179 33876 SH SOLE 0 0 33876 WISDOMTREE TR US SMALLCAP FUND 97717W562 443 11390 SH SOLE 0 0 11390 WISDOMTREE TR US MIDCAP FUND 97717W570 109 2518 SH SOLE 0 0 2518 WISDOMTREE TR US SMALLCAP DIVD 97717W604 519 19515 SH SOLE 0 0 19515 WISDOMTREE TR EM EX ST-OWNED 97717X578 2198 55396 SH SOLE 0 0 55396 WISDOMTREE TR EM LCL DEBT FD 97717X867 265 7626 SH SOLE 0 0 7626 XYLEM INC COM 98419M100 394 3873 SH SOLE 0 0 3873 ZIMMER BIOMET HOLDINGS INC COM 98956P102 416 2702 SH SOLE 0 0 2702 ZOETIS INC CL A 98978V103 448 2708 SH SOLE 0 0 2708 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 216 640 SH SOLE 0 0 640 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2049 7843 SH SOLE 0 0 7843 CAPRI HOLDINGS LIMITED SHS G1890L107 492 11723 SH SOLE 0 0 11723 HORIZON THERAPEUTICS PUB L SHS G46188101 518 7081 SH SOLE 0 0 7081 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 72 10000 SH Call SOLE 0 0 10000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 376 7918 SH SOLE 0 0 7918 MEDTRONIC PLC SHS G5960L103 159 1356 SH SOLE 0 0 1356 APTIV PLC SHS G6095L109 1359 10429 SH SOLE 0 0 10429 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 531 20867 SH SOLE 0 0 20867 STERIS PLC SHS USD G8473T100 142 750 SH SOLE 0 0 750 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 89 36500 SH SOLE 0 0 36500 TRANE TECHNOLOGIES PLC SHS G8994E103 1464 10086 SH SOLE 0 0 10086 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 238 1553 SH SOLE 0 0 1553 WIX COM LTD SHS M98068105 114 455 SH SOLE 0 0 455 ASML HOLDING N V N Y REGISTRY SHS N07059210 340 698 SH SOLE 0 0 698 ROYAL CARIBBEAN GROUP COM V7780T103 162 2172 SH SOLE 0 0 2172