N-PX 1 BRD_QY80000891079_2021.txt BRD_QY80000891079_2021.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07142 NAME OF REGISTRANT: Highland Funds II ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2515 McKinney Avenue Suite 1100 Dallas, TX 75201 NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management Fund Advisors, L.P. 2515 McKinney Avenue Suite 1100 Dallas, TX 75201 REGISTRANT'S TELEPHONE NUMBER: 833-697-6246 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Highland Energy MLP Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Highland Fixed Income Fund -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INCOME TRUST INC. Agenda Number: 935237823 -------------------------------------------------------------------------------------------------------------------------- Security: 09247F100 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: BKT ISIN: US09247F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt For For R. Glenn Hubbard Mgmt For For John M. Perlowski Mgmt For For W. Carl Kester Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS FA INSD FD INC Agenda Number: 935238572 -------------------------------------------------------------------------------------------------------------------------- Security: 09254P108 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: MFL ISIN: US09254P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael J. Castellano Mgmt For For 1B. Election of Director: Richard E. Cavanagh Mgmt For For 1C. Election of Director: Cynthia L. Egan Mgmt For For 1D. Election of Director: Robert Fairbairn Mgmt For For 1E. Election of Director: R. Glenn Hubbard Mgmt For For 1F. Election of Director: Catherine A. Lynch Mgmt For For 1G. Election of Director: John M. Perlowski Mgmt For For 1H. Election of Director: Karen P. Robards Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935327608 -------------------------------------------------------------------------------------------------------------------------- Security: 258622109 Meeting Type: Annual Meeting Date: 17-Feb-2021 Ticker: DSL ISIN: US2586221093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond B. Woolson Mgmt For For Ronald R. Redell Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE OPPORTUNISTIC CREDIT FUND Agenda Number: 935327595 -------------------------------------------------------------------------------------------------------------------------- Security: 258623107 Meeting Type: Annual Meeting Date: 17-Feb-2021 Ticker: DBL ISIN: US2586231076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond B. Woolson Mgmt For For Ronald R. Redell Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN BUILD AMERICA BOND FUND Agenda Number: 935245553 -------------------------------------------------------------------------------------------------------------------------- Security: 67074C103 Meeting Type: Annual Meeting Date: 05-Aug-2020 Ticker: NBB ISIN: US67074C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR John K. Nelson Mgmt For For Terence J. Toth Mgmt For For Robert L. Young Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935329664 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 16-Apr-2021 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott E. Benjamin Mgmt For For Linda W. Bynoe Mgmt For For Laurie Simon Hodrick Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RIVERNORTH DOUBLELINE STRATEGIC Agenda Number: 935275722 -------------------------------------------------------------------------------------------------------------------------- Security: 76882G107 Meeting Type: Annual Meeting Date: 15-Oct-2020 Ticker: OPP ISIN: US76882G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Patrick W. Galley Mgmt For For Jerry R. Raio Mgmt For For Highland Small-Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- ALTERYX, INC. Agenda Number: 935363084 -------------------------------------------------------------------------------------------------------------------------- Security: 02156B103 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: AYX ISIN: US02156B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anjali Joshi Mgmt For For Timothy I. Maudlin Mgmt For For Eileen M. Schloss Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. Approval, on a non-binding advisory basis, Mgmt Against Against of the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Agenda Number: 935410679 -------------------------------------------------------------------------------------------------------------------------- Security: 03152W109 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: FOLD ISIN: US03152W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Craig A. Wheeler Mgmt For For Burke W. Whitman Mgmt For For 2. Approval of the Amended and Restated 2007 Mgmt For For Equity Incentive Plan to add 7,000,000 shares to the equity pool. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval, on an advisory basis, the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 935272473 -------------------------------------------------------------------------------------------------------------------------- Security: 044103877 Meeting Type: Special Meeting Date: 30-Oct-2020 Ticker: AHT ISIN: US0441038777 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve a proposal to amend our corporate Mgmt For For charter, as currently in effect, to (i) reclassify any share of our preferred stock that has not been tendered into our offers to exchange each series of preferred stock for our common stock into 1.74 shares of common stock and (ii) eliminate any series of our preferred stock, in each of cases (i) and (ii) only with respect to any series of preferred stock for which at least 66 2/3% of the shares of such series are tendered and validly exchanged for our common stock or cash pursuant to our exchange offers. 2. Approve, in accordance with Rule 312.03(c) Mgmt For For of the NYSE Listed Company Manual, the issuance of up to 126,048,813 shares of our common stock in connection with our offer to exchange all outstanding shares of our outstanding preferred stock. -------------------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 935367599 -------------------------------------------------------------------------------------------------------------------------- Security: 044103877 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: AHT ISIN: US0441038777 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Monty J. Bennett Mgmt For For Benjamin J. Ansell, MD Mgmt For For Amish Gupta Mgmt For For Kamal Jafarnia Mgmt For For Frederick J. Kleisner Mgmt For For Sheri L. Pantermuehl Mgmt For For Alan L. Tallis Mgmt For For J. Robison Hays, III Mgmt For For 2. To obtain advisory approval of the Mgmt For For Company's executive compensation. 3. To ratify the appointment of BDO USA, LLP, Mgmt For For a national public accounting firm, as the Company's independent auditors for the fiscal year ending December 31, 2021. 4. To approve the Ashford Hospitality Trust, Mgmt For For Inc. 2021 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ASHFORD INC. Agenda Number: 935365862 -------------------------------------------------------------------------------------------------------------------------- Security: 044104107 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: AINC ISIN: US0441041078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Monty J. Bennett Mgmt For For Dinesh P. Chandiramani Mgmt For For Darrell T. Hail Mgmt For For Uno Immanivong Mgmt For For W. Michael Murphy Mgmt For For Brian Wheeler Mgmt For For 2. To obtain advisory approval of the Mgmt For For Company's executive compensation. 3. To ratify the appointment of BDO USA, LLP, Mgmt For For a national public accounting firm, as the Company's independent auditors for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- AVAYA HOLDINGS CORP. Agenda Number: 935326555 -------------------------------------------------------------------------------------------------------------------------- Security: 05351X101 Meeting Type: Annual Meeting Date: 03-Mar-2021 Ticker: AVYA ISIN: US05351X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James M. Chirico, Jr. Mgmt For For Stephan Scholl Mgmt For For Susan L. Spradley Mgmt For For Stanley J. Sutula, III Mgmt For For Robert Theis Mgmt For For Scott D. Vogel Mgmt For For William D. Watkins Mgmt For For Jacqueline E. Yeaney Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. 3. Advisory approval of the Company's named Mgmt For For executive officers' compensation. -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935249183 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Special Meeting Date: 31-Jul-2020 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the extension of the Mgmt For validity term of the Global Issuance Program of Simple Corporate Bonds (not convertible into Shares) for up to US$1,000,000,000 (or a higher or lower amount as approved at the Shareholders' Meeting) or its equivalent in other currency or the creation of a new Global Issuance Program of Simple Corporate Bonds (not convertible into Shares) for up to US$1,000,000,000 (or a higher or lower amount as approved at the Shareholders' ...