0001196395-14-000008.txt : 20140106
0001196395-14-000008.hdr.sgml : 20140106
20140106154403
ACCESSION NUMBER: 0001196395-14-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140101
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/
CENTRAL INDEX KEY: 0000089140
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 160837866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1110 MAPLE ST
CITY: ELMA
STATE: NY
ZIP: 14059
BUSINESS PHONE: 7166335990
MAIL ADDRESS:
STREET 1: P O BOX 300
CITY: ELMA
STATE: NY
ZIP: 14059-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trbovich Kenneth D
CENTRAL INDEX KEY: 0001559841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07109
FILM NUMBER: 14509650
MAIL ADDRESS:
STREET 1: 1110 MAPLE STREET
CITY: ELMA
STATE: NY
ZIP: 14059
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-01
0000089140
SERVOTRONICS INC /DE/
SVT
0001559841
Trbovich Kenneth D
1110 MAPLE STREET, P.O. BOX 300
ELMA
NY
14059-0300
1
1
0
0
President
Common Stock
2014-01-01
4
F
0
6306
8.10
D
56778
D
Common Stock
2684.369
I
By ESOT
Common Stock
82946.926
I
As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members)
On January 1, 2014, 15,000 restricted shares vested and the Reporting Person instructed the Company to withhold 6,306 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan.
As of the date hereof, the Reporting Person's direct beneficial ownership includes 45,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested.
As of the date hereof, includes shares allocated to the Employee Stock Ownership Trust (the "ESOT") accounts of the Reporting Person's father, Dr. Nicholas Trbovich, and the Reporting Person's brothers, Michael Trbovich and Nicholas Trbovich, Jr., that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his family members' ESOT accounts.
Kenneth D. Trbovich
2014-01-06