Deputy CCO

0000891943-20-000007.txt : 20201112 0000891943-20-000007.hdr.sgml : 20201112 20201112123018 ACCESSION NUMBER: 0000891943-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTAURUS FINANCIAL, INC. CENTRAL INDEX KEY: 0000891943 IRS NUMBER: 330530236 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18315 FILM NUMBER: 201305120 BUSINESS ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 714-456-1790 MAIL ADDRESS: STREET 1: 2300 E. KATELLA AVENUE STREET 2: SUITE #200 CITY: ANAHEIM STATE: CA ZIP: 92806 FORMER COMPANY: FORMER CONFORMED NAME: CENTAURUS FINANCIAL INC /BD DATE OF NAME CHANGE: 19920922 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000891943 XXXXXXXX 09-30-2020 09-30-2020 CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806

13F HOLDINGS REPORT 028-18315 N Kevin Lee Deputy CCO 7144561790 Kevin Lee Anaheim CA 11-12-2020 0 643 722421 false INFORMATION TABLE 2 cfi3Q20_13f.xml ABBOTT LABS COM 002824100 1254 11524 SH SOLE 0 0 11524 ABIOMED INC COM 003654100 237 854 SH SOLE 0 0 854 ADVANCED MICRO DEVICES INC COM 007903107 2359 28768 SH SOLE 0 0 28768 AIR PRODS & CHEMS INC COM 009158106 108 363 SH SOLE 0 0 363 ALARM COM HLDGS INC COM 011642105 12162 220124 SH SOLE 0 0 220124 ALASKA AIR GROUP INC COM 011659109 119 3249 SH SOLE 0 0 3249 ALLIANZGI CONV INCOME FD COM 018828103 86 18735 SH SOLE 0 0 18735 ALLSTATE CORP COM 020002101 103 1095 SH SOLE 0 0 1095 AMAZON COM INC COM 023135106 8681 2757 SH SOLE 0 0 2757 AMERICAN ELEC PWR CO INC COM 025537101 210 2570 SH SOLE 0 0 2570 AMERICAN EXPRESS CO COM 025816109 121 1207 SH SOLE 0 0 1207 AMGEN INC COM 031162100 857 3373 SH SOLE 0 0 3373 AMPLIFY ETF TR HIGH INCOME 032108847 1799 122743 SH SOLE 0 0 122743 ANNALY CAPITAL MANAGEMENT IN COM 035710409 105 14805 SH SOLE 0 0 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ISHARES TR AGENCY BOND ETF 464288166 182 1504 SH SOLE 0 0 1504 ISHARES TR MSCI ACWI ETF 464288257 8110 101473 SH SOLE 0 0 101473 ISHARES TR MRGSTR MD CP GRW 464288307 162 506 SH SOLE 0 0 506 ISHARES TR NATIONAL MUN ETF 464288414 666 5745 SH SOLE 0 0 5745 ISHARES TR INTL SEL DIV ETF 464288448 1331 53404 SH SOLE 0 0 53404 ISHARES TR IBOXX HI YD ETF 464288513 1397 16647 SH SOLE 0 0 16647 ISHARES TR MBS ETF 464288588 5038 45636 SH SOLE 0 0 45636 ISHARES TR GOV/CRED BD ETF 464288596 170 1359 SH SOLE 0 0 1359 ISHARES TR ISHS 5-10YR INVT 464288638 850 13979 SH SOLE 0 0 13979 ISHARES TR ISHS 1-5YR INVS 464288646 2274 41420 SH SOLE 0 0 41420 ISHARES TR 10-20 YR TRS ETF 464288653 984 5912 SH SOLE 0 0 5912 ISHARES TR 3 7 YR TREAS BD 464288661 302 2258 SH SOLE 0 0 2258 ISHARES TR PFD AND INCM SEC 464288687 1581 43370 SH SOLE 0 0 43370 ISHARES TR US HOME CONS ETF 464288752 551 9726 SH SOLE 0 0 9726 ISHARES TR US AER DEF ETF 464288760 121 765 SH SOLE 0 0 765 ISHARES TR US BR DEL SE ETF 464288794 152 2459 SH SOLE 0 0 2459 ISHARES TR U.S. MED DVC ETF 464288810 3355 11198 SH SOLE 0 0 11198 ISHARES TR US HLTHCR PR ETF 464288828 141 699 SH SOLE 0 0 699 ISHARES TR EAFE GRWTH ETF 464288885 1367 15205 SH SOLE 0 0 15205 ISHARES TR AGGRES ALLOC ETF 464289859 101 1735 SH SOLE 0 0 1735 ISHARES TR GRWT ALLOCAT ETF 464289867 122 2510 SH SOLE 0 0 2510 ISHARES TR MODERT ALLOC ETF 464289875 165 4012 SH SOLE 0 0 4012 ISHARES TR CONSER ALLOC ETF 464289883 5242 141021 SH SOLE 0 0 141021 JETBLUE AWYS CORP COM 477143101 270 23823 SH SOLE 0 0 23823 JOHNSON & JOHNSON COM 478160104 1786 11999 SH SOLE 0 0 11999 KANSAS CITY SOUTHERN COM NEW 485170302 181 1000 SH SOLE 0 0 1000 KEMPER CORP COM 488401100 162 2420 SH SOLE 0 0 2420 KIMBERLY CLARK CORP COM 494368103 263 1784 SH SOLE 0 0 1784 KOHLS CORP COM 500255104 259 14002 SH SOLE 0 0 14002 KRAFT HEINZ CO COM 500754106 126 4200 SH SOLE 0 0 4200 L3HARRIS TECHNOLOGIES INC COM 502431109 215 1263 SH SOLE 0 0 1263 LAM RESEARCH CORP COM 512807108 412 1243 SH SOLE 0 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11410 SH SOLE 0 0 11410 MORGAN STANLEY COM NEW 617446448 178 3678 SH SOLE 0 0 3678 MOTOROLA SOLUTIONS INC COM NEW 620076307 242 1546 SH SOLE 0 0 1546 NMI HLDGS INC CL A 629209305 109 6142 SH SOLE 0 0 6142 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 961 29394 SH SOLE 0 0 29394 NIKE INC CL B 654106103 240 1908 SH SOLE 0 0 1908 NORFOLK SOUTHN CORP COM 655844108 127 593 SH SOLE 0 0 593 NORTHROP GRUMMAN CORP COM 666807102 268 849 SH SOLE 0 0 849 NORTONLIFELOCK INC COM 668771108 899 43136 SH SOLE 