0000891055-24-000016.txt : 20240412 0000891055-24-000016.hdr.sgml : 20240412 20240412092112 ACCESSION NUMBER: 0000891055-24-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MCCLELLAN,JONATHAN,EVAN, FILED AS OF DATE: 20240411 DATE AS OF CHANGE: 20240412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 ORGANIZATION NAME: IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 24840148 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I/A 1 primary_doc.xml MA-I/A 0000891055 XXXXXXXX Ray P Huie 214-859-1721 Ray.Huie@hilltopsecurities.com Tiffany.singleton@hilltopsecurities.com N 0000891055-21-000087 N Jonathan Evan McClellan 6444703 N 1 0000891055 HILLTOP SECURITIES INC. 08-29-2019 Y 867-00632 LOCATED 08-29-2019 717 N. HARWOOD STREET SUITE 3400 DALLAS TX 75201 08-2019 Hilltop Securities Inc. Dallas TX 75201 Y Y Investment Banker 01-2015 08-2019 Fidelity Investments Westlake TX 76262 N Y Fixed Income, Investment Solutions Rep, Premium Relationship Asst. 08-2010 12-2014 Oklahoma State University Stillwater OK 74077 N N Student N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-11-2024 Tiffany Singleton Compliance Jonathan McClellan 6444703 1745827 6A(1)(b)