0000891055-23-000009.txt : 20230110
0000891055-23-000009.hdr.sgml : 20230110
20230110170227
ACCESSION NUMBER: 0000891055-23-000009
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DYMOND,MICHAEL,JAY,
FILED AS OF DATE: 20230110
DATE AS OF CHANGE: 20230110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 23521788
BUSINESS ADDRESS:
STREET 1: 717 N. HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-859-1540
MAIL ADDRESS:
STREET 1: 717 HARWOOD STREET
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
TIFFANY SINGLETON
2149538728
tiffany.singleton@hilltopsecurities.com
Regina.Sims@hilltopsecurities.com
N
N
MICHAEL
JAY
DYMOND
6068299
N
1
0000891055
HILLTOP SECURITIES INC.
01-03-2023
N
867-00632
LOCATED
SUPERVISED
01-03-2023
485 MADISON AVE
SUITE 1800
NEW YORK
NY
10022
01-2023
HILLTOP SECURITIES
NEW YORK
NY
10022
Y
N
ASSISTANT VICE PRESIDENT
10-2021
01-2023
PRAGER & CO
NEW YORK
NY
10165
Y
N
ASSOCIATE
07-2021
10-2021
UNEMPLOYED
GLENMONT
NY
12077
N
N
UNEMPLOYED
07-2019
07-2021
DUKE UNIVERSITY - STUDENT
DURHAM
NC
27708
N
N
FULL-TIME STUDENT
11-2017
05-2019
S&P GLOBAL
NEW YORK
NY
10121
N
N
ANALYST
07-2013
11-2017
ANALYSIS GROUP
NEW YORK
NY
10020
N
N
SENIOR ANALYST
05-2009
05-2013
UNIVERSITY OF ROCHESTER - STUDENT
ROCHESTER
NY
14642
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-03-2023
REGINA SIMS
COMPLIANCE OFFICER