0 0 43136 NOVAVAX INC COM NEW 670002401 239 2207 SH SOLE 0 0 2207 OKTA INC CL A 679295105 699 3268 SH SOLE 0 0 3268 OMEGA HEALTHCARE INVS INC COM 681936100 128 4275 SH SOLE 0 0 4275 ON SEMICONDUCTOR CORP COM 682189105 146 6750 SH SOLE 0 0 6750 ONEOK INC NEW COM 682680103 283 10903 SH SOLE 0 0 10903 PNC FINL SVCS GROUP INC COM 693475105 259 2361 SH SOLE 0 0 2361 PPG INDS INC COM 693506107 140 1150 SH SOLE 0 0 1150 PATRICK INDS INC COM 703343103 2671 46430 SH SOLE 0 0 46430 PEPSICO INC COM 713448108 419 3027 SH SOLE 0 0 3027 PFIZER INC COM 717081103 1476 40221 SH SOLE 0 0 40221 PHILIP MORRIS INTL INC COM 718172109 278 3711 SH SOLE 0 0 3711 PROCTER AND GAMBLE CO COM 742718109 397 2854 SH SOLE 0 0 2854 QUALCOMM INC COM 747525103 478 4059 SH SOLE 0 0 4059 REALTY INCOME CORP COM 756109104 234 3853 SH SOLE 0 0 3853 REAVES UTIL INCOME FD COM SH BEN INT 756158101 123 3947 SH SOLE 0 0 3947 REPUBLIC FIRST BANCORP INC COM 760416107 49 24744 SH SOLE 0 0 24744 REVANCE THERAPEUTICS INC COM 761330109 1531 60914 SH SOLE 0 0 60914 ROLLINS INC COM 775711104 948 17496 SH SOLE 0 0 17496 ROPER TECHNOLOGIES INC COM 776696106 2091 5291 SH SOLE 0 0 5291 ROYAL BK CDA COM 780087102 245 3500 SH SOLE 0 0 3500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 255 10529 SH SOLE 0 0 10529 ROYCE VALUE TR INC COM 780910105 2245 177614 SH SOLE 0 0 177614 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 283 3550 SH SOLE 0 0 3550 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2505 21747 SH SOLE 0 0 21747 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1767 31857 SH SOLE 0 0 31857 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 188 2754 SH SOLE 0 0 2754 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 104 3877 SH SOLE 0 0 3877 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1906 34471 SH SOLE 0 0 34471 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 104 1854 SH SOLE 0 0 1854 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1993 38694 SH SOLE 0 0 38694 SEATTLE GENETICS INC COM 812578102 562 2874 SH SOLE 0 0 2874 SHARPSPRING INC COM 820054104 549 49219 SH SOLE 0 0 49219 SHERWIN WILLIAMS CO COM 824348106 186 267 SH SOLE 0 0 267 SHYFT GROUP INC COM 825698103 10008 530063 SH SOLE 0 0 530063 SIMON PPTY GROUP INC NEW COM 828806109 308 4769 SH SOLE 0 0 4769 SKYWEST INC COM 830879102 160 5363 SH SOLE 0 0 5363 SMITH & WESSON BRANDS INC COM 831754106 128 8255 SH SOLE 0 0 8255 SOUTH JERSEY INDS INC COM 838518108 288 14938 SH SOLE 0 0 14938 SOUTHERN CO COM 842587107 1605 29602 SH SOLE 0 0 29602 SOUTHWEST AIRLS CO COM 844741108 424 11317 SH SOLE 0 0 11317 SQUARE INC CL A 852234103 990 6089 SH SOLE 0 0 6089 STARBUCKS CORP COM 855244109 1909 22220 SH SOLE 0 0 22220 STEEL DYNAMICS INC COM 858119100 1899 66318 SH SOLE 0 0 66318 STRYKER CORPORATION COM 863667101 358 1720 SH SOLE 0 0 1720 SYNOPSYS INC COM 871607107 107 500 SH SOLE 0 0 500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 191 1156 SH SOLE 0 0 1156 TAPESTRY INC COM 876030107 527 33732 SH SOLE 0 0 33732 TASEKO MINES LTD COM 876511106 19 17739 SH SOLE 0 0 17739 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 97 10789 SH SOLE 0 0 10789 TEXAS INSTRS INC COM 882508104 215 1505 SH SOLE 0 0 1505 THERMO FISHER SCIENTIFIC INC COM 883556102 324 735 SH SOLE 0 0 735 TORONTO DOMINION BK ONT COM NEW 891160509 105 2273 SH SOLE 0 0 2273 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 132 1000 SH SOLE 0 0 1000 TRACTOR SUPPLY CO COM 892356106 162 1130 SH SOLE 0 0 1130 TRANSDIGM GROUP INC COM 893641100 791 1664 SH SOLE 0 0 1664 TYLER TECHNOLOGIES INC COM 902252105 4522 12974 SH SOLE 0 0 12974 UNION PAC CORP COM 907818108 789 4009 SH SOLE 0 0 4009 UNITED PARCEL SERVICE INC CL B 911312106 1484 8903 SH SOLE 0 0 8903 UNITED RENTALS INC COM 911363109 180 1031 SH SOLE 0 0 1031 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1651 12829 SH SOLE 0 0 12829 VANGUARD STAR FDS VG TL INTL STK F 921909768 341 6533 SH SOLE 0 0 6533 VANGUARD WORLD FD EXTENDED DUR 921910709 335 2025 SH SOLE 0 0 2025 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1055 5692 SH SOLE 0 0 5692 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1064 13866 SH SOLE 0 0 13866 VANGUARD WORLD FD MEGA CAP INDEX 921910873 213 1780 SH SOLE 0 0 1780 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 312 1498 SH SOLE 0 0 1498 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 164 