0000891055-17-000010.txt : 20170331
0000891055-17-000010.hdr.sgml : 20170331
20170331145722
ACCESSION NUMBER: 0000891055-17-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HILLTOP SECURITIES INC.
CENTRAL INDEX KEY: 0000891055
IRS NUMBER: 751382137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03035
FILM NUMBER: 17729895
BUSINESS ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
BUSINESS PHONE: 214-859-6687
MAIL ADDRESS:
STREET 1: 1201 ELM ST
STREET 2: SUITE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270-2180
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20151015
FORMER COMPANY:
FORMER CONFORMED NAME: HILLTOP SECURITIES INC.
DATE OF NAME CHANGE: 20151006
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES, INC.
DATE OF NAME CHANGE: 20030217
MA-I
1
primary_doc.xml
MA-I
0000891055
XXXXXXXX
Kimberly Miller
214-859-1721
Kimberly.Miller@hilltopsecurities.com
N
N
Megan
Laura
Slattery
005549591
N
1
0000891055
HILLTOP SECURITIES INC.
01-22-2016
N
867-00632
SUPERVISED
01-22-2016
1201 ELM ST
SUITE 3500
DALLAS
TX
75270-2180
01-2016
Hilltop Securities Inc.
Dallas
TX
75270
Y
Y
Institutional Sales Assistant
12-2012
01-2016
First Southwest Company
Dallas
TX
75270
Y
Y
Institutional Sales Assistant
07-2012
11-2012
BBVA Compass
Birmingham
AL
35005
N
N
Associate
05-2012
06-2012
Unemployed
Houston
TX
77057
N
N
Unemployed
12-2011
05-2012
Texas A & M
College Station
TX
77845
N
N
Student
06-2010
11-2011
First Southwest Company
Dallas
TX
75270
Y
Y
Intern
09-2009
11-2011
Texas A & M
College Station
TX
77845
N
N
Student
06-2009
08-2009
First Southwest Company
Dallas
TX
75270
Y
Y
Intern
08-2008
05-2009
Texas A & M
College Station
TX
77845
N
N
Student
06-2008
08-2008
First Southwest Company
Dallas
TX
75270
Y
Y
Interm
06-2004
06-2008
Hebron High School
Carrollton
TX
75006
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2017
Kimberly Miller
Compliance Manager