(due to space limits, see proxy material for full proposal). 3. Authorization to perform the relevant Mgmt For procedures to comply with the Shareholders' Meeting decision. -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935384381 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Consideration of holding the remote Mgmt For Shareholder's Meeting, as per the terms of RG CNV No. 830/2020. 2. Appointment of two shareholders to sign the Mgmt For minutes. 3. Consideration of the Annual Report and its Mgmt For exhibit, the Consolidated Statement of Income, the Consolidated Statement of Comprehensive Income, the Consolidated Statement of Financial Position, the Consolidated Statement of Changes in Equity, the Consolidated Statement of Cash Flow, the Notes to the Consolidated Financial Statements and Exhibits, the Separate Statement of Income, the Separate Statement of Comprehensive Income, the Separate Statement of Financial Position, the ...(due to space limits, see proxy material for full proposal). 4. Consideration of the income (loss) for the Mgmt For period and the Board of Director's proposal that consists on assigning: a) the amount of ARS 344,596 to the statutory reserve; and b) the amount of ARS 6,547,325 from remaining balance of the income for the period to the increase of the Optional Reserve under Article 70 of the Business Entity Act (Law no. 19550), which can be destined to the following: (i) the investment projects that are already committed and/or (ii) future investments to be made by ...(due to space limits, see proxy material for full proposal). 5. Consideration of the Board of Directors Mgmt For performance during the period ended December 31, 2020. 6. Consideration of the Statutory Audit Mgmt For Committee performance during the period ended December 31, 2020. 7. Consideration of the remuneration of the Mgmt For Company's Board of Directors for the period ended December 31, 2020 within the limit of profits in accordance with article 261 of Law no. 19550 and CNV Regulations. Consideration of the advanced payment of fees to the Board of Directors for the period closing next December 31, 2021. 8. Consideration of the remuneration of the Mgmt For members of the Statutory Audit Committee for the period ended December 31, 2020; and the fee scheme for the period closing next December 31, 2021. 9. Fixing of the number of Deputy Directors Mgmt Abstain and appointment of Directors and Deputy Directors. Continuity of the current Chairman until the appointment by the Board of Directors of the Company. 10. Appointment of the Statutory Audit Mgmt Abstain Committee members and deputy members for the period closing next December 31, 2021. 11. Consideration of the remuneration of the Mgmt For external accountant of the Company regarding the annual accounting documents for the period 2020. 12. Appointment of the external accountant and Mgmt For of the deputy external accountant for the period closing next December 31, 2021 and the fixing of its remuneration. 13. Approval of the Annual Budget for the Mgmt Abstain functioning of the Audit Committee. 14. Consideration of the amendment of Section Mgmt Abstain 14 of the Bylaws referring to Shareholders' Meeting so as to include the possibility of them being held remotely. 15. Granting of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483 -------------------------------------------------------------------------------------------------------------------------- Security: 159864107 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: CRL ISIN: US1598641074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James C. Foster Mgmt For For 1B. Election of Director: Nancy C. Andrews Mgmt For For 1C. Election of Director: Robert Bertolini Mgmt For For 1D. Election of Director: Deborah T. Kochevar Mgmt For For 1E. Election of Director: George Llado, Sr. Mgmt For For 1F. Election of Director: Martin W. MacKay Mgmt For For 1G. Election of Director: George E. Massaro Mgmt For For 1H. Election of Director: George M. Milne, Jr. Mgmt For For 1I. Election of Director: C. Richard Reese Mgmt For For 1J. Election of Director: Richard F. Wallman Mgmt For For 1K. Election of Director: Virginia M. Wilson Mgmt For For 2. Say on Pay. Mgmt For For 3. Ratification of Auditors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CIT GROUP INC. Agenda Number: 935323030 -------------------------------------------------------------------------------------------------------------------------- Security: 125581801 Meeting Type: Special Meeting Date: 09-Feb-2021 Ticker: CIT ISIN: US1255818015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The CIT merger proposal: The Board of Mgmt For For Directors recommends you vote FOR the proposal to adopt the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc., First-Citizens Bank & Trust Company and FC Merger Subsidiary IX, Inc. 2. The CIT compensation proposal: The Board of Mgmt For For Directors recommends that you vote FOR the proposal to approve, on an advisory (non- binding) basis, the executive officer compensation that will or may be paid to CIT's named executive officers in connection with the transactions contemplated by the Merger Agreement. 3. The CIT adjournment proposal: The Board of Mgmt For For Directors recommends that you vote FOR the proposal to adjourn the CIT special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the CIT merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CIT common stock. -------------------------------------------------------------------------------------------------------------------------- COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 935386450 -------------------------------------------------------------------------------------------------------------------------- Security: 19459J104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: COLL ISIN: US19459J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rita Balice-Gordon, Mgmt For For Ph.D. 1b. Election of Director: Garen Bohlin Mgmt For For 1c. Election of Director: Gwen Melincoff Mgmt For For 1d. Election of Director: Theodore Schroeder Mgmt For For 2. Approval of, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CORELOGIC, INC. Agenda Number: 935382046 -------------------------------------------------------------------------------------------------------------------------- Security: 21871D103 Meeting Type: Special Meeting Date: 28-Apr-2021 Ticker: CLGX ISIN: US21871D1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to adopt the Agreement and Plan of Mgmt For For Merger, dated as of February 4, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Celestial-Saturn Parent Inc., Celestial-Saturn Merger Sub Inc., and CoreLogic, Inc. 2. Non-binding, advisory proposal to approve Mgmt For For compensation that will or may become payable by CoreLogic, Inc. to its named executive officers in connection with the merger contemplated by the Merger Agreement. -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE ONDEMAND, INC. Agenda Number: 935410910 -------------------------------------------------------------------------------------------------------------------------- Security: 21925Y103 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: CSOD ISIN: US21925Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nancy Altobello Mgmt For For Felicia Alvaro Mgmt For For Robert Cavanaugh Mgmt For For Dean Carter Mgmt For For Richard Haddrill Mgmt For For Adam L. Miller Mgmt For For Joseph Osnoss Mgmt For For Philip S. Saunders Mgmt For For Steffan C. Tomlinson Mgmt For For Sara Martinez Tucker Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Cornerstone OnDemand, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. Agenda Number: 935367652 -------------------------------------------------------------------------------------------------------------------------- Security: 262037104 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: DRQ ISIN: US2620371045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Steven L. Newman Mgmt For For 1.2 Election of Director: Amy B. Schwetz Mgmt For For 2. Approval of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Advisory vote to approve compensation of Mgmt For For the Company's named executive officers. 4. Amendment of 2017 Omnibus Incentive Plan of Mgmt For For Dril-Quip, Inc. to increase the number of shares authorized for issuance. -------------------------------------------------------------------------------------------------------------------------- FIRST HORIZON CORPORATION Agenda Number: 935349907 -------------------------------------------------------------------------------------------------------------------------- Security: 320517105 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: FHN ISIN: US3205171057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Harry V. Barton, Jr. 