1510 SH SOLE 0 0 1510 VANGUARD BD INDEX FDS INTERMED TERM 921937819 473 5057 SH SOLE 0 0 5057 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3714 44723 SH SOLE 0 0 44723 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1381 15651 SH SOLE 0 0 15651 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 980 23959 SH SOLE 0 0 23959 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1952 24117 SH SOLE 0 0 24117 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 755 14509 SH SOLE 0 0 14509 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 156 1930 SH SOLE 0 0 1930 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 714 14144 SH SOLE 0 0 14144 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3544 81953 SH SOLE 0 0 81953 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 328 6027 SH SOLE 0 0 6027 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1500 4876 SH SOLE 0 0 4876 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 337 3321 SH SOLE 0 0 3321 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 394 2186 SH SOLE 0 0 2186 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 355 4501 SH SOLE 0 0 4501 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1461 6797 SH SOLE 0 0 6797 VANGUARD INDEX FDS SM CP VAL ETF 922908611 346 3127 SH SOLE 0 0 3127 VANGUARD INDEX FDS MID CAP ETF 922908629 835 4740 SH SOLE 0 0 4740 VANGUARD INDEX FDS LARGE CAP ETF 922908637 203 1300 SH SOLE 0 0 1300 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 7699 59350 SH SOLE 0 0 59350 VANGUARD INDEX FDS GROWTH ETF 922908736 2191 9628 SH SOLE 0 0 9628 VANGUARD INDEX FDS VALUE ETF 922908744 1444 13818 SH SOLE 0 0 13818 VANGUARD INDEX FDS SMALL CP ETF 922908751 801 5206 SH SOLE 0 0 5206 VANGUARD INDEX FDS TOTAL STK MKT 922908769 228 1341 SH SOLE 0 0 1341 VMWARE INC CL A COM 928563402 186 1294 SH SOLE 0 0 1294 VORNADO RLTY TR SH BEN INT 929042109 289 8585 SH SOLE 0 0 8585 WALMART INC COM 931142103 874 6249 SH SOLE 0 0 6249 WALGREENS BOOTS ALLIANCE INC COM 931427108 170 4739 SH SOLE 0 0 4739 WELLS FARGO CO NEW COM 949746101 833 35450 SH SOLE 0 0 35450 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1072 799 SH SOLE 0 0 799 WILLIAMS COS INC COM 969457100 484 24639 SH SOLE 0 0 24639 WINGSTOP INC COM 974155103 881 6447 SH SOLE 0 0 6447 XILINX INC COM 983919101 108 1037 SH SOLE 0 0 1037 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 126 500 SH SOLE 0 0 500 RAYTHEON TECHNOLOGIES CORP COM 75513E101 268 4663 SH SOLE 0 0 4663 QUANTA SVCS INC COM 74762E102 148 2799 SH SOLE 0 0 2799 INVESCO QQQ TR UNIT SER 1 46090E103 4254 15311 SH SOLE 0 0 15311 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 175 2771 SH SOLE 0 0 2771 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 367 39286 SH SOLE 0 0 39286 TARGET CORP COM 87612E106 747 4745 SH SOLE 0 0 4745 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 111 2818 SH SOLE 0 0 2818 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 214 11142 SH SOLE 0 0 11142 BEYOND MEAT INC COM 08862E109 121 726 SH SOLE 0 0 726 GLOBAL X FDS REIT ETF 37950E127 142 18063 SH SOLE 0 0 18063 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 334 2529 SH SOLE 0 0 2529 FIRSTSERVICE CORP NEW COM 33767E202 409 3101 SH SOLE 0 0 3101 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 641 4074 SH SOLE 0 0 4074 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 3746 19891 SH SOLE 0 0 19891 ALPS ETF TR ALERIAN MLP 00162Q452 316 15794 SH SOLE 0 0 15794 AT&T INC COM 00206R102 843 29569 SH SOLE 0 0 29569 ARK ETF TR INNOVATION ETF 00214Q104 398 4331 SH SOLE 0 0 4331 ARK ETF TR GENOMIC REV ETF 00214Q302 362 5683 SH SOLE 0 0 5683 ARK ETF TR NEXT GNRTN INTER 00214Q401 685 6307 SH SOLE 0 0 6307 ABBVIE INC COM 00287Y109 811 9259 SH SOLE 0 0 9259 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 237 29807 SH SOLE 0 0 29807 ACTIVISION BLIZZARD INC COM 00507V109 218 2692 SH SOLE 0 0 2692 ADOBE SYSTEMS INCORPORATED COM 00724F101 407 830 SH SOLE 0 0 830 ADVENT CONVERTIBLE & INCOME COM 00764C109 226 16337 SH SOLE 0 0 16337 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 2000 445430 SH SOLE 0 0 445430 AKAMAI TECHNOLOGIES INC COM 00971T101 127 1148 SH SOLE 0 0 1148 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 758 2577 SH SOLE 0 0 2577 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 105 720 SH SOLE 0 0 720 ALPHABET INC CAP STK CL C 02079K107 1603 1091 SH