0000891055-23-000056.txt : 20231013 0000891055-23-000056.hdr.sgml : 20231013 20231013090046 ACCESSION NUMBER: 0000891055-23-000056 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DASILVA,WILLIAM,BROOKS, FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLTOP SECURITIES INC. CENTRAL INDEX KEY: 0000891055 IRS NUMBER: 751382137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03035 FILM NUMBER: 231324003 BUSINESS ADDRESS: STREET 1: 717 N. HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-859-1540 MAIL ADDRESS: STREET 1: 717 HARWOOD STREET STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20151015 FORMER COMPANY: FORMER CONFORMED NAME: HILLTOP SECURITIES INC. DATE OF NAME CHANGE: 20151006 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC. DATE OF NAME CHANGE: 20030217 MA-I 1 primary_doc.xml MA-I 0000891055 XXXXXXXX TIFFANY SINGLETON 2149538728 tiffany.singleton@hilltopsecurities.com tiffany.singleton@hilltopsecurities.com N N WILLIAM BROOKS DASILVA 7725171 N 1 0000891055 HILLTOP SECURITIES INC. 04-11-2023 N 867-00632 LOCATED 04-11-2023 6100 FAIRVIEW ROAD SUITE 550 CHARLOTTE NC 28210 04-2023 HILLTOP SECURITIES INC. DALLAS TX 75201 Y N INVESTMENT BANKING ANALYST 07-2013 03-2023 TRUIST SECURITIES (FORMERLY BB&T CORPORATION) CHARLOTTE NC 28202 N Y DIRECTOR, GOVERNMENTAL FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-12-2023 TIFFANY SINGLETON COMPLIANCE