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Kenneth A. Burdick 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Daryl G. Byrd 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: John N. Casbon 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: John C. Compton 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Wendy P. Davidson 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: William H. Fenstermaker 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: D. Bryan Jordan 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: J. Michael Kemp, Sr. 1J. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Rick E. Maples 1K. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Vicki R. Palmer 1L. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Colin V. Reed 1M. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: E. Stewart Shea, III 1N. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Cecelia D. Stewart 1O. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Rajesh Subramaniam 1P. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Rosa Sugranes 1Q. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: R. Eugene Taylor 2. Approval of the First Horizon Corporation Mgmt For For 2021 Incentive Plan. 3. Approval of an advisory resolution to Mgmt For For approve executive compensation. 4. Ratification of appointment of KPMG LLP as Mgmt For For auditors. -------------------------------------------------------------------------------------------------------------------------- HIGHLAND FUNDS Agenda Number: 935431558 -------------------------------------------------------------------------------------------------------------------------- Security: 43010T104 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: HGLB ISIN: US43010T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John Honis Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935373100 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: Scott F. Schaeffer Mgmt For For 1B. ELECTION OF DIRECTOR: William C. Dunkelberg Mgmt For For 1C. ELECTION OF DIRECTOR: Richard D. Gebert Mgmt For For 1D. ELECTION OF DIRECTOR: Melinda H. McClure Mgmt For For 1E. ELECTION OF DIRECTOR: Mack D. Pridgen III Mgmt For For 1F. ELECTION OF DIRECTOR: DeForest B. Soaries, Mgmt For For Jr. 1G. ELECTION OF DIRECTOR: Lisa Washington Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. 3. THE ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- INTERSECT ENT, INC. Agenda Number: 935399320 -------------------------------------------------------------------------------------------------------------------------- Security: 46071F103 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: XENT ISIN: US46071F1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kieran T. Gallahue Mgmt For For Thomas A. West Mgmt For For Teresa L. Kline Mgmt For For Cynthia L. Lucchese Mgmt For For Dana G. Mead, Jr. Mgmt For For Neil A. Hattangadi, M.D Mgmt For For Elisabeth S. Little Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To provide an advisory vote on executive Mgmt Against Against compensation, as described in the Proxy Statement accompanying this Proxy Card. -------------------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Agenda Number: 935372451 -------------------------------------------------------------------------------------------------------------------------- Security: 477143101 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: JBLU ISIN: US4771431016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: B. Ben Baldanza 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Peter Boneparth 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Monte Ford 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Robin Hayes 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Ellen Jewett 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Robert Leduc 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Teri McClure 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Sarah Robb O'Hagan 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Vivek Sharma 1J. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Thomas Winkelmann 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. To vote on the stockholder proposal to Shr Against For reduce the special meeting threshold, if properly presented at the annual meeting. -------------------------------------------------------------------------------------------------------------------------- LKQ CORPORATION Agenda Number: 935362878 -------------------------------------------------------------------------------------------------------------------------- Security: 501889208 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: LKQ ISIN: US5018892084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick Berard Mgmt For For 1B. Election of Director: Meg A. Divitto Mgmt For For 1C. Election of Director: Robert M. Hanser Mgmt For For 1D. Election of Director: Joseph M. Holsten Mgmt For For 1E. Election of Director: Blythe J. McGarvie Mgmt For For 1F. Election of Director: John W. Mendel Mgmt For For 1G. Election of Director: Jody G. Miller Mgmt For For 1H. Election of Director: Guhan Subramanian Mgmt For For 1I. Election of Director: Xavier Urbain Mgmt For For 1J. Election of Director: Jacob H. Welch Mgmt For For 1K. Election of Director: Dominick Zarcone Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935374188 -------------------------------------------------------------------------------------------------------------------------- Security: 54150E104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: LOMA ISIN: US54150E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of the persons in charge of Mgmt For For subscribing the minute. 2. Consideration of the documents to which Mgmt For For paragraph 1) of Section 234 of the Argentine Corporations Act refers to, that correspond to the regular financial year No 96 ended on December 31st, 2020. 3. Consideration of the modification of the Mgmt For For allocation of the Optional Reserve and change of name to "Optional Reserve for Future Dividends". 4. Consideration of the positive unallocated Mgmt For For earnings of the year ended on December 31st, 2020 of the amount of ARS 11,351,024,000. Consideration of the proposal of the Board of Directors to allocate said sum to the "Optional Reserve for Future Dividends". Delegation of the power to completely or partially use such reserve one or more times to the Board of Directors, depending on the evolution of the business and until the next shareholders' meeting at which the financial statements as of December 31st, 2021 are considered. 5. Consideration of the performance of the Mgmt For members of the Board of Directors for the year ended December 31st, 2020. 6. Consideration of the performance of the Mgmt For members of the Supervisory Committee for the year ended on December 31st, 2020. 7. Consideration of the remuneration of the Mgmt For Board of Directors that corresponds to the year that ended on December 31st, 2020 of ARS 99,020,464.96 (total amount of remunerations). 8. Consideration of the remuneration of the Mgmt For members of the Supervisory Committee for the year ended on December 31st, 2020. 9. Setting of the number of directors and Mgmt For appointment of the full and alternate members for year 2021. Approval of a policy aimed at maintaining a proportion of at least 20% independent members over the total number of members of the Board during the year in course. 10. Appointment of the full and alternate Mgmt For members of the Supervisory Committee for year 2021. 11. Appointment of External Auditors and of the Mgmt For For main partner and alternate partner of the respective accounting firm for the year of 2021. 12. Approval of the fees of the External Mgmt For For Auditors for the year ended on December 31st, 2020. 13. Consideration of the fees of the External Mgmt Abstain Against Auditors for the year 2021. 14. Approval of the budget of the Audit Mgmt For For Committee for 2021. 15. Exemption from the preferential offer of Mgmt For For shares to shareholders under section 67 of Argentine Law No. 26,831 in relation to the implementation of the Stock Incentive Programs approved at the Board meeting held on February 12, 2021. 16. Granting of the relevant authorizations for Mgmt For For the carrying out of paperwork and to make the necessary filings. -------------------------------------------------------------------------------------------------------------------------- LUXFER HOLDINGS PLC Agenda Number: 935417281 -------------------------------------------------------------------------------------------------------------------------- Security: G5698W116 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: LXFR ISIN: GB00BNK03D49 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Alok Maskara as a Director of Mgmt For For the Company. 2. To re-elect David Landless as a Director of Mgmt For For the Company. 3. To re-elect Clive Snowdon as a Director of Mgmt For For the Company. 4. To re-elect Richard Hipple as a Director of Mgmt For For the Company. 5. To re-elect Allisha Elliott as a Director Mgmt For For of the Company. 6. To re-elect Lisa Trimberger as a Director Mgmt For For of the Company. 7. To approve the Directors' Remuneration Mgmt For For Policy (the "Directors' Remuneration Policy"). 