SOLE 0 0 1091 ALPHABET INC CAP STK CL A 02079K305 3399 2319 SH SOLE 0 0 2319 ALTERYX INC COM CL A 02156B103 564 4970 SH SOLE 0 0 4970 ALTRIA GROUP INC COM 02209S103 687 17788 SH SOLE 0 0 17788 AMERICAN FIN TR INC COM CLASS A 02607T109 188 30009 SH SOLE 0 0 30009 AMERICAN TOWER CORP NEW COM 03027X100 249 1030 SH SOLE 0 0 1030 APOLLO INVT CORP COM NEW 03761U502 186 22545 SH SOLE 0 0 22545 APHRIA INC COM 03765K104 860 194050 SH SOLE 0 0 194050 ARES CAPITAL CORP COM 04010L103 2905 208241 SH SOLE 0 0 208241 BNY MELLON STRATEGIC MUNS IN COM 05588W108 335 40500 SH SOLE 0 0 40500 BANDWIDTH INC COM CL A 05988J103 122 700 SH SOLE 0 0 700 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 6125 245994 SH SOLE 0 0 245994 BLACKROCK INC COM 09247X101 282 500 SH SOLE 0 0 500 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 396 15266 SH SOLE 0 0 15266 BLACKROCK HEALTH SCIENCES TR COM 09250W107 163 3800 SH SOLE 0 0 3800 BLACKROCK MUNIYIELD FD INC COM 09253W104 424 31615 SH SOLE 0 0 31615 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 155 11096 SH SOLE 0 0 11096 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 358 27804 SH SOLE 0 0 27804 BLACKSTONE MTG TR INC COM CL A 09257W100 7684 349760 SH SOLE 0 0 349760 BLACKSTONE GROUP INC COM CL A 09260D107 2070 39661 SH SOLE 0 0 39661 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 312 41201 SH SOLE 0 0 41201 BROADCOM INC COM 11135F101 1252 3436 SH SOLE 0 0 3436 CBRE CLARION GLOBAL REAL EST COM 12504G100 2089 349407 SH SOLE 0 0 349407 CARRIER GLOBAL CORPORATION COM 14448C104 621 20335 SH SOLE 0 0 20335 CENTENE CORP DEL COM 15135B101 123 2111 SH SOLE 0 0 2111 CHARTER COMMUNICATIONS INC N CL A 16119P108 4777 7652 SH SOLE 0 0 7652 CHIMERA INVT CORP COM NEW 16934Q208 99 12032 SH SOLE 0 0 12032 CISCO SYS INC COM 17275R102 819 20798 SH SOLE 0 0 20798 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 189 21572 SH SOLE 0 0 21572 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 41 26943 SH SOLE 0 0 26943 COLONY CR REAL ESTATE INC COM CL A 19625T101 390 79511 SH SOLE 0 0 79511 COLUMBIA SELIGM PREM TECH GR COM 19842X109 267 12208 SH SOLE 0 0 12208 COMCAST CORP NEW CL A 20030N101 119 2562 SH SOLE 0 0 2562 CORNERSTONE STRATEGIC VALUE COM 21924B302 7278 656226 SH SOLE 0 0 656226 COSTCO WHSL CORP NEW COM 22160K105 1244 3504 SH SOLE 0 0 3504 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 53 25000 SH SOLE 0 0 25000 CROWDSTRIKE HLDGS INC CL A 22788C105 417 3035 SH SOLE 0 0 3035 CROWN CASTLE INTL CORP NEW COM 22822V101 286 1718 SH SOLE 0 0 1718 DRAFTKINGS INC COM CL A 26142R104 390 6635 SH SOLE 0 0 6635 DUKE ENERGY CORP NEW COM NEW 26441C204 375 4235 SH SOLE 0 0 4235 DUPONT DE NEMOURS INC COM 26614N102 1372 24735 SH SOLE 0 0 24735 DYNEX CAP INC COM 26817Q886 4299 282630 SH SOLE 0 0 282630 ETF SER SOLUTIONS ALPCLONE ALTER 26922A305 126 1954 SH SOLE 0 0 1954 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 530 11394 SH SOLE 0 0 11394 ETF MANAGERS TR WEDBUSH VID GAME 26924G706 514 7570 SH SOLE 0 0 7570 EAGLE MATLS INC COM 26969P108 459 5322 SH SOLE 0 0 5322 EATON VANCE TX MGD DIV EQ IN COM 27828N102 455 41779 SH SOLE 0 0 41779 EATON VANCE TX ADV GLBL DIV COM 27828S101 185 12435 SH SOLE 0 0 12435 EATON VANCE TX MNG BY WRT OP COM 27828Y108 453 32763 SH SOLE 0 0 32763 EATON VANCE TXMGD GL BUYWR O COM 27829C105 170 19852 SH SOLE 0 0 19852 EATON VANCE TAX-MANAGED GLOB COM 27829F108 1476 200517 SH SOLE 0 0 200517 EATON VANCE RISK MNGD DIV EQ COM 27829G106 187 19547 SH SOLE 0 0 19547 ELANCO ANIMAL HEALTH INC COM 28414H103 506 18105 SH SOLE 0 0 18105 ENBRIDGE INC COM 29250N105 108 3705 SH SOLE 0 0 3705 ENOVA INTL INC COM 29357K103 124 7546 SH SOLE 0 0 7546 ESSENTIAL UTILS INC COM 29670G102 196 4857 SH SOLE 0 0 4857 EVERI HLDGS INC COM 30034T103 36 10000 SH Call SOLE 0 0 10000 EXACT SCIENCES CORP COM 30063P105 200 1960 SH SOLE 0 0 1960 EXELON CORP COM 30161N101 119 3320 SH SOLE 0 0 3320 EXXON MOBIL CORP COM 30231G102 1156 33661 SH SOLE 0 0 33661 FACEBOOK INC CL A 30303M102 3158 12060 SH SOLE 0 0 12060 FATE THERAPEUTICS INC COM 31189P102 120 3000 SH SOLE 0 0 3000 FEDEX CORP COM 31428X106 196 778 SH SOLE 0 0 778 FIRST TR INTER DUR PFD & IN COM 33718W103 770 35815 SH SOLE 0 0 35815 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 132 5200 SH SOLE 0 0 5200 FIRST TR VALUE LINE DIVID IN SHS 33734H106 380 12078 SH SOLE 0 0 12078 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 