0001196395-14-000008.txt : 20140106 0001196395-14-000008.hdr.sgml : 20140106 20140106154403 ACCESSION NUMBER: 0001196395-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVOTRONICS INC /DE/ CENTRAL INDEX KEY: 0000089140 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 160837866 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1110 MAPLE ST CITY: ELMA STATE: NY ZIP: 14059 BUSINESS PHONE: 7166335990 MAIL ADDRESS: STREET 1: P O BOX 300 CITY: ELMA STATE: NY ZIP: 14059-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trbovich Kenneth D CENTRAL INDEX KEY: 0001559841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07109 FILM NUMBER: 14509650 MAIL ADDRESS: STREET 1: 1110 MAPLE STREET CITY: ELMA STATE: NY ZIP: 14059 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-01 0000089140 SERVOTRONICS INC /DE/ SVT 0001559841 Trbovich Kenneth D 1110 MAPLE STREET, P.O. BOX 300 ELMA NY 14059-0300 1 1 0 0 President Common Stock 2014-01-01 4 F 0 6306 8.10 D 56778 D Common Stock 2684.369 I By ESOT Common Stock 82946.926 I As trustee of ESOT (shares allocated to accounts of the Reporting Person's family members) On January 1, 2014, 15,000 restricted shares vested and the Reporting Person instructed the Company to withhold 6,306 shares to cover tax withholding obligations as permitted under the Company's 2012 Long-Term Incentive Plan. As of the date hereof, the Reporting Person's direct beneficial ownership includes 45,000 restricted shares granted under the Company's 2012 Long-Term Incentive Plan that have not yet vested. As of the date hereof, includes shares allocated to the Employee Stock Ownership Trust (the "ESOT") accounts of the Reporting Person's father, Dr. Nicholas Trbovich, and the Reporting Person's brothers, Michael Trbovich and Nicholas Trbovich, Jr., that the Reporting Person is required to report pursuant to Rule 16a-8(b)(2). The Reporting Person disclaims beneficial interest in the shares allocated to his family members' ESOT accounts. Kenneth D. Trbovich 2014-01-06