8. To approve, by non-binding advisory vote, Mgmt For For the Directors' Remuneration Report for the year ended December 31, 2020 (the "Directors' Remuneration Report"), excluding the part containing the Directors' Remuneration Policy. 9. To approve, by non-binding advisory vote, Mgmt For For the compensation of Luxfer's Named Executive Officers (the "Named Executive Officers"). 10. To approve, by non-binding advisory vote, Mgmt 1 Year For the frequency of "Say-On-Pay" votes. 11. To ratify the re-appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent auditors (the "Independent Auditors") of Luxfer Holdings PLC until conclusion of the 2022 Annual General Meeting. 12. To authorize the Audit Committee of the Mgmt For For Board of Directors to set the Independent Auditors' remuneration. -------------------------------------------------------------------------------------------------------------------------- MEDNAX, INC. Agenda Number: 935254211 -------------------------------------------------------------------------------------------------------------------------- Security: 58502B106 Meeting Type: Annual Meeting Date: 09-Sep-2020 Ticker: MD ISIN: US58502B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karey D. Barker Mgmt For For Waldemar A. Carlo, M.D. Mgmt For For Paul G. Gabos Mgmt For For Manuel Kadre Mgmt For For Thomas A. McEachin Mgmt For For Roger J. Medel, M.D. Mgmt For For Mark S. Ordan Mgmt For For Michael A. Rucker Mgmt For For Guy P. Sansone Mgmt For For John M. Starcher, Jr. Mgmt For For Shirley A. Weis Mgmt For For 2. Proposal to approve the Articles of Mgmt For For Amendment to the Amended and Restated Articles of Incorporation, as amended, of MEDNAX, Inc. to change the Company's name to "Pediatrix Medical Group, Inc." 3. Proposal to approve the Articles of Mgmt For For Amendment to the Amended and Restated Articles of Incorporation, as amended, of MEDNAX Services, Inc., a subsidiary of the Company, to change its name to "PMG Services, Inc." 4. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. 5. Proposal to approve, by non-binding Mgmt Against Against advisory vote, the compensation of our named executive officers for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- MEDNAX, INC. Agenda Number: 935365266 -------------------------------------------------------------------------------------------------------------------------- Security: 58502B106 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: MD ISIN: US58502B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karey D. Barker Mgmt For For Waldemar A. Carlo, M.D. Mgmt For For Paul G. Gabos Mgmt For For Manuel Kadre Mgmt For For Thomas A. McEachin Mgmt For For Roger J. Medel, M.D. Mgmt For For Mark S. Ordan Mgmt For For Michael A. Rucker Mgmt For For Guy P. Sansone Mgmt For For John M. Starcher, Jr. Mgmt For For Shirley A. Weis Mgmt For For 2. Proposal to approve the amendment and Mgmt For For restatement of the Mednax, Inc. Amended and Restated 2008 Incentive Compensation Plan. 3. Proposal to approve the amendment and Mgmt For For restatement of the Mednax, Inc. 1996 Non-Qualified Employee Stock Purchase Plan, as amended. 4. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. 5. Proposal to approve, by non-binding Mgmt Against Against advisory vote, the compensation of our named executive officers for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Agenda Number: 935349452 -------------------------------------------------------------------------------------------------------------------------- Security: 60855R100 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: MOH ISIN: US60855R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Daniel Cooperman (Class I) 1B. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Stephen H. Lockhart (Class I) 1C. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Richard M. Schapiro (Class I) 1D. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Ronna E. Romney (Class III) 1E. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Dale B. Wolf (Class III) 1F. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Joseph M. Zubretsky (Class III) 2. To consider and approve, on a non-binding, Mgmt For For advisory basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935242836 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 14-Jul-2020 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Bob Froehlich Mgmt For For Edward Constantino Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935250388 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Special Meeting Date: 28-Aug-2020 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve a change in the Fund's business Mgmt For For from a registered investment company that invests primarily in debt and equity securities to a diversified REIT and to amend the Fund's fundamental investment restrictions to permit the Fund to engage in its new business (the "Business Change Proposal"). 2. To approve the amendment and restatement of Mgmt For For the Fund's Agreement and Declaration of Trust (the "Amendment Proposal"). -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935432459 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Trustee to serve for Mgmt For For a three year term expiring at the 2024 Annual Meeting: John Honis -------------------------------------------------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935404664 -------------------------------------------------------------------------------------------------------------------------- Security: 65341D102 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: NXRT ISIN: US65341D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual meeting: James Dondero 1B. Election of Director to serve until the Mgmt For For 2022 Annual meeting: Brian Mitts 1C. Election of Director to serve until the Mgmt For For 2022 Annual meeting: Edward Constantino 1D. Election of Director to serve until the Mgmt For For 2022 Annual meeting: Scott Kavanaugh 1E. Election of Director to serve until the Mgmt For For 2022 Annual meeting: Arthur Laffer 1F. Election of Director to serve until the Mgmt For For 2022 Annual meeting: Catherine Wood 2. Advisory Vote on Executive Compensation: to Mgmt For For approve, on an advisory basis, the compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC Agenda Number: 935415023 -------------------------------------------------------------------------------------------------------------------------- Security: 65290C105 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: NEX ISIN: US65290C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Robert W. Drummond 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Stuart M. Brightman 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Gary M. Halverson 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Patrick M. Murray 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Amy H. Nelson 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Melvin G. Riggs 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Michael Roemer 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: James C. Stewart 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Scott R. Wille 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent auditor for the fiscal year ending December 31, 2021. 3. To approve, in an advisory vote, the Mgmt For For compensation of our named executive officers. 4. To approve the amendment and restatement of Mgmt For For the NexTier Oilfield Solutions Inc. Equity and Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. Agenda Number: 935347446 -------------------------------------------------------------------------------------------------------------------------- Security: 629377508 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: NRG ISIN: US6293775085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: E. Spencer Abraham Mgmt For For 1B. Election of Director: Antonio Carrillo Mgmt For For 1C. Election of Director: Matthew Carter, Jr. Mgmt For For 1D. Election of Director: Lawrence S. Coben Mgmt For For 1E. Election of Director: Heather Cox Mgmt For For 1F. Election of Director: Elisabeth B. Donohue Mgmt For For 1G. Election of Director: Mauricio Gutierrez Mgmt For For 1H. Election of Director: Paul W. Hobby Mgmt For For 1I. Election of Director: Alexandra Pruner Mgmt For For 1J. Election of Director: Anne C. Schaumburg Mgmt For For 1K. Election of Director: Thomas H. Weidemeyer Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 935253966 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Special Meeting Date: 10-Sep-2020 Ticker: NUVA ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares 2. To approve the adjournment of the Special Mgmt For For Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 935377704 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: NUVA ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Vickie L. Mgmt For For Capps 1.2 Election of Class II Director: John A. Mgmt For For DeFord, Ph.D 1.3 Election of Class II Director: R. Scott Mgmt For For Huennekens 1.4 Election of Class II Director: Siddhartha Mgmt For For C. Kadia, Ph.D. 