173 3605 SH SOLE 0 0 3605 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 346 3657 SH SOLE 0 0 3657 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 476 5239 SH SOLE 0 0 5239 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 209 4480 SH SOLE 0 0 4480 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 317 3775 SH SOLE 0 0 3775 FIRST TR EXCH TRD ALPHDX FD MID CP GR ALPH 33737M102 224 4179 SH SOLE 0 0 4179 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3463 75267 SH SOLE 0 0 75267 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 117 2482 SH SOLE 0 0 2482 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 132 5200 SH SOLE 0 0 5200 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 196 3468 SH SOLE 0 0 3468 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 111 2103 SH SOLE 0 0 2103 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 355 6875 SH SOLE 0 0 6875 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 799 79474 SH SOLE 0 0 79474 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 179 5416 SH SOLE 0 0 5416 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 464 8433 SH SOLE 0 0 8433 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U208 122 3943 SH SOLE 0 0 3943 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1213 44429 SH SOLE 0 0 44429 FLEXSHARES TR QLT DIV DEF IDX 33939L845 2471 55897 SH SOLE 0 0 55897 FORTRESS VALUE ACQUISITION C COM CL A 34962V106 337 24789 SH SOLE 0 0 24789 FRANKLIN LTD DURATION INCOME COM 35472T101 730 85559 SH SOLE 0 0 85559 FS KKR CAP CORP II COM 35952V303 507 34492 SH SOLE 0 0 34492 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 165 48457 SH SOLE 0 0 48457 GAMESTOP CORP NEW CL A 36467W109 188 18446 SH SOLE 0 0 18446 GANNETT CO INC COM 36472T109 41 31820 SH SOLE 0 0 31820 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 177 4707 SH SOLE 0 0 4707 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 102 9213 SH SOLE 0 0 9213 GLOBAL X FDS GLB X SUPERDIV 37950E549 635 59012 SH SOLE 0 0 59012 GLOBAL X FDS GLBX MSCI COLUM 37954Y327 111 4744 SH SOLE 0 0 4744 GLOBAL X FDS E COMMERCE ETF 37954Y467 116 4238 SH SOLE 0 0 4238 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 906 42029 SH SOLE 0 0 42029 GOLDMAN SACHS GROUP INC COM 38141G104 1540 7663 SH SOLE 0 0 7663 GOLDMAN SACHS BDC INC SHS 38147U107 137 9108 SH SOLE 0 0 9108 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 181 10303 SH SOLE 0 0 10303 HCA HEALTHCARE INC COM 40412C101 173 1387 SH SOLE 0 0 1387 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 140 11212 SH SOLE 0 0 11212 HEALTHPEAK PROPERTIES INC COM 42250P103 945 34803 SH SOLE 0 0 34803 ISTAR INC COM 45031U101 6581 557265 SH SOLE 0 0 557265 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 1311 66449 SH SOLE 0 0 66449 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 1819 54069 SH SOLE 0 0 54069 INSULET CORP COM 45784P101 143 605 SH SOLE 0 0 605 INTUITIVE SURGICAL INC COM NEW 46120E602 1116 1573 SH SOLE 0 0 1573 INVESCO MUN OPPORTUNITY TR COM 46132C107 152 12407 SH SOLE 0 0 12407 INVESCO MUNI INCOME OPP TRST COM 46132X101 81 11150 SH SOLE 0 0 11150 INVESCO QUALITY MUN INCOME T COM 46133G107 548 44355 SH SOLE 0 0 44355 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 4446 16971 SH SOLE 0 0 16971 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 624 4409 SH SOLE 0 0 4409 INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 183 4576 SH SOLE 0 0 4576 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 327 10790 SH SOLE 0 0 10790 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 340 2750 SH SOLE 0 0 2750 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 218 3528 SH SOLE 0 0 3528 INVESCO EXCHANGE TRADED FD T DYNMC FOOD BEV 46137V753 101 3075 SH SOLE 0 0 3075 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 166 3098 SH SOLE 0 0 3098 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 164 8127 SH SOLE 0 0 8127 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 251 9436 SH SOLE 0 0 9436 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 527 39277 SH SOLE 0 0 39277 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E669 6644 307381 SH SOLE 0 0 307381 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 212 11418 SH SOLE 0 0 11418 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 1506 55517 SH SOLE 0 0 55517 IQVIA HLDGS INC COM 