X-17A-5 0000891055 XXXXXXXX LIVE false false 01-01-2021 12-31-2021 Broker-dealer N HILLTOP SECURITIES INC. 717 N. Harwood Street Suite 3400 Dallas TX 75201 Laura Leventhal 214-859-1026 PricewaterhouseCoopers, LLP 212 N. Pearl Street Dallas TX 75201 Certified Public Accountant M. Bradley Winges HILLTOP SECURITIES INC. 12-31-2021 M. Bradley Winges President and Chief Executive Officer Y