-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CLfOBaDFmS71fA/FiLsPY6qTmx4oNa6rxMBBlCd7LwJLK8L/tVTMKYxet7USJFfG r3LUDQwBfo2B4X7Fv6HnYw== 0000891098-10-000002.txt : 20100120 0000891098-10-000002.hdr.sgml : 20100120 20100120160609 ACCESSION NUMBER: 0000891098-10-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100107 FILED AS OF DATE: 20100120 DATE AS OF CHANGE: 20100120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert Stephen CENTRAL INDEX KEY: 0001481480 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20750 FILM NUMBER: 10536377 MAIL ADDRESS: STREET 1: C/O STERLING BANK STREET 2: 2900 NORTH LOOP WEST CITY: HOUSTON STATE: TX ZIP: 77092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING BANCSHARES INC CENTRAL INDEX KEY: 0000891098 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742175590 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2550 N. LOOP WEST STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77092 BUSINESS PHONE: 7134668300 MAIL ADDRESS: STREET 1: 2550 N. LOOP WEST STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77092 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2010-01-07 0 0000891098 STERLING BANCSHARES INC SBIB 0001481480 Smith Robert Stephen 2900 NORTH LOOP WEST HOUSTON TX 77092 0 1 0 0 EVP & Chief Credit Officer Sterling Bancshares, Inc. Common Stock, $1.00 par value 16538 D Employee Stock Option (right to buy) 8.39 2011-02-22 ISO 10083 D Employee Stock Option (right to buy) 11.41 2017-10-01 ISO 2000 D Employee Stock Option (right to buy) 9.94 2018-04-01 ISO 3500 D Employee Stock Option (right to buy) 6.54 2019-04-01 ISO 10000 D Total includes 7,258 shares that the Reporting Person owns in his 401 (k) account and 5,837 owned pursuant to the Reporting Person's Employee Stock Purchase Plan. The option is fully vested and exercisable The option is exercisable in three equal annual installments. The first installment became exercisable on October 1, 2008, and the next two installments become exercisable on October 1, 2009 and October 1, 2010. The option is exercisable in three equal annual installments. The first installment became exercisable on April 1, 2009 and the next two installments become exercisable on April 1, 2010 and April 1, 2011 The option is exercisable in three equal annual installments beginning April 1, 2010. Janet B. Groue, Attorney-in-Fact 2010-01-20 -----END PRIVACY-ENHANCED MESSAGE-----