46266C105 118 750 SH SOLE 0 0 750 IRON MTN INC NEW COM 46284V101 842 31416 SH SOLE 0 0 31416 ISHARES SILVER TR ISHARES 46428Q109 126 5812 SH SOLE 0 0 5812 ISHARES TR US TREAS BD ETF 46429B267 3098 110832 SH SOLE 0 0 110832 ISHARES TR GNMA BOND ETF 46429B333 1163 22748 SH SOLE 0 0 22748 ISHARES TR MSCI INDIA ETF 46429B598 949 28028 SH SOLE 0 0 28028 ISHARES TR CORE HIGH DV ETF 46429B663 200 2490 SH SOLE 0 0 2490 ISHARES TR MSCI EAFE MIN VL 46429B689 1735 25469 SH SOLE 0 0 25469 ISHARES TR MSCI USA MIN VOL 46429B697 4730 74221 SH SOLE 0 0 74221 ISHARES TR 0-5 YR TIPS ETF 46429B747 1004 9648 SH SOLE 0 0 9648 ISHARES TR MSCI USA QLT FCT 46432F339 5148 49625 SH SOLE 0 0 49625 ISHARES TR MSCI USA SZE FT 46432F370 1002 10690 SH SOLE 0 0 10690 ISHARES TR MSCI USA VALUE 46432F388 993 13459 SH SOLE 0 0 13459 ISHARES TR MSCI USA MMENTM 46432F396 13669 92731 SH SOLE 0 0 92731 ISHARES TR CORE MSCI EAFE 46432F842 1090 18081 SH SOLE 0 0 18081 ISHARES INC CORE MSCI EMKT 46434G103 3019 57173 SH SOLE 0 0 57173 ISHARES TR MSCI INTL MULTFT 46434V274 146 6010 SH SOLE 0 0 6010 ISHARES TR EXPONENTIAL TECH 46434V381 137 2826 SH SOLE 0 0 2826 ISHARES TR 0-5YR HI YL CP 46434V407 1171 26645 SH SOLE 0 0 26645 ISHARES TR MSCI INTL QUALTY 46434V456 308 9836 SH SOLE 0 0 9836 ISHARES TR CORE DIV GRWTH 46434V621 704 17697 SH SOLE 0 0 17697 ISHARES TR YLD OPTIM BD 46434V787 112 4364 SH SOLE 0 0 4364 ISHARES TR ULTR SH TRM BD 46434V878 801 15849 SH SOLE 0 0 15849 ISHARES TR ESG AWR MSCI USA 46435G425 3928 51536 SH SOLE 0 0 51536 ISHARES TR MSCI USA SMCP MN 46435G433 179 6129 SH SOLE 0 0 6129 ISHARES TR FALN ANGLS USD 46435G474 521 19071 SH SOLE 0 0 19071 ISHARES TR BROAD USD HIGH 46435U853 377 9545 SH SOLE 0 0 9545 JPMORGAN CHASE & CO COM 46625H100 3335 34644 SH SOLE 0 0 34644 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 409 8058 SH SOLE 0 0 8058 KIMCO RLTY CORP COM 49446R109 943 83753 SH SOLE 0 0 83753 LIVE OAK BANCSHARES INC COM 53803X105 235 9275 SH SOLE 0 0 9275 MFS INTER INCOME TR SH BEN INT 55273C107 10701 2868926 SH SOLE 0 0 2868926 MAIN STR CAP CORP COM 56035L104 1920 64926 SH SOLE 0 0 64926 MARKETAXESS HLDGS INC COM 57060D108 198 411 SH SOLE 0 0 411 MASTERCARD INCORPORATED CL A 57636Q104 2211 6538 SH SOLE 0 0 6538 MERCK & CO. INC COM 58933Y105 1098 13234 SH SOLE 0 0 13234 MODERNA INC COM 60770K107 648 9163 SH SOLE 0 0 9163 MONGODB INC CL A 60937P106 1447 6250 SH SOLE 0 0 6250 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 45 11315 SH SOLE 0 0 11315 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 135 64000 SH SOLE 0 0 64000 NETFLIX INC COM 64110L106 1535 3070 SH SOLE 0 0 3070 NEUBERGER BERMAN MUN FD INC COM 64124P101 428 27776 SH SOLE 0 0 27776 NEXTERA ENERGY INC COM 65339F101 563 2028 SH SOLE 0 0 2028 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 99 11456 SH SOLE 0 0 11456 NVIDIA CORPORATION COM 67066G104 3504 6475 SH SOLE 0 0 6475 NUVEEN REAL ESTATE INCOME FD COM 67071B108 246 32583 SH SOLE 0 0 32583 NUVEEN AMT FREE MUN CR INC F COM 67071L106 119 7578 SH SOLE 0 0 7578 NUVEEN PFD & INCM SECURTIES COM 67072C105 113 12877 SH SOLE 0 0 12877 OAKTREE SPECIALTY LENDING CO COM 67401P108 11551 2386503 SH SOLE 0 0 2386503 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 122 5897 SH SOLE 0 0 5897 ORACLE CORP COM 68389X105 246 4122 SH SOLE 0 0 4122 PAYCOM SOFTWARE INC COM 70432V102 138 444 SH SOLE 0 0 444 PAYPAL HLDGS INC COM 70450Y103 1227 6225 SH SOLE 0 0 6225 PENNYMAC MTG INVT TR COM 70931T103 547 34025 SH SOLE 0 0 34025 PIMCO MUN INCOME FD COM 72200R107 126 9445 SH SOLE 0 0 9445 PIMCO CORPORATE & INCOME OPP COM 72201B101 1052 65203 SH SOLE 0 0 65203 PIMCO INCOME STRATEGY FD COM 72201H108 688 67992 SH SOLE 0 0 67992 PIMCO ETF TR ACTIVE BD ETF 72201R775 1434 12751 SH SOLE 0 0 12751 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 139 1478 SH SOLE 0 0 1478 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 19150 187823 SH SOLE 0 0 187823 PIMCO DYNAMIC INCOME FD SHS 72201Y101 281 11085 SH SOLE 0 0 11085 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 679 33822 SH SOLE 0 0 33822 PINTEREST INC CL A 72352L106 591 14241 SH SOLE 0 0 14241 POOL CORP COM 73278L105 404 1209 SH SOLE 0 0 1209 PREFERRED APT CMNTYS INC COM 74039L103 132 24488 SH SOLE 0 0 24488 PROLOGIS INC. COM 74340W103 164 1630 SH SOLE 0 0 1630 PROSPECT CAP CORP COM 74348T102 376 74662 SH SOLE 0 0 74662 QUIDEL CORP COM 74838J101 953 4344 