4 1 bermanmarfrm4.htm Form 4

Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person*

 Berman, Ronald J.

 2. Issuer Name and Ticker or Trading Symbol

SI Diamond Technology, Inc.  (SIDT)		 6. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
  X    Director                    ___ 10% Owner
       Officer (give                  Other (specify
                  title below)                     below)

 
   (Last)                            (First)                     (Middle)

 3006 Longhorn Boulevard

 3. I.R.S. Identification Number
    of Reporting Person, if an
    entity voluntary)

 4. Statement for
      Month/Year

03/02
(Street)

  Austin, TX  78758

5. If Amendment, Date of
    Original (Month/Year)

 

 7. Individual or Joint/Group Filing
    (Check Applicable Line)
 X   Form filed by One Reporting Person
____ Form filed by More than One Reporting Person
   (City)                                    (State)                        (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
    (Instr. 3)		 2. Transaction Date
    (Month/Day/Year) 		3. Transaction
    Code
    (Instr. 8)		 4. Securities Acquired (A) or Disposed of
    (D)   (Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned at End of Month
(Instr. 3 and 4) 		6. Owner-
ship Form:
Direct (D) or Indirect (I)
(Instr. 4)		 7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/02 D    65,000 D $0.728       
Common Stock 03/05/02 D    16,000 D $0.748       
Common Stock 03/06/02 D    25,000 D $0.75       
Common Stock 03/07/02 D    50,000 D $0.79       
Common Stock 03/08/02 D    2,500 D $0.80       
Common Stock 03/11/02 D    13,500 D $0.80       
Common Stock 03/19/02 D    23,000 D $0.702       
Common Stock 03/21/02 D    35,000 D $0.728  619,339 D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

(Over)
SEC 1474 (3-99)

 

 

FORM 4 (continued)
 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) 		 

 

1. Title of
    Derivative
    Security
   (Instr.3)

 2. Conversion or
    Exercise
    Price of
    Derivative
    Security		 3. Transaction
    Date
    (Month/
    Day/
    Year)		 4. Transaction     Code
   (Instr. 8)		 5. Number of     Derivative
    Securities
    Acquired
    (A)  or
    Disposed
    of (D)
   (Instr. 3, 4
    and 5)
 6. Date Exercisable
    and Expiration Date
    (Month/Day/Year)		 7. Title and Amount
    of Underlying
    Securities
    (Instr. 3 and 4)		 8. Price of
    Derivative
    Security
   (Instr. 5)		 9. Number of
    Derivative
   Securities
   Beneficially
   Owned at
   End of
   Month
   (Instr. 4)		 10. Ownership
      Form of
      Derivative
      Security:
      Direct (D)
      or Indirect
      (I)
      (Instr. 4)		 11. Nature
      of
      Indirect
      Beneficial
      Ownership
      (Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of Shares
 Stock Option-Rt to Buy  $0.375 7/29/96          (1) 7/29/06 Common Stock 4,383         
 Stock Option-Rt to Buy  $0.375 7/29/97          (1) 7/28/07 Common Stock 20,000         
 Stock Option-Rt to Buy  $0.375 5/11/98          (1) 5/11/08 Common Stock 150,000         
 Stock Option-Rt to Buy  $0.25 7/27/98          (1) 7/27/08 Common Stock 20,000         
 Stock Option-Rt to Buy  $0.50 1/11/99          (1) 1/11/09 Common Stock 150,000         
 Stock Option-Rt to Buy  $1.50 7/26/99          (1) 7/26/09 Common Stock 20,000         
 Stock Option-Rt to Buy  $1.50 5/8/00          (1) 5/08/10 Common Stock 30,000         
 Stock Option-Rt to Buy  $01.3438 7/24/00          (1) 7/24/10 Common Stock 20,000         
 Stock Option-Rt to Buy  $1.00 4/23/01          (1) 4/23/11 Common Stock 30,000         
 Stock Option-Rt to Buy  $1.00 7/30/01          (1) 7/30/11 Common Stock 20,000    464,383 D   

Explanation of Responses:

(1) Options are fully vested and exercisable as of the date of this filing.

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 /s/ Donald T. Locke

Donald T. Locke
Attorney-in-Fact

**Signature of Reporting Person

4/10/02

Date

Note:

File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.

 

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