0001493152-17-012454.txt : 20171106
0001493152-17-012454.hdr.sgml : 20171106
20171106152957
ACCESSION NUMBER: 0001493152-17-012454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN RONALD J
CENTRAL INDEX KEY: 0001022732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11602
FILM NUMBER: 171179395
MAIL ADDRESS:
STREET 1: 701 BRICKELL AVENUE
STREET 2: SUITE 1550
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEN INC.
CENTRAL INDEX KEY: 0000891417
STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470]
IRS NUMBER: 760273345
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 BRICKELL AVENUE
STREET 2: SUITE 1550
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 844-273-6462
MAIL ADDRESS:
STREET 1: 701 BRICKELL AVENUE
STREET 2: SUITE 1550
CITY: MIAMI
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: Applied Nanotech Holdings, Inc
DATE OF NAME CHANGE: 20080717
FORMER COMPANY:
FORMER CONFORMED NAME: NANO PROPRIETARY INC
DATE OF NAME CHANGE: 20071105
FORMER COMPANY:
FORMER CONFORMED NAME: NANO PROPRIETARY INC
DATE OF NAME CHANGE: 20030702
4
1
form-4.xml
X0306
4
2017-11-02
0
0000891417
PEN INC.
PENC
0001022732
BERMAN RONALD J
701 BRICKELL AVENUE
SUITE 1550
MIAMI
FL
33131
1
0
0
0
Class A Common Stock
2017-11-02
4
P
0
1300
1.30
A
252592
D
Class A Common Stock
2017-11-03
4
P
0
200
1.35
A
252892
D
/s/ Ronald J. Berman
2017-11-06