SH SOLE 0 0 4344 ROKU INC COM CL A 77543R102 174 921 SH SOLE 0 0 921 SPDR S&P 500 ETF TR TR UNIT 78462F103 10218 30511 SH SOLE 0 0 30511 SPDR GOLD TR GOLD SHS 78463V107 2430 13720 SH SOLE 0 0 13720 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1421 47835 SH SOLE 0 0 47835 SPDR SER TR S&P 600 SMCP GRW 78464A201 337 5703 SH SOLE 0 0 5703 SPDR SER TR S&P 600 SMCP VAL 78464A300 472 9428 SH SOLE 0 0 9428 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1582 22968 SH SOLE 0 0 22968 SPDR SER TR PORTFOLIO LN COR 78464A367 1113 35008 SH SOLE 0 0 35008 SPDR SER TR PORTFOLIO INTRMD 78464A375 1996 54288 SH SOLE 0 0 54288 SPDR SER TR PORTFOLIO SHORT 78464A474 433 13792 SH SOLE 0 0 13792 SPDR SER TR FTSE INT GVT ETF 78464A490 361 6649 SH SOLE 0 0 6649 SPDR SER TR PRTFLO S&P500 VL 78464A508 2416 79993 SH SOLE 0 0 79993 SPDR SER TR HLTH CR EQUIP 78464A581 207 2124 SH SOLE 0 0 2124 SPDR SER TR AEROSPACE DEF 78464A631 1390 15918 SH SOLE 0 0 15918 SPDR SER TR PORTFOLIO AGRGTE 78464A649 5933 192581 SH SOLE 0 0 192581 SPDR SER TR PORTFOLIO LN TSR 78464A664 4496 96198 SH SOLE 0 0 96198 SPDR SER TR S&P REGL BKG 78464A698 101 2839 SH SOLE 0 0 2839 SPDR SER TR S&P PHARMAC 78464A722 102 2355 SH SOLE 0 0 2355 SPDR SER TR PORTFOLIO S&P400 78464A847 1411 43230 SH SOLE 0 0 43230 SPDR SER TR PORTFOLIO S&P500 78464A854 2509 63765 SH SOLE 0 0 63765 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 185 4136 SH SOLE 0 0 4136 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 279 5655 SH SOLE 0 0 5655 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4535 16343 SH SOLE 0 0 16343 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4667 13775 SH SOLE 0 0 13775 SPDR SER TR BLOMBERG BRC INV 78468R200 990 32372 SH SOLE 0 0 32372 SPDR SER TR BLOOMBERG SRT TR 78468R408 534 20625 SH SOLE 0 0 20625 SPDR SER TR PRTFLO S&P500 HI 78468R788 302 11027 SH SOLE 0 0 11027 SPDR SER TR PORTFOLIO S&P600 78468R853 1345 49107 SH SOLE 0 0 49107 SVB FINANCIAL GROUP COM 78486Q101 135 563 SH SOLE 0 0 563 SALESFORCE COM INC COM 79466L302 1145 4554 SH SOLE 0 0 4554 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 345 5415 SH SOLE 0 0 5415 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4654 44120 SH SOLE 0 0 44120 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 854 13319 SH SOLE 0 0 13319 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5331 36272 SH SOLE 0 0 36272 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 327 13582 SH SOLE 0 0 13582 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 449 5829 SH SOLE 0 0 5829 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 7323 62749 SH SOLE 0 0 62749 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 4917 82786 SH SOLE 0 0 82786 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 434 7301 SH SOLE 0 0 7301 SERVICENOW INC COM 81762P102 351 724 SH SOLE 0 0 724 SHOPIFY INC CL A 82509L107 214 209 SH SOLE 0 0 209 SIRIUS XM HOLDINGS INC COM 82968B103 116 21600 SH SOLE 0 0 21600 SKYWORKS SOLUTIONS INC COM 83088M102 172 1179 SH SOLE 0 0 1179 SORRENTO THERAPEUTICS INC COM NEW 83587F202 284 25435 SH SOLE 0 0 25435 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 2892 85695 SH SOLE 0 0 85695 SPROTT PHYSICAL GOLD TR UNIT 85207H104 239 15889 SH SOLE 0 0 15889 STARWOOD PPTY TR INC COM 85571B105 602 39905 SH SOLE 0 0 39905 STONE HBR EMERGING MKTS TOTA COM 86164W100 2072 293841 SH SOLE 0 0 293841 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 1106 77148 SH SOLE 0 0 77148 TELADOC HEALTH INC COM 87918A105 299 1364 SH SOLE 0 0 1364 TESLA INC COM 88160R101 2781 6483 SH SOLE 0 0 6483 TG THERAPEUTICS INC COM 88322Q108 696 26000 SH SOLE 0 0 26000 THE TRADE DESK INC COM CL A 88339J105 352 678 SH SOLE 0 0 678 3M CO COM 88579Y101 342 2137 SH SOLE 0 0 2137 TRUIST FINL CORP COM 89832Q109 234 6138 SH SOLE 0 0 6138 TURNING PT BRANDS INC COM 90041L105 108 3855 SH SOLE 0 0 3855 TWILIO INC CL A 90138F102 4333 17538 SH SOLE 0 0 17538 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 151 10000 SH SOLE 0 0 10000 UNITEDHEALTH GROUP INC COM 91324P102 387 1242 SH SOLE 0 0 1242 VALERO ENERGY CORP COM 91913Y100 225 5192 SH SOLE 0 0 5192 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 485 12395 SH SOLE 0 0 12395 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 121 9929 SH SOLE 0 0 9929 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 857 15703 SH SOLE 0 0 15703 