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval of a non-binding advisory Mgmt For For resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Agenda Number: 935426622 -------------------------------------------------------------------------------------------------------------------------- Security: 691497309 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: OXM ISIN: US6914973093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Thomas C. Mgmt For For Chubb III 1.2 Election of Class II Director: John R. Mgmt For For Holder 1.3 Election of Class II Director: Stephen S. Mgmt For For Lanier 1.4 Election of Class II Director: Clarence H. Mgmt For For Smith 1.5 Election of Class III Director: Milford W. Mgmt For For McGuirt 2. Ratify the selection of Ernst & Young LLP Mgmt For For to serve as the Company's independent registered public accounting firm for fiscal 2021. 3. Proposal to approve, by a non-binding, Mgmt For For advisory vote, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- PARATEK PHARMACEUTICALS, INC. Agenda Number: 935410516 -------------------------------------------------------------------------------------------------------------------------- Security: 699374302 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: PRTK ISIN: US6993743029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rolf K. Hoffmann Mgmt For For Kristine Peterson Mgmt For For Jeffrey Stein, Ph.D. Mgmt For For 2. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 100,000,000 shares to 200,000,000 shares. 3. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 935398417 -------------------------------------------------------------------------------------------------------------------------- Security: 726503105 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: PAA ISIN: US7265031051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Greg L. Armstrong Mgmt For For John T. Raymond Mgmt For For Bobby S. Shackouls Mgmt For For Christopher M. Temple Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. 3. The approval, on a non-binding advisory Mgmt For For basis, of our named executive officer compensation. 4. The approval of the Plains All American Mgmt For For 2021 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Agenda Number: 935427650 -------------------------------------------------------------------------------------------------------------------------- Security: 69354M108 Meeting Type: Special Meeting Date: 15-Jun-2021 Ticker: PRAH ISIN: US69354M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the "merger agreement" and such proposal, the "PRA merger agreement proposal"). 2. To approve, on an advisory (non-binding) Mgmt For For basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensation proposal"). 3. To approve the adjournment of the PRA Mgmt For For stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the "PRA adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- RLJ LODGING TRUST Agenda Number: 935379455 -------------------------------------------------------------------------------------------------------------------------- Security: 74965L101 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: RLJ ISIN: US74965L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Robert L. Johnson 1.2 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Leslie D. Hale 1.3 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Evan Bayh 1.4 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Arthur R. Collins 1.5 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Nathaniel A. Davis 1.6 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Patricia L. Gibson 1.7 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Robert M. La Forgia 1.8 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Robert J. McCarthy 1.9 Election of Trustee for a term expiring at Mgmt For For the 2021 annual meeting of shareholder: Glenda G. McNeal 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. To approve on a non-binding basis the Mgmt For For compensation of our named executive officers. 4. To approve the 2021 RLJ Lodging Trust Mgmt For For Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935394837 -------------------------------------------------------------------------------------------------------------------------- Security: 808625107 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: SAIC ISIN: US8086251076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Nominee: Robert A. Bedingfield Mgmt For For 1B. Election of Nominee: Carol A. Goode Mgmt For For 1C. Election of Nominee: Garth N. Graham Mgmt For For 1D. Election of Nominee: John J. Hamre Mgmt For For 1E. Election of Nominee: Yvette M. Kanouff Mgmt For For 1F. Election of Nominee: Nazzic S. Keene Mgmt For For 1G. Election of Nominee: Timothy J. Mayopoulos Mgmt For For 1H. Election of Nominee: Katharina G. McFarland Mgmt For For 1I. Election of Nominee: Donna S. Morea Mgmt For For 1J. Election of Nominee: Steven R. Shane Mgmt For For 2. The approval of a non-binding, advisory Mgmt For For vote on executive compensation. 3. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2022. -------------------------------------------------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Agenda Number: 935342458 -------------------------------------------------------------------------------------------------------------------------- Security: 81725T100 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: SXT ISIN: US81725T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph Carleone Mgmt For For 1B. Election of Director: Edward H. Cichurski Mgmt For For 1C. Election of Director: Mario Ferruzzi Mgmt For For 1D. Election of Director: Carol R. Jackson Mgmt For For 1E. Election of Director: Donald W. Landry Mgmt For For 1F. Election of Director: Paul Manning Mgmt For For 1G. Election of Director: Deborah Mgmt For For McKeithan-Gebhardt 1H. Election of Director: Scott C. Morrison Mgmt For For 1I. Election of Director: Elaine R. Wedral Mgmt For For 1J. Election of Director: Essie Whitelaw Mgmt For For 2. Proposal to approve the compensation paid Mgmt Against Against to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. 3. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP, certified public accountants, as the independent auditors of Sensient for 2021. -------------------------------------------------------------------------------------------------------------------------- SM ENERGY COMPANY Agenda Number: 935395930 -------------------------------------------------------------------------------------------------------------------------- Security: 78454L100 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: SM ISIN: US78454L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director until the next annual Mgmt For For meeting: Carla J. Bailo 1.2 Election of Director until the next annual Mgmt For For meeting: Stephen R. Brand 1.3 Election of Director until the next annual Mgmt For For meeting: Ramiro G. Peru 1.4 Election of Director until the next annual Mgmt For For meeting: Julio M. Quintana 1.5 Election of Director until the next annual Mgmt For For meeting: Rose M. Robeson 1.6 Election of Director until the next annual Mgmt For For meeting: William D. Sullivan 1.7 Election of Director until the next annual Mgmt For For meeting: Herbert S. Vogel 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation philosophy, policies and procedures, and the compensation of our Company's named executive officers, as disclosed in the accompanying Proxy Statement. 3. To ratify the appointment by the Audit Mgmt For For Committee of Ernst & Young LLP as our independent registered public accounting firm for 2021. 4. To approve our 2021 Employee Stock Purchase Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573 -------------------------------------------------------------------------------------------------------------------------- Security: 84860W300 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: SRC ISIN: US84860W3007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jackson Hsieh Mgmt For For 1B. Election of Director: Kevin M. Charlton Mgmt For For 1C. Election of Director: Todd A. Dunn Mgmt For For 1D. Election of Director: Elizabeth F. Frank Mgmt For For 1E. Election of Director: Michelle M. Frymire Mgmt For For 1F. Election of Director: Kristian M. Gathright Mgmt For For 1G. Election of Director: Richard I. Gilchrist Mgmt For For 1H. Election of Director: Diana M. Laing Mgmt For For 1I. Election of Director: Nicholas P. Shepherd Mgmt For For 1J. Election of Director: Thomas J. Sullivan Mgmt For For 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. A non-binding, advisory resolution to Mgmt Against Against approve the compensation of our named executive officers as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717 -------------------------------------------------------------------------------------------------------------------------- Security: 78467J100 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: SSNC ISIN: US78467J1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jonathan E. Michael Mgmt For For 2. The approval of the compensation of the Mgmt For For named executive officers. 