0001127602-14-014966.txt : 20140422 0001127602-14-014966.hdr.sgml : 20140422 20140422210013 ACCESSION NUMBER: 0001127602-14-014966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140418 FILED AS OF DATE: 20140422 DATE AS OF CHANGE: 20140422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING FINANCIAL CORP /WA/ CENTRAL INDEX KEY: 0000891106 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 911572822 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WALL ST CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 509-227-5389 MAIL ADDRESS: STREET 1: 111 NORTH WALL STREET CITY: SPOKANE STATE: WA ZIP: 99201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEPILLO DAVID S CENTRAL INDEX KEY: 0001218637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34696 FILM NUMBER: 14777312 MAIL ADDRESS: STREET 1: C/O FREMONT GENERAL CORPORATION STREET 2: 2425 OLYMPIC BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-04-18 1 0000891106 STERLING FINANCIAL CORP /WA/ STSA 0001218637 DEPILLO DAVID S 111 NORTH WALL STREET SPOKANE WA 99201 1 EVP/Vice Chairman Common Stock 2014-04-18 4 D 0 17116 D 0 D Common Stock 2014-04-18 4 D 0 41 D 0 I 401k Plan Common Stock 2014-04-18 4 D 0 237273 D 0 I The DePillo Family Trust Restricted Stock Unit 2014-04-18 4 D 0 11224 0 D Common Stock 11224 0 D Restricted Stock Unit 2014-04-18 4 D 0 9771 0 D Common Stock 9771 0 D Non-Qualified Stock Option 21.76 2014-04-18 4 D 0 8406 0 D 2014-04-29 2023-04-29 Common Stock 8406 0 D Restricted Stock Unit 2014-04-18 4 D 0 2185 0 D Common Stock 2185 0 D Restricted Stock Unit 2014-04-18 4 D 0 19385 0 D Common Stock 19385 0 D Restricted Stock Unit 2014-04-18 4 D 0 8823 0 D Common Stock 8823 0 D Common stock of Sterling Financial Corporation ("Sterling") disposed of in connection with the merger of Sterling with and into Umpqua Holdings Corporation ("Umpqua") on April 18, 2014 pursuant to the Agreement and Plan of Merger, dated as of September 11, 2013, between Sterling and Umpqua, each share of Sterling's common stock was exchanged for $2.18 in cash and 1.671 shares of Umpqua common stock. 1,200,000 shares of common stock owned by The DePillo Family Trust to which Mr. DePillo is a Trustee. Restricted Stock Units ("RSUs") of Sterling disposed of pursuant to the Agreement and Plan of Merger. Each Sterling RSU will be converted into an Umpqua RSU per the equity award exchange ratio as referred to in the Agreement and Plan of Merger. Nonqualified stock options of Sterling disposed of pursuant to the Agreement and Plan of Merger. Each Sterling stock option will be converted into an option to purchase Umpqua common stock per the equity award exchange ratio as referred to in the Agreement and Plan of Merger. /s/ Lara L. Hemingway, attorney-in-fact 2014-04-22