EX-99.77O RULE 10F-3 5 ex77o7406.txt NSAR ITEM 77O January 1, 2003 - June 30, 2003 Van Kampen Mid Cap Growth Fund 10f-3 Transactions Underwriting # Underwriting Purchased Amount of % of Date of From shares underwriting Purchase 1 Amylin Goldman Sachs 4,000 0.044% 1/16/03 Pharmaceuticals 2 Hartford Financial Goldman Sachs 2,400 0.020% 5/19/03 3 Petco Goldman Sachs 3,600 0.040% 5/22/03 Participating Underwriters for #1 Goldman, Sachs & Co. Lehman Brothers Inc. Morgan Stanley & Co. Incorporated Banc of America Securities LLC Fortis Securities Inc. Prudential Securities Incorporated Morgan Keegan & Company, Inc. Participating Underwriters #2 Goldman, Sachs & Co. Citigroup Global Markets Inc. Merrill Lynch Pierce Fenner & Smith Inc. Morgan Stanley & Co. Inc. UBS Warburg LLC Banc of America Securities LLC Deutsche Bank Securities Inc. AG Edwards & Sons Inc. JPMorgan Securities Inc. Edward D. Jones & Co. Wachovia Securities Inc. Wells Fargo Securities LLC ABN Amro Rothschild LLC BB&T Capital Markets Robert W Baird & Co. Bear Stearns & Co BNY Capital Markets Inc. Dowling & Partners Securities LLC JJB Hilliard W.L. Lyons Inc. Janney Montgomery Scott LLC Keefe Bruyette & Woods Inc Legg Mason Wood Walker Inc Mellon Financial Markets LLC Neuberger Berman LLC Raymond James & Associates Inc Suntrust Capital Markets Inc U.S. Bancorp Piper Jaffray Inc. The Williams Capital Group LP Participating Underwriters #3 Goldman, Sachs & Co. Morgan Stanley & Co. Incorporated Lehman Brothers Inc. Bear, Stearns & Co. Inc. CIBC World Markets Corp. Citigroup Global Markets Inc. UBS Warburg LLC Johnson Rice & Company LLC