3. The ratification of PricewaterhouseCoopers Mgmt For For LLP as SS&C's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SURGERY PARTNERS INC. Agenda Number: 935399178 -------------------------------------------------------------------------------------------------------------------------- Security: 86881A100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: SGRY ISIN: US86881A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Clifford G. Adlerz Mgmt For For J. Eric Evans Mgmt For For Andrew T. Kaplan Mgmt For For Blair E. Hendrix Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation paid by the Company to its named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval of an amendment to the Company's Mgmt Against Against 2015 Omnibus Incentive Plan, as amended and restated effective January 1, 2020. -------------------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935345593 -------------------------------------------------------------------------------------------------------------------------- Security: 879360105 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: TDY ISIN: US8793601050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Denise R. Cade Mgmt For For Simon M. Lorne Mgmt For For Wesley W. von Schack Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. 3. Approval of a non-binding advisory Mgmt For For resolution on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834 -------------------------------------------------------------------------------------------------------------------------- Security: 879360105 Meeting Type: Special Meeting Date: 13-May-2021 Ticker: TDY ISIN: US8793601050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance (the "Teledyne Mgmt For For Share Issuance Proposal") of Teledyne Technologies Incorporated ("Teledyne") common stock, $0.01 par value per share, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of January 4, 2021, by and among Teledyne, Firework Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Teledyne, Firework Merger Sub II, LLC, and FLIR Systems, Inc. 2. To approve one or more adjournments of the Mgmt For For Teledyne Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Teledyne Share Issuance Proposal at the time of the Teledyne Special Meeting. -------------------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION Agenda Number: 935350847 -------------------------------------------------------------------------------------------------------------------------- Security: 88076W103 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: TDC ISIN: US88076W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Lisa R. Mgmt For For Bacus 1B. Election of Class II Director: Timothy C.K. Mgmt For For Chou 1C. Election of Class II Director: John G. Mgmt For For Schwarz 1D. Election of Class I Director: Stephen Mgmt For For McMillan 2. An advisory (non-binding) vote to approve Mgmt For For executive compensation. 3. Approval of the amended and restated Mgmt For For Teradata 2012 Stock Incentive Plan. 4. Approval of the amended and restated Mgmt For For Teradata Employee Stock Purchase Plan. 5. Approval of the ratification of the Mgmt For For appointment of the independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- VISTRA CORP. Agenda Number: 935375344 -------------------------------------------------------------------------------------------------------------------------- Security: 92840M102 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: VST ISIN: US92840M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott B. Helm Mgmt For For 1B. Election of Director: Hilary E. Ackermann Mgmt For For 1C. Election of Director: Arcilia C. Acosta Mgmt For For 1D. Election of Director: Gavin R. Baiera Mgmt For For 1E. Election of Director: Paul M. Barbas Mgmt For For 1F. Election of Director: Lisa Crutchfield Mgmt For For 1G. Election of Director: Brian K. Ferraioli Mgmt For For 1H. Election of Director: Jeff D. Hunter Mgmt For For 1I. Election of Director: Curtis A. Morgan Mgmt For For 1J. Election of Director: John R. Sult Mgmt For For 2. Approve, on an advisory basis, the 2020 Mgmt For For compensation of the Company's named executive officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. Highland Socially Responsible Equity Fund -------------------------------------------------------------------------------------------------------------------------- ACREAGE HOLDINGS, INC. Agenda Number: 935238205 -------------------------------------------------------------------------------------------------------------------------- Security: 00489Y402 Meeting Type: Annual Meeting Date: 23-Jul-2020 Ticker: ACRGF ISIN: CA00489Y4022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of directors to be Mgmt For For elected at the Meeting to five. 2 DIRECTOR John Boehner Mgmt For For Kevin P. Murphy Mgmt For For Douglas Maine Mgmt For For Brian Mulroney Mgmt For For William C. Van Faasen Mgmt For For 3 Appointment of Marcum LLP as the new Mgmt Abstain Against auditors of Acreage Holdings, Inc. for the ensuing year and authorization of the Board of Directors to fix the remuneration of Marcum LLP. -------------------------------------------------------------------------------------------------------------------------- ACREAGE HOLDINGS, INC. Agenda Number: 935264705 -------------------------------------------------------------------------------------------------------------------------- Security: 00489Y402 Meeting Type: Special Meeting Date: 16-Sep-2020 Ticker: ACRGF ISIN: CA00489Y4022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To consider pursuant to an interim order of Mgmt For For the Supreme Court of British Columbia dated August 11, 2020, and, if thought advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix "A" to the accompanying proxy statement and management information circular (the "Circular"), approving: a. an amended arrangement under Section 288 of the Business Corporations Act (British Columbia) to be implemented pursuant to an amended and restated plan of arrangement (the "Amended and Restated Plan of Arrangement"), which amends and restates the plan of arrangement implemented by the Corporation on June 27, 2019, as more particularly described in the information circular. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935343412 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Amy Banse 1B. Election of Director for a term of one Mgmt For For year: Melanie Boulden 1C. Election of Director for a term of one Mgmt For For year: Frank Calderoni 1D. Election of Director for a term of one Mgmt For For year: James Daley 1E. Election of Director for a term of one Mgmt For For year: Laura Desmond 1F. Election of Director for a term of one Mgmt For For year: Shantanu Narayen 1G. Election of Director for a term of one Mgmt For For year: Kathleen Oberg 1H. Election of Director for a term of one Mgmt For For year: Dheeraj Pandey 1I. Election of Director for a term of one Mgmt For For year: David Ricks 1J. Election of Director for a term of one Mgmt For For year: Daniel Rosensweig 1K. Election of Director for a term of one Mgmt For For year: John Warnock 2. Approve the Adobe Inc. 2019 Equity Mgmt For For Incentive Plan, as amended, to increase the available share reserve by 6 million shares. 3. Ratify the appointment of KPMG LLP as our Mgmt Against Against independent registered public accounting firm for our fiscal year ending on December 3, 2021. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935287498 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2020 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. Michele Burns Mgmt For For 1b. Election of Director: Wesley G. Bush Mgmt For For 1c. Election of Director: Michael D. Capellas Mgmt For For 1d. Election of Director: Mark Garrett Mgmt For For 1e. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1f. Election of Director: Roderick C. McGeary Mgmt For For 1g. Election of Director: Charles H. Robbins Mgmt For For 1h. Election of Director: Arun Sarin Mgmt Abstain Against 1i. Election of Director: Brenton L. Saunders Mgmt Against Against 1j. Election of Director: Dr. Lisa T. Su Mgmt For For 2. Approval of the reincorporation of Cisco Mgmt For For from California to Delaware. 3. Approval of amendment and restatement of Mgmt For For the 2005 Stock Incentive Plan. 4. Approval, on an advisory basis, of Mgmt For For executive compensation. 5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as Cisco's independent registered public accounting firm for fiscal 2021. 6. Approval to have Cisco's Board adopt a Shr For Against policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION Agenda Number: 935252635 -------------------------------------------------------------------------------------------------------------------------- Security: 243537107 Meeting Type: Annual Meeting Date: 11-Sep-2020 Ticker: DECK ISIN: US2435371073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael F. Devine, III Mgmt For For Nelson C. Chan Mgmt For For Cynthia (Cindy) L Davis Mgmt For For Juan R. Figuereo Mgmt For For Victor Luis Mgmt For For Dave Powers Mgmt For For Lauri M. Shanahan Mgmt For For Brian A. Spaly Mgmt For For Bonita C. Stewart Mgmt For For 2. To ratify the selection of KPMG LLP as our Mgmt Against Against independent registered public accounting firm for fiscal year 2021. