0000891055-24-000016.txt : 20240412
0000891055-24-000016.hdr.sgml : 20240412
20240412092112
ACCESSION NUMBER: 0000891055-24-000016
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MCCLELLAN,JONATHAN,EVAN,
FILED AS OF DATE: 20240411
DATE AS OF CHANGE: 20240412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
ORGANIZATION NAME:
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 24840148
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I/A
1
primary_doc.xml
MA-I/A
0000891055
XXXXXXXX
Ray P Huie
214-859-1721
Ray.Huie@hilltopsecurities.com
Tiffany.singleton@hilltopsecurities.com
N
0000891055-21-000087
N
Jonathan
Evan
McClellan
6444703
N
1
0000891055
HILLTOP SECURITIES INC.
08-29-2019
Y
867-00632
LOCATED
08-29-2019
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
75201
08-2019
Hilltop Securities Inc.
Dallas
TX
75201
Y
Y
Investment Banker
01-2015
08-2019
Fidelity Investments
Westlake
TX
76262
N
Y
Fixed Income, Investment Solutions Rep, Premium Relationship Asst.
08-2010
12-2014
Oklahoma State University
Stillwater
OK
74077
N
N
Student
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-11-2024
Tiffany Singleton
Compliance
Jonathan McClellan
6444703
1745827
6A(1)(b)