0000891055-23-000056.txt : 20231013
0000891055-23-000056.hdr.sgml : 20231013
20231013090046
ACCESSION NUMBER: 0000891055-23-000056
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DASILVA,WILLIAM,BROOKS,
FILED AS OF DATE: 20231012
DATE AS OF CHANGE: 20231013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 231324003
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
tiffany.singleton@hilltopsecurities.com
tiffany.singleton@hilltopsecurities.com
N
N
WILLIAM
BROOKS
DASILVA
7725171
N
1
0000891055
HILLTOP SECURITIES INC.
04-11-2023
N
867-00632
LOCATED
04-11-2023
6100 FAIRVIEW ROAD
SUITE 550
CHARLOTTE
NC
28210
04-2023
HILLTOP SECURITIES INC.
DALLAS
TX
75201
Y
N
INVESTMENT BANKING ANALYST
07-2013
03-2023
TRUIST SECURITIES (FORMERLY BB&T CORPORATION)
CHARLOTTE
NC
28202
N
Y
DIRECTOR, GOVERNMENTAL FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-12-2023
TIFFANY SINGLETON
COMPLIANCE