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our Named Executive Officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 935257976 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 22-Sep-2020 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: R. Kerry Clark Mgmt For For 1B. Election of Director: David M. Cordani Mgmt For For 1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1D. Election of Director: Jeffrey L. Harmening Mgmt For For 1E. Election of Director: Maria G. Henry Mgmt For For 1F. Election of Director: Jo Ann Jenkins Mgmt For For 1G. Election of Director: Elizabeth C. Lempres Mgmt For For 1H. Election of Director: Diane L. Neal Mgmt For For 1I. Election of Director: Steve Odland Mgmt For For 1J. Election of Director: Maria A. Sastre Mgmt For For 1K. Election of Director: Eric D. Sprunk Mgmt For For 1L. Election of Director: Jorge A. Uribe Mgmt For For 2. Advisory Vote on Executive Compensation. Mgmt For For 3. Ratify Appointment of the Independent Mgmt Against Against Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935313217 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan K. Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Tekedra Mawakana Mgmt For For 1g. Election of Director: Suzanne Nora Johnson Mgmt For For 1h. Election of Director: Dennis D. Powell Mgmt For For 1i. Election of Director: Brad D. Smith Mgmt Against Against 1j. Election of Director: Thomas Szkutak Mgmt For For 1k. Election of Director: Raul Vazquez Mgmt For For 1l. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt Against Against Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935214065 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For Reitzle 1B. Election of Director: Stephen F. Angel Mgmt For For 1C. Election of Director: Prof. DDr. Mgmt For For Ann-Kristin Achleitner 1D. Election of Director: Prof. Dr. Clemens Mgmt Against Against Borsig 1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For 1F. Election of Director: Dr. Thomas Enders Mgmt For For 1G. Election of Director: Franz Fehrenbach Mgmt Against Against 1H. Election of Director: Edward G. Galante Mgmt For For 1I. Election of Director: Larry D. McVay Mgmt Against Against 1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For 1K. Election of Director: Prof. Dr. Martin H. Mgmt Against Against Richenhagen 1L. Election of Director: Robert L. Wood Mgmt Against Against 2A. To ratify, on an advisory and non-binding Mgmt Against Against basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. 2B. To authorize the Board, acting through the Mgmt For For Audit Committee, to determine PWC's remuneration. 3. To determine the price range at which Linde Mgmt For For plc can re-allot shares that it acquires as treasury shares under Irish law. 4. To approve, on an advisory and non-binding Mgmt For For basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586 -------------------------------------------------------------------------------------------------------------------------- Security: 579780206 Meeting Type: Annual Meeting Date: 31-Mar-2021 Ticker: MKC ISIN: US5797802064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021) . -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935284478 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 02-Dec-2020 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reid G. Hoffman Mgmt For For 1B. Election of Director: Hugh F. Johnston Mgmt For For 1C. Election of Director: Teri L. List-Stoll Mgmt For For 1D. Election of Director: Satya Nadella Mgmt For For 1E. Election of Director: Sandra E. Peterson Mgmt For For 1F. Election of Director: Penny S. Pritzker Mgmt For For 1G. Election of Director: Charles W. Scharf Mgmt For For 1H. Election of Director: Arne M. Sorenson Mgmt For For 1I. Election of Director: John W. Stanton Mgmt For For 1J. Election of Director: John W. Thompson Mgmt For For 1K. Election of Director: Emma N. Walmsley Mgmt For For 1L. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt Against Against our independent auditor for fiscal year 2021. 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors. -------------------------------------------------------------------------------------------------------------------------- NEWMONT CORPORATION Agenda Number: 935348183 -------------------------------------------------------------------------------------------------------------------------- Security: 651639106 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: NEM ISIN: US6516391066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick Awuah. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1B. Election of Director: Gregory Boyce. Mgmt Against Against (Please note that an Against vote is treated as a Withhold) 1C. Election of Director: Bruce Brook. (Please Mgmt Against Against note that an Against vote is treated as a Withhold) 1D. Election of Director: Maura Clark. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1E. Election of Director: Matthew Coon Come. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1F. Election of Director: Jose Manuel Madero. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1G. Election of Director: Rene Medori. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1H. Election of Director: Jane Nelson. (Please Mgmt For For note that an Against vote is treated as a Withhold) 1I. Election of Director: Thomas Palmer. Mgmt For For (Please note that an Against vote is treated as a Withhold) 1J. Election of Director: Julio Quintana. Mgmt Against Against (Please note that an Against vote is treated as a Withhold) 1K. Election of Director: Susan Story. (Please Mgmt For For note that an Against vote is treated as a Withhold) 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. 3. Ratify Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935242836 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 14-Jul-2020 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Bob Froehlich Mgmt For For Edward Constantino Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935250388 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Special Meeting Date: 28-Aug-2020 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve a change in the Fund's business Mgmt For For from a registered investment company that invests primarily in debt and equity securities to a diversified REIT and to amend the Fund's fundamental investment restrictions to permit the Fund to engage in its new business (the "Business Change Proposal"). 2. To approve the amendment and restatement of Mgmt For For the Fund's Agreement and Declaration of Trust (the "Amendment Proposal"). -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935326935 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 17-Mar-2021 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt Abstain Against (Withdrawn) 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt Against Against 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 2. Advisory resolution to approve our Mgmt Against Against executive officer compensation. 3. Ratification of selection of Deloitte & Mgmt Against Against Touche LLP as our independent registered public accounting firm for fiscal 2021. 4. Employee Board Representation. Shr Against For -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935259514 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 22-Sep-2020 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve for a Mgmt For For term of three years: Elon Musk 1.2 Election of Class I Director to serve for a Mgmt For For term of three years: Robyn Denholm 1.3 Election of Class I Director to serve for a Mgmt For For term of three years: Hiromichi Mizuno 2. Tesla proposal to approve executive Mgmt Against Against compensation on a non-binding advisory basis. 3. Tesla proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. Stockholder proposal regarding paid Shr Against For advertising. 5. Stockholder proposal regarding simple Shr For Against majority voting provisions in our governing documents. 6. Stockholder proposal regarding reporting on Shr For Against employee arbitration. 7. Stockholder proposal regarding additional Shr For Against reporting on human rights. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935342547 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Botin Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt Against Against 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr Against For health. