0000891482-21-000013.txt : 20210211 0000891482-21-000013.hdr.sgml : 20210211 20210211152031 ACCESSION NUMBER: 0000891482-21-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210211 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FULL HOUSE RESORTS INC CENTRAL INDEX KEY: 0000891482 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133391527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32583 FILM NUMBER: 21619180 BUSINESS ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7022217800 MAIL ADDRESS: STREET 1: ONE SUMMERLIN STREET 2: 1980 FESTIVAL PLAZA DR, STE 680 CITY: LAS VEGAS STATE: NV ZIP: 89135 8-K 1 fll-20210211x8k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): February 11, 2021

FULL HOUSE RESORTS, INC.

(Exact name of registrant as specified in its charter)

Delaware		001-32583		13-3391527
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

One Summerlin 1980 Festival Plaza Drive, Suite 680 Las Vegas, Nevada		89135
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (702) 221-7800


	N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, $0.0001 par value per share	FLL	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On February 11, 2021, Full House Resorts, Inc., a Delaware corporation (the “Company”), received a letter from Mr. Bradley Tirpak announcing his resignation from the Company’s board of directors, effective immediately (the “Resignation Letter”).

A copy of the Resignation Letter is filed as Exhibit 99.01 to this Current Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits


(d)	Exhibits
	No.	Description
	99.01	Resignation Letter dated February 11, 2021 from Bradley Tirpak

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		Full House Resorts, Inc.

Date: February 11, 2021		/s/ Elaine L. Guidroz
		Elaine L. Guidroz, Vice President, Secretary & General Counsel

EX-99.01 2 fll-20210211ex9901973d1.htm EX-99.01

Exhibit 99.01

Bradley Tirpak

Elaine Guidroz

Vice President, Secretary & General Counsel

Full House Resorts, Inc.

VIA EMAIL

February 11, 2021

Dear Elaine,

I hereby tender my resignation to the Board of Directors of Full House Resorts, Inc. effective immediately.

Sincerely,

/s/ Bradley M. Tirpak

Bradley M. Tirpak