0000891055-24-000118.txt : 20241203
0000891055-24-000118.hdr.sgml : 20241203
20241203145931
ACCESSION NUMBER: 0000891055-24-000118
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: HUGHES,JASON,LYN,
FILED AS OF DATE: 20241203
DATE AS OF CHANGE: 20241203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
ORGANIZATION NAME:
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 241522419
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
TIFFANY.SINGLETON@hilltopsecurities.com
TIFFANY.SINGLETON@hilltopsecurities.com
N
0000891055-16-000139
N
JASON
LYN
HUGHES
3110334
N
1
0000891055
HILLTOP SECURITIES INC.
01-25-2016
N
867-00632
LOCATED
01-25-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
01-2016
HILLTOP SECURITIES INC.
DALLAS
TX
75270
Y
Y
PUBLIC FINANCE SENIOR VICE PRESIDENT
07-1998
01-2016
FirstSouthwest Company, LLC
DALLAS
TX
75201
Y
Y
PUBLIC FINANCE SENIOR VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-03-2024
TIFFANY SINGLETON
COMPLIANCE