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 13-Oct-2020 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For 1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For 1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For 1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For 1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For 1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For 1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For 1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For Jr. 1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For 1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For 1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For 1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt Against Against Registered Public Accounting Firm. 3. Advisory Vote to Approve the Company's Mgmt For For Executive Compensation (the "Say on Pay" vote). 4. Approval of The Procter & Gamble Company Mgmt For For International Stock Ownership Plan, As Amended and Restated. 5. Shareholder Proposal - Report on Efforts to Shr For Against Eliminate Deforestation. 6. Shareholder Proposal - Annual Report on Shr For Against Diversity. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935328206 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 09-Mar-2021 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Robert A. Chapek Mgmt For For 1E. Election of Director: Francis A. deSouza Mgmt For For 1F. Election of Director: Michael B.G. Froman Mgmt For For 1G. Election of Director: Robert A. Iger Mgmt For For 1H. Election of Director: Maria Elena Mgmt For For Lagomasino 1I. Election of Director: Mark G. Parker Mgmt For For 1J. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. Shareholder proposal requesting an annual Shr For Against report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935315576 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 26-Jan-2021 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd A. Carney Mgmt Against Against 1B. Election of Director: Mary B. Cranston Mgmt For For 1C. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1E. Election of Director: Ramon Laguarta Mgmt For For 1F. Election of Director: John F. Lundgren Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Denise M. Morrison Mgmt For For 1I. Election of Director: Suzanne Nora Johnson Mgmt For For 1J. Election of Director: Linda J. Rendle Mgmt For For 1K. Election of Director: John A. C. Swainson Mgmt For For 1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For compensation paid to our named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2021 fiscal year. 4. Approval of the Visa Inc. 2007 Equity Mgmt For For Incentive Compensation Plan, as amended and restated. 5. Approval of an amendment to our Certificate Mgmt For For of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. 6. To vote on a stockholder proposal Shr Against For requesting stockholders' right to act by written consent, if properly presented. 7. To vote on a stockholder proposal to amend Shr Against For our principles of executive compensation program, if properly presented. Highland Total Return Fund -------------------------------------------------------------------------------------------------------------------------- AMREP CORPORATION Agenda Number: 935256342 -------------------------------------------------------------------------------------------------------------------------- Security: 032159105 Meeting Type: Annual Meeting Date: 10-Sep-2020 Ticker: AXR ISIN: US0321591051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Theodore J. Gaasche Mgmt For For Albert V. Russo Mgmt For For 2. The approval, on an advisory basis, of the Mgmt Against Against compensation paid to the Company's named executive officers as disclosed in the accompanying proxy statement. 3. Ratify the appointment of Marcum LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending April 30, 2021. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORE BOND TRUST Agenda Number: 935237823 -------------------------------------------------------------------------------------------------------------------------- Security: 09249E101 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: BHK ISIN: US09249E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt For For R. Glenn Hubbard Mgmt For For John M. Perlowski Mgmt For For W. Carl Kester Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK TAXABLE MUNICIPAL BOND TRUST Agenda Number: 935237823 -------------------------------------------------------------------------------------------------------------------------- Security: 09248X100 Meeting Type: Annual Meeting Date: 27-Jul-2020 Ticker: BBN ISIN: US09248X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt For For R. Glenn Hubbard Mgmt For For John M. Perlowski Mgmt For For W. Carl Kester Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935327608 -------------------------------------------------------------------------------------------------------------------------- Security: 258622109 Meeting Type: Annual Meeting Date: 17-Feb-2021 Ticker: DSL ISIN: US2586221093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond B. Woolson Mgmt For For Ronald R. Redell Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE OPPORTUNISTIC CREDIT FUND Agenda Number: 935327595 -------------------------------------------------------------------------------------------------------------------------- Security: 258623107 Meeting Type: Annual Meeting Date: 17-Feb-2021 Ticker: DBL ISIN: US2586231076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond B. Woolson Mgmt For For Ronald R. Redell Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GCI LIBERTY, INC. Agenda Number: 935296194 -------------------------------------------------------------------------------------------------------------------------- Security: 36164V305 Meeting Type: Special Meeting Date: 15-Dec-2020 Ticker: GLIBA ISIN: US36164V3050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve the adoption of the Mgmt For For Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. 2. A proposal to approve the adjournment of Mgmt For For the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935288286 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 11-Dec-2020 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard H. Anderson Mgmt For For 1B. Election of Director: Craig Arnold Mgmt For For 1C. Election of Director: Scott C. Donnelly Mgmt For For 1D. Election of Director: Andrea J. Goldsmith, Mgmt For For Ph.D. 1E. Election of Director: Randall J. Hogan, III Mgmt For For 1F. Election of Director: Michael O. Leavitt Mgmt For For 1G. Election of Director: James T. Lenehan Mgmt For For 1H. Election of Director: Kevin E. Lofton Mgmt For For 1I. Election of Director: Geoffrey S. Martha Mgmt For For 1J. Election of Director: Elizabeth G. Nabel, Mgmt For For M.D. 1K. Election of Director: Denise M. O'Leary Mgmt For For 1L. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve, in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). 4. To renew the Board's authority to issue Mgmt For For shares. 5. To renew the Board's authority to opt out Mgmt For For of pre-emption rights. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- PURE CYCLE CORPORATION Agenda Number: 935309004 -------------------------------------------------------------------------------------------------------------------------- Security: 746228303 Meeting Type: Annual Meeting Date: 13-Jan-2021 Ticker: PCYO ISIN: US7462283034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark W. Harding Mgmt For For Patrick J. Beirne Mgmt For For Arthur G. Epker III Mgmt For For Frederick A. Fendel III Mgmt For For Peter C. Howell Mgmt For For Daniel R. Kozlowski Mgmt For For Jeffrey G. Sheets Mgmt For For 2. Ratification of appointment of Plante & Mgmt For For Moran PLLC as the independent registered public accounting firm for the fiscal year ending August 31, 2021. 3. Approval, on an advisory basis, of Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- RIVERNORTH DOUBLELINE STRATEGIC Agenda Number: 935275722 -------------------------------------------------------------------------------------------------------------------------- Security: 76882G107 Meeting Type: Annual Meeting Date: 15-Oct-2020 Ticker: OPP ISIN: US76882G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Patrick W. Galley Mgmt For For Jerry R. Raio Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TCW STRATEGIC INCOME FUND, INC. Agenda Number: 935262662 -------------------------------------------------------------------------------------------------------------------------- Security: 872340104 Meeting Type: Annual Meeting Date: 15-Sep-2020 Ticker: TSI ISIN: US8723401043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Samuel P. Bell Mgmt For For Patrick C. Haden Mgmt For For Peter McMillan Mgmt For For Victoria B. Rogers Mgmt For For Andrew Tarica Mgmt For For David S. DeVito Mgmt For For David B. Lippman Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche, LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020 3. Such other matters as may properly come Mgmt Against Against before the Annual Meeting or any adjournments or postponements thereof. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Highland Funds II By (Signature) /s/ Stephanie Vitiello Name Stephanie Vitiello Title Secretary Date 08/11/2021