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 281 4694 SH SOLE 0 0 4694 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 678 11655 SH SOLE 0 0 11655 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 558 2380 SH SOLE 0 0 2380 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 868 5313 SH SOLE 0 0 5313 VANGUARD WORLD FDS ENERGY ETF 92204A306 187 4646 SH SOLE 0 0 4646 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 421 7197 SH SOLE 0 0 7197 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 699 3428 SH SOLE 0 0 3428 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 273 1883 SH SOLE 0 0 1883 VANGUARD WORLD FDS INF TECH ETF 92204A702 599 1923 SH SOLE 0 0 1923 VANGUARD WORLD FDS MATERIALS ETF 92204A801 316 2345 SH SOLE 0 0 2345 VANGUARD WORLD FDS UTILITIES ETF 92204A876 439 3402 SH SOLE 0 0 3402 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 273 2683 SH SOLE 0 0 2683 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 916 14747 SH SOLE 0 0 14747 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2296 27715 SH SOLE 0 0 27715 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 135 1652 SH SOLE 0 0 1652 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 625 5167 SH SOLE 0 0 5167 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 485 2174 SH SOLE 0 0 2174 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1882 26706 SH SOLE 0 0 26706 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 315 5798 SH SOLE 0 0 5798 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 810 7575 SH SOLE 0 0 7575 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 117 1178 SH SOLE 0 0 1178 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 891 9297 SH SOLE 0 0 9297 VEREIT INC COM 92339V100 834 128343 SH SOLE 0 0 128343 VERIZON COMMUNICATIONS INC COM 92343V104 1001 16825 SH SOLE 0 0 16825 VERTEX PHARMACEUTICALS INC COM 92532F100 1190 4373 SH SOLE 0 0 4373 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 316 31833 SH SOLE 0 0 31833 VIACOMCBS INC CL B 92556H206 45 10000 SH Call SOLE 0 0 10000 VIACOMCBS INC CL B 92556H206 1342 47925 SH SOLE 0 0 47925 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 110 5733 SH SOLE 0 0 5733 VISA INC COM CL A 92826C839 3998 19994 SH SOLE 0 0 19994 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 7333 680244 SH SOLE 0 0 680244 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 5946 759341 SH SOLE 0 0 759341 VISTRA CORP COM 92840M102 726 38478 SH SOLE 0 0 38478 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 117 8699 SH SOLE 0 0 8699 WP CAREY INC COM 92936U109 802 12307 SH SOLE 0 0 12307 WASTE CONNECTIONS INC COM 94106B101 5597 53943 SH SOLE 0 0 53943 WASTE MGMT INC DEL COM 94106L109 547 4834 SH SOLE 0 0 4834 WESTERN ASSET EMERGING MKTS COM 95766A101 110 8951 SH SOLE 0 0 8951 WESTERN ASSET MTG DEFINED OP COM 95790B109 3832 292072 SH SOLE 0 0 292072 WINTRUST FINL CORP COM 97650W108 193 4818 SH SOLE 0 0 4818 WISDOMTREE TR INTRST RATE HDGE 97717W380 316 6747 SH SOLE 0 0 6747 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2281 109800 SH SOLE 0 0 109800 WISDOMTREE TR US MIDCAP DIVID 97717W505 942 32560 SH SOLE 0 0 32560 WISDOMTREE TR US MIDCAP FUND 97717W570 168 4922 SH SOLE 0 0 4922 WISDOMTREE TR YIELD ENHANCD US 97717X511 109 2020 SH SOLE 0 0 2020 WISDOMTREE TR EM EX ST-OWNED 97717X578 1154 34262 SH SOLE 0 0 34262 WW INTL INC COM 98262P101 383 20298 SH SOLE 0 0 20298 XYLEM INC COM 98419M100 326 3873 SH SOLE 0 0 3873 ZIMMER BIOMET HOLDINGS INC COM 98956P102 315 2312 SH SOLE 0 0 2312 ZOETIS INC CL A 98978V103 469 2837 SH SOLE 0 0 2837 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 276 587 SH SOLE 0 0 587 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1766 7815 SH SOLE 0 0 7815 HORIZON THERAPEUTICS PUB L SHS G46188101 131 1682 SH SOLE 0 0 1682 INVESCO LTD SHS G491BT108 525 45997 SH SOLE 0 0 45997 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 386 9718 SH SOLE 0 0 9718 MEDTRONIC PLC SHS G5960L103 122 1169 SH SOLE 0 0 1169 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 318 18582 SH SOLE 0 0 18582 STERIS PLC SHS USD G8473T100 132 750 SH SOLE 0 0 750 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 56 26500 SH SOLE 0 0 26500 PERRIGO CO PLC SHS G97822103 104 2258 SH SOLE 0 0 2258 ASML HOLDING N V N Y REGISTRY SHS N07059210 258 698 SH SOLE 0 0 698 ROYAL CARIBBEAN GROUP COM V7780T103 159 2449 SH SOLE 0 0 2449